CALIFORNIA
Ocean View School District
Nov 19, 2013 . . . . . . $4,200,000
General Obligation Bonds, 2012 Election, Series A (bank qualified) (book entry).
Dated Dec 11, 2013.
Due Aug 1, 2014 to 2037.
Callable Aug 1, 2023 at par.
Winning bid: Stifel Nicolaus, at 100.8859, TIC 4.9214%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $95,000 | 4.00% | 0.27% | BAM | |
| 8/1/15 | $100,000 | 4.00% | 0.45% | BAM | |
| 8/1/16 | $105,000 | 4.00% | 0.65% | BAM | |
| 8/1/17 | $110,000 | 4.00% | 0.97% | BAM | |
| 8/1/18 | $115,000 | 4.00% | 1.35% | BAM | |
| 8/1/19 | $120,000 | 4.00% | 1.75% | BAM | |
| 8/1/20 | $125,000 | 4.00% | 2.20% | BAM | |
| 8/1/21 | $135,000 | 5.00% | 2.57% | BAM | |
| 8/1/22 | $140,000 | 5.00% | 2.85% | BAM | |
| 8/1/26 | $630,000 | 5.00% | 3.48% | BAM | |
| 8/1/27 | $180,000 | 4.00% | 4.05% | BAM | |
| 8/1/28 | $185,000 | 4.00% | 4.20% | BAM | |
| 8/1/33 | $1,080,000 | 5.25% | 4.40% | BAM | |
| 8/1/37 | $1,080,000 | 5.25% | 4.64% | BAM |
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Sterne Agee, TIC 5.3168%
Hutchinson Shockey, TIC 5.4424%
FLORIDA
Florida State Board of Governors
Nov 20, 2013 . . . . . . $24,805,000
University of Florida Dormitory Revenue Bonds, Series 2013A (book entry).
Dated Dec 19, 2013.
Due Jul 1, 2014 to 2033.
Callable Jul 1, 2023 at par.
Winning bid: UBS Financial Svcs, at 106.6042, TIC 3.3511%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $360,000 | 3.00% | 0.20% | ||
| 7/1/15 | $685,000 | 3.00% | 0.34% | ||
| 7/1/16 | $1,245,000 | 4.00% | 0.53% | ||
| 7/1/17 | $1,285,000 | 4.00% | 0.84% | ||
| 7/1/18 | $1,370,000 | 5.00% | 1.16% | ||
| 7/1/19 | $1,415,000 | 5.00% | 1.75% | ||
| 7/1/20 | $1,490,000 | 5.00% | 2.15% | ||
| 7/1/21 | $1,580,000 | 5.00% | 2.44% | ||
| 7/1/22 | $1,655,000 | 5.00% | 2.66% | ||
| 7/1/23 | $1,745,000 | 5.00% | 2.86% | ||
| 7/1/24 | $1,015,000 | 3.00% | 3.05% | ||
| 7/1/25 | $1,045,000 | 3.00% | 3.20% | ||
| 7/1/26 | $1,080,000 | 3.25% | 3.40% | ||
| 7/1/27 | $1,115,000 | 3.50% | 3.60% | ||
| 7/1/28 | $1,150,000 | 4.00% | 3.75% | ||
| 7/1/29 | $1,200,000 | 4.00% | 3.95% | ||
| 7/1/30 | $1,245,000 | 4.00% | 4.03% | ||
| 7/1/31 | $1,295,000 | 4.00% | 4.13% | ||
| 7/1/33 | $2,830,000 | 4.125% | 4.20% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC.
In association with: StockCross Financial Services, Inc..
L.O.: Bryant, Miller & Olive, Tallahassee, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
Hutchinson Shockey, TIC 3.42%
PNC Capital Markets, TIC 3.4237%
Citigroup, TIC 3.4355%
Wells Fargo Secs, TIC 3.46%
Piper Jaffray, TIC 3.4692%
BA Merrill Lynch, TIC 3.4815%
Janney Montgomery, TIC 3.4898%
Robert W. Baird, TIC 3.4957%
JPMorgan, TIC 3.5336%
City Securities, TIC 3.5408%
INDIANA
Carmel (City)
Nov 20, 2013 . . . . . . $6,535,000
Redevelopment District Bonds of 2013 (Illinois Street Project) (bank qualified) (book entry).
Dated Dec 5, 2013.
Due Jul 15, 2017 to Jan 15, 2035.
Callable Jan 15, 2022 at par.
