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While many would prefer the SEC's MCDC Initiative be a distant memory, late last month the SEC's Chief of the Enforcement Division's Public Finance Abuse Unit reminded issuers and underwriters alike that they will continue to be held accountable when they fail to provide investors with an accurate picture of past compliance with continuing disclosure obligations.
September 5
BKC Group -
Fueled by oil and natural gas production taxes, the state’s rainy day fund is the biggest in any state.
August 31
The Volcker Alliance -
The SEC action this month against an Oklahoma MA offers helpful guidance for municipal advisors regarding the fiduciary duty of care.
August 30
AGFS -
A Big Apple summer serves as a reminder of the need to invest in the grid.
August 22John Hallacy Consulting LLC -
Part of the reason for munis' gains may be the reduction in issuance as governments wait for a federal infrastructure plan.
August 18
Court Street Group Research -
Pay-for-Success financing, advanced evaluation models, and impact investing are some of the innovations needed to pay for critical U.S. infrastructure needs.
August 17
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The channels to communicate with investors – things like investor websites - make it easy and cost effective even for small bond issuers to do so effectively.
August 16
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SEC rules provide municipal advisors an opportunity strengthen their bonds with issuer clients.
August 11
BKC Group -
Amid vast differences, there's agreement on the need to centralize government services through a central digital identity platform.
August 10
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After Sept. 12, municipal advisor representatives who have not passed the Series 50 Exam may not engage in MA activities.
August 8
Bracewell