INDIANA
Fort Wayne (City)
Mar 13, 2013 . . . . . . $7,335,000
Sewage Works Refunding Revenue Bonds of 2013 (book entry).
Dated Mar 27, 2013.
Due Aug 1, 2013 to 2018.
Non-callable.
Winning bid: PNC Bank, at n/a, NIC 1.0156%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $500,000 | 1.00% | NRO | ||
| 8/1/14 | $1,350,000 | 1.00% | NRO | ||
| 8/1/15 | $1,355,000 | 1.00% | NRO | ||
| 8/1/16 | $1,365,000 | 1.00% | NRO | ||
| 8/1/17 | $1,375,000 | 1.00% | NRO | ||
| 8/1/18 | $1,390,000 | 1.00% | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
Piper Jaffray, NIC 1.0498%
Hutchinson Shockey, NIC 1.0733%
Robert W. Baird, NIC 1.0877%
Mesirow Financial, NIC 1.0989%
J.J.B. Hilliard, NIC 1.1202%
Stifel Nicolaus, NIC 1.1473%
Morgan Stanley, NIC 1.1694%
City Securities, NIC 1.1986%
Fort Wayne (City)
Mar 13, 2013 . . . . . . $42,260,000
Sewage Works Revenue Bonds of 2013 (book entry).
Dated Mar 27, 2013.
Due Aug 1, 2025 to 2033.
Callable Apr 1, 2023 at par.
Winning bid: City Securities, at n/a, NIC 3.171%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/25 | $4,165,000 | 3.50% | 2.85% | ||
| 8/1/26 | $4,285,000 | 3.50% | 3.10% | ||
| 8/1/27 | $4,405,000 | 3.50% | 3.25% | ||
| 8/1/28 | $4,535,000 | 3.50% | 3.28% | ||
| 8/1/29 | $4,670,000 | 3.50% | 3.40% | ||
| 8/1/31 | $9,780,000 | 3.50% | 3.50% | ||
| 8/1/33 | $10,420,000 | 3.625% | 3.625% |
In association with: Bernardi Securities, Inc., Edward Jones
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
Hutchinson Shockey, NIC 3.221%
Robert W. Baird, NIC 3.3125%
Guggenheim Secs, NIC 3.333%
Wells Fargo Secs, NIC 3.373%
Piper Jaffray, NIC 3.3835%
Mesirow Financial, NIC 3.3922%
BA Merrill Lynch, NIC 3.4112%
JPMorgan, NIC 3.5984%
IOWA
Black Hawk County
Mar 12, 2013 . . . . . . $2,000,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Apr 9, 2013.
Due Jun 1, 2014 to 2018.
Non-callable.
Winning bid: Country Club Bank, at n/a, TIC 0.7126%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $375,000 | 2.00% | 0.30% | ||
| 6/1/15 | $405,000 | 2.00% | 0.35% | ||
| 6/1/16 | $405,000 | 2.00% | 0.45% | ||
| 6/1/17 | $410,000 | 2.00% | 0.65% | ||
| 6/1/18 | $405,000 | 2.00% | 0.90% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 0.7278%
Piper Jaffray, TIC 0.7462%
UMB Bank, TIC 0.7591%
D.A. Davidson, TIC 0.7721%
FTN Fin Cap Mkts, TIC 0.7725%
Robert W. Baird, TIC 0.7841%
Iowa Board of Regents
Mar 13, 2013 . . . . . . $25,000,000
Dormitory Revenue Bonds, Series I.S.U. 2013A (Iowa State University of Science and Technology) (book entry).
Dated Apr 1, 2013.
Due Jul 1, 2014 to 2033.
Callable Jul 1, 2023 at par.
