ARKANSAS
Greenland School District No. 95 of Washington County
Oct 23, 2013 . . . . . . $735,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Jun 1, 2014 to 2038.
Callable Dec 1, 2015 at par.
Winning bid: Ross Sinclaire, at 98.0995, TIC 3.9798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $110,000 | 1.15% | 1.15% | ||
| 6/1/24 | $150,000 | 2.50% | 2.50% | ||
| 6/1/32 | $240,000 | 4.00% | 4.00% | ||
| 6/1/38 | $235,000 | 4.20% | 4.20% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Stephens, TIC 4.0388%
Hazen School District No. 2 of Prairie County
Oct 23, 2013 . . . . . . $6,155,000
Refunding and Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 1, 2015 to 2045.
Callable Feb 1, 2018 at par.
Winning bid: Crews & Associates, at 98.0398, TIC 4.2015%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $65,000 | 2.00% | 0.60% | ||
| 2/1/16 | $125,000 | 2.00% | 0.85% | ||
| 2/1/17 | $130,000 | 2.00% | 1.10% | ||
| 2/1/18 | $130,000 | 2.00% | 1.40% | ||
| 2/1/19 | $135,000 | 2.00% | 1.75% | ||
| 2/1/20 | $135,000 | 2.00% | 2.00% | ||
| 2/1/21 | $140,000 | 2.30% | 2.30% | ||
| 2/1/22 | $140,000 | 2.40% | 2.40% | ||
| 2/1/23 | $145,000 | 2.60% | 2.60% | ||
| 2/1/24 | $150,000 | 2.70% | 2.70% | ||
| 2/1/26 | $315,000 | 3.125% | 3.15% | ||
| 2/1/28 | $335,000 | 3.50% | 3.55% | ||
| 2/1/30 | $360,000 | 3.75% | 3.75% | ||
| 2/1/32 | $385,000 | 4.00% | 4.00% | ||
| 2/1/37 | $1,110,000 | 4.25% | 4.25% | ||
| 2/1/39 | $515,000 | 4.25% | 4.35% | ||
| 2/1/41 | $560,000 | 4.375% | 4.375% | ||
| 2/1/43 | $615,000 | 4.50% | 4.50% | ||
| 2/1/45 | $665,000 | 4.50% | 4.55% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 4.2215%
Raymond James, TIC 4.2733%
Sterne Agee, TIC 4.4719%
West Fork School District No. 141 of Washington County
Oct 23, 2013 . . . . . . $2,000,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 1, 2015 to 2043.
Callable Nov 1, 2018 at par.
Winning bid: Crews & Associates, at 98.0038, TIC 4.085%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $180,000 | 1.25% | 1.25% | ||
| 2/1/20 | $100,000 | 2.00% | 2.00% | ||
| 2/1/22 | $100,000 | 2.50% | 2.50% | ||
| 2/1/24 | $105,000 | 2.75% | 2.75% | ||
| 2/1/26 | $110,000 | 3.125% | 3.125% | ||
| 2/1/28 | $120,000 | 3.50% | 3.50% | ||
| 2/1/30 | $130,000 | 3.75% | 3.75% | ||
| 2/1/32 | $140,000 | 4.00% | 4.00% | ||
| 2/1/37 | $400,000 | 4.00% | 4.05% | ||
| 2/1/39 | $185,000 | 4.375% | 4.375% | ||
| 2/1/41 | $205,000 | 4.375% | 4.40% | ||
| 2/1/43 | $225,000 | 4.50% | 4.50% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Vining-Sparks IBG, TIC 4.1701%
Ross Sinclaire, TIC 4.1842%
Simmons First Invst, TIC 4.222%
Raymond James, TIC 4.3435%
FTN Fin Cap Mkts, TIC 4.3492%
Sterne Agee, TIC 4.4872%
CONNECTICUT
Bloomfield (Town)
Oct 23, 2013 . . . . . . $5,000,000
General Obligation Bond Anticipation Notes (book entry).
Dated Nov 1, 2013.
Due Oct 31, 2014.
Purchased $5,000,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $51,300.00, effective rate 0.224%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
TD Securities, Effective Rate 0.238%
Jefferies, Effective Rate 0.252%
Piper Jaffray, Effective Rate 0.287%
INDIANA
Central Noble Community School Corporation
Oct 23, 2013 . . . . . . $1,300,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Nov 6, 2013.