Winning bid: Robert W. Baird, at 99.5684, NIC 3.6405%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/17 | $120,000 | 2.00% | 1.00% | ||
| 1/15/18 | $125,000 | 2.00% | 1.20% | ||
| 7/15/18 | $145,000 | 2.00% | 1.30% | ||
| 1/15/19 | $145,000 | 2.00% | 1.55% | ||
| 7/15/19 | $150,000 | 2.00% | 1.70% | ||
| 1/15/20 | $155,000 | 3.00% | 1.90% | ||
| 7/15/20 | $165,000 | 3.00% | 2.00% | ||
| 1/15/21 | $170,000 | 3.00% | 2.20% | ||
| 7/15/21 | $180,000 | 3.00% | 2.30% | ||
| 1/15/22 | $185,000 | 3.00% | 2.40% | ||
| 7/15/22 | $165,000 | 3.00% | 2.50% | ||
| 1/15/23 | $165,000 | 3.00% | 2.60% | ||
| 7/15/23 | $130,000 | 3.00% | 2.70% | ||
| 7/15/24 | $355,000 | 3.00% | 2.80% | ||
| 7/15/25 | $460,000 | 3.00% | 3.00% | ||
| 7/15/26 | $500,000 | 3.50% | 3.15% | ||
| 7/15/27 | $535,000 | 3.50% | 3.30% | ||
| 7/15/28 | $480,000 | 3.75% | 3.45% | ||
| 1/15/29 | $210,000 | 4.00% | 3.60% | ||
| 7/15/33 | $345,000 | 4.00% | 4.00% | ||
| 7/15/34 | $980,000 | 4.00% | 4.05% | ||
| 1/15/35 | $670,000 | 4.00% | 4.10% |
Other managers: CL King & Associates, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., Duncan-WIlliams, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., Northland Securities, Inc., Isaak Bond Investments, Inc., Alamo Capital.
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 3.918%
Hartford (City)
Nov 20, 2013 . . . . . . $815,000
Waterworks Revenue Bonds of 2013 (bank qualified).
Dated Dec 10, 2013.
Due Jul 1, 2014 to Jan 1, 2024.
Non-callable.
Winning bid: First Financial Bk, at n/a, NIC 3.15%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $35,000 | 3.15% | NRO | ||
| 1/1/15 | $35,000 | 3.15% | NRO | ||
| 7/1/15 | $40,000 | 3.15% | NRO | ||
| 1/1/16 | $35,000 | 3.15% | NRO | ||
| 7/1/16 | $35,000 | 3.15% | NRO | ||
| 1/1/17 | $40,000 | 3.15% | NRO | ||
| 7/1/17 | $40,000 | 3.15% | NRO | ||
| 1/1/18 | $40,000 | 3.15% | NRO | ||
| 7/1/18 | $40,000 | 3.15% | NRO | ||
| 1/1/19 | $40,000 | 3.15% | NRO | ||
| 7/1/19 | $45,000 | 3.15% | NRO | ||
| 1/1/20 | $40,000 | 3.15% | NRO | ||
| 7/1/20 | $45,000 | 3.15% | NRO | ||
| 1/1/21 | $40,000 | 3.15% | NRO | ||
| 7/1/21 | $40,000 | 3.15% | NRO | ||
| 1/1/22 | $45,000 | 3.15% | NRO | ||
| 7/1/22 | $45,000 | 3.15% | NRO | ||
| 1/1/23 | $45,000 | 3.15% | NRO | ||
| 7/1/23 | $45,000 | 3.15% | NRO | ||
| 1/1/24 | $45,000 | 3.15% | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Crowe Horwath, Indianapolis, IN.
Other bidders were:
Mainsource Bk, NIC 3.625%
J.J.B. Hilliard, NIC 3.6394%
Patoka Lake Regional Water and Sewer District
Nov 20, 2013 . . . . . . $14,000,000
Waterworks Revenue Bonds of 2013 (book entry) (AMT).
Dated Dec 5, 2013.
Due Jan 1, 2018 to 2039.
Callable Jan 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.0000, NIC 4.5366%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/18 | $435,000 | 3.00% | 1.70% | ||
| 1/1/19 | $440,000 | 3.00% | 2.30% | ||
| 1/1/20 | $455,000 | 3.00% | 2.65% | ||
| 1/1/21 | $465,000 | 3.00% | 3.00% | ||
| 1/1/22 | $480,000 | 4.00% | 3.20% | ||
| 1/1/23 | $490,000 | 4.00% | 3.40% | ||
| 1/1/24 | $510,000 | 4.00% | 3.60% | ||
| 1/1/25 | $525,000 | 4.00% | 3.80% | ||
| 1/1/27 | $1,110,000 | 4.00% | 4.00% | ||
| 1/1/28 | $590,000 | 4.125% | 4.15% | ||
| 1/1/29 | $615,000 | 4.25% | 4.30% | ||
| 1/1/30 | $640,000 | 4.375% | 4.40% | ||
| 1/1/31 | $665,000 | 4.375% | 4.45% | ||
| 1/1/32 | $695,000 | 4.50% | 4.50% | ||
| 1/1/33 | $725,000 | 4.50% | 4.55% | ||
| 1/1/34 | $760,000 | 4.50% | 4.60% | ||
| 1/1/35 | $795,000 | 4.625% | 4.65% | ||
| 1/1/36 | $830,000 | 4.625% | 4.70% | ||
| 1/1/37 | $870,000 | 4.70% | 4.75% | ||
| 1/1/39 | $1,905,000 | 4.75% | 4.80% |
Other managers: CL King & Associates, Edward Jones, Coastal Securities Corp., Kildare Capital, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Incapital LLC, Sterne, Agee & Leach, Inc, Vining-Sparks IBG, Limited Partnership, J.J.B. Hilliard, W.L. Lyons, Inc., Northland Securities, Inc., PNC Capital Markets, Oppenheimer & Co., Inc., Bernardi Securities, Inc., City Securities Corp..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Hutchinson Shockey, NIC 4.8022%
Fifth Third Secs, NIC 4.8513%
KANSAS
Manhattan (City)
Nov 19, 2013 . . . . . . $3,160,000
General Obligation Temporary Notes, Series 2013-07 (book entry) (AMT).
