NEW JERSEY
Vernon Township
Dec 29, 2009 . . . . . . $13,487,398
Bond Anticipation Notes (bank qualified) (book entry).
Dated Jan 7, 2010.
Due Jan 7, 2011.
Purchased $13,487,400.00 by Jefferies, at 2.0%, plus $156,454.00, effective rate 0.84%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.0%
Janney Montgomery, Effective Rate 1.05%
Oppenheimer, Effective Rate 1.1675%
NEW YORK
Chautauqua County
Dec 29, 2009 . . . . . . $16,950,000
Public Improvement (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Jan 15, 2010.
Due Jan 15, 2011 to 2030.
Callable Jan 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.1667%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/11 | $300,000 | 3.00% | NRO | NRO | |
| 1/15/12 | $665,000 | 3.00% | NRO | NRO | |
| 1/15/13 | $685,000 | 3.00% | NRO | NRO | |
| 1/15/14 | $710,000 | 3.00% | NRO | NRO | |
| 1/15/15 | $740,000 | 4.00% | NRO | NRO | |
| 1/15/16 | $765,000 | 4.00% | NRO | NRO | |
| 1/15/17 | $795,000 | 4.00% | NRO | NRO | |
| 1/15/18 | $825,000 | 4.00% | NRO | NRO | |
| 1/15/19 | $855,000 | 4.00% | NRO | NRO | |
| 1/15/20 | $890,000 | 4.00% | NRO | NRO | |
| 1/15/21 | $925,000 | 4.00% | NRO | NRO | |
| 1/15/22 | $965,000 | 4.00% | NRO | NRO | |
| 1/15/23 | $1,015,000 | 4.00% | NRO | NRO | |
| 1/15/24 | $1,050,000 | 4.125% | NRO | NRO | |
| 1/15/25 | $1,100,000 | 4.25% | NRO | NRO | |
| 1/15/26 | $850,000 | 4.25% | NRO | NRO | |
| 1/15/27 | $890,000 | 4.25% | NRO | NRO | |
| 1/15/28 | $930,000 | 4.375% | NRO | NRO | |
| 1/15/29 | $975,000 | 4.50% | NRO | NRO | |
| 1/15/30 | $1,020,000 | 4.50% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, CL King & Associates, Sterne, Agee & Leach, Inc.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Ithaca (City)
Dec 29, 2009 . . . . . . $11,283,389
Public Improvement (Serial) Bonds, 2010 Series A (bank qualified) (book entry).
Dated Jan 15, 2010.
Due Jan 15, 2011 to 2027.
Callable Jan 15, 2019 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 4.0998%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/11 | $238,389 | 4.00% | NRO | NRO | |
| 1/15/12 | $490,000 | 4.00% | NRO | NRO | |
| 1/15/13 | $515,000 | 4.00% | NRO | NRO | |
| 1/15/14 | $535,000 | 4.00% | NRO | NRO | |
| 1/15/15 | $560,000 | 4.00% | NRO | NRO | |
| 1/15/16 | $585,000 | 4.00% | NRO | NRO | |
| 1/15/17 | $610,000 | 4.00% | NRO | NRO | |
| 1/15/18 | $635,000 | 4.00% | NRO | NRO | |
| 1/15/19 | $665,000 | 4.00% | NRO | NRO | |
| 1/15/20 | $690,000 | 4.00% | NRO | NRO | |
| 1/15/21 | $720,000 | 4.00% | NRO | NRO | |
| 1/15/22 | $755,000 | 4.00% | NRO | NRO | |
| 1/15/23 | $785,000 | 4.00% | NRO | NRO | |
| 1/15/24 | $820,000 | 4.00% | NRO | NRO | |
| 1/15/25 | $855,000 | 4.00% | NRO | NRO | |
| 1/15/26 | $895,000 | 4.25% | NRO | NRO | |
| 1/15/27 | $930,000 | 4.50% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, Loop Capital Markets, LLC, CL King & Associates, Sterne, Agee & Leach, Inc, Wells Fargo Advisors, FirstSouthwest.
In association with: Corby Capital Markets, Inc., Charles Schwab & Co., Stifel, Nicolaus & Co., Inc., Wiley Bros.-Aintree Capital LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Hutchinson Shockey, NIC 4.1908%
TAXABLE ISSUES
NEW YORK
Ithaca (City)
Dec 29, 2009 . . . . . . $7,662,000
Public Improvement (Serial) Bonds, 2010 Series B (Federally Taxable) (book entry).
Dated Jan 15, 2010.
Due Jan 15, 2011 to 2034.
Callable Jan 15, 2019 at par.
Winning bid: Morgan Keegan, at n/a, NIC 6.0574%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/11 | $7,000 | 5.00% | 2.00% | ||
| 1/15/12 | $185,000 | 5.00% | NRO | NRO | |
| 1/15/13 | $195,000 | 5.00% | NRO | NRO | |
| 1/15/14 | $205,000 | 5.00% | 3.30% | ||
| 1/15/15 | $215,000 | 5.00% | 3.80% | ||
| 1/15/16 | $225,000 | 5.00% | 4.10% | ||
| 1/15/17 | $235,000 | 5.00% | NRO | NRO | |
| 1/15/18 | $250,000 | 5.00% | 4.70% | ||
| 1/15/19 | $260,000 | 5.00% | 5.00% | ||
| 1/15/20 | $275,000 | 6.00% | 5.15% | ||
| 1/15/21 | $290,000 | 6.00% | 5.30% | ||
| 1/15/22 | $300,000 | 6.00% | 5.45% | ||
| 1/15/23 | $315,000 | 6.00% | 5.60% | ||
| 1/15/24 | $335,000 | 6.00% | 5.70% | ||
| 1/15/25 | $350,000 | 6.00% | 5.80% | ||
| 1/15/26 | $365,000 | 6.00% | 5.90% | ||
| 1/15/27 | $385,000 | 6.00% | 6.00% | ||
| 1/15/28 | $405,000 | 6.125% | NRO | NRO | |
| 1/15/29 | $425,000 | 6.125% | NRO | NRO | |
| 1/15/30 | $445,000 | 6.25% | NRO | NRO | |
| 1/15/31 | $465,000 | 6.25% | 6.30% | ||
| 1/15/32 | $485,000 | 6.25% | 6.35% | ||
| 1/15/33 | $510,000 | 6.25% | 6.40% | ||
| 1/15/34 | $535,000 | 6.375% | 6.50% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Hutchinson Shockey, NIC 6.1579%
UBS Financial Svcs, NIC 6.7224%
