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Knoxville, Tennessee-based Home Financial Services failed to disclose execution time, mark ups and mark downs to customers on municipal securities transactions, FINRA said.
November 13 -
The law promises major changes to how issuers disclose data.
November 10 -
Republican criticism over the bill's 64% cut to Amtrak prompted GOP leadership to tap the brakes on the bill late Tuesday.
November 8 -
"Wokeism" in public finance is an increasingly popular talking point among conservatives.
November 7 -
For those of us who study government finance, either for investment purposes or for public policy purposes, complete data sets are far more useful than partial ones that will necessitate ongoing use of legacy PDFs of those issuers that are exempt.
November 7Cato Institute -
The White House is expected to announce major grants for non-Northeast corridor projects, including potentially high speed trains, before year's end.
November 6 -
Research indicates office space conversions could be financed with bonds.
November 3 -
A Senate bill holds drinking and wastewater infrastructure funding level to 2023, but advocates the SRFs could see cuts when the two chambers hammer out final appropriations.
November 3 -
Representatives from the business, academic, legal and other disciplines gathered on Capitol Hill to take aim at the many SEC rule proposals initiated under Gary Gensler's tenure.
November 2 -
While some reliable options have emerged, market professionals remain hopeful the old advance refunding will return before the desire to bring it back loses any momentum.
November 1