ARKANSAS
Malvern School District of Hot Spring County
Nov 19, 2013 . . . . . . $8,240,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 1, 2015 to 2043.
Callable Aug 1, 2019 at par.
Winning bid: Ross Sinclaire, at 98.0312, TIC 4.1308%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $140,000 | 1.00% | 0.60% | ||
| 2/1/16 | $190,000 | 1.00% | 0.80% | ||
| 2/1/17 | $195,000 | 1.00% | 1.00% | ||
| 2/1/19 | $395,000 | 1.55% | 1.55% | ||
| 2/1/20 | $200,000 | 2.00% | 2.00% | ||
| 2/1/22 | $415,000 | 2.50% | 2.50% | ||
| 2/1/24 | $440,000 | 3.00% | 3.00% | ||
| 2/1/26 | $465,000 | 3.10% | 3.10% | ||
| 2/1/29 | $765,000 | 4.00% | 3.25% | ||
| 2/1/30 | $275,000 | 4.00% | 3.70% | ||
| 2/1/32 | $580,000 | 4.00% | 4.00% | ||
| 2/1/34 | $630,000 | 4.00% | 4.10% | ||
| 2/1/37 | $1,040,000 | 4.10% | 4.20% | ||
| 2/1/40 | $1,175,000 | 4.25% | 4.379% | ||
| 2/1/43 | $1,335,000 | 4.50% | 4.562% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 4.2104%
FTN Fin Cap Mkts, TIC 4.233%
Sterne Agee, TIC 4.2636%
Raymond James, TIC 4.2897%
CONNECTICUT
New London (City)
Nov 19, 2013 . . . . . . $11,635,000
General Obligation Bond Anticipation Notes- Lot A (book entry).
Dated Nov 26, 2013.
Due May 22, 2014.
Purchased $11,635,000.00 by JPMorgan, at 1.0%, plus $38,279.15, effective rate 0.327%.
L.O.: Tobin Carberry O'Malley Riley & Selinger, P.C., New London, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.344%
Piper Jaffray, Effective Rate 0.368%
Morgan Stanley, Effective Rate 0.4784%
TD Securities, Effective Rate 0.6564%
Jefferies, Effective Rate 0.6875%
ILLINOIS
Monroe County
Nov 19, 2013 . . . . . . $9,700,000
General Obligation Refunding Bonds (Alternate Revenue Source), Series 2013 (bank qualified) (book entry).
Dated Dec 10, 2013.
Due Mar 1, 2014 to 2025.
Callable Mar 1, 2023 at par.
Winning bid: Robert W. Baird, at 102.1383, TIC 2.3951%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $830,000 | 0.30% | 0.30% | ||
| 3/1/15 | $770,000 | 2.00% | 0.45% | ||
| 3/1/16 | $790,000 | 2.00% | 0.60% | ||
| 3/1/17 | $805,000 | 2.00% | 0.90% | ||
| 3/1/18 | $820,000 | 2.00% | 1.25% | ||
| 3/1/19 | $840,000 | 3.00% | 1.60% | ||
| 3/1/20 | $865,000 | 3.00% | 2.00% | ||
| 3/1/21 | $890,000 | 3.00% | 2.35% | ||
| 3/1/22 | $920,000 | 3.00% | 2.55% | ||
| 3/1/23 | $950,000 | 3.00% | 2.75% | ||
| 3/1/24 | $975,000 | 3.00% | 2.90% | ||
| 3/1/25 | $245,000 | 3.00% | 3.05% |
Other managers: CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Cronin & Co., Inc., City Securities Corp., Duncan-WIlliams, Inc., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc., Isaak Bond Investments, Inc., PNC Capital Markets, Alamo Capital, Oppenheimer & Co., Inc..
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: Piper Jaffray & Company, St Louis, MO.
Other bidders were:
Hutchinson Shockey, TIC 2.4028%
D.A. Davidson, TIC 2.4255%
Janney Montgomery, TIC 2.5264%
BOSC, TIC 2.8983%
Wheaton Park District
Nov 19, 2013 . . . . . . $1,413,000
General Obligation Limited Tax Park Bonds, Series 2013 (bank qualified).
Dated Dec 4, 2013.
Due Oct 15, 2014.
Purchased $1,413,000.00 by FTN Fin Cap Mkts, at 0.8188%, effective rate 0.8188%.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Wheaton Bk & Tr, Effective Rate 0.97%
Bernardi Securities, Effective Rate 1.425%
Oppenheimer, Effective Rate 1.4794%
D.A. Davidson, Effective Rate 1.9167%
INDIANA
Hancock County
Nov 19, 2013 . . . . . . $1,995,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Dec 10, 2013.
Due Jul 15, 2014 to Jan 15, 2019.
Callable Jan 15, 2018 at par.
Winning bid: Greenfield Banking, at n/a, NIC 1.0166%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $190,000 | 0.25% | |||
| 1/15/15 | $195,000 | 0.35% | |||
| 7/15/15 | $190,000 | 0.45% | |||
| 1/15/16 | $200,000 | 0.55% | |||
| 7/15/16 | $200,000 | 0.65% | |||
| 1/15/17 | $200,000 | 0.85% | |||
| 7/15/17 | $200,000 | 1.00% | |||
| 1/15/18 | $205,000 | 1.15% | |||
| 7/15/18 | $205,000 | 1.25% | |||
| 1/15/19 | $210,000 | 1.55% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: FSG Corp, Plainfield, IN.
Other bidders were:
Smith Hayes, NIC 1.5049%
Ross Sinclaire, NIC 1.6952%
City Securities, NIC 1.9901%
J.J.B. Hilliard, NIC 1.9933%
Pike Township Metropolitan School District
Nov 19, 2013 . . . . . . $9,680,000
General Obligation Bonds, Series 2013 (book entry).
Dated Dec 19, 2013.
Due Jul 15, 2016 to Jan 15, 2019.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 103.3143, NIC 1.1411%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/16 | $1,510,000 | 2.00% | 0.55% | SAIP | |
| 1/15/17 | $1,515,000 | 2.00% | 0.71% | SAIP | |
| 7/15/17 | $1,640,000 | 2.00% | 0.84% | SAIP | |
| 1/15/18 | $1,655,000 | 2.00% | 1.06% | SAIP | |
| 7/15/18 | $1,670,000 | 2.00% | 1.21% | SAIP | |
| 1/15/19 | $1,690,000 | 2.00% | 1.48% | SAIP |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Fifth Third Secs, NIC 1.1442%
Hutchinson Shockey, NIC 1.2361%
KeyBanc Cap Mkts, NIC 1.3151%
UBS Financial Svcs, NIC 1.4444%
City Securities, NIC 1.493%
J.J.B. Hilliard, NIC 1.5613%
Pike Township Multi-School Building Corporation
Nov 19, 2013 . . . . . . $11,045,000
First Mortgage Bonds, Series 2013 (book entry).
Dated Dec 19, 2013.
Due Jul 15, 2015 to Jan 15, 2020.
Non-callable.