Winning bid: Hutchinson Shockey, at 98.8857, TIC 2.864%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $940,000 | 1.00% | 0.50% | ||
| 7/1/15 | $1,080,000 | 1.00% | 0.65% | ||
| 7/1/16 | $1,090,000 | 1.00% | 0.80% | ||
| 7/1/17 | $1,095,000 | 1.00% | 1.00% | ||
| 7/1/18 | $1,110,000 | 2.00% | 1.25% | ||
| 7/1/19 | $1,120,000 | 2.00% | 1.50% | ||
| 7/1/20 | $1,135,000 | 2.00% | 1.75% | ||
| 7/1/21 | $1,155,000 | 2.00% | 2.00% | ||
| 7/1/22 | $1,175,000 | 2.20% | 2.20% | ||
| 7/1/23 | $1,200,000 | 2.40% | 2.40% | ||
| 7/1/24 | $1,230,000 | 2.60% | 2.60% | ||
| 7/1/26 | $2,550,000 | 2.75% | 2.75% | ||
| 7/1/29 | $4,090,000 | 3.00% | 3.00% | ||
| 7/1/31 | $2,925,000 | 3.10% | 3.15% | ||
| 7/1/33 | $3,105,000 | 3.25% | 3.25% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 3.0258%
Wells Fargo Secs, TIC 3.066%
Morgan Stanley, TIC 3.1037%
BA Merrill Lynch, TIC 3.1774%
JPMorgan, TIC 3.1984%
KANSAS
Clearwater (City)
Mar 12, 2013 . . . . . . $440,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Mar 29, 2013.
Due Oct 1, 2014 to 2028.
Callable Oct 1, 2020 at par.
Winning bid: Central States Cap, at n/a, NIC 2.334%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $20,000 | 3.00% | 3.00% | ||
| 10/1/15 | $25,000 | 3.00% | 3.00% | ||
| 10/1/16 | $25,000 | 2.50% | 2.50% | ||
| 10/1/17 | $25,000 | 2.25% | 2.25% | ||
| 10/1/18 | $30,000 | 2.25% | 2.25% | ||
| 10/1/19 | $30,000 | 1.55% | 1.55% | ||
| 10/1/20 | $30,000 | 1.70% | 1.70% | ||
| 10/1/21 | $30,000 | 1.85% | 1.85% | ||
| 10/1/22 | $30,000 | 2.00% | 2.00% | ||
| 10/1/23 | $30,000 | 2.15% | 2.15% | ||
| 10/1/24 | $30,000 | 2.30% | 2.30% | ||
| 10/1/25 | $30,000 | 2.45% | 2.45% | ||
| 10/1/26 | $35,000 | 2.55% | 2.55% | ||
| 10/1/27 | $35,000 | 2.65% | 2.65% | ||
| 10/1/28 | $35,000 | 2.75% | 2.75% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
Cooper Malone, NIC 2.805%
Commerce Bank, NIC 3.221%
KENTUCKY
Madison County Public Library District
Mar 13, 2013 . . . . . . $2,250,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Mar 27, 2013.
Due Feb 1, 2014 to 2023.
Callable Feb 1, 2021 at par.
Winning bid: PNC Capital Markets, at 101.2669, TIC 1.6492%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $220,000 | 1.00% | 0.40% | ||
| 2/1/15 | $215,000 | 1.00% | 0.50% | ||
| 2/1/16 | $220,000 | 1.00% | 0.60% | ||
| 2/1/17 | $220,000 | 2.00% | 0.75% | ||
| 2/1/18 | $220,000 | 2.00% | 1.00% | ||
| 2/1/19 | $225,000 | 2.00% | 1.30% | ||
| 2/1/20 | $230,000 | 2.00% | 1.55% | ||
| 2/1/21 | $230,000 | 2.00% | 1.75% | ||
| 2/1/22 | $235,000 | 2.00% | 1.95% | ||
| 2/1/23 | $235,000 | 2.00% | 2.10% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
Raymond James, TIC 1.6508%
Fifth Third Secs, TIC 1.7605%
J.J.B. Hilliard, TIC 1.8374%
MASSACHUSETTS
Boylston (Town)
Mar 13, 2013 . . . . . . $1,800,000
General Obligation Municipal Light Plant Bonds (bank qualified) (book entry).