Dated Dec 13, 2013.
Due Jun 15, 2017.
Callable Jun 15, 2014 at par.
Winning bid: Hutchinson Shockey, at 99.5130, TIC 1.8942%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/17 | $3,160,000 | 1.75% | 1.25% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Morgan Stanley, TIC 2.9498%
Manhattan (City)
Nov 19, 2013 . . . . . . $6,390,000
General Obligation Temporary Notes, Series 2013-06 (book entry).
Dated Dec 13, 2013.
Due Dec 15, 2014 to Jun 15, 2017.
Callable Jun 15, 2014 at par.
Winning bid: Commerce Bank, at 99.8763, TIC 1.0517%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/14 | $1,650,000 | 1.00% | 0.40% | ||
| 12/15/15 | $560,000 | 1.00% | 0.45% | ||
| 12/15/16 | $3,750,000 | 1.00% | 0.55% | ||
| 6/15/17 | $430,000 | 1.00% | 0.75% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 1.0517%
Morgan Stanley, TIC 2.7187%
MARYLAND
Maryland Department of Transportation
Nov 20, 2013 . . . . . . $225,000,000
Consolidated Transportation Bonds, Series 2013 (Second Issue) (book entry).
Dated Dec 12, 2013.
Due Dec 1, 2016 to 2028.
Callable Dec 1, 2021 at par.
Winning bid: BA Merrill Lynch, at 108.9896, TIC 2.8974%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/16 | $13,335,000 | 5.00% | 0.50% | ||
| 12/1/17 | $13,735,000 | 5.00% | 0.80% | ||
| 12/1/18 | $14,145,000 | 5.00% | 1.20% | ||
| 12/1/19 | $14,855,000 | 5.00% | 1.57% | ||
| 12/1/20 | $15,595,000 | 5.00% | 1.97% | ||
| 12/1/21 | $16,375,000 | 5.00% | 2.28% | ||
| 12/1/22 | $17,195,000 | 4.00% | 2.57% | ||
| 12/1/23 | $18,055,000 | 4.00% | 2.81% | ||
| 12/1/24 | $18,780,000 | 3.00% | 3.02% | ||
| 12/1/25 | $19,530,000 | 3.25% | 3.25% | ||
| 12/1/26 | $20,310,000 | 4.00% | 3.24% | ||
| 12/1/27 | $21,125,000 | 3.75% | 3.53% | ||
| 12/1/28 | $21,965,000 | 3.75% | 3.66% |
Other managers: M & T Securities, Inc., Oppenheimer & Co., Inc..
L.O.: Kutak Rock, Washington, DC.
F.A.: Public Financial Management, Inc., Atlanta, GA; and Strategic Solutions Center, L.L.C., Landover, MD.
Other bidders were:
JPMorgan, TIC 2.8998%
Citigroup, TIC 2.9066%
Morgan Stanley, TIC 2.9087%
Wells Fargo Secs, TIC 2.913%
Barclays Capital, TIC 2.9316%
Goldman Sachs, TIC 2.9905%
MASSACHUSETTS
Marshfield (Town)
Nov 20, 2013 . . . . . . $30,350,000
General Obligation Bond Anticipation Notes (book entry).
Dated Dec 2, 2013.
Due Jul 29, 2014.
Purchased $30,350,000.00 by Morgan Stanley, at 1.0%, plus $171,477.50, effective rate 0.1418%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.1646%
TD Securities, Effective Rate 0.1719%
Citigroup, Effective Rate 0.1737%
Mitsubishi UFJ Secs, Effective Rate 0.1995%
JPMorgan, Effective Rate 0.2034%
Jefferies, Effective Rate 0.278%
Oppenheimer, Effective Rate 0.397%
Oppenheimer, Effective Rate 0.4623%
Oppenheimer, Effective Rate 0.558%
Merrimac (Town)
Nov 20, 2013 . . . . . . $3,971,000
General Obligation State Qualified Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Dec 3, 2013.
