CALIFORNIA
Dublin Unified School District
Oct 20, 2010 . . . . . . $15,370,000
2010 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Nov 3, 2010.
Due Aug 1, 2011 to 2021.
Non-callable.
Winning bid: Morgan Stanley, at 103.0600, TIC 2.175%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $1,375,000 | 2.00% | 0.35% | ||
| 8/1/12 | $1,115,000 | 2.00% | 0.60% | ||
| 8/1/13 | $1,155,000 | 2.00% | 0.80% | ||
| 8/1/14 | $1,300,000 | 2.00% | 1.10% | ||
| 8/1/15 | $1,520,000 | 2.00% | 1.40% | ||
| 8/1/16 | $1,705,000 | 3.00% | 1.70% | ||
| 8/1/17 | $1,840,000 | 2.75% | NRO | NRO | |
| 8/1/18 | $1,980,000 | 3.00% | 2.24% | ||
| 8/1/19 | $1,190,000 | 3.00% | 2.48% | ||
| 8/1/20 | $1,060,000 | 3.00% | 2.66% | ||
| 8/1/21 | $1,130,000 | 3.00% | 2.86% |
Other managers: Citigroup Global Markets, Inc..
L.O.: Jones Hall, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Fidelity Capital, TIC 2.1951%
Stone & Youngberg, TIC 2.245%
Piper Jaffray, TIC 2.2648%
Robert W. Baird, TIC 2.3649%
Southwest Securities, TIC 2.4151%
JPMorgan, TIC 2.4672%
East Valley Water Financing Authority
Oct 20, 2010 . . . . . . $33,545,000
Refunding Revenue Bonds, Series 2010 (book entry).
Dated Oct 28, 2010.
Due Oct 1, 2011 to 2040.
Callable Oct 1, 2020 at par.
Winning bid: Robert W. Baird, at 105.7194, TIC 3.9494%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $1,055,000 | 2.00% | NRO | NRO | |
| 10/1/12 | $1,175,000 | 2.00% | NRO | NRO | |
| 10/1/13 | $1,205,000 | 4.00% | NRO | NRO | |
| 10/1/14 | $1,265,000 | 4.00% | NRO | NRO | |
| 10/1/15 | $1,315,000 | 5.00% | NRO | NRO | |
| 10/1/16 | $1,380,000 | 4.00% | NRO | NRO | |
| 10/1/17 | $1,435,000 | 5.00% | NRO | NRO | |
| 10/1/18 | $1,500,000 | 5.00% | NRO | NRO | |
| 10/1/19 | $1,580,000 | 5.00% | NRO | NRO | |
| 10/1/20 | $1,650,000 | 4.00% | NRO | NRO | |
| 10/1/21 | $1,030,000 | 4.00% | NRO | NRO | |
| 10/1/22 | $1,075,000 | 4.00% | NRO | NRO | |
| 10/1/23 | $1,120,000 | 4.00% | NRO | NRO | |
| 10/1/24 | $1,155,000 | 4.50% | NRO | NRO | |
| 10/1/25 | $700,000 | 4.00% | NRO | NRO | |
| 10/1/26 | $730,000 | 4.00% | NRO | NRO | |
| 10/1/28 | $1,550,000 | 4.00% | NRO | NRO | |
| 10/1/30 | $1,675,000 | 4.00% | NRO | NRO | |
| 10/1/33 | $2,775,000 | 4.25% | NRO | NRO | |
| 10/1/40 | $8,175,000 | 5.00% | NRO | NRO |
Other managers: CL King & Associates, SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Kildare Capital, Inc., William Blair & Company, LLC, Loop Capital Markets, LLC, NW Capital Markets Inc..
L.O.: Stradling, Yocca, Carlson & Rauth, Newport Beach, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
Citigroup, TIC 3.9819%
RBC Capital Mkts, TIC 3.9908%
UBS Financial Svcs, TIC 4.024%
Stone & Youngberg, TIC 4.0432%
Southwest Securities, TIC 4.1255%
Woodland Joint Unified School District
Oct 20, 2010 . . . . . . $7,705,000
Certificates of Participation (2010 Financing Project) (bank qualified) (book entry).
Dated Nov 4, 2010.
Due Aug 1, 2011 to 2038.
Callable Aug 1, 2018 at 101.000%, declining to par Aug 1, 2019.
Winning bid: UBS Financial Svcs, at 97.0734, TIC 4.4513%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $175,000 | 2.00% | NRO | NRO | AGM |
| 8/1/12 | $180,000 | 2.00% | NRO | NRO | AGM |
| 8/1/13 | $180,000 | 2.00% | NRO | NRO | AGM |
| 8/1/14 | $185,000 | 2.00% | NRO | NRO | AGM |
| 8/1/15 | $190,000 | 2.00% | NRO | NRO | AGM |
| 8/1/16 | $195,000 | 2.20% | NRO | NRO | AGM |
| 8/1/17 | $195,000 | 2.50% | NRO | NRO | AGM |
| 8/1/18 | $200,000 | 2.75% | NRO | NRO | AGM |
| 8/1/19 | $210,000 | 3.00% | NRO | NRO | AGM |
| 8/1/20 | $215,000 | 3.125% | NRO | NRO | AGM |
| 8/1/21 | $220,000 | 3.40% | NRO | NRO | AGM |
| 8/1/22 | $230,000 | 3.60% | NRO | NRO | AGM |
| 8/1/23 | $240,000 | 3.625% | NRO | NRO | AGM |
| 8/1/24 | $245,000 | 3.75% | NRO | NRO | AGM |
| 8/1/25 | $255,000 | 3.875% | NRO | NRO | AGM |
| 8/1/26 | $265,000 | 4.00% | NRO | NRO | AGM |
| 8/1/27 | $280,000 | 4.00% | NRO | NRO | AGM |
| 8/1/28 | $290,000 | 4.00% | NRO | NRO | AGM |
| 8/1/29 | $300,000 | 4.125% | NRO | NRO | AGM |
| 8/1/32 | $990,000 | 4.40% | NRO | NRO | AGM |
| 8/1/35 | $1,140,000 | 4.625% | NRO | NRO | AGM |
| 8/1/38 | $1,325,000 | 4.75% | NRO | NRO | AGM |
Other managers: Fidelity Capital Markets.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Morgan Stanley, TIC 4.5642%
BOSC, TIC 4.6306%
Hutchinson Shockey, TIC 5.0253%
Stone & Youngberg, TIC 5.0975%
ILLINOIS
Kinnikinnick Community Consolidated School District No. 131
Oct 20, 2010 . . . . . . $1,050,000
General Obligation Limited Refunding School Bonds, Series 2010A (bank qualified) (book entry).
Dated Nov 17, 2010.
Due Feb 1, 2012 to 2018.
Non-callable.