Dated Mar 21, 2013.
Due Mar 15, 2014 to 2028.
Callable Mar 15, 2023 at par.
Winning bid: UMB Bank, at 102.2300, TIC 2.0246%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/14 | $120,000 | 2.25% | 0.35% | ||
| 3/15/15 | $120,000 | 2.25% | 0.50% | ||
| 3/15/16 | $120,000 | 2.25% | 0.60% | ||
| 3/15/17 | $120,000 | 2.25% | 0.80% | ||
| 3/15/18 | $120,000 | 2.25% | 1.05% | ||
| 3/15/19 | $120,000 | 2.25% | 1.25% | ||
| 3/15/20 | $120,000 | 2.35% | 1.50% | ||
| 3/15/21 | $120,000 | 2.40% | 1.65% | ||
| 3/15/22 | $120,000 | 2.40% | 1.85% | ||
| 3/15/23 | $120,000 | 2.40% | 2.00% | ||
| 3/15/24 | $120,000 | 2.10% | 2.15% | ||
| 3/15/25 | $120,000 | 2.20% | 2.25% | ||
| 3/15/26 | $120,000 | 2.30% | 2.35% | ||
| 3/15/27 | $120,000 | 2.45% | 2.50% | ||
| 3/15/28 | $120,000 | 2.55% | 2.60% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.1676%
UBS Financial Svcs, TIC 2.6051%
Woburn (City)
Mar 13, 2013 . . . . . . $18,736,000
General Obligation Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Mar 21, 2013.
Due Nov 15, 2013 to 2032.
Callable Nov 15, 2022 at par.
Winning bid: Robert W. Baird, at 110.7382, TIC 2.2214%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/13 | $406,000 | 2.00% | 0.35% | ||
| 11/15/14 | $405,000 | 2.00% | 0.50% | ||
| 11/15/15 | $400,000 | 2.00% | 0.61% | ||
| 11/15/16 | $1,575,000 | 4.00% | 0.73% | ||
| 11/15/17 | $1,565,000 | 4.00% | 0.87% | ||
| 11/15/18 | $1,545,000 | 4.00% | 1.12% | ||
| 11/15/19 | $1,565,000 | 4.00% | 1.40% | ||
| 11/15/20 | $1,760,000 | 4.00% | 1.66% | ||
| 11/15/21 | $1,740,000 | 4.00% | 1.88% | ||
| 11/15/22 | $1,725,000 | 4.00% | 2.15% | ||
| 11/15/23 | $1,540,000 | 5.00% | 2.30% | ||
| 11/15/24 | $1,520,000 | 3.00% | 2.50% | ||
| 11/15/25 | $1,485,000 | 2.625% | 2.70% | ||
| 11/15/27 | $430,000 | 3.00% | 3.00% | ||
| 11/15/28 | $215,000 | 3.00% | 3.10% | ||
| 11/15/29 | $215,000 | 3.00% | 3.15% | ||
| 11/15/30 | $215,000 | 3.00% | 3.20% | ||
| 11/15/31 | $215,000 | 3.125% | 3.25% | ||
| 11/15/32 | $215,000 | 3.20% | 3.30% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Corby Capital Markets, Inc., Edward Jones, Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Crews & Associates, Inc., Bank of New York Mellon Capital Markets, LLC, Incapital LLC, Wedbush Securities Inc., George K. Baum & Co..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Piper Jaffray, TIC 2.2375%
JPMorgan, TIC 2.2605%
BMO Cap Mkts GKST, TIC 2.2611%
BA Merrill Lynch, TIC 2.316%
Roosevelt & Cross, TIC 2.325%
Hutchinson Shockey, TIC 2.3403%
Fidelity Capital, TIC 2.3785%
MICHIGAN
University of Michigan Regents
Mar 12, 2013 . . . . . . $53,510,000
General Revenue Bonds, Series 2013A (book entry).