Due Sep 1, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 103.1888, TIC 1.9154%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $461,000 | 2.00% | 0.35% | ||
| 9/1/15 | $445,000 | 2.00% | 0.40% | ||
| 9/1/16 | $440,000 | 2.00% | 0.60% | ||
| 9/1/17 | $430,000 | 2.00% | 0.90% | ||
| 9/1/18 | $420,000 | 2.00% | 1.25% | ||
| 9/1/19 | $410,000 | 3.00% | 1.60% | ||
| 9/1/20 | $405,000 | 2.50% | 1.95% | ||
| 9/1/21 | $400,000 | 3.00% | 2.20% | ||
| 9/1/22 | $360,000 | 3.00% | 2.35% | ||
| 9/1/23 | $200,000 | 3.00% | 2.50% |
Other managers: Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Fidelity Capital, TIC 1.9335%
FTN Fin Cap Mkts, TIC 1.9555%
Roosevelt & Cross, TIC 2.0349%
MICHIGAN
Blue Jay Drain #046 Drainage District
Nov 20, 2013 . . . . . . $3,590,000
Drain Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Jun 1, 2014 to 2033.
Callable Jun 1, 2020 at par.
Winning bid: Comerica Securities, at 99.7367, TIC 3.681%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $135,000 | 2.00% | 0.40% | ||
| 6/1/15 | $140,000 | 2.00% | 0.50% | ||
| 6/1/16 | $140,000 | 2.00% | 0.65% | ||
| 6/1/17 | $145,000 | 2.00% | 0.95% | ||
| 6/1/18 | $145,000 | 2.00% | 1.25% | ||
| 6/1/19 | $150,000 | 2.00% | 1.60% | ||
| 6/1/20 | $155,000 | 2.50% | 2.00% | ||
| 6/1/21 | $160,000 | 2.50% | 2.30% | ||
| 6/1/22 | $165,000 | 2.75% | 2.55% | ||
| 6/1/23 | $170,000 | 3.00% | 2.75% | ||
| 6/1/24 | $175,000 | 3.00% | 3.00% | ||
| 6/1/25 | $180,000 | 3.25% | 3.25% | ||
| 6/1/26 | $185,000 | 3.40% | 3.40% | ||
| 6/1/27 | $195,000 | 3.60% | 3.60% | ||
| 6/1/28 | $200,000 | 3.80% | 3.80% | ||
| 6/1/29 | $210,000 | 4.00% | 4.00% | ||
| 6/1/30 | $220,000 | 4.25% | 4.25% | ||
| 6/1/31 | $230,000 | 4.35% | 4.35% | ||
| 6/1/32 | $240,000 | 4.45% | 4.45% | ||
| 6/1/33 | $250,000 | 4.50% | 4.50% |
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Robert W. Baird, TIC 3.7044%
BOSC, TIC 3.7951%
Hibbard Lake Drain #223 Drainage District
Nov 20, 2013 . . . . . . $1,305,000
Drain Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Jun 1, 2014 to 2033.
Callable Jun 1, 2020 at par.
Winning bid: Robert W. Baird, at 99.4203, TIC 3.9072%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $50,000 | 2.00% | 0.60% | ||
| 6/1/15 | $50,000 | 2.00% | 0.75% | ||
| 6/1/16 | $50,000 | 2.00% | 0.90% | ||
| 6/1/17 | $50,000 | 2.00% | 1.15% | ||
| 6/1/18 | $55,000 | 2.00% | 1.50% | ||
| 6/1/19 | $55,000 | 3.00% | 1.85% | ||
| 6/1/20 | $55,000 | 3.00% | 2.20% | ||
| 6/1/21 | $60,000 | 4.00% | 2.50% | ||
| 6/1/22 | $60,000 | 4.00% | 2.70% | ||
| 6/1/23 | $60,000 | 4.00% | 2.90% | ||
| 6/1/26 | $200,000 | 4.00% | 3.25% | ||
| 6/1/29 | $220,000 | 4.00% | 3.70% | ||
| 6/1/33 | $340,000 | 4.00% | 4.15% |
Other managers: CL King & Associates, Ross, Sinclaire & Associates LLC, SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Northland Securities, Inc., Isaak Bond Investments, Inc., City Securities Corp., J.J.B. Hilliard, W.L. Lyons, Inc., Alamo Capital, Oppenheimer & Co., Inc..
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Comerica Securities, TIC 3.9893%
MINNESOTA
Marshall (City)
Nov 20, 2013 . . . . . . $6,355,000
Public Utility Revenue Bonds, Series 2013B (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Jul 1, 2014 to 2028.
Callable Jul 1, 2022 at par.