Due Jun 30, 2014 to Dec 30, 2023.
Non-callable.
Winning bid: J.J.B. Hilliard, at n/a, NIC 2.596%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/14 | $240,000 | 0.50% | 0.50% | ||
| 12/30/14 | $245,000 | 0.60% | 0.60% | ||
| 6/30/15 | $195,000 | 0.70% | 0.70% | ||
| 12/30/15 | $195,000 | 0.80% | 0.80% | ||
| 12/30/20 | $100,000 | 3.00% | 2.50% | ||
| 12/30/21 | $105,000 | 3.00% | 2.75% | ||
| 12/30/22 | $110,000 | 3.00% | 3.00% | ||
| 12/30/23 | $110,000 | 3.15% | 3.15% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
Ross Sinclaire, NIC 2.678%
City Securities, NIC 2.777%
Santa Claus (Town)
Oct 23, 2013 . . . . . . $2,525,000
Sewage Works Refunding Revenue Bonds of 2013 (bank qualified).
Dated Nov 6, 2013.
Due Jun 1, 2014 to Dec 1, 2021.
Non-callable.
Winning bid: Huntington Invest, at n/a, NIC 2.695%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $140,000 | 2.695% | NRO | ||
| 12/1/14 | $145,000 | 2.695% | NRO | ||
| 6/1/15 | $145,000 | 2.695% | NRO | ||
| 12/1/15 | $150,000 | 2.695% | NRO | ||
| 6/1/16 | $150,000 | 2.695% | NRO | ||
| 12/1/16 | $155,000 | 2.695% | NRO | ||
| 6/1/17 | $155,000 | 2.695% | NRO | ||
| 12/1/17 | $155,000 | 2.695% | NRO | ||
| 6/1/18 | $160,000 | 2.695% | NRO | ||
| 12/1/18 | $160,000 | 2.695% | NRO | ||
| 6/1/19 | $165,000 | 2.695% | NRO | ||
| 12/1/19 | $165,000 | 2.695% | NRO | ||
| 6/1/20 | $165,000 | 2.695% | NRO | ||
| 12/1/20 | $170,000 | 2.695% | NRO | ||
| 6/1/21 | $170,000 | 2.695% | NRO | ||
| 12/1/21 | $175,000 | 2.695% | NRO |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Mainsource Bk, NIC 3.019%
J.J.B. Hilliard, NIC 3.142%
IOWA
North Liberty (City)
Oct 22, 2013 . . . . . . $1,425,000
General Obligation Corporate Purpose Bonds, Series 2013B (bank qualified) (book entry).
Dated Nov 5, 2013.
Due Jun 1, 2015 to 2024.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at 100.9800, TIC 1.9594%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $130,000 | 2.00% | 0.40% | ||
| 6/1/16 | $135,000 | 2.00% | 0.60% | ||
| 6/1/17 | $135,000 | 2.00% | 0.85% | ||
| 6/1/18 | $135,000 | 2.00% | 1.20% | ||
| 6/1/19 | $140,000 | 2.00% | 1.45% | ||
| 6/1/20 | $140,000 | 2.00% | 1.70% | ||
| 6/1/21 | $145,000 | 2.00% | 1.90% | ||
| 6/1/22 | $150,000 | 2.10% | 2.10% | ||
| 6/1/23 | $155,000 | 2.25% | 2.30% | ||
| 6/1/24 | $160,000 | 2.40% | 2.45% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
Bankers' Bank, TIC 2.0017%
Raymond James, TIC 2.0298%
D.A. Davidson, TIC 2.0993%
BOSC, TIC 2.1499%
Robert W. Baird, TIC 2.159%
Hutchinson Shockey, TIC 2.2144%
North Liberty (City)
Oct 22, 2013 . . . . . . $3,540,000
General Obligation Urban Renewal Bonds, Series 2013C (bank qualified) (book entry).
Dated Nov 5, 2013.