Dated Mar 21, 2013.
Due Apr 1, 2014 to 2029.
Callable Apr 1, 2023 at par.
Winning bid: BA Merrill Lynch, at n/a, TIC 2.702%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $1,815,000 | 2.00% | 0.20% | ||
| 4/1/15 | $1,985,000 | 4.00% | 0.34% | ||
| 4/1/16 | $1,890,000 | 5.00% | 0.47% | ||
| 4/1/17 | $1,435,000 | 5.00% | 0.62% | ||
| 4/1/18 | $1,410,000 | 5.00% | 0.90% | ||
| 4/1/19 | $1,400,000 | 5.00% | 1.20% | ||
| 4/1/20 | $1,395,000 | 5.00% | 1.46% | ||
| 4/1/21 | $1,400,000 | 5.00% | 1.68% | ||
| 4/1/22 | $1,410,000 | 5.00% | 1.89% | ||
| 4/1/23 | $1,540,000 | 4.00% | 2.09% | ||
| 4/1/24 | $1,815,000 | 2.50% | 2.30% | ||
| 4/1/25 | $7,780,000 | 3.00% | 2.61% | ||
| 4/1/26 | $8,445,000 | 2.75% | 2.81% | ||
| 4/1/27 | $8,705,000 | 3.00% | 2.95% | ||
| 4/1/28 | $9,180,000 | 3.00% | 3.08% | ||
| 4/1/29 | $1,905,000 | 4.00% | 2.90% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, TIC 2.705%
Citigroup, TIC 2.7148%
Robert W. Baird, TIC 2.7157%
Wells Fargo Secs, TIC 2.7297%
BMO Cap Mkts GKST, TIC 2.7324%
Morgan Stanley, TIC 2.7337%
Piper Jaffray, TIC 2.7522%
JPMorgan, TIC 2.759%
William Blair, TIC 2.7609%
Goldman Sachs, TIC 2.7766%
Guggenheim Secs, TIC 2.7792%
US Bancorp Invest, TIC 2.8996%
NEW JERSEY
Atlantic Highlands Borough
Mar 13, 2013 . . . . . . $8,000,000
Bond Anticipation Notes.
Dated Mar 21, 2013.
Due Mar 20, 2014.
Purchased $8,000,000.00 by Wells Fargo Bk, at 0.75%, effective rate 0.75%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
NEW YORK
Bayville Village
Mar 13, 2013 . . . . . . $1,067,511
Bond Anticipation Notes-2013 (bank qualified).
Dated Mar 20, 2013.
Due Mar 20, 2014.
Purchased $1,067,510.00 by Jefferies, at 1.25%, plus $4,282.00, effective rate 0.849%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2762%
Roosevelt & Cross, Effective Rate 1.333%
Niagara-Wheatfield Central School District
Mar 13, 2013 . . . . . . $10,570,000
School District Serial Bonds - 2013 (book entry).
Dated Mar 26, 2013.
Due Mar 15, 2014 to 2028.
Callable Mar 15, 2023 at par.
Winning bid: BMO Cap Mkts GKST, at 103.1157, TIC 2.6234%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/14 | $640,000 | 2.00% | 0.60% | ||
| 3/15/15 | $635,000 | 1.50% | 0.66% | ||
| 3/15/16 | $640,000 | 1.50% | 0.86% | ||
| 3/15/17 | $645,000 | 1.50% | 1.06% | ||
| 3/15/18 | $655,000 | 2.00% | 1.34% | ||
| 3/15/19 | $660,000 | 3.00% | 1.66% | ||
| 3/15/20 | $675,000 | 3.00% | 1.91% | ||
| 3/15/21 | $685,000 | 3.00% | 2.13% | ||
| 3/15/22 | $700,000 | 3.00% | 2.37% | ||
| 3/15/23 | $720,000 | 3.00% | 2.59% | ||
| 3/15/24 | $740,000 | 4.00% | 2.72% | ||
| 3/15/25 | $760,000 | 4.00% | 2.83% | ||
| 3/15/26 | $780,000 | 3.00% | 3.00% | ||
| 3/15/27 | $805,000 | 3.00% | 3.13% | ||
| 3/15/28 | $830,000 | 3.125% | 3.24% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, TIC 2.8325%
NORTH CAROLINA
North Carolina
Mar 12, 2013 . . . . . . $299,785,000
General Obligation Refunding Bonds, Series 2013E (book entry).
