ARKANSAS
South Side School District No. 2 of Van Buren County
Nov 12, 2009 . . . . . . $2,510,000
Refunding and Construction Bonds (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Jun 1, 2010 to 2039.
Callable Dec 1, 2014 at par.
Winning bid: Crews & Associates, at 98.0015, TIC 4.619%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $140,000 | 1.50% | 1.50% | ||
| 6/1/13 | $100,000 | 2.25% | 2.25% | ||
| 6/1/15 | $100,000 | 3.00% | 3.00% | ||
| 6/1/17 | $110,000 | 3.50% | 3.50% | ||
| 6/1/19 | $120,000 | 3.75% | 3.75% | ||
| 6/1/21 | $125,000 | 4.00% | 4.00% | ||
| 6/1/23 | $135,000 | 4.125% | 4.20% | ||
| 6/1/25 | $150,000 | 4.25% | 4.30% | ||
| 6/1/27 | $165,000 | 4.375% | 4.40% | ||
| 6/1/29 | $175,000 | 4.375% | 4.50% | ||
| 6/1/34 | $525,000 | 4.60% | NRO | NRO | |
| 6/1/39 | $665,000 | 4.75% | 4.75% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Sterne Agee, TIC 4.7003%
FTN Fin Cap Mkts, TIC 4.7086%
Stephens, TIC 4.761%
Wonderview School District No. 2 of Conway County
Nov 12, 2009 . . . . . . $1,605,000
Construction Bonds (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Feb 1, 2011 to 2039.
Callable Feb 1, 2015 at par.
Winning bid: Crews & Associates, at 98.0084, TIC 4.6308%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $130,000 | 2.50% | 2.50% | ||
| 2/1/17 | $120,000 | 3.50% | 3.50% | ||
| 2/1/20 | $125,000 | 4.125% | 3.90% | ||
| 2/1/23 | $140,000 | 4.20% | 4.20% | ||
| 2/1/26 | $155,000 | 4.25% | 4.35% | ||
| 2/1/28 | $115,000 | 4.375% | 4.45% | ||
| 2/1/30 | $125,000 | 4.50% | 4.55% | ||
| 2/1/35 | $355,000 | 4.60% | NRO | NRO | |
| 2/1/39 | $340,000 | 4.75% | 4.75% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 4.645%
FTN Fin Cap Mkts, TIC 4.7019%
Sterne Agee, TIC 4.7553%
Stephens, TIC 4.7672%
CALIFORNIA
Berkeley Unified School District
Nov 12, 2009 . . . . . . $11,400,000
2009 Tax and Revenue Anticipation Notes (book entry).
Dated Nov 24, 2009.
Due Nov 23, 2010.
Purchased $11,400,000.00 by Stone & Youngberg, at 1.75%, plus $149,340.00, effective rate 0.4307%.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Jefferies, Effective Rate 0.4506%
Citigroup, Effective Rate 0.4806%
JPMorgan, Effective Rate 0.5352%
Wachovia Bank, Effective Rate 0.6596%
Piper Jaffray, Effective Rate 0.6892%
INDIANA
Lafayette School Corporation
Nov 9, 2009 . . . . . . $2,000,000
General Obligation Bonds of 2009 (bank qualified) (book entry).
Dated Nov 18, 2009.
Due Jul 15, 2010 to Jan 15, 2011.
Non-callable.
Winning bid: Fifth Third Sec, at n/a, NIC 1.431%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/10 | $990,000 | 2.00% | 0.90% | ||
| 1/15/11 | $1,010,000 | 2.00% | 1.20% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Therber & Brock, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 1.772%
City Securities, NIC 2.138%
IOWA
Kirkwood Community College (Merged Area X)
Nov 12, 2009 . . . . . . $2,075,000
Industrial New Jobs Training Certificates, Series 2009-1B (book entry).
Dated Dec 1, 2009.
Due Jun 1, 2011 to 2019.
Callable Jun 1, 2017 at par.