Winning bid: Robert W. Baird, at 102.1450, TIC 2.0534%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $170,000 | 2.00% | 0.90% | ||
| 2/1/13 | $180,000 | 2.00% | 1.10% | ||
| 2/1/14 | $135,000 | 2.00% | 1.35% | ||
| 2/1/15 | $135,000 | 2.00% | 1.60% | ||
| 2/1/16 | $140,000 | 3.00% | 1.90% | ||
| 2/1/17 | $145,000 | 3.00% | 2.15% | ||
| 2/1/18 | $145,000 | 3.00% | 2.40% |
Other managers: CL King & Associates, SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Cronin & Co., Inc., Edward D. Jones & Co., Jackson Securities Inc., Wedbush Securities.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
M&I Marshall, TIC 2.0883%
Kinnikinnick Community Consolidated School District No. 131
Oct 20, 2010 . . . . . . $4,210,000
General Obligation Refunding School Bonds, Series 2010B (bank qualified) (book entry).
Dated Nov 17, 2010.
Due Feb 1, 2018 to 2023.
Callable Feb 1, 2020 at par.
Winning bid: M&I Marshall, at 100.4742, TIC 3.0416%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $705,000 | 2.75% | NRO | NRO | |
| 2/1/19 | $720,000 | 3.00% | NRO | NRO | |
| 2/1/20 | $735,000 | 3.00% | NRO | NRO | |
| 2/1/21 | $750,000 | 3.125% | NRO | NRO | |
| 2/1/22 | $775,000 | 3.25% | NRO | NRO | |
| 2/1/23 | $525,000 | 3.375% | NRO | NRO |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.1501%
Bernardi Securities, TIC 3.7197%
Northbrook Park District
Oct 20, 2010 . . . . . . $5,610,000
General Obligation Limited Tax Park Bonds, Series 2010 (bank qualified) (book entry).
Dated Oct 15, 2010.
Due Dec 15, 2011 to 2013.
Non-callable.
Winning bid: BMO Capital Markets, at n/a, TIC 0.9243%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/11 | $1,800,000 | 2.00% | NRO | NRO | |
| 12/15/12 | $1,870,000 | 3.00% | NRO | NRO | |
| 12/15/13 | $1,940,000 | 3.00% | NRO | NRO |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Morgan Keegan, TIC 0.9637%
Robert W. Baird, TIC 0.9955%
M&I Marshall, TIC 1.0584%
Piper Jaffray, TIC 1.0926%
Northbrook Bk & Tr, TIC 1.1148%
INDIANA
Yankeetown Water Authority
Oct 20, 2010 . . . . . . $400,000
Bond Anticipation Notes, Series 2010 (bank qualified).
Dated Oct 28, 2010.
Due Jan 1, 2012.
Purchased $400,000.00 by City Securities, at 1.5%, plus $-1,980.00, effective rate 1.92%.
L.O.: Bingham McHale LLP, Indianapolis, IN.
F.A.: London Witte Group, Indianapolis, IN.
KENTUCKY
Butler County School District Finance Corporation
Oct 20, 2010 . . . . . . $760,000
Energy Conservation Revenue Bonds, Series 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 3, 2010.
Due Oct 1, 2011 to 2020.
Non-callable.
Winning bid: Ross Sinclaire, at 99.0494, NIC 2.6054%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $140,000 | 1.00% | NRO | NRO | |
| 10/1/14 | $150,000 | 1.50% | NRO | NRO | |
| 10/1/16 | $150,000 | 2.20% | NRO | NRO | |
| 10/1/18 | $155,000 | 2.70% | NRO | NRO | |
| 10/1/20 | $165,000 | 2.85% | NRO | NRO |
Other managers: Duncan-Williams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., PNC Capital Markets.
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
J.J.B. Hilliard, NIC 2.6583%
Morgan Keegan, NIC 2.983%
Kentucky Rural Water Finance Corporation
Oct 20, 2010 . . . . . . $2,890,000
Public Projects Refunding and Improvement Revenue Bonds (Flexible Term Program), Series 2010D (bank qualified) (book entry).
Dated Nov 4, 2010.
Due Aug 1, 2011 to 2034.
Callable Aug 1, 2020 at par.
Winning bid: J.J.B. Hilliard, at 98.5000, NIC 3.2872%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $130,000 | 0.60% | 0.60% | ||
| 8/1/12 | $205,000 | 1.00% | 1.00% | ||
| 8/1/13 | $210,000 | 1.20% | 1.20% | ||
| 8/1/14 | $210,000 | 1.60% | 1.60% | ||
| 8/1/15 | $225,000 | 2.00% | 2.00% | ||
| 8/1/16 | $225,000 | 2.25% | 2.25% | ||
| 8/1/17 | $225,000 | 2.70% | 2.70% | ||
| 8/1/18 | $160,000 | 2.90% | 2.90% | ||
| 8/1/19 | $165,000 | 3.00% | 3.00% | ||
| 8/1/20 | $170,000 | 3.00% | 3.10% | ||
| 8/1/21 | $175,000 | 3.10% | 3.15% | ||
| 8/1/22 | $180,000 | 3.10% | 3.20% | ||
| 8/1/23 | $185,000 | 3.20% | 3.35% | ||
| 8/1/34 | $425,000 | 4.00% | 4.10% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: Morgan Keegan & Co., Inc., Lexington, KY.
Other bidders were:
Morgan Keegan, NIC 3.3299%
MASSACHUSETTS
Pembroke (Town)
Oct 20, 2010 . . . . . . $1,330,000
General Obligation Municipal Purpose Loan of 2008 Bonds (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Feb 15, 2012 to 2021.
Non-callable.
Winning bid: Roosevelt & Cross, at 101.7293, TIC 1.9798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/12 | $205,000 | 3.50% | NRO | NRO | |
| 2/15/13 | $190,000 | 2.00% | NRO | NRO | |
| 2/15/14 | $180,000 | 2.00% | NRO | NRO | |
| 2/15/15 | $155,000 | 3.00% | NRO | NRO | |
| 2/15/16 | $125,000 | 2.00% | NRO | NRO | |
| 2/15/17 | $120,000 | 2.00% | NRO | NRO | |
| 2/15/18 | $120,000 | 2.25% | NRO | NRO | |
| 2/15/19 | $110,000 | 2.50% | NRO | NRO | |
| 2/15/20 | $90,000 | 2.50% | NRO | NRO | |
| 2/15/21 | $35,000 | 2.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Wells Fargo Advisors, CL King & Associates.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 1.9825%
Robert W. Baird, TIC 2.2157%
Walpole (Town)
Oct 20, 2010 . . . . . . $1,150,000
General Obligation Municipal Purpose Loan of 2010 Bonds (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Nov 1, 2011 to 2020.
Non-callable.
Winning bid: Eastern Bk Cap Mkts, at 104.6893, TIC 1.7952%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/11 | $130,000 | 2.00% | NRO | NRO | |
| 11/1/12 | $130,000 | 2.00% | NRO | NRO | |
| 11/1/13 | $130,000 | 2.00% | NRO | NRO | |
| 11/1/14 | $130,000 | 2.50% | NRO | NRO | |
| 11/1/15 | $130,000 | 2.50% | NRO | NRO | |
| 11/1/16 | $100,000 | 3.00% | NRO | NRO | |
| 11/1/17 | $100,000 | 3.00% | NRO | NRO | |
| 11/1/18 | $100,000 | 3.00% | NRO | NRO | |
| 11/1/19 | $100,000 | 3.00% | NRO | NRO | |
| 11/1/20 | $100,000 | 3.00% | NRO | NRO |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Fidelity Capital, TIC 1.9046%
Robert W. Baird, TIC 2.2999%
Weston (Town)
Oct 20, 2010 . . . . . . $2,761,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Jan 1, 2012 to 2021.