Winning bid: Piper Jaffray, at 108.6016, TIC 1.3681%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $1,025,000 | 3.00% | 0.36% | SAIP | |
| 1/15/16 | $1,040,000 | 3.00% | 0.49% | SAIP | |
| 7/15/16 | $1,060,000 | 3.00% | 0.57% | SAIP | |
| 1/15/17 | $1,075,000 | 3.00% | 0.73% | SAIP | |
| 7/15/17 | $1,090,000 | 3.00% | 0.86% | SAIP | |
| 1/15/18 | $1,105,000 | 4.00% | 1.08% | SAIP | |
| 7/15/18 | $1,130,000 | 4.00% | 1.23% | SAIP | |
| 1/15/19 | $1,150,000 | 4.00% | 1.53% | SAIP | |
| 7/15/19 | $1,175,000 | 4.00% | 1.68% | SAIP | |
| 1/15/20 | $1,195,000 | 4.00% | 1.97% | SAIP |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Fifth Third Secs, TIC 1.3771%
Hutchinson Shockey, TIC 1.3881%
KeyBanc Cap Mkts, TIC 1.4458%
BMO Cap Mkts GKST, TIC 1.4464%
JPMorgan, TIC 1.4899%
City Securities, TIC 1.4936%
J.J.B. Hilliard, TIC 1.7202%
IOWA
Grinnell (City)
Nov 18, 2013 . . . . . . $3,720,000
General Obligation Urban Renewal Bonds, Series 2013B (bank qualified) (book entry).
Dated Dec 19, 2013.
Due Jun 1, 2019 to 2024.
Callable Jun 1, 2019 at par.
Winning bid: Commerce Bank, at 100.2427, TIC 2.2033%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/19 | $590,000 | 2.00% | 1.30% | ||
| 6/1/20 | $600,000 | 2.00% | 1.70% | ||
| 6/1/21 | $610,000 | 2.00% | 1.95% | ||
| 6/1/22 | $625,000 | 2.25% | 2.15% | ||
| 6/1/23 | $640,000 | 2.35% | 2.35% | ||
| 6/1/24 | $655,000 | 2.55% | 2.55% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Ruan Securities A Division of D.A. Davidson & Co., Des Moines, IA.
Other bidders were:
UMB Bank, TIC 2.2277%
Robert W. Baird, TIC 2.3237%
Piper Jaffray, TIC 2.3993%
Raymond James, TIC 2.5252%
Hutchinson Shockey, TIC 2.5356%
Cantor Fitzgerald, TIC 2.5366%
BOSC, TIC 2.7515%
Pottawattamie County
Nov 19, 2013 . . . . . . $1,285,000
General Obligation Bonds, Series 2013B (bank qualified) (book entry).
Dated Dec 20, 2013.
Due Jun 1, 2015 to 2024.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at n/a, TIC 1.9008%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $105,000 | 1.55% | 0.40% | ||
| 6/1/16 | $120,000 | 1.55% | 0.55% | ||
| 6/1/17 | $125,000 | 1.55% | 0.80% | ||
| 6/1/18 | $125,000 | 1.55% | 1.10% | ||
| 6/1/20 | $260,000 | 1.55% | 1.55% | ||
| 6/1/22 | $265,000 | 2.00% | 2.00% | ||
| 6/1/24 | $285,000 | 2.40% | 2.40% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Waterloo, IA; and Speer Financial, Inc., Chicago, IL.
Other bidders were:
Northland Securities, TIC 1.9551%
D.A. Davidson, TIC 1.9633%
Bankers' Bank, TIC 1.966%
BOSC, TIC 2.1765%
Hutchinson Shockey, TIC 2.2314%
Sioux Center Community School District
Nov 18, 2013 . . . . . . $4,765,000
General Obligation School Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 15, 2013.
Due May 1, 2015 to 2033.
Callable May 1, 2021 at par.
Winning bid: D.A. Davidson, at 100.5749, TIC 3.6887%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $165,000 | 2.00% | 0.35% | ||
| 5/1/16 | $135,000 | 2.00% | 0.55% | ||
| 5/1/17 | $135,000 | 2.00% | 0.85% | ||
| 5/1/18 | $135,000 | 3.00% | 1.15% | ||
| 5/1/19 | $140,000 | 3.00% | 1.55% | ||
| 5/1/20 | $145,000 | 3.00% | 1.95% | ||
| 5/1/22 | $280,000 | 3.00% | 2.35% | ||
| 5/1/24 | $265,000 | 3.00% | 2.70% | ||
| 5/1/26 | $280,000 | 3.00% | 3.00% | ||
| 5/1/28 | $295,000 | 3.45% | 3.45% | ||
| 5/1/29 | $155,000 | 4.00% | 3.55% | ||
| 5/1/30 | $600,000 | 4.00% | 3.70% | ||
| 5/1/31 | $655,000 | 4.00% | 3.80% | ||
| 5/1/33 | $1,380,000 | 4.00% | 4.00% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 3.7938%
Hutchinson Shockey, TIC 3.7981%
Robert W. Baird, TIC 3.8079%
BOSC, TIC 3.8889%
KANSAS
Dodge City (City)
Nov 18, 2013 . . . . . . $6,235,000
General Obligation Refunding and Improvement Bonds, Series 2013-A (bank qualified) (book entry).
Dated Dec 12, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2020 at par.
Winning bid: Country Club Bank, at 103.3200, TIC 2.7139%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $580,000 | 2.00% | 0.35% | ||
| 9/1/15 | $540,000 | 2.00% | 0.45% | ||
| 9/1/16 | $340,000 | 2.00% | 0.65% | ||
| 9/1/17 | $345,000 | 2.00% | 0.95% | ||
| 9/1/18 | $350,000 | 2.00% | 1.20% | ||
| 9/1/19 | $360,000 | 2.00% | 1.45% | ||
| 9/1/20 | $365,000 | 2.00% | 1.80% | ||
| 9/1/21 | $375,000 | 3.00% | 2.05% | ||
| 9/1/22 | $385,000 | 3.00% | 2.25% | ||
| 9/1/23 | $395,000 | 3.25% | 2.35% | ||
| 9/1/24 | $410,000 | 3.25% | 2.50% | ||
| 9/1/25 | $425,000 | 3.50% | 2.60% | ||
| 9/1/26 | $440,000 | 3.50% | 2.80% | ||
| 9/1/27 | $455,000 | 4.00% | 2.80% | ||
| 9/1/28 | $470,000 | 4.00% | 3.00% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Stifel, Nicolaus & Co., Inc., Wichita, KS.
Other bidders were:
D.A. Davidson, TIC 2.7321%
Robert W. Baird, TIC 2.8608%
Raymond James, TIC 2.9738%
BOSC, TIC 2.9762%
Manhattan (City)
Nov 19, 2013 . . . . . . $6,400,000
General Obligation Bonds, Series 2013-A (book entry).