Winning bid: RBC Capital Mkts, at 100.5058, TIC 3.057%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $180,000 | 3.00% | 2.00% | ||
| 6/1/12 | $190,000 | 3.00% | 2.00% | ||
| 6/1/13 | $210,000 | 3.00% | 2.00% | ||
| 6/1/14 | $220,000 | 3.00% | 2.15% | ||
| 6/1/15 | $225,000 | 3.00% | 2.50% | ||
| 6/1/16 | $240,000 | 3.00% | 2.875% | ||
| 6/1/17 | $240,000 | 3.10% | 3.10% | ||
| 6/1/18 | $250,000 | 3.25% | 3.25% | ||
| 6/1/19 | $320,000 | 3.40% | 3.40% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.1602%
Bernardi Securities, TIC 3.5626%
Hutchinson Shockey, TIC 4.4494%
Kirkwood Community College (Merged Area X)
Nov 12, 2009 . . . . . . $4,940,000
General Obligation Refunding Capital Loan Notes, Series 2009B (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Jun 1, 2010 to 2011.
Non-callable.
Winning bid: Robert W. Baird, at 101.4303, TIC 1.1062%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $1,940,000 | 2.00% | NRO | NRO | |
| 6/1/11 | $3,000,000 | 2.50% | 0.90% |
Other managers: CL King & Associates, Coastal Securities Corp., Loop Capital Markets, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Country Club Bank, Isaak Bond Investments, Inc., First Southwest Company, Cronin & Co., Inc., UMB Bank, N.A..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Piper Jaffray, TIC 1.1108%
SunTrust Robinson, TIC 1.4412%
Kirkwood Community College (Merged Area X)
Nov 12, 2009 . . . . . . $15,000,000
General Obligation Capital Loan Notes, Series 2009A (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2015 at par.
Winning bid: Piper Jaffray, at 103.1322, TIC 3.2765%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $1,365,000 | 3.00% | 1.33% | ||
| 6/1/13 | $1,385,000 | 3.00% | 1.71% | ||
| 6/1/14 | $1,415,000 | 3.00% | 2.10% | ||
| 6/1/15 | $1,440,000 | 3.00% | 2.48% | ||
| 6/1/16 | $1,475,000 | 4.00% | NRO | NRO | |
| 6/1/17 | $1,500,000 | 4.00% | NRO | NRO | |
| 6/1/18 | $1,540,000 | 4.00% | NRO | NRO | |
| 6/1/19 | $1,580,000 | 4.00% | NRO | NRO | |
| 6/1/20 | $1,625,000 | 4.00% | NRO | NRO | |
| 6/1/21 | $1,675,000 | 4.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
JPMorgan, TIC 3.2803%
BMO Capital Markets, TIC 3.3121%
Sterne Agee, TIC 3.3435%
Robert W. Baird, TIC 3.3558%
SunTrust Robinson, TIC 3.558%
Hutchinson Shockey, TIC 3.6929%
Northland Securities, TIC 3.7858%
KANSAS
Kansas Rural Water Finance Authority
Nov 12, 2009 . . . . . . $885,000
Revenue Bonds, Series B, 2009 (Rural Water District No. 2, Ottawa County, Kansas) (bank qualified).
Dated Dec 1, 2009.
Due Dec 1, 2012 to 2029.
Callable Dec 1, 2019 at par.
Winning bid: Cooper Malone, at n/a, NIC 4.424%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $30,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $35,000 | 2.30% | NRO | NRO | |
| 12/1/14 | $35,000 | 2.60% | NRO | NRO | |
| 12/1/15 | $35,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $40,000 | 3.40% | NRO | NRO | |
| 12/1/17 | $40,000 | 3.60% | NRO | NRO | |
| 12/1/18 | $40,000 | 3.75% | NRO | NRO | |
| 12/1/19 | $45,000 | 4.00% | NRO | NRO | |
| 12/1/20 | $45,000 | 4.00% | NRO | NRO | |
| 12/1/21 | $50,000 | 4.20% | NRO | NRO | |
| 12/1/22 | $50,000 | 4.20% | NRO | NRO | |
| 12/1/23 | $55,000 | 4.20% | NRO | NRO | |
| 12/1/24 | $55,000 | 4.40% | NRO | NRO | |
| 12/1/25 | $60,000 | 4.40% | NRO | NRO | |
| 12/1/26 | $60,000 | 4.40% | NRO | NRO | |
| 12/1/27 | $65,000 | 4.75% | NRO | NRO | |
| 12/1/28 | $70,000 | 4.75% | NRO | NRO | |
| 12/1/29 | $75,000 | 4.75% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
DeWaay Fin Network, NIC 4.645%
KENTUCKY
Murray Electric Plant Board
Nov 12, 2009 . . . . . . $5,435,000
Refunding Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 3, 2009.
