Jack Casey

MAs will soon be subject to continuing education requirements following SEC approval of MSRB proposal.

Three individuals and one issuer were awarded for contributions to the municipal market and NFMA.

Issuers, dealers want SEC to rethink its event notice disclosure proposal; investor groups support it

All debt obligations should be disclosed without regard to materiality, NFMA said in a letter to the SEC.

RBC Capital markets, along with Wedbush Securities and an individual reached settlements totaling $70,000 with FINRA.

U.S. lawmakers want Puerto Rico board to focus on economic growth and freeze debt service payments.

Class action participants are arguing BOKF had conflicts of interest and failed to carry out duties.

Bankruptcy experts and political observers say states would have a hard time getting restructuring power.

Judge Laura Swain of New York was chosen to oversee Puerto Rico's Title III restructuring process.

Jay Clayton became the 32nd chair of the SEC after being sworn into the rule on Thursday.

The MSRB has released guidance explaining how its rules relate to solicitor municipal advisors.

The CHOICE Act cleared the House Financial Services Committee and will move to the full House.

A judge has approved a settlement between the SEC and lawyer Robert Crowe over pay-to-play charges.

The SEC told a federal judge that it may be nearing a settlement in a case over fraudulent bonds.

The Senate has approved President Trump's nominee, Jay Clayton, to become the next SEC chair.

The House Financial Services Committee will hold votes on the CHOICE Act starting Wednesday morning.

Legislators and others urged Puerto Rico to pursue a court-organized debt restructuring.

The House passed a bill on Monday that aims to protect Puerto Ricans from unsuitable investments.

The MSRB has decided to reevaluate its minimum denomination rule filing with the SEC.

Legislators voted on Friday to give themselves one more week to agree on a federal spending bill for fiscal 2017.