Winning bid: Northland Securities, at 100.1057, TIC 3.1348%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $435,000 | 2.00% | 0.40% | ||
| 7/1/15 | $360,000 | 2.00% | 0.70% | ||
| 7/1/16 | $360,000 | 2.00% | 0.90% | ||
| 7/1/17 | $365,000 | 2.00% | 1.20% | ||
| 7/1/18 | $375,000 | 2.00% | 1.50% | ||
| 7/1/19 | $380,000 | 2.00% | 1.90% | ||
| 7/1/20 | $395,000 | 3.00% | 2.20% | ||
| 7/1/21 | $405,000 | 3.00% | 2.40% | ||
| 7/1/22 | $420,000 | 3.00% | 2.60% | ||
| 7/1/23 | $430,000 | 3.00% | 2.70% | ||
| 7/1/24 | $450,000 | 3.00% | 3.00% | ||
| 7/1/25 | $465,000 | 3.50% | 3.20% | ||
| 7/1/26 | $485,000 | 3.50% | 3.40% | ||
| 7/1/27 | $505,000 | 3.60% | 3.60% | ||
| 7/1/28 | $525,000 | 3.80% | 3.80% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 3.276%
BOSC, TIC 3.569%
MISSISSIPPI
Southaven (City)
Nov 19, 2013 . . . . . . $6,565,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2014 to 2033.
Callable Dec 1, 2023 at par.
Winning bid: Raymond James, at n/a, NIC 2.929%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $230,000 | 2.50% | 0.30% | ||
| 12/1/15 | $240,000 | 2.50% | 0.40% | ||
| 12/1/16 | $250,000 | 2.50% | 0.60% | ||
| 12/1/17 | $260,000 | 2.50% | 0.90% | ||
| 12/1/18 | $265,000 | 2.50% | 1.20% | ||
| 12/1/19 | $275,000 | 2.50% | 1.45% | ||
| 12/1/20 | $285,000 | 2.50% | 1.65% | ||
| 12/1/21 | $295,000 | 2.50% | 1.85% | ||
| 12/1/22 | $305,000 | 2.50% | 2.05% | ||
| 12/1/23 | $315,000 | 2.50% | 2.25% | ||
| 12/1/24 | $330,000 | 2.50% | 2.40% | ||
| 12/1/25 | $340,000 | 3.00% | 2.55% | ||
| 12/1/26 | $350,000 | 3.00% | 2.70% | ||
| 12/1/27 | $365,000 | 3.00% | 2.80% | ||
| 12/1/28 | $375,000 | 3.00% | 2.95% | ||
| 12/1/29 | $390,000 | 3.25% | 3.15% | ||
| 12/1/30 | $405,000 | 3.50% | 3.30% | ||
| 12/1/31 | $415,000 | 3.50% | 3.40% | ||
| 12/1/32 | $430,000 | 3.50% | 3.50% | ||
| 12/1/33 | $445,000 | 3.50% | 3.55% |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Ridgeland, MS.
F.A.: Government Consultants, Inc., Jackson, MS.
Other bidders were:
FTN Fin Cap Mkts, NIC 2.9995%
Piper Jaffray, NIC 3.2365%
Duncan-Williams, NIC 3.3263%
Sterne Agee, NIC 3.4081%
Crews & Associates, NIC 3.4393%
NEW YORK
Grand Island Central School District
Nov 20, 2013 . . . . . . $25,000,000
Bond Anticipation Notes for Various Improvements- 2013.
Dated Dec 4, 2013.
Due Dec 4, 2014.
Purchased $25,000,000.00 by TD Securities, at 1.0%, plus $181,250.00, effective rate 0.275%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.297%
Jefferies, Effective Rate 0.312%
Morgan Stanley, Effective Rate 0.339%
JPMorgan, Effective Rate 0.36%
Oppenheimer, Effective Rate 0.568%
JPMorgan Chase, Effective Rate 0.74%
First Niagara Bank, Effective Rate 0.95%
Harrison Village
Nov 20, 2013 . . . . . . $7,963,063
Public Improvement (Serial) Bonds, 2013 (book entry).
Dated Dec 4, 2013.
Due Dec 1, 2015 to 2033.
Callable Dec 1, 2022 at par.
Winning bid: Fidelity Capital, at n/a, NIC 3.4392%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $308,063 | 2.00% | 0.50% | ||
| 12/1/16 | $310,000 | 3.00% | 0.60% | ||
| 12/1/17 | $320,000 | 3.00% | 0.90% | ||
| 12/1/18 | $330,000 | 3.00% | 1.25% | ||
| 12/1/19 | $340,000 | 3.00% | 1.63% | ||
| 12/1/20 | $350,000 | 3.00% | 2.00% | ||
| 12/1/21 | $365,000 | 3.00% | 2.35% | ||
| 12/1/22 | $380,000 | 3.00% | 2.58% | ||
| 12/1/23 | $395,000 | 3.00% | 2.80% | ||
| 12/1/24 | $410,000 | 3.00% | 2.95% | ||
| 12/1/25 | $425,000 | 3.00% | 3.08% | ||
| 12/1/26 | $445,000 | 3.125% | 3.25% | ||
| 12/1/27 | $460,000 | 3.375% | 3.40% | ||
| 12/1/28 | $475,000 | 3.50% | 3.55% | ||
| 12/1/29 | $490,000 | 3.50% | 3.67% | ||
| 12/1/30 | $510,000 | 4.00% | 3.78% | ||
| 12/1/31 | $530,000 | 4.00% | 3.87% | ||
| 12/1/32 | $550,000 | 4.00% | 3.95% | ||
| 12/1/33 | $570,000 | 4.00% | 4.00% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC, City Securities Corp..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.5314%
Hutchinson Shockey, NIC 3.6038%
Robert W. Baird, NIC 3.667%
Janney Montgomery, NIC 3.679%
PNC Capital Markets, NIC 3.7101%
LeRay (Town)
Nov 20, 2013 . . . . . . $1,700,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Dec 11, 2013.