Due Jun 1, 2010 to Dec 1, 2021.
Callable Dec 1, 2019 at par.
Winning bid: J.J.B. Hilliard, at 99.1693, NIC 3.576%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $10,000 | 2.00% | NRO | NRO | AGC |
| 12/1/10 | $55,000 | 2.00% | NRO | NRO | AGC |
| 12/1/11 | $425,000 | 2.00% | NRO | NRO | AGC |
| 12/1/12 | $435,000 | 2.00% | NRO | NRO | AGC |
| 12/1/13 | $440,000 | 2.00% | NRO | NRO | AGC |
| 12/1/14 | $450,000 | 2.50% | NRO | NRO | AGC |
| 12/1/15 | $465,000 | 3.00% | NRO | NRO | AGC |
| 12/1/16 | $480,000 | 3.00% | NRO | NRO | AGC |
| 12/1/17 | $495,000 | 3.40% | NRO | NRO | AGC |
| 12/1/18 | $515,000 | 3.70% | NRO | NRO | AGC |
| 12/1/19 | $535,000 | 4.00% | NRO | NRO | AGC |
| 12/1/20 | $555,000 | 4.00% | NRO | NRO | AGC |
| 12/1/21 | $575,000 | 4.00% | NRO | NRO | AGC |
Other managers: Ross, Sinclaire & Associates, Inc., PNC Capital Markets, Duncan-Williams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc..
L.O.: Frost Brown Todd LLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Raymond James, NIC 4.7114%
MARYLAND
Carroll County Commissioners
Nov 12, 2009 . . . . . . $31,880,000
General Obligation Consolidated Public Improvement and Refunding Bonds of 2009 (Series A) (book entry).
Dated Nov 24, 2009.
Due Nov 1, 2010 to 2019.
Non-callable.
Winning bid: Merrill Lynch, at 107.6805, TIC 2.2563%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $3,830,000 | 2.00% | 0.40% | ||
| 11/1/11 | $4,255,000 | 4.00% | NRO | NRO | |
| 11/1/12 | $4,310,000 | 5.00% | NRO | NRO | |
| 11/1/13 | $3,120,000 | 5.00% | NRO | NRO | |
| 11/1/14 | $3,175,000 | 2.25% | NRO | NRO | |
| 11/1/15 | $2,420,000 | 4.00% | NRO | NRO | |
| 11/1/16 | $2,515,000 | 4.00% | NRO | NRO | |
| 11/1/17 | $2,635,000 | 4.00% | NRO | NRO | |
| 11/1/18 | $2,755,000 | 4.00% | NRO | NRO | |
| 11/1/19 | $2,865,000 | 4.00% | NRO | NRO |
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
BB&T Cap Mkts, TIC 2.2614%
Janney Montgomery, TIC 2.2656%
Citigroup, TIC 2.2694%
JPMorgan, TIC 2.27%
PNC Capital Markets, TIC 2.2739%
M & T Bank, TIC 2.2742%
Piper Jaffray, TIC 2.2779%
Stone & Youngberg, TIC 2.2815%
Morgan Stanley, TIC 2.2987%
Morgan Keegan, TIC 2.3127%
BMO Capital Markets, TIC 2.3225%
Prager Sealy, TIC 2.3226%
Hutchinson Shockey, TIC 2.3723%
MASSACHUSETTS
Shrewsbury (Town)
Nov 12, 2009 . . . . . . $6,800,000
General Obligation Bond Anticipation Notes ($700,000 New and $6,100,000 Renewal) (bank qualified).