Due Jun 1, 2015 to 2024.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at 101.0700, TIC 1.9446%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $325,000 | 2.00% | 0.40% | ||
| 6/1/16 | $330,000 | 2.00% | 0.60% | ||
| 6/1/17 | $330,000 | 2.00% | 0.85% | ||
| 6/1/18 | $340,000 | 2.00% | 1.20% | ||
| 6/1/19 | $345,000 | 2.00% | 1.45% | ||
| 6/1/20 | $350,000 | 2.00% | 1.70% | ||
| 6/1/21 | $360,000 | 2.00% | 1.90% | ||
| 6/1/22 | $375,000 | 2.10% | 2.10% | ||
| 6/1/23 | $385,000 | 2.25% | 2.30% | ||
| 6/1/24 | $400,000 | 2.40% | 2.45% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
BOSC, TIC 1.9514%
Raymond James, TIC 2.0264%
FTN Fin Cap Mkts, TIC 2.0467%
Robert W. Baird, TIC 2.0468%
D.A. Davidson, TIC 2.0894%
Hutchinson Shockey, TIC 2.1353%
KANSAS
Park City (City)
Oct 22, 2013 . . . . . . $1,250,000
General Obligation Bonds, Series 2013-A (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Dec 1, 2016 to 2034.
Callable Dec 1, 2023 at par.
Winning bid: D.A. Davidson, at 100.4023, TIC 3.5195%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/18 | $160,000 | 1.30% | 1.30% | ||
| 12/1/21 | $170,000 | 3.00% | 2.10% | ||
| 12/1/24 | $190,000 | 3.00% | 2.55% | ||
| 12/1/27 | $190,000 | 3.35% | 3.35% | ||
| 12/1/30 | $215,000 | 3.65% | 3.65% | ||
| 12/1/34 | $325,000 | 4.25% | 4.25% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Commerce Bank, TIC 4.0381%
LOUISIANA
Ascension Parish-Wide School District
Oct 22, 2013 . . . . . . $28,260,000
General Obligation School Bonds, Series 2013A.
Dated Dec 10, 2013.
Due Mar 1, 2014 to 2033.
Callable Mar 1, 2024 at par.
Winning bid: Raymond James, at 102.2837, TIC 3.5967%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $2,500,000 | 2.00% | 0.35% | ||
| 3/1/15 | $2,500,000 | 3.00% | 0.45% | ||
| 3/1/16 | $1,000,000 | 4.00% | 0.63% | ||
| 3/1/17 | $935,000 | 4.00% | 0.97% | ||
| 3/1/18 | $970,000 | 4.00% | 1.27% | ||
| 3/1/19 | $1,010,000 | 4.00% | 1.70% | ||
| 3/1/20 | $1,050,000 | 4.00% | 2.05% | ||
| 3/1/21 | $1,095,000 | 4.00% | 2.40% | ||
| 3/1/22 | $1,140,000 | 4.00% | 2.60% | ||
| 3/1/23 | $1,185,000 | 4.00% | 2.86% | ||
| 3/1/24 | $1,235,000 | 3.00% | 3.03% | ||
| 3/1/25 | $1,285,000 | 3.00% | 3.24% | ||
| 3/1/26 | $1,335,000 | 4.00% | 3.45% | ||
| 3/1/27 | $1,390,000 | 4.00% | 3.60% | ||
| 3/1/28 | $1,450,000 | 4.00% | 3.74% | ||
| 3/1/29 | $1,505,000 | 4.00% | 3.87% | ||
| 3/1/30 | $1,570,000 | 4.00% | 4.00% | ||
| 3/1/31 | $1,635,000 | 4.00% | 4.07% | ||
| 3/1/32 | $1,700,000 | 4.00% | 4.16% | ||
| 3/1/33 | $1,770,000 | 4.125% | 4.22% |
Other managers: Morgan Stanley & Co., Inc., Duncan-WIlliams, Inc., Jefferies LLC, BMO Capital Markets GKST, Inc, Dorsey & Company, Inc., Avondale Partners, LLC, StockCross Financial Services, Inc..
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, TIC 3.6355%
Piper Jaffray, TIC 3.67%
Crews & Associates, TIC 3.7295%
BA Merrill Lynch, TIC 3.8074%
MASSACHUSETTS
Worcester (City)
Oct 23, 2013 . . . . . . $10,945,000
General Obligation Bond Anticipation Notes, Series A (book entry).
Dated Nov 7, 2013.
Due Dec 17, 2014.
