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The plaintiffs had alleged G-37 amendments would restrict the political contributions of municipal advisors.
July 13
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The MSRB said it may add to its guidance in the future and will hold a seminar with dealers.
July 12
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SEC chair Jay Clayton wants to ensure the fixed income market is efficient and transparent.
July 12
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SIFMA wants the MSRB to harmonize its rule on account transfers with FINRA's regulation.
July 6
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The MSRB's newest online course is designed for investors and takes about 45 minutes to complete.
July 5 -
Market participants say MSRB should include non-bank entities.
July 3 -
The SEC's Investor Advocate said muni market reform will be one of five areas for "significant time and attention."
June 29
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The new guidance details conduct that may put advisors in violation.
June 29 -
The SEC's chair said the commission's fiscal 2018 budget request would help enforcement and examinations.
June 27 -
The MSRB gave participants guidance on complaint processes by releasing codes for recordkeeping.
June 19 -
About a quarter of registered municipal advisory firms have no advisors qualified through the Series 50 exam.
June 19
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Improving market participants' access to guidance and data are future goals for the MSRB.
June 19 -
The Treasury Department is echoing state and local groups, saying some munis should be considered HQLA.
June 13
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The MSRB's addition of an exception to its proposal requiring CUSIPs was spurred by market comments.
June 2 -
A former Sterne Agee & Leach managing director pleaded guilty to lavishing a portfolio manager at New York state’s pension fund with trips to luxury vacation destinations in exchange for steering hundreds of millions in trading business her way.
May 31
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The MSRB has filed a series of changes to its rule on customer account transfers.
May 30 -
Groups and companies representing bankers and investors are asking the SEC to further tailor its event disclosure proposal.
May 25
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The GFOA will continue its efforts to narrow the SEC's events notice proposal in the wake of its letter on the topic.
May 22 -
Issuers and others suggested market participants come together to narrow the SEC's proposal on disclosing alternative debts.
May 22
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Panelists are concerned some issuers may enter into bank loan agreements that can hurt their finances.
May 18