Due Dec 11, 2014.
Purchased $1,700,000.00 by Glens Falls Natl Bk, at 0.9%, effective rate 0.9%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
TD Securities, Effective Rate 1.008%
Oppenheimer, Effective Rate 1.0428%
Jefferies, Effective Rate 1.171%
First Niagara Bank, Effective Rate 1.39%
Roosevelt & Cross, Effective Rate 1.431%
New Paltz Village
Nov 20, 2013 . . . . . . $105,559
Bond Anticipation Notes, Series 2013C (bank qualified).
Dated Nov 27, 2013.
Due Jun 19, 2014.
Purchased $105,560.00 by M & T Securities, at 1.8%, effective rate 1.8%.
L.O.: Squire Sanders (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.99%
Orange County Trust, Effective Rate 2.4%
Roosevelt & Cross, Effective Rate 2.5%
NORTH DAKOTA
Grand Forks Park District
Nov 20, 2013 . . . . . . $1,985,000
Refunding Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 12, 2013.
Due May 1, 2015 to 2033.
Callable May 1, 2021 at par.
Winning bid: Piper Jaffray, at 99.9682, TIC 3.195%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $85,000 | 2.00% | 0.30% | ||
| 5/1/16 | $85,000 | 2.00% | 0.50% | ||
| 5/1/17 | $85,000 | 2.00% | 0.80% | ||
| 5/1/18 | $90,000 | 2.00% | 1.10% | ||
| 5/1/19 | $90,000 | 2.00% | 1.45% | ||
| 5/1/21 | $185,000 | 2.00% | 2.00% | ||
| 5/1/24 | $295,000 | 2.50% | 2.50% | ||
| 5/1/27 | $320,000 | 3.00% | 3.00% | ||
| 5/1/30 | $360,000 | 3.40% | 3.40% | ||
| 5/1/33 | $390,000 | 4.00% | 3.75% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 3.3231%
Sterne Agee, TIC 3.4867%
Hutchinson Shockey, TIC 4.0233%
Grand Forks Park District
Nov 20, 2013 . . . . . . $3,065,000
Special Assessment Prepayment Bonds, Series 2014A (bank qualified) (book entry).
Dated Jan 7, 2014.
Due May 1, 2015 to 2028.
Callable May 1, 2021 at par.
Winning bid: Piper Jaffray, at 100.1574, TIC 2.6746%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $190,000 | 2.00% | 0.40% | ||
| 5/1/16 | $190,000 | 2.00% | 0.60% | ||
| 5/1/17 | $195,000 | 2.00% | 0.90% | ||
| 5/1/18 | $200,000 | 2.00% | 1.20% | ||
| 5/1/19 | $205,000 | 2.00% | 1.55% | ||
| 5/1/20 | $210,000 | 2.00% | 1.80% | ||
| 5/1/21 | $215,000 | 2.25% | 2.10% | ||
| 5/1/22 | $220,000 | 2.25% | 2.25% | ||
| 5/1/24 | $455,000 | 2.60% | 2.60% | ||
| 5/1/26 | $475,000 | 3.00% | 3.00% | ||
| 5/1/28 | $510,000 | 3.25% | 3.25% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.7277%
Sterne Agee, TIC 2.8855%
Hutchinson Shockey, TIC 3.2965%
Grand Forks Parks and Recreation Foundation
Nov 20, 2013 . . . . . . $6,845,000
Lease Revenue Bonds, Series 2013B (bank qualified) (book entry).
Dated Dec 12, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.6042, TIC 3.4858%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $490,000 | 3.00% | 0.50% | ||
| 10/1/15 | $495,000 | 3.00% | 0.70% | ||
| 10/1/16 | $510,000 | 3.00% | 0.90% | ||
| 10/1/17 | $530,000 | 3.00% | 1.20% | ||
| 10/1/18 | $450,000 | 3.00% | 1.55% | ||
| 10/1/19 | $385,000 | 3.00% | 1.95% | ||
| 10/1/20 | $395,000 | 3.00% | 2.35% | ||
| 10/1/21 | $410,000 | 3.00% | 2.75% | ||
| 10/1/22 | $420,000 | 3.00% | 2.90% | ||
| 10/1/23 | $390,000 | 3.00% | 3.10% | ||
| 10/1/24 | $200,000 | 3.125% | 3.30% | ||
| 10/1/25 | $205,000 | 3.50% | 3.60% | ||
| 10/1/26 | $215,000 | 3.625% | 3.80% | ||
| 10/1/27 | $220,000 | 4.00% | 4.00% | ||
| 10/1/28 | $230,000 | 4.00% | 4.10% | ||
| 10/1/29 | $240,000 | 4.00% | 4.20% | ||
| 10/1/30 | $250,000 | 4.125% | 4.25% | ||
| 10/1/31 | $260,000 | 4.20% | 4.30% | ||
| 10/1/32 | $270,000 | 4.25% | 4.35% | ||
| 10/1/33 | $280,000 | 4.25% | 4.40% |
Other managers: CL King & Associates, Coastal Securities Corp., Kildare Capital, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., Alamo Capital, Oppenheimer & Co., Inc., Northland Securities, Inc., Duncan-WIlliams, Inc..