Purchased $10,945,000.00 by Morgan Stanley, at 2.0%, plus $201,935.24, effective rate 0.3395%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
TD Securities, Effective Rate 0.3475%
Jefferies, Effective Rate 0.4445%
Eastern Bk Cap Mkts, Effective Rate 0.448%
Raymond James, Effective Rate 0.4484%
Eastern Bk Cap Mkts, Effective Rate 0.494%
Oppenheimer, Effective Rate 0.6623%
Worcester (City)
Oct 23, 2013 . . . . . . $11,470,000
General Obligation Bond Anticipation Notes, Series B (book entry).
Dated Nov 7, 2013.
Due Dec 17, 2014.
Purchased $11,470,000.00 by Raymond James, at 0.85%, plus $27,069.19, effective rate 0.6376%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.7111%
Jefferies, Effective Rate 0.7426%
Eastern Bk Cap Mkts, Effective Rate 1048.0%
Worcester (City)
Oct 23, 2013 . . . . . . $67,486,960
General Obligation Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Nov 1, 2013.
Due Nov 1, 2014 to 2038.
Callable Nov 1, 2021 at par.
Winning bid: Morgan Stanley, at 104.3832, TIC 3.4376%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $4,211,960 | 4.00% | 0.19% | ||
| 11/1/15 | $4,235,000 | 4.00% | 0.43% | ||
| 11/1/16 | $4,290,000 | 4.00% | 0.65% | ||
| 11/1/17 | $3,815,000 | 4.00% | 1.00% | ||
| 11/1/18 | $3,175,000 | 4.00% | 1.35% | ||
| 11/1/19 | $3,225,000 | 4.00% | 1.75% | ||
| 11/1/20 | $3,275,000 | 5.00% | 2.15% | ||
| 11/1/21 | $3,330,000 | 5.00% | 2.52% | ||
| 11/1/22 | $3,355,000 | 5.00% | 2.70% | ||
| 11/1/23 | $3,305,000 | 3.00% | 3.00% | ||
| 11/1/24 | $3,360,000 | 3.125% | 3.15% | ||
| 11/1/25 | $3,425,000 | 3.25% | 3.32% | ||
| 11/1/26 | $3,465,000 | 3.50% | 3.50% | ||
| 11/1/27 | $2,920,000 | 3.50% | 3.65% | ||
| 11/1/28 | $2,210,000 | 3.75% | 3.80% | ||
| 11/1/29 | $2,285,000 | 4.00% | 3.95% | ||
| 11/1/30 | $2,365,000 | 4.00% | 4.05% | ||
| 11/1/31 | $2,455,000 | 4.00% | 4.15% | ||
| 11/1/32 | $1,835,000 | 4.125% | 4.27% | ||
| 11/1/35 | $3,360,000 | 4.25% | 4.38% | ||
| 11/1/38 | $3,590,000 | 4.375% | 4.55% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp., Winslow, Evans & Crocker, StockCross Financial Services, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
BA Merrill Lynch, TIC 3.4426%
Robert W. Baird, TIC 3.4876%
Mesirow Financial, TIC 3.5224%
Wells Fargo Secs, TIC 3.53%
Guggenheim Secs, TIC 3.5507%
JPMorgan, TIC 3.5777%
Piper Jaffray, TIC 3.589%
Janney Montgomery, TIC 3.6488%
UBS Financial Svcs, TIC 3.7941%
Hutchinson Shockey, TIC 3.8069%
NEW JERSEY
Lincoln Park Borough
Oct 23, 2013 . . . . . . $2,569,003
Bond Anticipation Note (bank qualified).
Dated Oct 30, 2013.
Due Oct 29, 2014.
Purchased $2,569,000.00 by Jefferies, at 1.0%, plus $6,396.82, effective rate 0.7482%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 0.79%
Janney Montgomery, Effective Rate 0.7965%
NW Capital, Effective Rate 0.8155%
Oppenheimer, Effective Rate 0.8463%
Princeton
Oct 23, 2013 . . . . . . $6,500,000
Bond Anticipation Note.
Dated Oct 31, 2013.
Due Oct 31, 2014.
