Kyle Glazier is the Washington Bureau Chief of The Bond Buyer. He has previously covered securities law, the Far West, and markets. He has previously written for the Houston Chronicle, Albany Times-Union, and The Denver Post. He holds a bachelor’s degree in English from Arizona State University and a master’s degree in journalism from the University of Colorado.
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The two regulatory agencies are working to ensure a seemless transition to another benchmark when Libor is phased out in 2021.
September 27 -
Incoming NABL president Dee Wisor wants the group to be more active in Washington.
September 25 -
The MSRB is hoping that new guidelines will encourage more conversation between its staff and the broker-dealers and muni advisors it regulates.
September 25 -
FINRA examiners alleged Mesirow violated disclosure and supervisory rules.
September 21 -
A Carlsbad, Calif.-based San Diego-based firm, Eric Hall & Associates, is accused of being unregistered when it served as municipal advisor to a school district.
September 20 -
A pilot program for the new Series 54 exam should be available early next year, the MSRB announced.
September 19 -
The MSRB's guidance on social media use by muni advisors under its new advertising rule could use some work, market participants said.
September 19 -
Where the SEC's Rick Fleming sees potential benefits, broker-dealers see burdensome, duplicative work.
September 18 -
The disclosure of some variable-rate demand obligation information on EMMA shouldn't be used to dismiss a lawsuit alleging fraud in VRDO remarketing,lawyers for the plaintiff told an Illinois court.
September 17 -
Dealer firms are trying to comply with newer rules like markup disclosure, while regulators are finding some problems and working to communicate more clearly.
September 13 -
Roisman is officially back at the SEC, but this time as a commissioner.
September 11 -
A total of three advisory groups will be providing input to the board in the new fiscal year.
September 11 -
Widespread use of the bid-wanted process as a price discovery tool could hurt market integrity, the MSRB believes.
September 7 -
The MSRB is concerned about the fairness of so-called "pre-arranged trading," but some say it's a bit of a grey area.
September 6 -
Congress could pass legislation authorizing advance refundings and liberalizing private activity bond restrictions to aid in disaster recovery, NABL said.
September 5 -
The SEC is sorting out those charged with engaging in a large multi-year "flipping" and kickback scheme.
September 4 -
Republican Elad Roisman appears to be moving toward confirmation to the SEC without being paired with a Democrat.
August 31 -
Bond lawyers will recognize the late Jim Lebenthal and Lewis Horne with awards next month, as well as Virginia "Gigi" Benjamin.
August 29 -
The MSRB is making a push to understand muni market indicators.
August 28 -
President Trump's nominee Elad Roisman is a step closer to becoming an SEC commissioner.
August 23