Dated Nov 20, 2009.
Due Nov 19, 2010.
Purchased $6,800,000.00 by Eastern Bank, at 1.5%, plus $62,793.09, effective rate 0.574%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.6055%
First Southwest, Effective Rate 0.6101%
Beneficial Bk, Effective Rate 0.6677%
Wachovia Bank, Effective Rate 0.8498%
Oppenheimer, Effective Rate 0.9013%
TD Bank, N.A., Effective Rate 0.9845%
Century Bk, Effective Rate 1.2345%
Bank of Western Mass, Effective Rate 1.6445%
NEW HAMPSHIRE
Keene (City)
Nov 12, 2009 . . . . . . $4,295,000
General Obligation Bonds (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Nov 1, 2010 to 2019.
Non-callable.
Winning bid: Eastern Bk Cap Mkts, at 103.4015, TIC 2.3396%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $500,000 | 2.00% | 0.65% | ||
| 11/1/11 | $500,000 | 3.50% | 0.82% | ||
| 11/1/12 | $500,000 | 2.25% | 1.15% | ||
| 11/1/13 | $500,000 | 2.50% | 1.53% | ||
| 11/1/14 | $500,000 | 3.00% | 1.93% | ||
| 11/1/15 | $500,000 | 3.00% | 2.30% | ||
| 11/1/16 | $500,000 | 3.50% | 2.55% | ||
| 11/1/17 | $295,000 | 3.25% | 2.78% | ||
| 11/1/18 | $250,000 | 3.25% | 3.00% | ||
| 11/1/19 | $250,000 | 3.50% | 3.15% |
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: First Southwest Company, Lincoln, RI.
Other bidders were:
Raymond James, TIC 2.3517%
First Southwest, TIC 2.3639%
Roosevelt & Cross, TIC 2.3998%
Robert W. Baird, TIC 2.4642%
JPMorgan, TIC 3.018%
NEW JERSEY
Alexandria Township Board of Education
Nov 12, 2009 . . . . . . $357,000
Temporary Notes (bank qualified).
Dated Nov 19, 2009.
Due Nov 18, 2010.
Purchased $357,000.00 by Oppenheimer, at 3.0%, plus $125.00, effective rate 2.9649%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Berkeley Township
Nov 12, 2009 . . . . . . $10,847,000
Bond Anticipation Notes (bank qualified).
Dated Nov 19, 2009.
Due Feb 19, 2010.
Purchased $10,847,000.00 by Jefferies, at 1.5%, plus $19,850.01, effective rate 0.768%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 0.844%
Oppenheimer, Effective Rate 1.192%
TD Securities, Effective Rate 1.804%
NEW YORK
Campbell-Savona Central School District
Nov 12, 2009 . . . . . . $7,550,000
Bond Anticipation Notes, Series 2009 (bank qualified).
Dated Nov 19, 2009.
Due Jun 24, 2010.
Purchased $7,550,000.00 by TD Securities, at 2.0%, plus $45,941.75, effective rate 0.9811%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.14%
J.P. Morgan Chase, Effective Rate 1.27%
Roosevelt & Cross, Effective Rate 1.3441%
Oppenheimer, Effective Rate 1.4257%
Jefferies, Effective Rate 1.506%
Beneficial Bk, Effective Rate 1.6199%
Janney Montgomery, Effective Rate 1.7907%
Clarendon (Town)
Nov 12, 2009 . . . . . . $187,000
Bond Anticipation Notes, 2009A (bank qualified).
Dated Nov 24, 2009.
Due Nov 23, 2010.
Purchased $187,000.00 by HSBC Bank, at 2.02%, effective rate 2.02%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.7296%
East Quogue Union Free School District
Nov 12, 2009 . . . . . . $3,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Nov 19, 2009.
Due Jun 25, 2010.
Purchased $1,500,000.00 by Capital One, at 0.49%, effective rate 0.49%.