Non-callable.
Winning bid: Fidelity Capital, at 101.6094, TIC 1.7468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $336,000 | 2.00% | NRO | NRO | |
| 1/1/13 | $330,000 | 2.00% | NRO | NRO | |
| 1/1/14 | $325,000 | 2.00% | NRO | NRO | |
| 1/1/15 | $310,000 | 2.00% | NRO | NRO | |
| 1/1/16 | $300,000 | 2.00% | NRO | NRO | |
| 1/1/17 | $290,000 | 2.00% | NRO | NRO | |
| 1/1/18 | $270,000 | 2.00% | NRO | NRO | |
| 1/1/19 | $260,000 | 2.00% | NRO | NRO | |
| 1/1/20 | $200,000 | 2.25% | NRO | NRO | |
| 1/1/21 | $140,000 | 2.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Roosevelt & Cross, Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 1.7818%
Robert W. Baird, TIC 1.957%
MICHIGAN
Bruce Township
Oct 20, 2010 . . . . . . $640,000
2010 Special Assessment Bonds (Limited Tax General Obligation) (bank qualified) (book entry).
Dated Nov 3, 2010.
Due Apr 1, 2012 to 2030.
Callable Apr 1, 2020 at par.
Winning bid: Comerica Securities, at n/a, TIC 5.0174%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $25,000 | 3.75% | NRO | NRO | |
| 4/1/13 | $30,000 | 3.75% | NRO | NRO | |
| 4/1/14 | $30,000 | 3.75% | NRO | NRO | |
| 4/1/15 | $30,000 | 3.75% | NRO | NRO | |
| 4/1/16 | $35,000 | 3.75% | NRO | NRO | |
| 4/1/17 | $35,000 | 3.75% | NRO | NRO | |
| 4/1/18 | $35,000 | 3.75% | NRO | NRO | |
| 4/1/19 | $35,000 | 4.00% | NRO | NRO | |
| 4/1/20 | $35,000 | 4.00% | NRO | NRO | |
| 4/1/21 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/22 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/23 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/24 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/25 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/26 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/27 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/28 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/29 | $35,000 | 5.20% | NRO | NRO | |
| 4/1/30 | $35,000 | 5.20% | NRO | NRO |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Municipal Advisory Council of Michigan, Detroit, MI.
MINNESOTA
Baxter (City)
Oct 19, 2010 . . . . . . $4,465,000
General Obligation Improvement Refunding Bonds, Series 2010 (bank qualified) (book entry).
Dated Nov 29, 2010.
Due Feb 1, 2013 to 2018.
Non-callable.
Winning bid: UMB Bank, at 99.5000, TIC 1.6787%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $1,005,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $845,000 | 1.10% | NRO | NRO | |
| 2/1/15 | $785,000 | 1.35% | NRO | NRO | |
| 2/1/16 | $780,000 | 1.65% | NRO | NRO | |
| 2/1/17 | $775,000 | 1.90% | NRO | NRO | |
| 2/1/18 | $275,000 | 2.15% | NRO | NRO |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 1.6955%
Robert W. Baird, TIC 1.7558%
Northland Securities, TIC 1.9256%
Hermantown (City)
Oct 20, 2010 . . . . . . $3,955,000
General Obligation Bonds, Series 2010A (bank qualified) (book entry).
Dated Nov 16, 2010.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.7466%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $25,000 | 2.00% | 0.70% | ||
| 2/1/13 | $260,000 | 2.00% | 0.90% | ||
| 2/1/14 | $300,000 | 2.00% | 1.12% | ||
| 2/1/15 | $300,000 | 2.00% | 1.37% | ||
| 2/1/16 | $310,000 | 2.00% | 1.65% | ||
| 2/1/17 | $315,000 | 2.25% | 1.90% | ||
| 2/1/18 | $330,000 | 2.50% | 2.15% | ||
| 2/1/19 | $335,000 | 2.50% | 2.40% | ||
| 2/1/20 | $345,000 | 2.50% | 2.60% | ||
| 2/1/21 | $360,000 | 3.00% | 2.85% | ||
| 2/1/22 | $370,000 | 3.00% | 3.00% | ||
| 2/1/23 | $375,000 | 3.00% | 3.11% | ||
| 2/1/31 | $330,000 | 3.75% | 3.75% |
Other managers: CL King & Associates, Coastal Securities Corp., Duncan-Williams, Inc., Davenport & Company LLC, Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Edward D. Jones & Co., NW Capital Markets Inc., SAMCO Capital Markets, Wedbush Securities, Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership, FTN Financial Capital Markets.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Wells Fargo Advisors, TIC 2.7823%
M&I Marshall, TIC 2.8059%
United Banker's Bk, TIC 2.8131%
NEW JERSEY
Bordentown (City)
Oct 20, 2010 . . . . . . $990,000
Bond Anticipation Notes, 2010 Series B (bank qualified).
Dated Oct 28, 2010.
Due Jan 27, 2011.
Purchased $990,000.00 by Oppenheimer, at 2.5%, plus $188.00, effective rate 2.4232%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Franklin Lakes Borough
Oct 20, 2010 . . . . . . $3,465,950
Bond Anticipation Notes, 2010A (bank qualified) (book entry).
Dated Oct 28, 2010.
Due Oct 27, 2011.
Purchased $3,465,950.00 by TD Securities, at 1.0%, plus $17,988.28, effective rate 0.4796%.
L.O.: Wolff & Samson PC, West Orange, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Beneficial Bk, Effective Rate 0.625%
Jefferies, Effective Rate 0.7118%
Oppenheimer, Effective Rate 0.8111%
Janney Montgomery, Effective Rate 0.904%
Roosevelt & Cross, Effective Rate 1.0314%
Lawnside Borough Board of Education
Oct 20, 2010 . . . . . . $2,900,000
School Bonds, Series 2010 (School Board Reserve Bond Fund) (bank qualified) (book entry).
Dated Nov 3, 2010.
Due Sep 1, 2011 to 2027.
Callable Sep 1, 2020 at par.
Winning bid: UBS Financial Svcs, at 100.0002, NIC 3.6162%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $50,000 | 3.00% | NRO | NRO | |
| 9/1/12 | $50,000 | 3.00% | NRO | NRO | |
| 9/1/13 | $50,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $125,000 | 3.00% | NRO | NRO | |
| 9/1/15 | $125,000 | 3.00% | NRO | NRO | |
| 9/1/16 | $125,000 | 3.00% | NRO | NRO | |
| 9/1/17 | $150,000 | 3.00% | NRO | NRO | |
| 9/1/18 | $175,000 | 3.00% | NRO | NRO | |
| 9/1/19 | $200,000 | 3.00% | NRO | NRO | |
| 9/1/20 | $225,000 | 3.00% | NRO | NRO | |
| 9/1/21 | $225,000 | 3.125% | NRO | NRO | |
| 9/1/22 | $225,000 | 3.50% | NRO | NRO | |
| 9/1/23 | $225,000 | 4.00% | NRO | NRO | |
| 9/1/24 | $225,000 | 4.00% | NRO | NRO | |
| 9/1/25 | $225,000 | 4.00% | NRO | NRO | |
| 9/1/26 | $250,000 | 4.00% | NRO | NRO | |
| 9/1/27 | $250,000 | 4.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, Wells Fargo Advisors, Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC.