Dated Dec 1, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: UBS Financial Svcs, at 107.3540, TIC 2.4226%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $520,000 | 3.00% | 0.38% | ||
| 11/1/15 | $515,000 | 3.00% | 0.40% | ||
| 11/1/16 | $535,000 | 3.00% | 0.75% | ||
| 11/1/17 | $540,000 | 4.00% | 1.03% | ||
| 11/1/18 | $565,000 | 4.00% | 1.45% | ||
| 11/1/19 | $590,000 | 4.00% | 1.82% | ||
| 11/1/20 | $620,000 | 4.00% | 2.10% | ||
| 11/1/21 | $640,000 | 4.00% | 2.40% | ||
| 11/1/22 | $660,000 | 4.00% | 2.60% | ||
| 11/1/23 | $695,000 | 3.00% | 2.85% | ||
| 11/1/24 | $45,000 | 3.00% | 3.05% | ||
| 11/1/25 | $45,000 | 3.25% | 3.25% | ||
| 11/1/26 | $45,000 | 3.50% | 3.40% | ||
| 11/1/27 | $50,000 | 3.50% | 3.55% | ||
| 11/1/29 | $105,000 | 3.75% | 3.75% | ||
| 11/1/31 | $110,000 | 4.00% | 4.00% | ||
| 11/1/33 | $120,000 | 4.00% | 4.10% |
Other managers: J.P. Morgan Securities LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.4289%
Robert W. Baird, TIC 2.4934%
George K. Baum, TIC 2.5201%
Morgan Stanley, TIC 2.5666%
KENTUCKY
Hart County
Nov 19, 2013 . . . . . . $3,050,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Dec 10, 2013.
Due Mar 1, 2014 to 2029.
Callable Mar 1, 2022 at par.
Winning bid: Hutchinson Shockey, at 101.8800, TIC 3.1461%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $165,000 | 2.00% | 0.25% | ||
| 3/1/15 | $160,000 | 2.00% | 0.50% | ||
| 3/1/16 | $165,000 | 2.00% | 0.75% | ||
| 3/1/17 | $165,000 | 2.00% | 1.00% | ||
| 3/1/18 | $170,000 | 2.00% | 1.20% | ||
| 3/1/19 | $175,000 | 2.00% | 1.60% | ||
| 3/1/20 | $180,000 | 2.25% | 2.00% | ||
| 3/1/21 | $180,000 | 3.00% | 2.25% | ||
| 3/1/22 | $185,000 | 3.00% | 2.50% | ||
| 3/1/23 | $195,000 | 3.00% | 2.75% | ||
| 3/1/24 | $200,000 | 3.25% | 3.00% | ||
| 3/1/25 | $205,000 | 4.00% | 3.20% | ||
| 3/1/26 | $215,000 | 4.00% | 3.35% | ||
| 3/1/27 | $220,000 | 4.00% | 3.50% | ||
| 3/1/28 | $230,000 | 4.00% | 3.60% | ||
| 3/1/29 | $240,000 | 4.00% | 3.70% |
L.O.: McNair Law Firm, Lexington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 3.4107%
Southwest Securities, TIC 3.5193%
PNC Capital Markets, TIC 3.5519%
LOUISIANA
St. Charles Parish School District No. 1
Nov 18, 2013 . . . . . . $20,000,000
General Obligation School Bonds, Series 2013.
Dated Dec 19, 2013.
Due Mar 1, 2014 to 2028.
Callable Mar 1, 2023 at par.
Winning bid: Morgan Stanley, at 107.0832, TIC 2.96%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $1,190,000 | 3.00% | 0.22% | ||
| 3/1/15 | $1,040,000 | 5.00% | 0.35% | ||
| 3/1/16 | $1,080,000 | 5.00% | 0.55% | ||
| 3/1/17 | $1,120,000 | 5.00% | 0.80% | ||
| 3/1/18 | $1,165,000 | 5.00% | 1.15% | ||
| 3/1/19 | $1,210,000 | 5.00% | 1.55% | ||
| 3/1/20 | $1,255,000 | 5.00% | 2.00% | ||
| 3/1/21 | $1,305,000 | 5.00% | 2.32% | ||
| 3/1/22 | $1,355,000 | 5.00% | 2.57% | ||
| 3/1/23 | $1,405,000 | 5.00% | 2.78% | ||
| 3/1/24 | $1,460,000 | 3.00% | 3.05% | ||
| 3/1/25 | $1,515,000 | 3.25% | 3.25% | ||
| 3/1/26 | $1,570,000 | 3.25% | 3.41% | ||
| 3/1/27 | $1,635,000 | 3.50% | 3.65% | ||
| 3/1/28 | $1,695,000 | 3.625% | 3.75% |
Other managers: Raymond James & Associates, Inc., Duncan-WIlliams, Inc., Jefferies LLC, Dorsey & Company, Inc., City Securities Corp., M.R. Beal & Co., StockCross Financial Services, Inc..
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
BMO Cap Mkts GKST, TIC 3.0128%
Hutchinson Shockey, TIC 3.0449%
Crews & Associates, TIC 3.0855%
Robert W. Baird, TIC 3.0998%
Guggenheim Secs, TIC 3.1345%
MASSACHUSETTS
Amesbury (Town)
Nov 19, 2013 . . . . . . $2,188,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Dec 3, 2013.
Due Dec 15, 2014 to 2028.
Callable Dec 15, 2023 at par.
Winning bid: Morgan Stanley, at 102.7575, TIC 2.6666%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/14 | $183,000 | 3.00% | 0.30% | ||
| 12/15/15 | $170,000 | 3.00% | 0.50% | ||
| 12/15/16 | $160,000 | 3.00% | 0.65% | ||
| 12/15/17 | $155,000 | 3.00% | 0.90% | ||
| 12/15/18 | $155,000 | 3.00% | 1.30% | ||
| 12/15/19 | $140,000 | 3.00% | 1.65% | ||
| 12/15/20 | $140,000 | 3.00% | 2.05% | ||
| 12/15/21 | $140,000 | 3.00% | 2.30% | ||
| 12/15/22 | $140,000 | 3.00% | 2.50% | ||
| 12/15/23 | $140,000 | 3.00% | 2.70% | ||
| 12/15/24 | $140,000 | 3.00% | 2.85% | ||
| 12/15/25 | $135,000 | 3.00% | 3.00% | ||
| 12/15/26 | $130,000 | 3.00% | 3.10% | ||
| 12/15/27 | $130,000 | 3.25% | 3.25% | ||
| 12/15/28 | $130,000 | 3.50% | 3.40% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Winslow, Evans & Crocker, City Securities Corp..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.7426%
UBS Financial Svcs, TIC 2.8383%
Amesbury (Town)
Nov 19, 2013 . . . . . . $6,374,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 13, 2013.
Due Dec 12, 2014.
Purchased $6,374,000.00 by Jefferies, at 1.25%, plus $60,172.00, effective rate 0.303%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.3348%
Century Bk, Effective Rate 0.5%
TD Securities, Effective Rate 0.6952%
Lawrence (City)
Nov 19, 2013 . . . . . . $6,000,000
State Qualified General Obligation Deficit Financing Bond Anticipation Notes.
Dated Dec 2, 2013.
Due Dec 1, 2014.
Purchased $6,000,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $33,387.00, effective rate 0.442%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.4755%
Century Bk, Effective Rate 0.6891%
Jefferies, Effective Rate 0.7345%
Morgan Stanley, Effective Rate 1.1206%
Spencer-East Brookfield Regional School District
Nov 19, 2013 . . . . . . $1,163,000
State Qualified General Obligation Deficit Financing Bond Anticipation Notes (bank qualified).