Purchased $1,500,000.00 by Oppenheimer, at 2.0%, plus $10,290.00, effective rate 0.8567%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8567%
TD Securities, Effective Rate 0.8617%
Roosevelt & Cross, Effective Rate 0.8889%
Jefferies, Effective Rate 1.1033%
Janney Montgomery, Effective Rate 1.125%
Flushing Comm Bk, Effective Rate 1.4%
Fort Plain Central School District
Nov 12, 2009 . . . . . . $5,200,000
Bond Anticipation Notes, 2009 (New Issue) (bank qualified).
Dated Nov 24, 2009.
Due Jun 24, 2010.
Purchased $5,200,000.00 by TD Securities, at 2.0%, plus $39,660.40, effective rate 0.6925%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.0714%
NBT Bank, Effective Rate 1.48%
Jefferies, Effective Rate 1.5046%
Beneficial Bk, Effective Rate 1.5251%
Oppenheimer, Effective Rate 1.5354%
Roosevelt & Cross, Effective Rate 1.7467%
Highland Falls-Fort Montgomery Central School District
Nov 12, 2009 . . . . . . $1,245,000
Bond Anticipation Notes for School Building Improvements - 2009 (bank qualified).
Dated Nov 19, 2009.
Due Nov 19, 2010.
Purchased $1,245,000.00 by J.P. Morgan Chase, at 1.57%, effective rate 1.57%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.742%
Oppenheimer, Effective Rate 1.838%
Janney Montgomery, Effective Rate 1.9%
McGraw Central School District
Nov 12, 2009 . . . . . . $255,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Nov 19, 2009.
Due Nov 19, 2010.
Purchased $255,000.00 by First Niagara Bank, at 1.9%, effective rate 1.9%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Alliance Bank, Effective Rate 2.05%
Pelham Union Free School District
Nov 12, 2009 . . . . . . $841,527
Bond Anticipation Notes for School Construction-2009 Series B (bank qualified).
Dated Nov 24, 2009.
Due Jul 23, 2010.
Purchased $841,530.00 by Capital One, at 0.59%, effective rate 0.59%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.93%
J.P. Morgan Chase, Effective Rate 1.5747%
Pelham Union Free School District
Nov 12, 2009 . . . . . . $16,029,473
School District Serial Bonds-2009 (bank qualified) (book entry).
Dated Nov 24, 2009.
Due Nov 15, 2010 to 2029.
Callable Nov 15, 2019 at par.
Winning bid: UBS Financial Svcs, at 100.9134, NIC 3.6192%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/10 | $394,473 | 2.00% | NRO | NRO | |
| 11/15/11 | $635,000 | 2.00% | NRO | NRO | |
| 11/15/12 | $645,000 | 2.00% | NRO | NRO | |
| 11/15/13 | $655,000 | 2.00% | NRO | NRO | |
| 11/15/14 | $665,000 | 2.25% | NRO | NRO | |
| 11/15/15 | $685,000 | 2.50% | NRO | NRO | |
| 11/15/16 | $700,000 | 3.00% | NRO | NRO | |
| 11/15/17 | $720,000 | 3.00% | NRO | NRO | |
| 11/15/18 | $745,000 | 3.00% | NRO | NRO | |
| 11/15/19 | $770,000 | 3.25% | NRO | NRO | |
| 11/15/20 | $795,000 | 3.50% | NRO | NRO | |
| 11/15/21 | $825,000 | 3.50% | NRO | NRO | |
| 11/15/22 | $850,000 | 4.00% | NRO | NRO | |
| 11/15/23 | $885,000 | 4.00% | NRO | NRO | |
| 11/15/24 | $915,000 | 4.00% | NRO | NRO | |
| 11/15/25 | $950,000 | 4.00% | NRO | NRO | |
| 11/15/26 | $990,000 | 4.00% | NRO | NRO | |
| 11/15/27 | $1,025,000 | 4.00% | NRO | NRO | |
| 11/15/28 | $1,070,000 | 4.00% | NRO | NRO | |
| 11/15/29 | $1,110,000 | 4.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, Loop Capital Markets, LLC, CL King & Associates, Sterne, Agee & Leach, Inc, Wells Fargo Advisors, First Southwest Company.