L.O.: Duane Morris, LLP, Philadelphia, PA.
F.A.: Inverso & Stewart, LLC, Marlton, NJ.
Northfield (City)
Oct 20, 2010 . . . . . . $1,425,000
Bond Anticipation Notes (bank qualified).
Dated Nov 2, 2010.
Due Nov 1, 2011.
Purchased $1,425,000.00 by TD Securities, at 1.25%, plus $4,631.25, effective rate 0.9241%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0587%
Oppenheimer, Effective Rate 1.1425%
TD Bank, N.A., Effective Rate 1.25%
Janney Montgomery, Effective Rate 1.3245%
Sun National Bank, Effective Rate 1.35%
Roseland Borough
Oct 20, 2010 . . . . . . $1,295,951
Bond Anticipation Notes (bank qualified).
Dated Oct 28, 2010.
Due Oct 28, 2011.
Purchased $1,295,950.00 by TD Securities, at 236.0%, plus $4,224.80, effective rate 0.924%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 0.96%
Roosevelt & Cross, Effective Rate 1.0687%
Provident Bank, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.1454%
Janney Montgomery, Effective Rate 1.325%
NEW YORK
Kenmore Village
Oct 20, 2010 . . . . . . $535,000
Bond Anticipation Notes, 2010A (bank qualified).
Dated Nov 3, 2010.
Due Nov 3, 2011.
Purchased $535,000.00 by First Niagara Bank, at 1.3%, effective rate 1.3%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.69%
Oppenheimer, Effective Rate 1.863%
Parishville-Hopkinton Central School District
Oct 20, 2010 . . . . . . $204,150
Statutory Installment Bond, 2010 (bank qualified).
Dated Nov 1, 2010.
Due Jun 1, 2011 to 2015.
Non-callable.
Winning bid: JPMorgan Chase, at n/a, NIC 2.44%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $34,150 | 2.44% | NRO | NRO | |
| 6/1/12 | $40,000 | 2.44% | NRO | NRO | |
| 6/1/13 | $40,000 | 2.44% | NRO | NRO | |
| 6/1/14 | $45,000 | 2.44% | NRO | NRO | |
| 6/1/15 | $45,000 | 2.44% | NRO | NRO |
L.O.: Cappello Linden & Ladouceur, Potsdam, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.3677%
Suffolk County
Oct 20, 2010 . . . . . . $13,999,970
Bond Anticipation Notes for Various Purposes- 2010 Series B (book entry).
Dated Oct 28, 2010.
Due Oct 28, 2011.
Purchased $13,999,970.00 by JPMorgan, at 1.25%, plus $121,197.90, effective rate 0.3843%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
TD Securities, Effective Rate 0.389%
Jefferies, Effective Rate 0.394%
Wells Fargo Secs, Effective Rate 0.396%
Capital One, Effective Rate 0.43%
Citibank, Effective Rate 0.447%
Roosevelt & Cross, Effective Rate 0.455%
Janney Montgomery, Effective Rate 0.507%
Capital One, Effective Rate 0.51%
Roosevelt & Cross, Effective Rate 0.516%
JPMorgan Chase, Effective Rate 0.56%
Roosevelt & Cross, Effective Rate 0.576%
Flushing Comm Bk, Effective Rate 0.7%
Suffolk County
Oct 20, 2010 . . . . . . $111,505,000
Public Improvement Serial Bonds- 2010 Series B (book entry).
Dated Oct 28, 2010.
Due Oct 15, 2011 to 2029.
Callable Oct 15, 2018 at par.
Winning bid: BofA Merrill Lynch, at n/a, NIC 3.2942%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/11 | $5,025,000 | 3.00% | NRO | NRO | |
| 10/15/12 | $4,950,000 | 3.00% | NRO | NRO | |
| 10/15/13 | $4,990,000 | 3.00% | NRO | NRO | |
| 10/15/14 | $5,035,000 | 3.00% | NRO | NRO | |
| 10/15/15 | $5,100,000 | 3.00% | NRO | NRO | |
| 10/15/16 | $5,175,000 | 3.00% | NRO | NRO | |
| 10/15/17 | $5,275,000 | 3.00% | NRO | NRO | |
| 10/15/18 | $5,385,000 | 3.00% | NRO | NRO | |
| 10/15/19 | $5,515,000 | 3.00% | NRO | NRO | |
| 10/15/20 | $5,655,000 | 3.00% | NRO | NRO | |
| 10/15/21 | $5,810,000 | 3.00% | NRO | NRO | |
| 10/15/22 | $5,980,000 | 3.00% | NRO | NRO | |
| 10/15/23 | $6,165,000 | 3.25% | NRO | NRO | |
| 10/15/24 | $6,355,000 | 3.25% | NRO | NRO | |
| 10/15/25 | $6,560,000 | 3.375% | NRO | NRO | |
| 10/15/26 | $6,775,000 | 3.50% | NRO | NRO | |
| 10/15/27 | $7,005,000 | 3.50% | NRO | NRO | |
| 10/15/28 | $7,245,000 | 3.625% | NRO | NRO | |
| 10/15/29 | $7,505,000 | 3.75% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Citigroup, NIC 3.3912%
Prager Sealy, NIC 3.4092%
JPMorgan, NIC 3.4099%
Jefferies, NIC 3.4946%
Syracuse (City)
Oct 20, 2010 . . . . . . $300,000
Airport Bond Anticipation Notes, Series 2010.
Dated Oct 29, 2010.
Due Jun 17, 2011.
Purchased $300,000.00 by JPMorgan Chase, at 1.15%, effective rate 1.15%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.7184%
Bank of America, Effective Rate 3.75%
Triborough Bridge and Tunnel Authority
Oct 20, 2010 . . . . . . $346,960,000
$66,560,000 General Revenue Bonds, Series 2010A-1 (book entry). $66,560,000
Dated Oct 28, 2010.
Due Nov 15, 2011 to 2020.
The bonds shall be callable in accordance with the specification.
Winning bid: BofA Merrill Lynch, at n/a, TIC 5.0983%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/11 | $5,035,000 | 2.00% | NRO | NRO | |
| 11/15/12 | $5,870,000 | 4.00% | NRO | NRO | |
| 11/15/13 | $6,045,000 | 5.00% | NRO | NRO | |
| 11/15/14 | $6,230,000 | 5.00% | NRO | NRO | |
| 11/15/15 | $6,475,000 | 5.00% | NRO | NRO | |
| 11/15/16 | $6,730,000 | 5.00% | NRO | NRO | |
| 11/15/17 | $7,000,000 | 5.00% | NRO | NRO | |
| 11/15/18 | $7,350,000 | 5.00% | NRO | NRO | |
| 11/15/19 | $7,720,000 | 5.00% | NRO | NRO | |
| 11/15/20 | $8,105,000 | 5.00% | NRO | NRO |
Other managers: Jackson Securities Inc., Ramirez & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Lamont Financial Services Corp, Wayne, NJ.