Dated Dec 2, 2013.
Due Dec 1, 2014.
Purchased $1,163,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $2,389.13, effective rate 0.794%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.8538%
MINNESOTA
Lincoln County
Nov 19, 2013 . . . . . . $3,055,000
General Obligation Water System Refunding Bonds, Series 2013A (Lincoln Pipestone Rural Water System) (bank qualified) (book entry).
Dated Dec 11, 2013.
Due Jan 1, 2015 to 2023.
Callable Jan 1, 2022 at par.
Winning bid: UMB Bank, at 101.2017, TIC 1.8374%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/15 | $310,000 | 2.00% | 0.35% | ||
| 1/1/16 | $330,000 | 2.00% | 0.60% | ||
| 1/1/17 | $335,000 | 2.00% | 0.80% | ||
| 1/1/18 | $345,000 | 2.00% | 1.10% | ||
| 1/1/19 | $355,000 | 2.00% | 1.45% | ||
| 1/1/20 | $355,000 | 2.00% | 1.75% | ||
| 1/1/21 | $375,000 | 2.00% | 2.00% | ||
| 1/1/22 | $320,000 | 2.15% | 2.20% | ||
| 1/1/23 | $330,000 | 2.35% | 2.40% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.8845%
BOSC, TIC 1.9359%
FTN Fin Cap Mkts, TIC 1.94%
Piper Jaffray, TIC 1.9997%
UBS Financial Svcs, TIC 2.3305%
Minneapolis (City)
Nov 19, 2013 . . . . . . $13,035,000
General Obligation Improvement Bonds, Series 2013 (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2014 to 2033.
Callable Dec 1, 2020 at par.
Winning bid: Robert W. Baird, at 101.7375, TIC 2.4685%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $2,080,000 | 2.00% | 0.20% | ||
| 12/1/15 | $1,980,000 | 2.00% | 0.35% | ||
| 12/1/16 | $1,730,000 | 2.00% | 0.55% | ||
| 12/1/17 | $1,730,000 | 2.00% | 0.80% | ||
| 12/1/18 | $1,730,000 | 2.00% | 1.20% | ||
| 12/1/19 | $300,000 | 2.00% | 1.57% | ||
| 12/1/20 | $300,000 | 2.00% | 1.95% | ||
| 12/1/21 | $245,000 | 2.50% | 2.27% | ||
| 12/1/22 | $245,000 | 2.50% | 2.50% | ||
| 12/1/23 | $245,000 | 3.00% | 2.67% | ||
| 12/1/24 | $245,000 | 3.00% | 2.90% | ||
| 12/1/25 | $245,000 | 3.00% | 3.10% | ||
| 12/1/26 | $245,000 | 3.20% | 3.30% | ||
| 12/1/27 | $245,000 | 3.375% | 3.50% | ||
| 12/1/28 | $245,000 | 3.50% | 3.60% | ||
| 12/1/29 | $245,000 | 3.50% | 3.70% | ||
| 12/1/30 | $245,000 | 3.75% | 3.80% | ||
| 12/1/32 | $490,000 | 4.00% | 4.00% | ||
| 12/1/33 | $245,000 | 4.00% | 4.05% |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Incapital LLC, Wedbush Securities Inc., Dougherty & Company LLC, Bernardi Securities, Inc., Isaak Bond Investments, Inc., R. Seelaus & Co., Inc., Alamo Capital, George K. Baum & Co., Oppenheimer & Co., Inc..
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
RBC Capital Mkts, TIC 2.4833%
Piper Jaffray, TIC 2.4903%
Hutchinson Shockey, TIC 2.4939%
Citigroup, TIC 2.5179%
UBS Financial Svcs, TIC 2.5875%
Janney Montgomery, TIC 2.6026%
BA Merrill Lynch, TIC 2.6349%
Raymond James, TIC 2.6433%
Wells Fargo Secs, TIC 2.692%
Minneapolis (City)
Nov 19, 2013 . . . . . . $17,930,000
General Obligation Library Referendum Refunding Bonds, Series 2013 (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2014 to 2018.
Non-callable.
Winning bid: Hutchinson Shockey, at 103.6511, TIC 0.9706%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $1,885,000 | 1.00% | 0.15% | ||
| 12/1/15 | $1,160,000 | 1.00% | 0.34% | ||
| 12/1/16 | $1,155,000 | 2.00% | 0.51% | ||
| 12/1/17 | $6,665,000 | 2.00% | 0.78% | ||
| 12/1/18 | $7,065,000 | 2.00% | 1.15% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
KeyBanc Cap Mkts, TIC 1.0162%
Robert W. Baird, TIC 1.0825%
Citigroup, TIC 1.0842%
RBC Capital Mkts, TIC 1.1081%
William Blair, TIC 1.1413%
Wells Fargo Secs, TIC 1.2205%
Janney Montgomery, TIC 1.3447%
Minneapolis (City)
Nov 19, 2013 . . . . . . $37,680,000
General Obligation Various Purpose Bonds, Series 2013 (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2014 to 2020.
Callable Dec 1, 2019 at par.
Winning bid: Hutchinson Shockey, at 101.5024, TIC 0.9809%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $20,330,000 | 0.50% | 0.15% | ||
| 12/1/15 | $6,250,000 | 2.00% | 0.34% | ||
| 12/1/16 | $3,000,000 | 2.00% | 0.51% | ||
| 12/1/17 | $2,300,000 | 2.00% | 0.78% | ||
| 12/1/18 | $1,500,000 | 2.00% | 1.15% | ||
| 12/1/19 | $1,500,000 | 2.00% | 1.55% | ||
| 12/1/20 | $2,800,000 | 2.00% | 2.00% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
FirstSouthwest, TIC 1.0097%
Wells Fargo Secs, TIC 1.0237%
Citigroup, TIC 1.0316%
Robert W. Baird, TIC 1.081%
RBC Capital Mkts, TIC 1.0827%
Piper Jaffray, TIC 1.1038%
William Blair, TIC 1.1434%
BA Merrill Lynch, TIC 1.161%
Janney Montgomery, TIC 1.2269%
UBS Financial Svcs, TIC 1.2675%
MISSOURI
Peculiar (City)
Nov 19, 2013 . . . . . . $1,245,000
Combined Waterworks & Sewerage System Revenue Bonds (bank qualified) (book entry).
Dated Dec 5, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2018 at par.
Winning bid: First Bankers' Banc, at n/a, NIC 3.6485%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $135,000 | 1.00% | 1.00% | ||
| 11/1/18 | $100,000 | 1.40% | 1.40% | ||
| 11/1/20 | $105,000 | 2.10% | 2.10% | ||
| 11/1/22 | $110,000 | 2.60% | 2.60% | ||
| 11/1/24 | $120,000 | 3.10% | 3.10% | ||
| 11/1/26 | $125,000 | 3.50% | 3.50% | ||
| 11/1/28 | $140,000 | 3.75% | 3.75% | ||
| 11/1/33 | $410,000 | 4.25% | 4.25% |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: McLiney and Company, Kansas City, MO.