In association with: Corby Capital Markets, Inc., Charles Schwab & Co., Wiley Bros.-Aintree Capital LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Robert W. Baird, NIC 3.6799%
Penn Yan Village
Nov 12, 2009 . . . . . . $445,000
Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Nov 25, 2009.
Due Nov 24, 2010.
Purchased $445,000.00 by J.P. Morgan Chase, at 1.36%, effective rate 1.36%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Lyons National Bk, Effective Rate 1.63%
Bank of Greene Co, Effective Rate 1.79%
Five Star Bnk, Effective Rate 2.06%
Sayville Union Free School District
Nov 12, 2009 . . . . . . $3,390,000
Tax Anticipation Notes, 2009 (bank qualified).
Dated Nov 24, 2009.
Due Jun 30, 2010.
Purchased $3,390,000.00 by J.P. Morgan Chase, at 0.49%, effective rate 0.49%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8733%
State Bank of LI, Effective Rate 0.8978%
Jefferies, Effective Rate 0.9033%
TD Bank, N.A., Effective Rate 0.905%
Roosevelt & Cross, Effective Rate 0.9263%
Janney Montgomery, Effective Rate 1.0833%
Flushing Comm Bk, Effective Rate 1.2%
Tully Joint Fire District
Nov 12, 2009 . . . . . . $500,000
Bond Anticipation Notes,2009 (bank qualified).
Dated Nov 19, 2009.
Due Mar 19, 2010.
Purchased $500,000.00 by Alliance Bank, at 1.95%, effective rate 1.95%.
L.O.: Hancock & Estabrook, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.994%
Unadilla Valley Central School District
Nov 12, 2009 . . . . . . $607,074
Bond Anticipation Notes, 2009 (bank qualified).
Dated Nov 20, 2009.
Due Nov 19, 2010.
Purchased $607,070.00 by NBT Bank, at 1.51%, effective rate 1.51%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.8585%
Sage Rutty, Effective Rate 1.94%
Valley Stream Central High School District
Nov 12, 2009 . . . . . . $5,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Nov 23, 2009.
Due Jun 25, 2010.
Purchased $2,000,000.00 by Capital One, at 0.49%, effective rate 0.49%.
Purchased $3,000,000.00 by J.P. Morgan Chase, at 0.44%, effective rate 0.44%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 0.54%
Jefferies, Effective Rate 0.7036%
Janney Montgomery, Effective Rate 0.7877%
TD Securities, Effective Rate 0.7888%
Oppenheimer, Effective Rate 0.8758%
Flushing Comm Bk, Effective Rate 1.2%
PENNSYLVANIA
Quakertown Community School District
Nov 12, 2009 . . . . . . $20,865,000
General Obligation Bonds, Series A of 2009 (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Apr 1, 2010 to Oct 1, 2023.
Callable Oct 1, 2014 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 3.7085%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/10 | $245,000 | 2.00% | NRO | NRO | AGC |
| 10/1/10 | $125,000 | 2.00% | NRO | NRO | AGC |
| 10/1/11 | $125,000 | 3.00% | NRO | NRO | AGC |
| 10/1/12 | $340,000 | 3.00% | NRO | NRO | AGC |
| 10/1/15 | $1,750,000 | 2.40% | NRO | NRO | AGC |
| 10/1/16 | $1,360,000 | 3.00% | NRO | NRO | AGC |
| 10/1/17 | $2,040,000 | 3.25% | NRO | NRO | AGC |
| 10/1/18 | $2,235,000 | 3.50% | NRO | NRO | AGC |
| 10/1/19 | $2,315,000 | 3.50% | NRO | NRO | AGC |
| 10/1/20 | $2,400,000 | 3.75% | NRO | NRO | AGC |
| 10/1/21 | $2,515,000 | 4.00% | NRO | NRO | AGC |
| 10/1/22 | $2,675,000 | 4.00% | NRO | NRO | AGC |
| 10/1/23 | $2,740,000 | 4.00% | NRO | NRO | AGC |
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 3.7184%
Morgan Stanley, TIC 3.9494%
Robert W. Baird, TIC 3.975%
TEXAS
Denton County Fresh Water Supply District No. 6
Nov 12, 2009 . . . . . . $1,840,000
Unlimited Tax Utility System Bonds, Series 2009A (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Feb 15, 2011 to 2035.
