Thursday, March 28 | |||||||||||||
Issuer | St | Description | Amount ($000s) | Time of Sale | Financial Adviser | Legal Opinion | Maturing | Insurer | Mdy's | S & P | Fitch | Bank -Qual. | Latest Details |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Waterford SD | MI | Tax Antic | 3,000 | 11:30 am E | Muni Fin Consultants | Axe & Ecklund | 13 | --- | --- | --- | --- | --- | Mar 20 |
Flemington Borough | NJ | Bond Antic | 4,449 | 11 am E | Municipal Official | Wilentz Goldman | 14 | --- | --- | --- | --- | BQ | Mar 25 |
Cape Vincent Vlg | NY | Bond Antic | 3,685 | 11 am E | Municipal Solutions | Hrabchak Gebo | 14 | --- | --- | --- | --- | BQ | Mar 25 |
Macedon Vlg | NY | Bond Antic | 300 | 11 am E | Bernard P. Donegan | Timothy R. McGill | 13 | --- | --- | --- | --- | BQ | Mar 20 |
Tuesday, April 2 | |||||||||||||
Issuer | St | Description | Amount ($000s) | Time of Sale | Financial Adviser | Legal Opinion | Maturing | Insurer | Mdy's | S & P | Fitch | Bank -Qual. | Latest Details |
Connecticut Reg SD #10 | CT | Bond Antic | 1,265 | 11:30 am E | FirstSouthwest | Day Pitney | 13 | --- | --- | --- | --- | BQ | Mar 25 |
Littleton (Town) | MA | GO Bond Antic | 5,349 | 11 am E | Eastern Bk Muni Fin | Edwards Wildman | 14 | --- | --- | --- | --- | BQ | Mar 27 |
Elizabeth | NJ | Special Emergency (Tax) | 1,800 | 12 pm E | Powell Capital | DeCotiis FitzPatrick | 14 | --- | MIG1 | --- | --- | --- | Mar 26 |
Elizabeth | NJ | Bond Antic | 4,000 | 11:30 am E | Powell Capital | DeCotiis FitzPatrick | 14 | --- | MIG1 | --- | --- | --- | Mar 26 |
Lopatcong Twp | NJ | Bond Antic | 1,025 | 11 am E | Municipal Official | Gibbons | 14 | --- | --- | --- | --- | BQ | Mar 27 |
North Greenbush (Town) | NY | Bond Antic | 10,737 | 11 am E | Fiscal Adv & Mkt | Whiteman Osterman | 14 | --- | --- | --- | --- | --- | Mar 27 |
Wednesday, April 3 | |||||||||||||
Issuer | St | Description | Amount ($000s) | Time of Sale | Financial Adviser | Legal Opinion | Maturing | Insurer | Mdy's | S & P | Fitch | Bank -Qual. | Latest Details |
Beacon Falls (Town) | CT | Bond Antic | 2,645 | 11:30 am E | Webster Bank | Day Pitney | 13 | --- | --- | --- | --- | BQ | Today |
Fairhaven (Town) | MA | Bond Antic | 4,214 | 11 am E | UniBank Fiscal Adv | Edwards Wildman | 13 | --- | --- | --- | --- | BQ | Mar 26 |
Jersey City | NJ | Note | 9,687 | 11 am E | NW Financial Group | GluckWalrath | 14 | --- | --- | --- | --- | --- | Mar 27 |
Tarrytown Vlg | NY | Bond Antic | 5,681 | 11 am E | Capital Markets Adv | Cahill Gambino | 13 | --- | --- | --- | --- | BQ | Mar 27 |
Thursday, April 4 | |||||||||||||
Issuer | St | Description | Amount ($000s) | Time of Sale | Financial Adviser | Legal Opinion | Maturing | Insurer | Mdy's | S & P | Fitch | Bank -Qual. | Latest Details |
Vernon Vlg | NY | Bond Antic | 2,011 | 11:30 am E | Municipal Solutions | Trespasz & Marquardt | 14 | --- | --- | --- | --- | BQ | Today |
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The SEC has won a partial victory against Choice Advisors and its principal Matthias O'Meara for their role in acting as unregistered brokers and for engaging in a fee-splitting arrangement.
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