Other bidders were:
Morgan Stanley, TIC 5.1186%
JPMorgan, TIC 5.2026%
Jefferies, TIC 5.2119%
Goldman Sachs, TIC 5.23%
RBC Capital Mkts, TIC 5.3204%
Wells Fargo Secs, TIC 5.3345%
Citigroup, TIC 5.3352%
Barclays Capital, TIC 5.3828%
Wyandanch Union Free School District
Oct 20, 2010 . . . . . . $7,500,000
Revenue Anticipation Notes, 2010 (bank qualified).
Dated Oct 26, 2010.
Due Jun 30, 2011.
Purchased $1,000,000.00 by Flushing Comm Bk, at 0.9%, effective rate 0.9%.
Purchased $6,500,000.00 by Jefferies, at 2.0%, plus $28,730.86, effective rate 1.3478%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 1.3478%
Oppenheimer, Effective Rate 1.8152%
Oppenheimer, Effective Rate 1.9427%
JPMorgan Chase, Effective Rate 2.25%
OHIO
Greene County
Oct 20, 2010 . . . . . . $1,300,000
Various Purpose Bond Anticipation Notes, Series 2010D (book entry).
Dated Nov 2, 2010.
Due Nov 2, 2011.
Purchased $1,300,000.00 by RBC Capital Mkts, at 1.5%, plus $10,738.00, effective rate 0.674%.
L.O.: Peck, Shaffer & Williams, Cincinnati, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
TD Securities, Effective Rate 0.894%
Janney Montgomery, Effective Rate 0.945%
George K. Baum, Effective Rate 0.956%
Jefferies, Effective Rate 0.986%
Oppenheimer, Effective Rate 1.023%
Ohio
Oct 20, 2010 . . . . . . $22,995,000
Third Frontier Research and Development General Obligation Bonds, Series 2010A (book entry).
Dated Oct 29, 2010.
Due Nov 1, 2012 to 2014.
Non-callable.
Winning bid: Barclays Capital, at 112.1105, TIC 0.9261%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $7,285,000 | 5.00% | NRO | NRO | |
| 11/1/13 | $7,660,000 | 5.00% | 0.83% | ||
| 11/1/14 | $8,050,000 | 5.00% | 1.05% |
Other managers: Siebert, Brandford, Shank & Co., LLC.
L.O.: Thompson Hine LLP, Columbus, OH.
F.A.: Public Financial Management, Inc., Cleveland, OH.
Other bidders were:
BofA Merrill Lynch, TIC 0.9612%
Citigroup, TIC 0.9616%
Morgan Keegan, TIC 0.9648%
Wells Fargo Secs, TIC 0.9671%
RBC Capital Mkts, TIC 0.9691%
Huntington Invest, TIC 1.0087%
JPMorgan, TIC 1.0087%
McDonald Investments, TIC 1.0362%
Hutchinson Shockey, TIC 1.046%
PNC Capital Markets, TIC 1.0801%
Jefferies, TIC 1.1108%
BMO Capital Markets, TIC 1.1118%
Robert W. Baird, TIC 1.292%
SOUTH CAROLINA
Newberry County School District
Oct 20, 2010 . . . . . . $6,000,000
General Obligation Bonds, Series 2010 (bank qualified) (book entry).
Dated Nov 9, 2010.
Due Mar 1, 2011.
Purchased $6,000,000.00 by TD Securities, at 0.75%, plus $7,019.99, effective rate 0.3739%.
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Piper Jaffray, Effective Rate 0.4457%
Jefferies, Effective Rate 0.5036%
Southwest Securities, Effective Rate 0.7464%
TENNESSEE
Maryville (City)
Oct 20, 2010 . . . . . . $14,170,000
General Obligation Refunding Bonds, Series 2010B (bank qualified) (book entry).
Dated Nov 17, 2010.
Due Jun 1, 2024 to 2030.
Callable Jun 1, 2019 at par.
Winning bid: Robert W. Baird, at 102.9972, TIC 3.6687%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/24 | $1,010,000 | 4.00% | NRO | NRO | |
| 6/1/25 | $2,555,000 | 4.00% | NRO | NRO | |
| 6/1/26 | $1,950,000 | 4.00% | NRO | NRO | |
| 6/1/27 | $2,030,000 | 4.00% | NRO | NRO | |
| 6/1/28 | $2,135,000 | 4.00% | NRO | NRO | |
| 6/1/29 | $2,210,000 | 4.00% | NRO | NRO | |
| 6/1/30 | $2,280,000 | 3.50% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Crews & Associates, Inc., Davenport & Company LLC, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, NW Capital Markets Inc., Edward D. Jones & Co., Jackson Securities Inc..
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Morgan Keegan & Co., Inc., Knoxville, TN.
Other bidders were:
BMO Capital Markets, TIC 3.7454%
Citigroup, TIC 3.7736%
Duncan-Williams, TIC 3.837%
Raymond James, TIC 3.855%
BB&T Cap Mkts, TIC 3.9507%
TEXAS
Cypress Forest Public Utility District
Oct 20, 2010 . . . . . . $1,955,000
Unlimited Tax Park Bonds Series 2010A (Tax-Exempt) (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Apr 1, 2011 to 2025.
Callable Apr 1, 2016 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 3.5473%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $25,000 | 4.00% | 1.00% | AGM | |
| 4/1/12 | $25,000 | 4.00% | 1.20% | AGM | |
| 4/1/13 | $25,000 | 4.00% | 1.50% | AGM | |
| 4/1/14 | $50,000 | 4.00% | 1.70% | AGM | |
| 4/1/15 | $75,000 | 3.00% | 1.95% | AGM | |
| 4/1/16 | $150,000 | 3.00% | 2.25% | AGM | |
| 4/1/17 | $150,000 | 3.00% | 2.60% | AGM | |
| 4/1/18 | $150,000 | 2.75% | 2.85% | AGM | |
| 4/1/19 | $175,000 | 2.875% | 3.00% | AGM | |
| 4/1/20 | $175,000 | 3.00% | 3.10% | AGM | |
| 4/1/21 | $175,000 | 3.125% | 3.30% | AGM | |
| 4/1/22 | $175,000 | 3.25% | 3.40% | AGM | |
| 4/1/23 | $200,000 | 3.375% | 3.50% | AGM | |
| 4/1/24 | $200,000 | 3.50% | 3.60% | AGM | |
| 4/1/25 | $205,000 | 3.50% | 3.70% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc..
L.O.: Allen Boone Humphries LLP, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
Morgan Keegan, NIC 3.6629%
GMS Group, NIC 4.0094%
Forest Hills Municipal Utility District
Oct 19, 2010 . . . . . . $2,400,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2010 (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Sep 1, 2026 to 2031.
Callable Sep 1, 2017 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.0481%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/26 | $340,000 | 4.60% | 4.75% | ||
| 9/1/27 | $365,000 | 4.75% | 4.85% | ||
| 9/1/28 | $385,000 | 4.80% | 4.90% | ||
| 9/1/31 | $1,310,000 | 5.00% | 5.00% |
L.O.: Bacon & Wallace L.L.P., Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 5.3061%
Fort Bend County Municipal Utility District No. 123
Oct 20, 2010 . . . . . . $3,000,000
Unlimited Tax Bonds, Series 2010 (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Sep 1, 2012 to 2035.
