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The SEC has settled charges against Aon Investments and in a separate action, a former executive of the firm for misleading the Pennsylvania Public Employees' Retirement System.
January 25
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The grants are among the most competitive in the Infrastructure Investment and Jobs Act.
January 25
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A letter co-sgned by Bond Dealers of America and the Securities Industry and Financial Markets Association urges the Municipal Securities Rulemaking Board to institute its 2024 rate card, for fear that reverting back to 2023 levels would be disruptive for dealers.
January 25
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Capital Markets Advisors and its co-principals Richard Ganci and Richard Tortora are caught up in a legal back and forth with the SEC over how MSRB Rule G-42 on conflicts of interest applies to their case.
January 23
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SEC Muni Office Chief Dave Sanchez gave issuer officials some updates on implementation of the transparency law.
January 23
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Brightline, a high-profile name in the speculative muni market, is set to come to market next week to remarket $675 million of 2020 bonds.
January 23
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The rulemaking board is prepping for a machine-readable future.
January 22
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The regulator has charged a former chief compliance officer $15,000 and a firm $100,000 in twp separate enforcement actions.
January 22
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It's the third short-term spending bill Congress has passed since fiscal 2024 began Oct. 1.
January 19
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Smaller issuers will find it easier to tell their stories to investors who are looking to customize their portfolios.
January 18