Purchased $6,500,000.00 by PNC Capital Markets, at 1.25%, plus $62,855.00, effective rate 0.28%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.32%
Jefferies, Effective Rate 0.33%
Oppenheimer, Effective Rate 0.72%
Sparta Township
Oct 23, 2013 . . . . . . $9,103,150
Bond Anticipation Note (bank qualified).
Dated Oct 31, 2013.
Due Oct 31, 2014.
Purchased $9,103,150.00 by TD Securities, at 1.0%, plus $65,451.65, effective rate 0.281%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.317%
Oppenheimer, Effective Rate 0.724%
Lakeland Bank, Effective Rate 0.8%
NEW YORK
Bennington (Town)
Oct 23, 2013 . . . . . . $527,245
Bond Anticipation Notes, 2013 (bank qualified).
Dated Nov 6, 2013.
Due Nov 6, 2014.
Purchased $527,250.00 by Roosevelt & Cross, at 1.25%, plus $1,142.00, effective rate 1.0334%.
In association with: Alden State Bank.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 1.05%
Five Star Bnk, Effective Rate 1.42%
Oppenheimer, Effective Rate 1.981%
Clarkstown (Town)
Oct 23, 2013 . . . . . . $5,200,000
Bond Anticipation Notes-2013.
Dated Oct 30, 2013.
Due Sep 30, 2014.
Purchased $5,200,000.00 by Jefferies, at 1.0%, plus $33,178.00, effective rate 0.304%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.304%
Oppenheimer, Effective Rate 0.5908%
NORTH DAKOTA
North Dakota Board of Higher Education
Oct 23, 2013 . . . . . . $8,130,000
University of North Dakota Housing and Auxiliary Facilities Revenue Bonds, Series 2013 (book entry).
Dated Nov 7, 2013.
Due Apr 1, 2015 to 2034.
Callable Apr 1, 2023 at par.
Winning bid: Hutchinson Shockey, at 99.3909, TIC 3.7528%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $300,000 | 2.00% | 0.50% | ||
| 4/1/16 | $310,000 | 2.00% | 0.65% | ||
| 4/1/17 | $315,000 | 2.00% | 1.00% | ||
| 4/1/18 | $320,000 | 2.00% | 1.30% | ||
| 4/1/19 | $325,000 | 2.25% | 1.75% | ||
| 4/1/20 | $335,000 | 5.00% | 2.25% | ||
| 4/1/21 | $350,000 | 4.00% | 2.60% | ||
| 4/1/22 | $365,000 | 4.00% | 2.80% | ||
| 4/1/23 | $380,000 | 3.00% | 3.00% | ||
| 4/1/24 | $390,000 | 3.00% | 3.15% | ||
| 4/1/25 | $405,000 | 3.10% | 3.23% | ||
| 4/1/26 | $415,000 | 3.25% | 3.40% | ||
| 4/1/27 | $430,000 | 3.50% | 3.60% | ||
| 4/1/28 | $445,000 | 3.625% | 3.78% | ||
| 4/1/29 | $460,000 | 3.75% | 3.90% | ||
| 4/1/30 | $480,000 | 4.00% | 4.084% | ||
| 4/1/32 | $1,010,000 | 4.00% | 4.156% | ||
| 4/1/34 | $1,095,000 | 4.10% | 4.247% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 3.7998%
Robert W. Baird, TIC 3.8566%
UBS Financial Svcs, TIC 4.0382%
TEXAS
Harris County Municipal Utility District No. 61
Oct 22, 2013 . . . . . . $4,005,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Sep 1, 2014 to 2037.