NEW JERSEY
North Plainfield Borough
Nov 19, 2013 . . . . . . $1,061,850
Bond Anticipation Notes.
Dated Nov 26, 2013.
Due Jun 9, 2014.
Purchased $1,061,850.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.076%
NW Capital, Effective Rate 1.201%
TD Securities, Effective Rate 1.236%
Oppenheimer, Effective Rate 1.711%
Ocean County
Nov 19, 2013 . . . . . . $22,725,000
General Improvement Bonds, Series 2013 (book entry). $22,000,000
Dated Dec 5, 2013.
Due Nov 1, 2014 to 2027.
Callable Nov 1, 2022 at par.
Winning bid: Citigroup, at 107.0012, TIC 2.6748%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $1,000,000 | 2.00% | 0.23% | ||
| 11/1/15 | $1,000,000 | 3.00% | 0.35% | ||
| 11/1/16 | $1,000,000 | 4.00% | 0.50% | ||
| 11/1/17 | $1,000,000 | 4.00% | 0.78% | ||
| 11/1/18 | $1,000,000 | 4.00% | 1.15% | ||
| 11/1/19 | $1,000,000 | 4.00% | 1.52% | ||
| 11/1/20 | $2,000,000 | 5.00% | 1.90% | ||
| 11/1/21 | $2,000,000 | 5.00% | 2.30% | ||
| 11/1/22 | $2,000,000 | 5.00% | 2.55% | ||
| 11/1/23 | $2,000,000 | 3.00% | 2.75% | ||
| 11/1/24 | $2,000,000 | 3.00% | 2.90% | ||
| 11/1/25 | $2,000,000 | 3.00% | 3.05% | ||
| 11/1/26 | $2,000,000 | 3.00% | 3.15% | ||
| 11/1/27 | $2,000,000 | 3.25% | 3.35% |
College Capital Improvement Bonds, Series 2013 (book entry). $725,000
Dated Dec 5, 2013.
Due Nov 1, 2014 to 2018.
Non-callable.
Winning bid: Citigroup, at 107.0012, TIC 2.6748%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $145,000 | 2.00% | 0.23% | ||
| 11/1/15 | $145,000 | 2.00% | 0.35% | ||
| 11/1/16 | $145,000 | 2.00% | 0.50% | ||
| 11/1/17 | $145,000 | 3.00% | 0.78% | ||
| 11/1/18 | $145,000 | 3.00% | 1.15% |
Other managers: M.R. Beal & Co., Roosevelt & Cross, Inc., Ramirez & Co., Inc., UBS Financial Services, Inc., Mesirow Financial, Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Drexel Hamilton, LLC., R. Seelaus & Co., Inc..
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Guggenheim Secs, TIC 2.734%
Janney Montgomery, TIC 2.7479%
Robert W. Baird, TIC 2.7488%
William Blair, TIC 2.7514%
Wells Fargo Secs, TIC 2.7649%
BA Merrill Lynch, TIC 2.7715%
JPMorgan, TIC 2.7741%
Hutchinson Shockey, TIC 2.8008%
Fidelity Capital, TIC 2.8175%
PNC Capital Markets, TIC 2.8294%
Piper Jaffray, TIC 2.8629%
Southwest Securities, TIC 2.9074%
FTN Fin Cap Mkts, TIC 2.9229%
Red Bank Borough
Nov 19, 2013 . . . . . . $1,566,845
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Nov 27, 2013.
Due Nov 26, 2014.
Purchased $1,566,850.00 by Jefferies, at 1.0%, plus $1,694.00, effective rate 0.891%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.96%
Amboy Natl Bk, Effective Rate 0.99%
Two Rivers Comm Bk, Effective Rate 1.0%
Janney Montgomery, Effective Rate 1.0263%
NW Capital, Effective Rate 1.0624%
Passaic Vly Wtr Comm, Effective Rate 1.07%
Tuckerton Borough
Nov 19, 2013 . . . . . . $1,220,000
$720,000 Special Emergency Notes and $500,000 Emergency Notes (bank qualified).
Dated Dec 6, 2013.
Due Dec 5, 2014.
Purchased $1,220,000.00 by Jefferies, at 1.25%, plus $3,613.00, effective rate 0.953%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Amboy Natl Bk, Effective Rate 0.99%
PNC Bank, Effective Rate 1.04%
Oppenheimer, Effective Rate 1.3019%
NEW MEXICO
Hobbs Municipal School District No. 16
Nov 19, 2013 . . . . . . $9,000,000
General Obligation School Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 20, 2013.
Due Jul 15, 2014 to 2023.
Callable Jul 15, 2020 at par.
Winning bid: BOSC, at 101.9708, TIC 1.7569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $900,000 | 2.00% | 0.25% | NMSDE | |
| 7/15/15 | $900,000 | 2.00% | 0.35% | NMSDE | |
| 7/15/16 | $900,000 | 2.00% | 0.55% | NMSDE | |
| 7/15/17 | $900,000 | 2.00% | 0.80% | NMSDE | |
| 7/15/18 | $900,000 | 2.00% | 1.10% | NMSDE | |
| 7/15/19 | $900,000 | 2.00% | 1.40% | NMSDE | |
| 7/15/20 | $900,000 | 2.00% | 1.70% | NMSDE | |
| 7/15/21 | $900,000 | 2.25% | 1.95% | NMSDE | |
| 7/15/22 | $900,000 | 2.25% | 2.10% | NMSDE | |
| 7/15/23 | $900,000 | 2.50% | 2.30% | NMSDE |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Piper Jaffray, TIC 1.7676%
Cantor Fitzgerald, TIC 1.782%
Baker Group, TIC 1.7931%
Raymond James, TIC 1.8005%
Stifel Nicolaus, TIC 1.8563%
Vining-Sparks IBG, TIC 1.8596%
Southwest Securities, TIC 1.9193%
Las Cruces School District No. 2
Nov 19, 2013 . . . . . . $10,000,000
General Obligation School Bonds Series 2013 (New Mexico Credit Enhancement Program) (book entry).
Dated Dec 23, 2013.
Due Aug 1, 2014 to 2029.
Callable Aug 1, 2023 at par.
Winning bid: Morgan Stanley, at 105.0000, TIC 3.0452%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,550,000 | 2.00% | 0.23% | ||
| 8/1/15 | $550,000 | 2.00% | 0.45% | ||
| 8/1/16 | $625,000 | 3.00% | 0.65% | ||
| 8/1/17 | $475,000 | 3.00% | 0.93% | ||
| 8/1/18 | $475,000 | 3.00% | 1.30% | ||
| 8/1/19 | $500,000 | 4.00% | 1.70% | ||
| 8/1/20 | $575,000 | 4.00% | 2.10% | ||
| 8/1/21 | $400,000 | 4.00% | 2.42% | ||
| 8/1/22 | $300,000 | 4.00% | 2.62% | ||
| 8/1/23 | $400,000 | 3.50% | 2.90% | ||
| 8/1/24 | $600,000 | 3.50% | 3.10% | ||
| 8/1/25 | $600,000 | 4.00% | 3.25% | ||
| 8/1/26 | $700,000 | 4.00% | 3.38% | ||
| 8/1/27 | $725,000 | 4.00% | 3.52% | ||
| 8/1/28 | $725,000 | 4.00% | 3.65% | ||
| 8/1/29 | $800,000 | 4.00% | 3.77% |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Piper Jaffray, TIC 3.058%
Robert W. Baird, TIC 3.0721%
Stifel Nicolaus, TIC 3.1092%
Janney Montgomery, TIC 3.148%
Jefferies, TIC 3.2173%
Rio Rancho Public School District No. 94
Nov 19, 2013 . . . . . . $16,575,000
General Obligation School Building and Refunding Bonds Series 2013 (NM SD Credit Enhancement Program) (book entry).