Dated Mar 21, 2013.
Due May 1, 2013 to 2021.
Non-callable.
Winning bid: BA Merrill Lynch, at 118.5357, TIC 1.1724%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $24,595,000 | 2.00% | 0.15% | ||
| 5/1/14 | $15,705,000 | 5.00% | 0.18% | ||
| 5/1/15 | $16,075,000 | 5.00% | 0.34% | ||
| 5/1/16 | $16,475,000 | 5.00% | 0.50% | ||
| 5/1/17 | $16,870,000 | 5.00% | 0.65% | ||
| 5/1/18 | $35,280,000 | 5.00% | 0.87% | ||
| 5/1/19 | $86,255,000 | 5.00% | 1.15% | ||
| 5/1/20 | $71,065,000 | 5.00% | 1.36% | ||
| 5/1/21 | $17,465,000 | 5.00% | 1.58% |
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Raleigh, NC; and The Banks Law Firm, P.A., Research Triangle Pk, NC.
F.A.: Davenport & Company LLC, Raleigh, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Citigroup, TIC 1.1871%
JPMorgan, TIC 1.2022%
Barclays Capital, TIC 1.2179%
Wells Fargo Secs, TIC 1.23%
Morgan Stanley, TIC 1.2392%
NORTH DAKOTA
North Dakota Public Finance Authority
Mar 13, 2013 . . . . . . $51,375,000
Capital Financing Program Bonds, Series 2013A (book entry).
Dated Mar 27, 2013.
Due Jun 1, 2014 to 2033.
Callable Jun 1, 2023 at par.
Winning bid: Robert W. Baird, at 108.0802, TIC 3.075%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $1,745,000 | 3.00% | 0.50% | ||
| 6/1/15 | $1,810,000 | 4.00% | 0.65% | ||
| 6/1/16 | $1,880,000 | 4.00% | 0.80% | ||
| 6/1/17 | $1,960,000 | 4.00% | 1.00% | ||
| 6/1/18 | $2,040,000 | 4.00% | 1.22% | ||
| 6/1/19 | $2,110,000 | 3.00% | 1.50% | ||
| 6/1/20 | $2,175,000 | 3.00% | 1.76% | ||
| 6/1/21 | $2,255,000 | 4.00% | 2.08% | ||
| 6/1/22 | $2,345,000 | 4.00% | 2.29% | ||
| 6/1/23 | $2,440,000 | 4.00% | 2.49% | ||
| 6/1/24 | $2,540,000 | 4.00% | 2.60% | ||
| 6/1/25 | $2,645,000 | 4.00% | 2.75% | ||
| 6/1/26 | $2,750,000 | 4.00% | 2.90% | ||
| 6/1/27 | $2,865,000 | 4.00% | 3.00% | ||
| 6/1/28 | $2,980,000 | 4.00% | 3.08% | ||
| 6/1/29 | $3,105,000 | 4.00% | 3.15% | ||
| 6/1/30 | $3,230,000 | 4.00% | 3.25% | ||
| 6/1/31 | $3,360,000 | 4.00% | 3.30% | ||
| 6/1/32 | $3,500,000 | 4.00% | 3.35% | ||
| 6/1/33 | $3,640,000 | 4.00% | 3.40% |
Other managers: Coastal Securities Corp., CL King & Associates, Kildare Capital, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Davenport & Company LLC, Cronin & Co., Inc., Northland Securities, Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., D.A. Davidson & Co, Wedbush Securities Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership.