Callable Sep 1, 2019 at par.
Winning bid: Morgan Keegan, at 97.9341, NIC 4.8556%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $125,000 | 2.50% | NRO | NRO | |
| 9/1/15 | $140,000 | 3.00% | NRO | NRO | |
| 9/1/17 | $155,000 | 3.50% | NRO | NRO | |
| 9/1/19 | $165,000 | 4.00% | NRO | NRO | |
| 9/1/22 | $285,000 | 4.25% | NRO | NRO | |
| 9/1/26 | $450,000 | 4.375% | NRO | NRO | |
| 9/1/29 | $400,000 | 4.70% | NRO | NRO | |
| 9/1/32 | $460,000 | 5.00% | NRO | NRO | |
| 9/1/35 | $820,000 | 5.00% | NRO | NRO |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Wells Fargo Advisors, NIC 4.8746%
FirstSouthwest, NIC 4.8779%
SAMCO Cap Mkts, NIC 4.9957%
Fort Bend County Municipal Utility District No. 151
Oct 20, 2010 . . . . . . $4,405,000
Unlimited Tax Bonds, Series 2010A (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Sep 1, 2012 to 2035.
Callable Sep 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.7747%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $125,000 | 5.00% | 1.15% | AGM | |
| 9/1/13 | $125,000 | 5.00% | 1.50% | AGM | |
| 9/1/14 | $125,000 | 5.00% | 1.75% | AGM | |
| 9/1/15 | $125,000 | 5.00% | 2.10% | AGM | |
| 9/1/16 | $125,000 | 5.00% | 2.40% | AGM | |
| 9/1/17 | $125,000 | 5.00% | 2.70% | AGM | |
| 9/1/18 | $125,000 | 5.00% | 3.10% | AGM | |
| 9/1/20 | $250,000 | 3.125% | 3.25% | AGM | |
| 9/1/22 | $250,000 | 3.50% | 3.60% | AGM | |
| 9/1/24 | $250,000 | 3.75% | 3.80% | AGM | |
| 9/1/26 | $250,000 | 3.875% | 4.00% | AGM | |
| 9/1/28 | $250,000 | 4.00% | 4.20% | AGM | |
| 9/1/30 | $250,000 | 4.125% | 4.30% | AGM | |
| 9/1/32 | $305,000 | 4.375% | 4.45% | AGM | |
| 9/1/35 | $1,725,000 | 5.00% | 4.40% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Morgan Stanley & Co., Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Morgan Keegan, NIC 4.8301%
Wells Fargo Advisors, NIC 4.8533%
FirstSouthwest, NIC 4.8691%
Sterne Agee, NIC 5.09%
Rosenberg (City)
Oct 19, 2010 . . . . . . $2,775,000
Combination Tax and Revenue Certificates of Obligation, Series 2010C (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Mar 1, 2011 to 2020.
Non-callable.
Winning bid: Coastal Securities, at 100.0000, TIC 2.3329%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/11 | $220,000 | 1.50% | 0.45% | AGM | |
| 3/1/12 | $255,000 | 1.50% | 0.83% | AGM | |
| 3/1/13 | $260,000 | 1.50% | 1.03% | AGM | |
| 3/1/14 | $265,000 | 1.50% | 1.28% | AGM | |
| 3/1/15 | $275,000 | 2.00% | 1.53% | AGM | |
| 3/1/16 | $280,000 | 2.00% | 1.83% | AGM | |
| 3/1/17 | $290,000 | 2.25% | 2.07% | AGM | |
| 3/1/18 | $300,000 | 2.50% | 2.32% | AGM | |
| 3/1/19 | $310,000 | 2.50% | 2.52% | AGM | |
| 3/1/20 | $320,000 | 3.00% | 2.72% | AGM |
Other managers: SAMCO Capital Markets, Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Protective Securities A Division of ProEquities.
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX; and FirstSouthwest, Houston, TX.
Other bidders were:
BOSC, TIC 2.4596%
Robert W. Baird, TIC 2.4673%
Morgan Keegan, TIC 2.5242%
Rosenberg (City)
Oct 19, 2010 . . . . . . $7,730,000
Combination Tax and Revenue Certificates of Obligation, Series 2010B (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Mar 1, 2011 to 2030.
Callable Mar 1, 2020 at par.
Winning bid: Baker Group, at n/a, TIC 3.3543%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/11 | $335,000 | 3.00% | NRO | NRO | |
| 3/1/12 | $300,000 | 3.00% | NRO | NRO | |
| 3/1/13 | $305,000 | 3.00% | NRO | NRO | |
| 3/1/14 | $310,000 | 3.00% | NRO | NRO | |
| 3/1/15 | $320,000 | 3.00% | NRO | NRO | |
| 3/1/16 | $325,000 | 3.00% | NRO | NRO | |
| 3/1/17 | $335,000 | 2.40% | NRO | NRO | |
| 3/1/18 | $345,000 | 2.40% | NRO | NRO | |
| 3/1/19 | $355,000 | 2.55% | NRO | NRO | |
| 3/1/20 | $365,000 | 2.75% | NRO | NRO | |
| 3/1/21 | $375,000 | 3.00% | NRO | NRO | |
| 3/1/22 | $390,000 | 3.10% | NRO | NRO | |
| 3/1/23 | $400,000 | 3.25% | NRO | NRO | |
| 3/1/24 | $415,000 | 3.35% | NRO | NRO | |
| 3/1/25 | $430,000 | 3.40% | NRO | NRO | |
| 3/1/26 | $445,000 | 3.50% | NRO | NRO | |
| 3/1/27 | $465,000 | 3.60% | NRO | NRO | |
| 3/1/28 | $485,000 | 3.70% | NRO | NRO | |
| 3/1/29 | $505,000 | 3.80% | NRO | NRO | |
| 3/1/30 | $525,000 | 3.90% | NRO | NRO |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX; and FirstSouthwest, Houston, TX.
Other bidders were:
Coastal Securities, TIC 3.3839%
Morgan Keegan, TIC 3.456%
BOSC, TIC 3.4746%
JPMorgan, TIC 3.5075%
Sterne Agee, TIC 3.5477%
Robert W. Baird, TIC 3.613%
VIRGINIA
Virginia Public School Authority
Oct 20, 2010 . . . . . . $9,975,000
School Financing Bonds (1997 Resolution) Series 2010 D (book entry).
Dated Nov 1, 2010.
Due Aug 1, 2011 to 2030.
Callable Aug 1, 2020 at par.
Winning bid: UBS Financial Svcs, at 101.9871, TIC 2.9836%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $455,000 | 2.00% | NRO | NRO | |
| 8/1/12 | $470,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $475,000 | 3.00% | NRO | NRO | |
| 8/1/14 | $475,000 | 2.00% | NRO | NRO | |
| 8/1/15 | $480,000 | 3.00% | NRO | NRO | |
| 8/1/16 | $485,000 | 3.00% | NRO | NRO | |
| 8/1/17 | $485,000 | 4.00% | NRO | NRO | |
| 8/1/18 | $490,000 | 3.00% | NRO | NRO | |
| 8/1/19 | $495,000 | 4.00% | NRO | NRO | |
| 8/1/20 | $500,000 | 3.00% | NRO | NRO | |
| 8/1/21 | $500,000 | 3.00% | NRO | NRO | |
| 8/1/22 | $505,000 | 3.00% | NRO | NRO | |
| 8/1/23 | $510,000 | 3.00% | NRO | NRO | |
| 8/1/24 | $515,000 | 3.00% | NRO | NRO | |
| 8/1/25 | $510,000 | 3.125% | NRO | NRO | |
| 8/1/26 | $515,000 | 3.25% | NRO | NRO | |
| 8/1/27 | $520,000 | 3.25% | NRO | NRO | |
| 8/1/28 | $525,000 | 3.375% | NRO | NRO | |
| 8/1/30 | $1,065,000 | 3.50% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC., Roosevelt & Cross, Inc., Protective Securities A Division of ProEquities.