Dated Dec 23, 2013.
Due Aug 1, 2014 to 2026.
Callable Aug 1, 2022 at par.
Winning bid: Morgan Stanley, at 103.7157, TIC 2.9644%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,000,000 | 2.00% | 0.23% | ||
| 8/1/15 | $1,100,000 | 2.00% | 0.45% | ||
| 8/1/16 | $1,110,000 | 2.00% | 0.65% | ||
| 8/1/17 | $1,090,000 | 2.00% | 0.93% | ||
| 8/1/18 | $50,000 | 3.00% | 1.30% | ||
| 8/1/19 | $100,000 | 3.00% | 1.70% | ||
| 8/1/20 | $1,100,000 | 3.00% | 2.10% | ||
| 8/1/21 | $500,000 | 3.00% | 2.42% | ||
| 8/1/22 | $1,000,000 | 3.00% | 2.62% | ||
| 8/1/23 | $1,300,000 | 3.50% | 2.90% | ||
| 8/1/24 | $4,000,000 | 3.50% | 3.10% | ||
| 8/1/25 | $2,125,000 | 4.00% | 3.25% | ||
| 8/1/26 | $2,100,000 | 4.00% | 3.38% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Casey Financial Consulting, Albuquerque, NM.
Other bidders were:
Southwest Securities, TIC 2.972%
Hutchinson Shockey, TIC 2.9853%
Robert W. Baird, TIC 3.025%
Fidelity Capital, TIC 3.0776%
Janney Montgomery, TIC 3.0902%
BMO Cap Mkts GKST, TIC 3.1527%
NEW YORK
Fulton (City)
Nov 19, 2013 . . . . . . $3,491,290
Bond Anticipation Notes, 2013 (bank qualified).
Dated Nov 27, 2013.
Due Nov 26, 2014.
Purchased $3,491,290.00 by Jefferies, at 2.0%, plus $31,423.00, effective rate 1.0975%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.3035%
Oppenheimer, Effective Rate 1.5801%
Livonia Central School District
Nov 19, 2013 . . . . . . $4,650,795
General Obligation School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Dec 11, 2013.
Due Jun 15, 2014 to 2028.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.8236%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $345,795 | 2.00% | 0.35% | BAM | |
| 6/15/15 | $380,000 | 2.00% | 0.45% | BAM | |
| 6/15/16 | $390,000 | 2.00% | 0.65% | BAM | |
| 6/15/17 | $400,000 | 2.00% | 0.90% | BAM | |
| 6/15/18 | $315,000 | 2.00% | 1.20% | BAM | |
| 6/15/19 | $250,000 | 2.00% | 1.45% | BAM | |
| 6/15/20 | $260,000 | 2.00% | 1.85% | BAM | |
| 6/15/21 | $265,000 | 2.125% | 2.15% | BAM | |
| 6/15/22 | $270,000 | 2.375% | 2.375% | BAM | |
| 6/15/23 | $275,000 | 2.625% | 2.625% | BAM | |
| 6/15/24 | $285,000 | 3.00% | 2.90% | BAM | |
| 6/15/25 | $295,000 | 3.00% | 3.10% | BAM | |
| 6/15/26 | $300,000 | 3.25% | 3.30% | BAM | |
| 6/15/27 | $310,000 | 3.50% | 3.50% | BAM | |
| 6/15/28 | $310,000 | 3.50% | 3.60% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
FTN Fin Cap Mkts, NIC 2.8976%
PNC Capital Markets, NIC 2.898%
Robert W. Baird, NIC 3.0196%
Sterne Agee, NIC 3.0323%
Raymond James, NIC 3.0681%
Salmon River Central School District
Nov 19, 2013 . . . . . . $202,030
School District (Serial) Bonds, 2013 (bank qualified).
Dated Dec 3, 2013.
Due Nov 1, 2014 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.0829%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $32,030 | 2.00% | 0.65% | ||
| 11/1/15 | $40,000 | 2.00% | 1.10% | ||
| 11/1/16 | $40,000 | 2.10% | 1.25% | ||
| 11/1/17 | $45,000 | 2.10% | 1.55% | ||
| 11/1/18 | $45,000 | 2.10% | 2.00% |
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.3536%
Sleepy Hollow Village
Nov 19, 2013 . . . . . . $7,935,000
Bond Anticipation Notes, Series 2013A (bank qualified).
Dated Nov 26, 2013.
Due Nov 26, 2014.
Purchased $7,935,000.00 by Jefferies, at 1.25%, plus $64,037.00, effective rate 0.443%.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 0.555%
Oppenheimer, Effective Rate 0.8303%
Roosevelt & Cross, Effective Rate 1.132%
Webster Bank, Effective Rate 1.3%
Trumansburg Village
Nov 19, 2013 . . . . . . $950,000
Bond Anticipation Notes, 2013 Series A (bank qualified).
Dated Dec 4, 2013.
Due Dec 3, 2014.
Purchased $950,000.00 by Bank of Greene Co, at 0.92%, effective rate 0.92%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 1.323%
Roosevelt & Cross, Effective Rate 1.7172%
Oppenheimer, Effective Rate 1.7981%
OHIO
Westerville (City)
Nov 19, 2013 . . . . . . $9,975,000
General Obligation Capital Facilities Bond Anticipation Notes, Series 2013 (Limited Tax Bonds) (book entry).
Dated Dec 3, 2013.
Due Dec 3, 2014.
Purchased $9,975,000.00 by PNC Capital Markets, at 1.0%, plus $80,598.00, effective rate 0.192%.
L.O.: Squire, Sanders & Dempsey (US) LLP, Cleveland, OH.
F.A.: PRISM Municipal Advisors, Powell, OH.
Other bidders were:
TD Securities, Effective Rate 0.199%
Janney Montgomery, Effective Rate 0.21%
KeyBanc Cap Mkts, Effective Rate 0.25%
Stifel Nicolaus, Effective Rate 0.252%
Huntington Invest, Effective Rate 0.292%
Fifth Third Secs, Effective Rate 0.3016%
Jefferies, Effective Rate 0.38%
TEXAS
Marble Falls (City)
Nov 19, 2013 . . . . . . $3,490,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 1, 2015 to 2033.
Callable Feb 1, 2023 at par.