Callable Sep 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 98.0000, NIC 4.1915%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $175,000 | 2.50% | 0.50% | AGM | |
| 9/1/15 | $175,000 | 2.50% | 0.70% | AGM | |
| 9/1/16 | $175,000 | 2.50% | 1.00% | AGM | |
| 9/1/17 | $175,000 | 2.50% | 1.50% | AGM | |
| 9/1/18 | $175,000 | 2.50% | 2.00% | AGM | |
| 9/1/19 | $175,000 | 2.50% | 2.25% | AGM | |
| 9/1/20 | $175,000 | 2.50% | 2.50% | AGM | |
| 9/1/21 | $175,000 | 2.75% | 2.75% | AGM | |
| 9/1/22 | $175,000 | 3.00% | 3.00% | AGM | |
| 9/1/23 | $175,000 | 3.00% | 3.20% | AGM | |
| 9/1/24 | $175,000 | 3.25% | 3.45% | AGM | |
| 9/1/25 | $175,000 | 3.50% | 3.70% | AGM | |
| 9/1/26 | $175,000 | 3.75% | 3.85% | AGM | |
| 9/1/27 | $175,000 | 4.00% | 4.00% | AGM | |
| 9/1/28 | $175,000 | 4.00% | 4.10% | AGM | |
| 9/1/29 | $175,000 | 4.00% | 4.20% | AGM | |
| 9/1/30 | $175,000 | 4.25% | 4.30% | AGM | |
| 9/1/31 | $175,000 | 4.25% | 4.40% | AGM | |
| 9/1/32 | $175,000 | 4.50% | 4.50% | AGM | |
| 9/1/33 | $180,000 | 4.50% | 4.60% | AGM | |
| 9/1/37 | $500,000 | 5.00% | 5.00% | AGM |
L.O.: Marks Richardson, P.C., Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.2386%
BOSC, NIC 4.274%
Vining-Sparks IBG, NIC 4.3484%
WISCONSIN
Arbor Vitae Joint School District
Oct 15, 2013 . . . . . . $1,500,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 24, 2013.
Due Aug 25, 2014.
Purchased $1,500,000.00 by Robert W. Baird, at 1.0%, plus $6,300.00, effective rate 0.4976%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
First Merit, Effective Rate 0.65%
BOSC, Effective Rate 0.6601%
Edgerton School District
Oct 15, 2013 . . . . . . $1,100,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 18, 2013.
Due Oct 15, 2014.
Purchased $1,100,000.00 by Robert W. Baird, at 1.0%, plus $5,588.00, effective rate 0.4877%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Fitchburg (City)
Oct 22, 2013 . . . . . . $1,050,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated Nov 14, 2013.
Due Nov 1, 2014 to 2023.
Callable Nov 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.8913%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $50,000 | 0.40% | 0.40% | ||
| 11/1/15 | $75,000 | 0.60% | 0.60% | ||
| 11/1/16 | $75,000 | 0.80% | 0.80% | ||
| 11/1/17 | $100,000 | 1.10% | 1.10% | ||
| 11/1/18 | $100,000 | 1.40% | 1.40% | ||
| 11/1/19 | $125,000 | 1.60% | 1.60% | ||
| 11/1/20 | $125,000 | 1.80% | 1.80% | ||
| 11/1/21 | $125,000 | 2.00% | 2.00% | ||
| 11/1/22 | $125,000 | 2.15% | 2.15% | ||
| 11/1/23 | $150,000 | 2.35% | 2.35% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.0518%
BOSC, TIC 2.1272%
UMB Bank, TIC 2.1331%
Bernardi Securities, TIC 2.2667%
Kronenwetter Village
Oct 22, 2013 . . . . . . $2,380,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated Nov 12, 2013.
Due Dec 1, 2014 to 2021.
Non-callable.
Winning bid: UMB Bank, at 100.4750, TIC 1.9728%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $200,000 | 2.00% | 0.35% | ||
| 12/1/15 | $200,000 | 2.00% | 0.50% | ||
| 12/1/16 | $200,000 | 2.00% | 0.75% | ||
| 12/1/19 | $300,000 | 2.00% | 1.65% | ||
| 12/1/20 | $800,000 | 2.00% | 1.95% | ||
| 12/1/21 | $680,000 | 2.15% | 2.15% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 1.9869%
BOSC, TIC 2.0046%
Bernardi Securities, TIC 2.0962%
BMO Cap Mkts GKST, TIC 2.1388%
Sun Prairie (City)
Oct 23, 2013 . . . . . . $4,135,000
General Obligation Refunding Bonds, Series 2013B (book entry).
Dated Nov 19, 2013.
Due Feb 1, 2015 to 2018.
Non-callable.