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 3.7633%
SOUTH CAROLINA
Columbia (City)
Nov 20, 2013 . . . . . . $7,315,000
General Obligation Bonds, Series 2013 (book entry).
Dated Dec 4, 2013.
Due Jun 1, 2014 to 2023.
Non-callable.
Winning bid: PNC Capital Markets, at 110.5999, TIC 1.3437%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $755,000 | 2.00% | 0.25% | ||
| 6/1/15 | $495,000 | 3.00% | 0.30% | ||
| 6/1/16 | $510,000 | 3.00% | 0.46% | ||
| 6/1/17 | $1,130,000 | 5.00% | 0.66% | ||
| 6/1/18 | $1,945,000 | 5.00% | 1.00% | ||
| 6/1/19 | $1,380,000 | 4.00% | 1.42% | ||
| 6/1/20 | $470,000 | 3.00% | 1.85% | ||
| 6/1/21 | $205,000 | 3.00% | 2.19% | ||
| 6/1/22 | $210,000 | 3.00% | 2.41% | ||
| 6/1/23 | $215,000 | 3.00% | 2.63% |
L.O.: McNair Law Firm, Columbia, SC; and Johnson, Toal & Battiste, P.A., Columbia, SC.
F.A.: Merchant Capital, LLC, Columbia, SC.
Other bidders were:
BA Merrill Lynch, TIC 1.3693%
Citigroup, TIC 1.3947%
Robert W. Baird, TIC 1.4298%
Hutchinson Shockey, TIC 1.4448%
TD Securities, TIC 1.4661%
Raymond James, TIC 1.4663%
JPMorgan, TIC 1.476%
TEXAS
Harris County Municipal Utility District No. 461
Nov 20, 2013 . . . . . . $6,020,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Apr 1, 2018 to 2039.
Callable Apr 1, 2019 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 5.0409%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/18 | $150,000 | 4.00% | 3.00% | ||
| 4/1/19 | $175,000 | 4.00% | 3.25% | ||
| 4/1/20 | $175,000 | 4.00% | 3.50% | ||
| 4/1/21 | $175,000 | 4.00% | 3.75% | ||
| 4/1/22 | $200,000 | 4.00% | 4.00% | ||
| 4/1/23 | $200,000 | 4.00% | 4.15% | ||
| 4/1/24 | $200,000 | 4.25% | 4.30% | ||
| 4/1/25 | $225,000 | 4.375% | 4.45% | ||
| 4/1/26 | $225,000 | 4.50% | 4.60% | ||
| 4/1/27 | $250,000 | 4.70% | 4.70% | ||
| 4/1/28 | $250,000 | 4.75% | 4.80% | ||
| 4/1/31 | $850,000 | 5.00% | 5.00% | ||
| 4/1/39 | $2,945,000 | 5.00% | 5.15% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
Coastal Securities, NIC 5.1688%
Harris County Municipal Utility District No. 500
Nov 20, 2013 . . . . . . $8,060,000
Contract Revenue Bonds (Water, Sewer and Drainage Facilities), Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2015 to 2040.
Callable Dec 1, 2021 at par.
Winning bid: GMS Group, at 97.0000, NIC 4.938%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $150,000 | 3.10% | 1.50% | ||
| 12/1/16 | $160,000 | 3.10% | 2.00% | ||
| 12/1/17 | $170,000 | 3.10% | 2.30% | ||
| 12/1/18 | $180,000 | 3.10% | 2.65% | ||
| 12/1/19 | $185,000 | 3.10% | 3.00% | ||
| 12/1/20 | $195,000 | 3.25% | 3.25% | ||
| 12/1/21 | $205,000 | 3.25% | 3.50% | ||
| 12/1/22 | $220,000 | 3.50% | 3.75% | ||
| 12/1/24 | $470,000 | 4.00% | 4.00% | ||
| 12/1/26 | $520,000 | 4.25% | 4.25% | ||
| 12/1/28 | $575,000 | 4.40% | 4.50% | ||
| 12/1/30 | $640,000 | 4.70% | 4.80% | ||
| 12/1/35 | $1,915,000 | 5.00% | 5.00% | ||
| 12/1/40 | $2,475,000 | 5.00% | 5.15% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Lazy Nine Municipal Utility District No. 1B
Nov 20, 2013 . . . . . . $5,375,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Sep 1, 2015 to 2040.