Winning bid: Coastal Securities, at 102.1429, TIC 3.2643%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $135,000 | 3.25% | 0.35% | BAM | |
| 2/1/16 | $140,000 | 2.00% | 0.65% | BAM | |
| 2/1/17 | $140,000 | 2.00% | 0.85% | BAM | |
| 2/1/18 | $145,000 | 4.00% | 1.15% | BAM | |
| 2/1/19 | $150,000 | 4.00% | 1.45% | BAM | |
| 2/1/20 | $160,000 | 4.00% | 1.85% | BAM | |
| 2/1/21 | $165,000 | 4.00% | 2.15% | BAM | |
| 2/1/22 | $170,000 | 3.00% | 2.35% | BAM | |
| 2/1/23 | $175,000 | 3.00% | 2.60% | BAM | |
| 2/1/25 | $365,000 | 3.00% | 3.00% | BAM | |
| 2/1/33 | $1,745,000 | 3.60% | 3.60% | BAM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., SAMCO Capital Markets.
L.O.: Bickerstaff Heath Delgado Acosta LLP, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
Robert W. Baird, TIC 3.3471%
BOSC, TIC 3.4568%
FirstSouthwest, TIC 3.5382%
Raymond James, TIC 3.834%
Montgomery County Municipal Utility District No. 112
Nov 19, 2013 . . . . . . $3,490,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Oct 1, 2014 to 2036.
Callable Oct 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 97.5000, NIC 4.6632%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $115,000 | 3.00% | 1.00% | ||
| 10/1/15 | $95,000 | 3.00% | 1.50% | ||
| 10/1/16 | $100,000 | 3.00% | 2.00% | ||
| 10/1/17 | $100,000 | 3.00% | 2.25% | ||
| 10/1/18 | $105,000 | 3.00% | 2.50% | ||
| 10/1/19 | $110,000 | 3.00% | 2.75% | ||
| 10/1/20 | $115,000 | 3.00% | 3.00% | ||
| 10/1/21 | $120,000 | 3.20% | 3.20% | ||
| 10/1/22 | $125,000 | 3.40% | 3.40% | ||
| 10/1/23 | $130,000 | 3.60% | 3.60% | ||
| 10/1/24 | $140,000 | 3.80% | 3.80% | ||
| 10/1/25 | $145,000 | 4.00% | 4.00% | ||
| 10/1/26 | $150,000 | 4.00% | 4.20% | ||
| 10/1/27 | $160,000 | 4.25% | 4.40% | ||
| 10/1/28 | $165,000 | 4.50% | 4.60% | ||
| 10/1/29 | $170,000 | 4.625% | 4.70% | ||
| 10/1/30 | $180,000 | 4.75% | 4.80% | ||
| 10/1/31 | $190,000 | 4.75% | 4.90% | ||
| 10/1/36 | $1,075,000 | 4.875% | 5.00% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 4.6866%
GMS Group, NIC 4.7272%
Rowlett (City)
Nov 19, 2013 . . . . . . $7,910,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 19, 2013.
Due Feb 15, 2014 to 2025.
Callable Feb 15, 2023 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.4357%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $175,000 | 3.00% | 0.25% | ||
| 2/15/16 | $165,000 | 3.00% | 0.50% | ||
| 2/15/17 | $170,000 | 3.00% | 0.75% | ||
| 2/15/18 | $180,000 | 3.00% | 1.10% | ||
| 2/15/21 | $1,340,000 | 5.00% | 2.00% | ||
| 2/15/22 | $1,405,000 | 5.00% | 2.25% | ||
| 2/15/23 | $1,455,000 | 2.50% | 2.40% | ||
| 2/15/25 | $3,020,000 | 2.70% | 2.70% |
Other managers: CL King & Associates, Edward Jones, Kildare Capital, Inc., Davenport & Company LLC, Loop Capital Markets, LLC, Isaak Bond Investments, Inc., Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Duncan-Williams, Inc., Country Club Bank, Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership.
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
BOSC, TIC 2.4469%
Coastal Securities, TIC 2.483%
FTN Fin Cap Mkts, TIC 2.4986%
Stifel Nicolaus, TIC 2.5163%
Southwest Securities, TIC 2.5257%
Comerica Securities, TIC 2.5292%
Citigroup, TIC 2.54%
Raymond James, TIC 2.6339%
Wells Fargo Secs, TIC 2.7478%
Sugar Land (City)
Nov 19, 2013 . . . . . . $25,170,000
Combination Tax and Revenue Certificates of Obligation, Series 2013 (book entry).
Dated Dec 1, 2013.
Due Feb 15, 2015 to 2033.
Callable Feb 15, 2023 at par.
Winning bid: BOSC, at 100.0000, TIC 3.3167%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $1,310,000 | 2.50% | 0.29% | ||
| 2/15/16 | $1,320,000 | 2.50% | 0.45% | ||
| 2/15/17 | $1,335,000 | 2.50% | 0.67% | ||
| 2/15/18 | $1,360,000 | 2.50% | 1.01% | ||
| 2/15/19 | $1,385,000 | 2.50% | 1.43% | ||
| 2/15/20 | $1,415,000 | 2.50% | 1.86% | ||
| 2/15/21 | $1,445,000 | 2.75% | 2.22% | ||
| 2/15/22 | $1,480,000 | 2.75% | 2.50% | ||
| 2/15/23 | $1,520,000 | 3.00% | 2.73% | ||
| 2/15/24 | $1,260,000 | 3.00% | 3.01% | ||
| 2/15/25 | $1,260,000 | 3.00% | 3.20% | ||
| 2/15/26 | $1,260,000 | 3.125% | 3.38% | ||
| 2/15/27 | $1,260,000 | 3.375% | 3.61% | ||
| 2/15/28 | $1,260,000 | 3.50% | 3.74% | ||
| 2/15/29 | $1,260,000 | 3.625% | 3.86% | ||
| 2/15/30 | $1,260,000 | 3.75% | 3.97% | ||
| 2/15/31 | $1,260,000 | 3.85% | 4.06% | ||
| 2/15/32 | $1,260,000 | 4.00% | 4.15% | ||
| 2/15/33 | $1,260,000 | 4.00% | 4.21% |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Robert W. Baird, TIC 3.3718%
William Blair, TIC 3.4177%
Morgan Stanley, TIC 3.423%
UBS Financial Svcs, TIC 3.4577%
Piper Jaffray, TIC 3.488%
Hutchinson Shockey, TIC 3.5197%
Wellborn Special Utility District
Nov 19, 2013 . . . . . . $9,800,000
Water System Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 15, 2013.
Due Jul 15, 2014 to 2033.
Callable Jul 15, 2023 at par.