L.O.: Sidley Austin LLP, New York, NY.
F.A.: BB&T Capital Markets, Richmond, VA.
Other bidders were:
Davenport, TIC 3.0039%
Wells Fargo Advisors, TIC 3.0929%
Morgan Stanley, TIC 3.1367%
BofA Merrill Lynch, TIC 3.1534%
Jefferies, TIC 3.1564%
BOSC, TIC 3.17%
Hutchinson Shockey, TIC 3.1711%
WASHINGTON
Snohomish School District No. 201
Oct 20, 2010 . . . . . . $114,500,000
Unlimited Tax General Obligation Bonds, 2010B (Tax-Exempt) (Washington State School District Credit Enhancement Program) (book entry).
Dated Nov 10, 2010.
Due Dec 1, 2015 to 2029.
Callable Dec 1, 2020 at par.
Winning bid: BofA Merrill Lynch, at 102.0000, TIC 3.8042%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $550,000 | 3.00% | NRO | NRO | |
| 12/1/18 | $2,650,000 | 3.00% | NRO | NRO | |
| 12/1/19 | $3,350,000 | 3.50% | NRO | NRO | |
| 12/1/20 | $3,250,000 | 3.75% | NRO | NRO | |
| 12/1/21 | $4,600,000 | 4.00% | 2.96% | ||
| 12/1/22 | $4,500,000 | 4.00% | 3.19% | ||
| 12/1/23 | $5,100,000 | 4.00% | 3.35% | ||
| 12/1/24 | $5,400,000 | 4.00% | 3.48% | ||
| 12/1/25 | $2,000,000 | 4.00% | 3.56% | ||
| 12/1/26 | $7,800,000 | 4.00% | 3.64% | ||
| 12/1/27 | $5,500,000 | 4.00% | 3.72% | ||
| 12/1/28 | $33,500,000 | 4.00% | NRO | NRO | |
| 12/1/29 | $36,300,000 | 4.00% | NRO | NRO |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: Public Financial Management, Inc., Seattle, WA; and Leora Consulting Group, Seattle, WA.
Other bidders were:
JPMorgan, TIC 4.032%
Barclays Capital, TIC 4.0328%
Robert W. Baird, TIC 4.0457%
Piper Jaffray, TIC 4.0792%
WISCONSIN
Marinette (City)
Oct 19, 2010 . . . . . . $2,580,000
General Obligation Promissory Notes, Series 2010 (bank qualified) (book entry).
Dated Nov 16, 2010.
Due Feb 1, 2011 to 2017.
Callable Feb 1, 2015 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.6233%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $290,000 | 0.70% | NRO | NRO | |
| 2/1/12 | $620,000 | 0.90% | NRO | NRO | |
| 2/1/13 | $335,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $345,000 | 1.30% | NRO | NRO | |
| 2/1/15 | $335,000 | 1.50% | NRO | NRO | |
| 2/1/16 | $330,000 | 1.75% | NRO | NRO | |
| 2/1/17 | $325,000 | 2.00% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
UMB Bank, TIC 1.7436%
Robert W. Baird, TIC 1.9339%
M&I Marshall, TIC 1.9743%
Sun Prairie (City)
Oct 19, 2010 . . . . . . $4,780,000
General Obligation Promissory Notes, Series 2010 (bank qualified) (book entry).
Dated Nov 9, 2010.
Due Apr 1, 2011 to 2020.
Callable Apr 1, 2017 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.1576%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $100,000 | 0.60% | NRO | NRO | |
| 4/1/12 | $205,000 | 0.80% | NRO | NRO | |
| 4/1/13 | $210,000 | 1.00% | NRO | NRO | |
| 4/1/14 | $210,000 | 1.20% | NRO | NRO | |
| 4/1/15 | $210,000 | 1.40% | NRO | NRO | |
| 4/1/16 | $725,000 | 1.70% | NRO | NRO | |
| 4/1/17 | $745,000 | 2.00% | NRO | NRO | |
| 4/1/18 | $770,000 | 2.20% | NRO | NRO | |
| 4/1/19 | $790,000 | 2.35% | NRO | NRO | |
| 4/1/20 | $815,000 | 2.50% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Brookfield, WI.
Other bidders were:
Robert W. Baird, TIC 2.3092%
Bernardi Securities, TIC 2.3734%
M&I Marshall, TIC 2.4042%
TAXABLE ISSUES
ARKANSAS
Fayetteville School District No. 1 of Washington County
Oct 20, 2010 . . . . . . $31,460,000
Construction Bonds (Qualified School Construction Bonds-Direct Payment) (book entry).
Dated Nov 10, 2010.
Due Nov 1, 2029.
Non-callable.
Winning bid: Morgan Keegan, at 98.6920, TIC 5.1086%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/29 | $31,460,000 | 5.00% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., Duncan-Williams, Inc., Crews & Associates, Inc., Davenport & Company LLC, CL King & Associates, Coastal Securities Corp., Ross, Sinclaire & Associates, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Edward D. Jones & Co., FTN Financial Capital Markets, William Blair & Company, LLC, Vining-Sparks IBG, Limited Partnership, Wells Fargo Advisors, NW Capital Markets Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Protective Secs, TIC 5.2248%
Sterne Agee, TIC 5.6298%
BofA Merrill Lynch, TIC 5.8447%
KENTUCKY
Estill County School District Finance Corporation
Oct 20, 2010 . . . . . . $5,630,000
School Building Revenue Bonds, Series of 2010 (Taxable Build America Bonds- Direct Pay to Issuer) (Kentucky School District Credit Enhancement Program) (book entry).
Dated Nov 10, 2010.
Due Sep 1, 2011 to 2030.
Callable Sep 1, 2020 at par.