Callable Sep 1, 2020 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 4.9786%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $105,000 | 3.00% | 2.00% | ||
| 9/1/16 | $110,000 | 3.00% | 2.25% | ||
| 9/1/17 | $115,000 | 3.00% | 2.50% | ||
| 9/1/18 | $120,000 | 3.00% | 2.75% | ||
| 9/1/19 | $125,000 | 3.00% | 3.00% | ||
| 9/1/20 | $135,000 | 3.25% | 3.25% | ||
| 9/1/21 | $140,000 | 3.50% | 3.50% | ||
| 9/1/22 | $150,000 | 3.75% | 3.75% | ||
| 9/1/23 | $155,000 | 4.00% | 4.00% | ||
| 9/1/24 | $165,000 | 4.00% | 4.15% | ||
| 9/1/25 | $170,000 | 4.25% | 4.30% | ||
| 9/1/26 | $180,000 | 4.50% | 4.50% | ||
| 9/1/27 | $190,000 | 4.50% | 4.60% | ||
| 9/1/28 | $200,000 | 4.75% | 4.75% | ||
| 9/1/29 | $210,000 | 4.75% | 4.90% | ||
| 9/1/33 | $945,000 | 5.00% | 5.00% | ||
| 9/1/40 | $2,160,000 | 5.00% | 5.10% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Austin, TX; and FirstSouthwest, Houston, TX.
Other bidders were:
GMS Group, NIC 5.0474%
WISCONSIN
Oshkosh (City)
Nov 20, 2013 . . . . . . $3,785,000
Water System Revenue Bonds, Series 2013E (book entry).
Dated Dec 11, 2013.
Due Jan 1, 2015 to 2033.
Callable Jan 1, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at 102.7092, TIC 3.4628%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/15 | $210,000 | 2.00% | 0.50% | ||
| 1/1/16 | $220,000 | 3.00% | 0.65% | ||
| 1/1/17 | $225,000 | 3.00% | 0.85% | ||
| 1/1/18 | $235,000 | 3.00% | 1.30% | ||
| 1/1/19 | $245,000 | 4.00% | 1.65% | ||
| 1/1/20 | $255,000 | 4.00% | 2.05% | ||
| 1/1/21 | $265,000 | 4.00% | 2.45% | ||
| 1/1/22 | $275,000 | 4.00% | 2.70% | ||
| 1/1/23 | $285,000 | 4.00% | 2.95% | ||
| 1/1/24 | $135,000 | 3.00% | 3.15% | ||
| 1/1/25 | $135,000 | 3.25% | 3.35% | ||
| 1/1/27 | $285,000 | 3.625% | 3.70% | ||
| 1/1/28 | $155,000 | 4.00% | 3.80% | ||
| 1/1/29 | $160,000 | 4.00% | 3.90% | ||
| 1/1/31 | $335,000 | 4.00% | 4.10% | ||
| 1/1/33 | $365,000 | 4.125% | 4.25% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 3.4838%
Robert W. Baird, TIC 3.499%
Hutchinson Shockey, TIC 3.6404%
Oshkosh (City)
Nov 20, 2013 . . . . . . $4,175,000
Sewer System Revenue Bonds, Series 2013D (book entry).
Dated Dec 11, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at 101.2184, TIC 3.653%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $195,000 | 2.00% | 0.35% | ||
| 5/1/15 | $180,000 | 2.00% | 0.55% | ||
| 5/1/16 | $185,000 | 3.00% | 0.73% | ||
| 5/1/17 | $190,000 | 4.00% | 1.00% | ||
| 5/1/18 | $195,000 | 4.00% | 1.45% | ||
| 5/1/19 | $205,000 | 3.00% | 1.80% | ||
| 5/1/20 | $210,000 | 4.00% | 2.20% | ||
| 5/1/21 | $220,000 | 4.00% | 2.55% | ||
| 5/1/22 | $225,000 | 3.00% | 2.80% | ||
| 5/1/23 | $230,000 | 3.00% | 3.05% | ||
| 5/1/24 | $180,000 | 4.00% | 3.20% | ||
| 5/1/25 | $185,000 | 4.00% | 3.40% | ||
| 5/1/26 | $195,000 | 3.50% | 3.50% | ||
| 5/1/27 | $200,000 | 3.50% | 3.70% | ||
| 5/1/28 | $205,000 | 4.00% | 3.80% | ||
| 5/1/30 | $440,000 | 4.00% | 4.00% | ||
| 5/1/31 | $235,000 | 4.00% | 4.10% | ||
| 5/1/33 | $500,000 | 4.125% | 4.25% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.6703%
UBS Financial Svcs, TIC 3.6917%
Hutchinson Shockey, TIC 3.8025%