Callable Feb 15, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 5.2673%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/11 | $35,000 | 6.00% | 1.60% | AGC | |
| 2/15/12 | $35,000 | 6.00% | 1.85% | AGC | |
| 2/15/13 | $35,000 | 6.00% | 2.20% | AGC | |
| 2/15/14 | $40,000 | 6.00% | 2.60% | AGC | |
| 2/15/15 | $40,000 | 6.00% | 2.90% | AGC | |
| 2/15/16 | $45,000 | 5.75% | 3.20% | AGC | |
| 2/15/17 | $45,000 | 5.75% | 3.40% | AGC | |
| 2/15/18 | $50,000 | 5.75% | 3.65% | AGC | |
| 2/15/19 | $55,000 | 5.75% | 3.80% | AGC | |
| 2/15/24 | $315,000 | 5.00% | 4.35% | AGC | |
| 2/15/30 | $525,000 | 5.00% | 5.00% | AGC | |
| 2/15/35 | $620,000 | 5.05% | 5.05% | AGC |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc..
L.O.: Winstead PC, Austin, TX; and State Attorney General.
F.A.: First Southwest Company, Fort Worth, TX.
Other bidders were:
Morgan Keegan, NIC 5.3537%
First Southwest, NIC 5.5457%
Bernardi Securities, NIC 5.5507%
Wachovia Bank, NIC 5.5794%
GMS Group, NIC 5.6454%
Sterne Agee, NIC 5.8697%
Williamson County Water, Sewer, Irrigation, and Drainage District No. 3
Nov 12, 2009 . . . . . . $4,900,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Sep 1, 2010 to 2033.
Callable Sep 1, 2016 at par.
Winning bid: Wells Fargo Advisors, at 97.0066, NIC 5.1998%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $100,000 | 6.25% | NRO | NRO | AGC |
| 9/1/11 | $100,000 | 6.25% | NRO | NRO | AGC |
| 9/1/12 | $100,000 | 6.25% | NRO | NRO | AGC |
| 9/1/13 | $125,000 | 6.25% | NRO | NRO | AGC |
| 9/1/14 | $125,000 | 6.25% | NRO | NRO | AGC |
| 9/1/15 | $125,000 | 6.25% | NRO | NRO | AGC |
| 9/1/16 | $150,000 | 6.25% | NRO | NRO | AGC |
| 9/1/17 | $150,000 | 6.25% | NRO | NRO | AGC |
| 9/1/18 | $150,000 | 6.25% | NRO | NRO | AGC |
| 9/1/19 | $175,000 | 6.25% | NRO | NRO | AGC |
| 9/1/20 | $175,000 | 6.25% | NRO | NRO | AGC |
| 9/1/21 | $175,000 | 6.25% | NRO | NRO | AGC |
| 9/1/22 | $200,000 | 4.30% | NRO | NRO | AGC |
| 9/1/23 | $200,000 | 4.40% | NRO | NRO | AGC |
| 9/1/24 | $225,000 | 4.50% | NRO | NRO | AGC |
| 9/1/25 | $225,000 | 4.60% | NRO | NRO | AGC |
| 9/1/26 | $250,000 | 4.70% | NRO | NRO | AGC |
| 9/1/28 | $525,000 | 4.625% | NRO | NRO | AGC |
| 9/1/30 | $600,000 | 4.75% | NRO | NRO | AGC |
| 9/1/33 | $1,025,000 | 5.00% | NRO | NRO | AGC |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
Southwest Securities, NIC 5.2115%
First Southwest, NIC 5.2385%
Morgan Stanley, NIC 5.2497%
GMS Group, NIC 5.4943%
Sterne Agee, NIC 5.7321%
TAXABLE ISSUES
KENTUCKY
Jackson County School District Finance Corporation
Nov 12, 2009 . . . . . . $8,845,000
School Building Revenue Bonds, Series of 2009 (Taxable Build America Bonds) (book entry).
Dated Nov 1, 2009.