L.O.: Faegre & Benson, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 3.1258%
Guggenheim Secs, TIC 3.1503%
Hutchinson Shockey, TIC 3.1611%
BA Merrill Lynch, TIC 3.2395%
Wells Fargo Secs, TIC 3.38%
OKLAHOMA
Tulsa County Independent School District No. 4 (Bixby)
Mar 13, 2013 . . . . . . $10,050,000
General Obligation Combined Purpose Bonds of 2013 (book entry).
Dated May 1, 2013.
Due May 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.8649%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $2,510,000 | 2.00% | NRO | ||
| 5/1/16 | $2,510,000 | 2.00% | NRO | ||
| 5/1/17 | $2,510,000 | 2.00% | NRO | ||
| 5/1/18 | $2,520,000 | 2.00% | NRO |
In association with: Bank of Oklahoma.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Piper Jaffray, NIC 0.8953%
Robert W. Baird, NIC 0.9477%
FirstSouthwest, NIC 0.9648%
Oppenheimer, NIC 1.0734%
BMO Cap Mkts GKST, NIC 1.1308%
Hutchinson Shockey, NIC 1.1344%
Tulsa Metropolitan Utility Authority
Mar 12, 2013 . . . . . . $61,280,000
Utility Revenue Bonds, Refunding Series 2013 (book entry).
Dated Mar 27, 2013.
Due Sep 1, 2013 to 2025.
Callable Sep 1, 2020 at par.
Winning bid: William Blair, at 103.5025, TIC 2.0262%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $4,200,000 | 2.00% | 0.30% | ||
| 9/1/14 | $4,300,000 | 2.00% | 0.34% | ||
| 9/1/15 | $4,400,000 | 2.50% | 0.45% | ||
| 9/1/16 | $4,480,000 | 2.50% | 0.62% | ||
| 9/1/17 | $4,560,000 | 2.50% | 0.80% | ||
| 9/1/18 | $4,580,000 | 2.50% | 1.08% | ||
| 9/1/19 | $4,600,000 | 2.50% | 1.43% | ||
| 9/1/20 | $4,620,000 | 2.50% | 1.75% | ||
| 9/1/21 | $4,720,000 | 2.50% | 1.94% | ||
| 9/1/22 | $4,900,000 | 2.50% | 2.20% | ||
| 9/1/23 | $5,100,000 | 2.50% | 2.45% | ||
| 9/1/24 | $5,350,000 | 2.70% | 2.60% | ||
| 9/1/25 | $5,470,000 | 3.00% | 2.70% |
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Municipal Official(s).
Other bidders were:
Citigroup, TIC 2.0296%
Hutchinson Shockey, TIC 2.0495%
Morgan Stanley, TIC 2.1314%
Robert W. Baird, TIC 2.1878%
Guggenheim Secs, TIC 2.2053%
BA Merrill Lynch, TIC 2.2835%
US Bancorp Invest, TIC 2.3329%
JPMorgan, TIC 2.36%
PENNSYLVANIA
Cumberland County
Mar 13, 2013 . . . . . . $16,100,000
General Obligation Bonds, Series of 2013 (book entry).
Dated Apr 16, 2013.
Due Nov 1, 2013 to May 1, 2021.
Non-callable.
Winning bid: Piper Jaffray, at n/a, TIC 1.0926%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/13 | $750,000 | 2.00% | 0.20% | ||
| 5/1/14 | $2,030,000 | 3.00% | 0.25% | ||
| 5/1/15 | $2,075,000 | 3.00% | 0.36% | ||
| 5/1/16 | $2,120,000 | 4.00% | 0.51% | ||
| 5/1/17 | $2,175,000 | 4.00% | 0.66% | ||
| 5/1/18 | $2,005,000 | 4.00% | 0.89% | ||
| 5/1/19 | $2,050,000 | 5.00% | 1.18% | ||
| 5/1/20 | $1,775,000 | 4.00% | 1.44% | ||
| 5/1/21 | $1,120,000 | 4.00% | 1.66% |
L.O.: McNees Wallace & Nurick LLC, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Roosevelt & Cross, TIC 1.0947%
TD Securities, TIC 1.0954%
Janney Montgomery, TIC 1.0959%
BA Merrill Lynch, TIC 1.1139%
KeyBanc Cap Mkts, TIC 1.143%
Robert W. Baird, TIC 1.1474%
BMO Cap Mkts GKST, TIC 1.1577%
Raymond James, TIC 1.2003%
TENNESSEE
Etowah (City)
Mar 13, 2013 . . . . . . $6,210,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Apr 12, 2013.
