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The examination includes specific questions related to compliance with Federal tax requirements.
April 6 -
The Commission has settled with Roberto Mejill-Tellado for acting as an unregistered broker in the scheme that defrauded the city of Mayaguez, Puerto Rico.
April 6 -
The SEC's Office of Municipal Securities has added Soo Im-Tang in Los Angeles, Preston Swapp in Chicago and Matthew Newman in Atlanta.
April 5 -
Comments for the proposal are in and many urge the Commission to drop the proposal it due to the overlap of existing MSRB and FINRA rules.
April 3 -
The rule establishes the standards to which registered solicitor municipal advisors should adhere and includes amendments to Rule G-8 on books and records.
March 31 -
The amendments seek to align the Rules with the Securities and Exchange Commission's recent approval of T+1 clearing across bond markets.
March 29 -
Massive transit projects have funding momentum, and traditional road and bridge projects are advancing as well despite political opposition and some shaky funding.
March 29 -
The Investing in Our Communities Act, introduced by House members Kustoff, R-Tenn., and Ruppersberger, D-Md., would reinstate tax-exempt advance refunding.
March 28 -
The administration is touting the Justice40 Initiative and other programs to spur equity efforts.
March 28 -
Cities want to put federal dollars to work on their infrastructure, a process that can be daunting.
March 28