Winning bid: BOSC, at 101.0845, NIC 3.7743%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $245,000 | 4.00% | 0.45% | BAM | |
| 7/15/15 | $375,000 | 4.00% | 0.65% | BAM | |
| 7/15/16 | $340,000 | 3.50% | 0.75% | BAM | |
| 7/15/17 | $345,000 | 4.00% | 1.10% | BAM | |
| 7/15/18 | $360,000 | 3.50% | 1.40% | BAM | |
| 7/15/19 | $365,000 | 4.00% | 1.85% | BAM | |
| 7/15/20 | $375,000 | 3.50% | 2.20% | BAM | |
| 7/15/21 | $430,000 | 4.00% | 2.60% | BAM | |
| 7/15/22 | $440,000 | 4.00% | 2.70% | BAM | |
| 7/15/23 | $450,000 | 4.00% | 2.90% | BAM | |
| 7/15/24 | $465,000 | 3.125% | 3.20% | BAM | |
| 7/15/25 | $390,000 | 3.25% | 3.35% | BAM | |
| 7/15/26 | $405,000 | 3.50% | 3.50% | BAM | |
| 7/15/27 | $420,000 | 3.50% | 3.65% | BAM | |
| 7/15/28 | $660,000 | 4.00% | 3.75% | BAM | |
| 7/15/29 | $690,000 | 4.00% | 3.90% | BAM | |
| 7/15/30 | $715,000 | 4.00% | 4.00% | BAM | |
| 7/15/31 | $745,000 | 4.00% | 4.10% | BAM | |
| 7/15/32 | $775,000 | 4.00% | 4.20% | BAM | |
| 7/15/33 | $810,000 | 4.00% | 4.25% | BAM |
Other managers: Sterne, Agee & Leach, Inc, SunTrust Robinson Humphrey.
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Dallas, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.9632%
TAXABLE ISSUES
CONNECTICUT
New London (City)
Nov 19, 2013 . . . . . . $3,265,000
General Obligation Bond Anticipation Notes- Lot B (Federally Taxable) (book entry).
Dated Nov 26, 2013.
Due May 22, 2014.
Purchased $3,265,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $5,203.50, effective rate 0.669%.
L.O.: Tobin Carberry O'Malley Riley & Selinger, P.C., New London, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Jefferies, Effective Rate 0.8711%
TD Securities, Effective Rate 0.9575%
Piper Jaffray, Effective Rate 1.0632%
Roosevelt & Cross, Effective Rate 1.3323%
KANSAS
Manhattan (City)
Nov 19, 2013 . . . . . . $4,845,000
Taxable General Obligation Temporary Notes, Series 2013-08 (book entry).
Dated Dec 13, 2013.
Due Dec 15, 2014.
Callable Jun 15, 2014 at par.
Winning bid: BOSC, at 99.8750, TIC 0.4848%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/14 | $4,845,000 | 0.36% | 0.36% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Morgan Stanley, TIC 0.5378%
UMB Bank, TIC 0.7901%
Hutchinson Shockey, TIC 0.9623%
Oppenheimer, TIC 0.984%
MARYLAND
Montgomery County
Nov 19, 2013 . . . . . . $38,015,000
Taxable Limited Obligation Certificates (Facility and Residential Development Projects), Series 2013 (book entry).
Dated Dec 4, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Citigroup, at 98.9704, TIC 4.23%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $1,460,000 | 0.26% | 0.26% | ||
| 11/1/15 | $1,465,000 | 0.55% | 0.55% | ||
| 11/1/16 | $1,475,000 | 0.82% | 0.82% | ||
| 11/1/17 | $1,495,000 | 1.39% | 1.39% | ||
| 11/1/18 | $1,520,000 | 1.94% | 1.94% | ||
| 11/1/19 | $1,555,000 | 2.44% | 2.44% | ||
| 11/1/20 | $1,595,000 | 2.79% | 2.79% | ||
| 11/1/21 | $1,640,000 | 3.19% | 3.19% | ||
| 11/1/22 | $1,695,000 | 3.44% | 3.44% | ||
| 11/1/23 | $1,760,000 | 3.69% | 3.69% | ||
| 11/1/24 | $1,825,000 | 3.84% | 3.84% | ||
| 11/1/25 | $1,900,000 | 3.99% | 3.99% | ||
| 11/1/26 | $1,980,000 | 4.14% | 4.14% | ||
| 11/1/27 | $2,065,000 | 4.29% | 4.29% | ||
| 11/1/28 | $2,155,000 | 4.42% | 4.44% | ||
| 11/1/33 | $12,430,000 | 4.75% | 4.75% |
Other managers: M.R. Beal & Co., Drexel Hamilton, LLC., Ramirez & Co., Inc., Southwest Securities, Inc., Rice Financial Products Company.
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Robert W. Baird, TIC 4.3048%
JPMorgan, TIC 4.4423%
Raymond James, TIC 4.493%
BA Merrill Lynch, TIC 4.5268%
MINNESOTA
Minneapolis (City)
Nov 19, 2013 . . . . . . $1,260,000
Taxable General Obligation Housing Improvement Area Bonds, Series 2013 (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2014 to 2032.
Callable Dec 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.9415, TIC 3.9139%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $45,000 | 3.00% | 0.45% | ||
| 12/1/15 | $45,000 | 3.00% | 0.60% | ||
| 12/1/16 | $50,000 | 3.00% | 0.80% | ||
| 12/1/17 | $50,000 | 3.00% | 1.30% | ||
| 12/1/18 | $50,000 | 3.00% | 1.80% | ||
| 12/1/19 | $50,000 | 3.00% | 2.20% | ||
| 12/1/20 | $55,000 | 3.00% | 2.70% | ||
| 12/1/21 | $55,000 | 4.00% | 3.00% | ||
| 12/1/22 | $60,000 | 4.00% | 3.15% | ||
| 12/1/23 | $60,000 | 4.00% | 3.35% | ||
| 12/1/28 | $330,000 | 4.00% | 4.00% | ||
| 12/1/32 | $410,000 | 4.30% | 4.30% |
Other managers: CL King & Associates, Coastal Securities Corp., Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Dougherty & Company LLC, Bernardi Securities, Inc., Isaak Bond Investments, Inc., R. Seelaus & Co., Inc., Alamo Capital, Oppenheimer & Co., Inc., FTN Financial Capital Markets.
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
RBC Capital Mkts, TIC 4.4979%
Minneapolis (City)
Nov 19, 2013 . . . . . . $7,000,000
Taxable General Obligation Various Purpose Park Bonds, Series 2013 (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2014 to 2026.
Callable Dec 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.6733, TIC 3.3711%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $25,000 | 2.00% | 0.40% | ||
| 12/1/15 | $200,000 | 2.00% | 0.55% | ||
| 12/1/16 | $200,000 | 2.00% | 0.75% | ||
| 12/1/18 | $250,000 | 2.00% | 1.75% | ||
| 12/1/19 | $250,000 | 3.00% | 2.15% | ||
| 12/1/20 | $250,000 | 3.00% | 2.65% | ||
| 12/1/21 | $900,000 | 3.00% | 2.90% | ||
| 12/1/22 | $925,000 | 3.05% | 3.05% | ||
| 12/1/23 | $950,000 | 3.25% | 3.25% | ||
| 12/1/24 | $975,000 | 3.40% | 3.40% | ||
| 12/1/25 | $1,025,000 | 3.60% | 3.60% | ||
| 12/1/26 | $1,050,000 | 3.80% | 3.80% |
Other managers: CL King & Associates, Coastal Securities Corp., Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Dougherty & Company LLC, Bernardi Securities, Inc., Isaak Bond Investments, Inc., R. Seelaus & Co., Inc., Alamo Capital, Oppenheimer & Co., Inc., SumRidge Partners, LLC, FTN Financial Capital Markets.
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Raymond James, TIC 3.5321%
Sterne Agee, TIC 3.5693%
RBC Capital Mkts, TIC 3.6509%