Due Jun 1, 2014 to 2033.
Callable Jun 1, 2020 at par.
Winning bid: Sterne Agee, at 100.0059, TIC 2.5719%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $375,000 | 2.00% | 0.65% | AGM | |
| 6/1/15 | $385,000 | 2.00% | 0.80% | AGM | |
| 6/1/16 | $395,000 | 2.00% | 1.00% | AGM | |
| 6/1/17 | $395,000 | 2.00% | 1.10% | AGM | |
| 6/1/18 | $460,000 | 2.00% | 1.35% | AGM | |
| 6/1/19 | $460,000 | 2.00% | 1.50% | AGM | |
| 6/1/20 | $465,000 | 2.00% | 1.60% | AGM | |
| 6/1/21 | $475,000 | 2.00% | 1.80% | AGM | |
| 6/1/23 | $375,000 | 2.25% | 2.25% | AGM | |
| 6/1/25 | $425,000 | 2.50% | 2.50% | AGM | |
| 6/1/27 | $475,000 | 2.75% | 2.60% | AGM | |
| 6/1/29 | $500,000 | 3.00% | 2.75% | AGM | |
| 6/1/31 | $500,000 | 3.00% | 2.85% | AGM | |
| 6/1/33 | $525,000 | 3.00% | 3.00% | AGM |
Other managers: BOSC, Inc..
L.O.: Glankler Brown, PLLC, Memphis, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Raymond James, TIC 2.5784%
Robert W. Baird, TIC 2.7614%
TEXAS
Harris County Municipal Utility District No. 276
Mar 13, 2013 . . . . . . $7,200,000
Unlimited Tax Bonds, Series 2013A (bank qualified) (book entry).
Dated Apr 1, 2013.
Due Sep 1, 2014 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.1200, NIC 3.3099%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $325,000 | 2.00% | 0.90% | BAM | |
| 9/1/15 | $325,000 | 2.00% | 1.06% | BAM | |
| 9/1/16 | $325,000 | 2.00% | 1.21% | BAM | |
| 9/1/17 | $325,000 | 2.00% | 1.36% | BAM | |
| 9/1/18 | $325,000 | 2.00% | 1.59% | BAM | |
| 9/1/19 | $325,000 | 2.00% | 1.86% | BAM | |
| 9/1/21 | $650,000 | 2.375% | 2.375% | BAM | |
| 9/1/23 | $650,000 | 3.00% | 2.80% | BAM | |
| 9/1/25 | $650,000 | 3.00% | 3.01% | BAM | |
| 9/1/27 | $650,000 | 3.00% | 3.21% | BAM | |
| 9/1/29 | $650,000 | 3.125% | 3.35% | BAM | |
| 9/1/31 | $650,000 | 3.25% | 3.45% | BAM | |
| 9/1/33 | $625,000 | 3.375% | 3.54% | BAM | |
| 9/1/36 | $725,000 | 3.50% | 3.69% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
BOSC, NIC 3.3467%
RBC Capital Mkts, NIC 3.3606%
TAXABLE ISSUES
MASSACHUSETTS
Holliston (Town)
Mar 13, 2013 . . . . . . $4,580,000
General Obligation Refunding Bonds (Subject to Federal and Massachusetts Income Taxation) (book entry).
Dated Mar 27, 2013.