Due Nov 1, 2010 to 2029.
Callable Nov 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.4164%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $305,000 | 1.00% | NRO | NRO | |
| 11/1/11 | $305,000 | 1.625% | NRO | NRO | |
| 11/1/12 | $310,000 | 2.625% | NRO | NRO | |
| 11/1/13 | $315,000 | 2.75% | NRO | NRO | |
| 11/1/14 | $315,000 | 3.25% | NRO | NRO | |
| 11/1/15 | $330,000 | 3.625% | NRO | NRO | |
| 11/1/16 | $335,000 | 4.20% | NRO | NRO | |
| 11/1/17 | $340,000 | 4.25% | NRO | NRO | |
| 11/1/18 | $355,000 | 4.625% | NRO | NRO | |
| 11/1/19 | $370,000 | 4.70% | NRO | NRO | |
| 11/1/20 | $375,000 | 4.75% | NRO | NRO | |
| 11/1/21 | $385,000 | 5.00% | NRO | NRO | |
| 11/1/22 | $400,000 | 5.00% | NRO | NRO | |
| 11/1/23 | $575,000 | 5.125% | NRO | NRO | |
| 11/1/25 | $1,220,000 | 5.375% | NRO | NRO | |
| 11/1/27 | $1,315,000 | 5.375% | NRO | NRO | |
| 11/1/29 | $1,295,000 | 5.625% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Ross, Sinclaire & Associates, Inc., Stifel, Nicolaus & Co., Inc., Duncan-Williams, Inc., Loop Capital Markets, LLC, CL King & Associates, Edward D. Jones & Co., Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, SAMCO Capital Markets, PNC Capital Markets, Crews & Associates, Inc., First Kentucky Securities Corp..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
MARYLAND
Carroll County Commissioners
Nov 12, 2009 . . . . . . $34,650,000
General Obligation Consolidated Public Improvement Bonds of 2009 (Series B) (Build America Bonds-Direct Payment) (book entry).
Dated Nov 24, 2009.
Due Nov 1, 2020 to 2029.
Callable Nov 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.386%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/20 | $2,970,000 | 4.70% | NRO | NRO | |
| 11/1/21 | $3,065,000 | 4.75% | NRO | NRO | |
| 11/1/22 | $3,165,000 | 4.75% | NRO | NRO | |
| 11/1/23 | $3,270,000 | 5.00% | NRO | NRO | |
| 11/1/24 | $3,380,000 | 5.00% | NRO | NRO | |
| 11/1/25 | $3,500,000 | 5.125% | NRO | NRO | |
| 11/1/26 | $3,625,000 | 5.50% | NRO | NRO | |
| 11/1/27 | $3,755,000 | 5.40% | NRO | NRO | |
| 11/1/28 | $3,890,000 | 5.50% | NRO | NRO | |
| 11/1/29 | $4,030,000 | 5.625% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., Fidelity Capital Markets, Coastal Securities Corp., CL King & Associates, Southwest Securities, Inc., Davenport & Company LLC, Loop Capital Markets, LLC, William Blair & Company, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Isaak Bond Investments, Inc., Crews & Associates, Inc., Bernardi Securities, Inc., Edward D. Jones & Co., FTN Financial Capital Markets, M & I Bank, Wells Fargo Advisors, Cronin & Co., Inc., Raymond James & Associates, Inc., NW Capital Markets Inc..
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
Citigroup, TIC 5.3477%
BMO Capital Markets, TIC 5.3684%
Piper Jaffray, TIC 5.382%
BB&T Cap Mkts, TIC 5.4077%
SOUTH CAROLINA
Beaufort County School District
Nov 12, 2009 . . . . . . $10,000,000
General Obligation Bonds, Series 2009E (Qualified School Construction Bonds) (book entry).
Dated Dec 1, 2009.
Due Mar 15, 2026.
Non-callable.
Winning bid: Southwest Securities, at n/a, TIC 1.0678%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/26 | $10,000,000 | 1.05% | 1.05% |
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Hutchinson Shockey, TIC 1.1684%
Ramirez, TIC 1.7354%