Winning bid: Morgan Keegan, at n/a, NIC 3.1958%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $85,000 | 0.70% | NRO | NRO | |
| 9/1/12 | $85,000 | 1.00% | NRO | NRO | |
| 9/1/13 | $85,000 | 1.40% | NRO | NRO | |
| 9/1/14 | $85,000 | 1.70% | NRO | NRO | |
| 9/1/15 | $85,000 | 1.95% | NRO | NRO | |
| 9/1/16 | $85,000 | 2.45% | NRO | NRO | |
| 9/1/17 | $100,000 | 3.00% | NRO | NRO | |
| 9/1/18 | $100,000 | 3.30% | NRO | NRO | |
| 9/1/19 | $105,000 | 3.70% | NRO | NRO | |
| 9/1/20 | $105,000 | 3.75% | NRO | NRO | |
| 9/1/21 | $110,000 | 3.80% | NRO | NRO | |
| 9/1/22 | $110,000 | 4.05% | NRO | NRO | |
| 9/1/23 | $115,000 | 4.20% | NRO | NRO | |
| 9/1/24 | $120,000 | 4.40% | NRO | NRO | |
| 9/1/25 | $120,000 | 4.55% | NRO | NRO | |
| 9/1/26 | $670,000 | 4.80% | NRO | NRO | |
| 9/1/28 | $1,680,000 | 4.90% | 5.00% | ||
| 9/1/30 | $1,785,000 | 5.00% | 5.05% |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
J.J.B. Hilliard, NIC 3.2554%
Sterne Agee, NIC 3.487%
MINNESOTA
Marshall (City)
Oct 20, 2010 . . . . . . $6,635,000
Public Utility Revenue Bonds, Series 2010C (Taxable Build America Bonds) (book entry).
Dated Nov 18, 2010.
Due Jul 1, 2011 to 2025.
Callable Jul 1, 2021 at par.
Winning bid: Wells Fargo Advisors, at n/a, TIC 2.9534%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/11 | $430,000 | 1.20% | 1.20% | ||
| 7/1/12 | $370,000 | 1.75% | 1.60% | ||
| 7/1/13 | $375,000 | 2.00% | 1.85% | ||
| 7/1/14 | $380,000 | 2.25% | 2.10% | ||
| 7/1/15 | $390,000 | 2.80% | 2.60% | ||
| 7/1/16 | $400,000 | 3.20% | 3.00% | ||
| 7/1/17 | $415,000 | 3.75% | 3.50% | ||
| 7/1/18 | $425,000 | 4.00% | 4.00% | ||
| 7/1/19 | $440,000 | 4.25% | 4.25% | ||
| 7/1/20 | $455,000 | 4.50% | 4.50% | ||
| 7/1/21 | $475,000 | 4.60% | 4.60% | ||
| 7/1/22 | $490,000 | 4.75% | 4.75% | ||
| 7/1/23 | $510,000 | 4.85% | 4.85% | ||
| 7/1/25 | $1,080,000 | 5.125% | 5.125% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Morgan Keegan, TIC 3.1296%
NEW YORK
Triborough Bridge and Tunnel Authority
Oct 20, 2010 . . . . . . $346,960,000
General Revenue Bonds, Series 2010A-2 (Taxable-Issuer Subsidy- Build America Bonds) (book entry). $280,400,000
Dated Oct 28, 2010.
Due Nov 15, 2021 to 2040.
The bonds shall be callable in accordance with the specification.
Winning bid: BofA Merrill Lynch, at n/a, TIC 5.0983%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/21 | $8,510,000 | 4.05% | 4.05% | ||
| 11/15/22 | $8,870,000 | 4.25% | 4.25% | ||
| 11/15/23 | $9,265,000 | 4.50% | 4.50% | ||
| 11/15/24 | $9,665,000 | 4.75% | 4.75% | ||
| 11/15/25 | $10,095,000 | 5.00% | 5.00% | ||
| 11/15/26 | $10,550,000 | 5.15% | 5.15% | ||
| 11/15/27 | $11,105,000 | 5.30% | 5.30% | ||
| 11/15/32 | $65,020,000 | 5.45% | 5.45% | ||
| 11/15/40 | $147,320,000 | 5.55% | 5.55% |
Other managers: Jackson Securities Inc., Ramirez & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Lamont Financial Services Corp, Wayne, NJ.
Other bidders were:
Morgan Stanley, TIC 5.1186%
JPMorgan, TIC 5.2026%
Jefferies, TIC 5.2119%
Goldman Sachs, TIC 5.23%
RBC Capital Mkts, TIC 5.3204%
Wells Fargo Secs, TIC 5.3345%
Citigroup, TIC 5.3352%
Barclays Capital, TIC 5.3828%
OHIO
Ohio
Oct 20, 2010 . . . . . . $52,005,000
Third Frontier Research and Development General Obligation Bonds, Series 2010B (Taxable Build America Bonds-Direct Payment) (book entry).
Dated Oct 29, 2010.
Due Nov 1, 2015 to 2020.
The bonds shall be callable in accordance with the specification.
Winning bid: Robert W. Baird, at n/a, TIC 1.9789%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $8,305,000 | 2.00% | NRO | NRO | |
| 11/1/16 | $8,425,000 | 2.25% | NRO | NRO | |
| 11/1/17 | $8,555,000 | 2.625% | NRO | NRO | |
| 11/1/18 | $8,715,000 | 3.00% | NRO | NRO | |
| 11/1/19 | $8,900,000 | 3.375% | NRO | NRO | |
| 11/1/20 | $9,105,000 | 3.625% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, Davenport & Company LLC, Edward D. Jones & Co., SAMCO Capital Markets, Janney Montgomery Scott, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Cronin & Co., Inc., Duncan-Williams, Inc., Ross, Sinclaire & Associates, Inc., Wedbush Securities, Jackson Securities Inc., Bernardi Securities, Inc., William Blair & Company, LLC, Vining-Sparks IBG, Limited Partnership, J.J.B. Hilliard, W.L. Lyons, Inc., FTN Financial Capital Markets, NW Capital Markets Inc..
L.O.: Thompson Hine LLP, Columbus, OH.
F.A.: Public Financial Management, Inc., Cleveland, OH.
Other bidders were:
RBC Capital Mkts, TIC 2.0155%
Jefferies, TIC 2.0706%
BofA Merrill Lynch, TIC 2.0905%
Citigroup, TIC 2.104%
Barclays Capital, TIC 2.1244%
Wells Fargo Secs, TIC 2.1328%
JPMorgan, TIC 2.1351%
Piper Jaffray, TIC 2.2074%
PNC Capital Markets, TIC 2.2259%
TEXAS
Cypress Forest Public Utility District
Oct 20, 2010 . . . . . . $3,170,000
Unlimited Tax Park Bonds Series 2010B (Taxable) (book entry).
Dated Nov 1, 2010.
Due Apr 1, 2016 to 2025.
Callable Apr 1, 2020 at par.
Winning bid: FirstSouthwest, at 97.4000, NIC 4.8825%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $250,000 | 3.70% | 3.25% | AGM | |
| 4/1/17 | $275,000 | 3.75% | 3.75% | AGM | |
| 4/1/18 | $275,000 | 4.00% | 4.00% | AGM | |
| 4/1/19 | $300,000 | 4.125% | 4.25% | AGM | |
| 4/1/20 | $300,000 | 4.40% | 4.50% | AGM | |
| 4/1/21 | $325,000 | 4.625% | 4.75% | AGM | |
| 4/1/22 | $325,000 | 4.75% | 4.875% | AGM | |
| 4/1/23 | $350,000 | 4.875% | 5.00% | AGM | |
| 4/1/24 | $375,000 | 5.00% | 5.10% | AGM | |
| 4/1/25 | $395,000 | 5.10% | 5.20% | AGM |
L.O.: Allen Boone Humphries LLP, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
Morgan Keegan, NIC 5.0731%
SAMCO Cap Mkts, NIC 5.1672%
Raymond James, NIC 5.2219%
GMS Group, NIC 5.4212%