Due May 1, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 100.5742, TIC 1.8499%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $550,000 | 1.00% | 0.45% | ||
| 5/1/15 | $550,000 | 1.00% | 0.65% | ||
| 5/1/16 | $530,000 | 1.00% | 0.80% | ||
| 5/1/17 | $515,000 | 2.00% | 1.00% | ||
| 5/1/18 | $510,000 | 2.00% | 1.30% | ||
| 5/1/19 | $500,000 | 2.00% | 1.60% | ||
| 5/1/20 | $490,000 | 2.00% | 1.90% | ||
| 5/1/21 | $470,000 | 2.15% | 2.15% | ||
| 5/1/22 | $235,000 | 2.45% | 2.45% | ||
| 5/1/23 | $230,000 | 2.60% | 2.60% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Coastal Securities Corp., Kildare Capital, Inc., Corby Capital Markets, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, FTN Financial Capital Markets, Cronin & Co., Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Raymond James, TIC 2.0267%
Roosevelt & Cross, TIC 2.3114%
NEW YORK
New York State Urban Development Corporation
Mar 13, 2013 . . . . . . $200,770,000
State Personal Income Tax Revenue Bonds (General Purpose), Series 2013B (Federally Taxable) (book entry).
Dated Mar 19, 2013.
Due Mar 15, 2014 to 2019.
The bonds shall be callable in accordance with the specification.
Winning bid: JPMorgan, at 100.0421, TIC 1.0831%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/14 | $34,285,000 | 0.22% | 0.22% | ||
| 3/15/15 | $34,025,000 | 0.35% | 0.35% | ||
| 3/15/16 | $34,145,000 | 0.55% | 0.55% | ||
| 3/15/17 | $34,335,000 | 0.98% | 0.98% | ||
| 3/15/18 | $34,670,000 | 1.35% | 1.28% | ||
| 3/15/19 | $29,310,000 | 1.75% | 1.70% |
Other managers: Academy Securities Inc., Estrada Hinojosa & Company, Inc., De La Rosa & Co., Rice Financial Products Company.
L.O.: Nixon Peabody LLP, New York, NY; and Law Offices of Joseph C. Reid, PA, New York, NY.
F.A.: Acacia Financial Group, Inc., New York, NY.
Other bidders were:
Barclays Capital, TIC 1.0992%
Citigroup, TIC 1.1206%
RBC Capital Mkts, TIC 1.1347%
Goldman Sachs, TIC 1.1573%
BA Merrill Lynch, TIC 1.1646%
Wells Fargo Secs, TIC 1.1752%
Morgan Stanley, TIC 1.1842%
Jefferies, TIC 1.2329%
BMO Cap Mkts GKST, TIC 1.3528%
TENNESSEE
Etowah (City)
Mar 13, 2013 . . . . . . $1,825,000
General Obligation Bonds, Series 2013B (Taxable) (book entry).
Dated Apr 12, 2013.
Due Jun 1, 2014 to 2023.
Callable Jun 1, 2020 at par.
Winning bid: Raymond James, at 99.2802, TIC 1.9832%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $210,000 | 0.60% | 0.60% | ||
| 6/1/15 | $215,000 | 0.75% | 0.75% | ||
| 6/1/16 | $215,000 | 0.90% | 0.90% | ||
| 6/1/17 | $215,000 | 1.05% | 1.05% | ||
| 6/1/18 | $155,000 | 1.40% | 1.40% | ||
| 6/1/19 | $155,000 | 1.80% | 1.80% | ||
| 6/1/20 | $160,000 | 2.00% | 2.10% | ||
| 6/1/21 | $165,000 | 2.25% | 2.30% | ||
| 6/1/22 | $165,000 | 2.375% | 2.45% | ||
| 6/1/23 | $170,000 | 2.50% | 2.60% |
L.O.: Glankler Brown, PLLC, Memphis, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.1373%
BOSC, TIC 2.2405%
Robert W. Baird, TIC 2.7918%