Winning bid: Piper Jaffray, at 103.9030, TIC 0.7324%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $1,675,000 | 3.00% | 0.40% | ||
| 2/1/16 | $1,480,000 | 3.00% | 0.52% | ||
| 2/1/17 | $655,000 | 2.00% | 0.80% | ||
| 2/1/18 | $325,000 | 2.00% | 1.15% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 0.7373%
FTN Fin Cap Mkts, TIC 0.7677%
Robert W. Baird, TIC 0.7759%
BMO Cap Mkts GKST, TIC 0.7971%
Hutchinson Shockey, TIC 0.8552%
UBS Financial Svcs, TIC 1.0706%
Whitehall (City)
Oct 23, 2013 . . . . . . $1,330,000
General Obligation Promissory Notes, Series 2013C (bank qualified) (book entry).
Dated Nov 20, 2013.
Due Oct 1, 2014 to 2023.
Callable Oct 1, 2021 at par.
Winning bid: Bernardi Securities, at 100.4000, TIC 2.3031%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $245,000 | 2.00% | 0.70% | ||
| 10/1/15 | $230,000 | 2.00% | 1.00% | ||
| 10/1/16 | $245,000 | 2.00% | 1.25% | ||
| 10/1/17 | $130,000 | 2.00% | 1.40% | ||
| 10/1/18 | $100,000 | 2.00% | 1.70% | ||
| 10/1/21 | $220,000 | 2.50% | 2.50% | ||
| 10/1/23 | $160,000 | 3.00% | 3.00% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.387%
TAXABLE ISSUES
NEW YORK
New York City Transitional Finance Authority
Oct 23, 2013 . . . . . . $90,280,000
Future Tax Secured Taxable Subordinate Bonds Fiscal 2014 Series A, Subseries A-3 (Qualified School Construction Bonds) (book entry).
Dated Nov 13, 2013.
Due Nov 1, 2032.
The bonds shall be callable in accordance with the specification.
Winning bid: Barclays Capital, at 101.8980, TIC 4.4509%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/32 | $90,280,000 | 4.60% | 4.41% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY; and Public Resources Advisory Group, New York, NY.
Other bidders were:
Citigroup, TIC 4.4557%
Wells Fargo Secs, TIC 4.4818%
JPMorgan, TIC 4.4943%
Jefferies, TIC 4.68%
Morgan Stanley, TIC 4.7491%
BA Merrill Lynch, TIC 4.7508%
RBC Capital Mkts, TIC 4.7721%
Goldman Sachs, TIC 4.7784%
New York City Transitional Finance Authority
Oct 23, 2013 . . . . . . $350,000,000
Future Tax Secured Taxable Subordinate Bonds Fiscal 2014 Series A, Subseries A-2 Bonds (book entry).
Dated Nov 13, 2013.
Due Nov 1, 2015 to 2030.
Callable Nov 1, 2023 at par.
Winning bid: JPMorgan, at 99.6805, TIC 3.802%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $8,710,000 | 0.75% | 0.55% | ||
| 11/1/16 | $9,115,000 | 1.25% | 0.98% | ||
| 11/1/17 | $13,315,000 | 1.50% | 1.51% | ||
| 11/1/18 | $14,110,000 | 2.00% | 1.82% | ||
| 11/1/19 | $14,925,000 | 2.40% | 2.27% | ||
| 11/1/20 | $15,845,000 | 2.75% | 2.62% | ||
| 11/1/21 | $16,555,000 | 2.90% | 2.84% | ||
| 11/1/22 | $17,905,000 | 3.25% | 3.14% | ||
| 11/1/23 | $19,050,000 | 3.50% | 3.39% | ||
| 11/1/24 | $31,255,000 | 3.65% | 3.54% | ||
| 11/1/25 | $27,720,000 | 3.75% | 3.69% | ||
| 11/1/26 | $33,205,000 | 3.90% | 3.84% | ||
| 11/1/27 | $35,030,000 | 4.10% | 4.00% | ||
| 11/1/28 | $36,505,000 | 4.20% | 4.14% | ||
| 11/1/29 | $38,085,000 | 4.35% | 4.29% | ||
| 11/1/30 | $18,670,000 | 4.50% | 4.42% |
Other managers: Academy Securities Inc..
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY; and Public Resources Advisory Group, New York, NY.
Other bidders were:
RBC Capital Mkts, TIC 3.8601%
Goldman Sachs, TIC 3.9215%
Wells Fargo Secs, TIC 3.954%
Citigroup, TIC 3.9841%
BA Merrill Lynch, TIC 4.0258%
Jefferies, TIC 4.0526%
Barclays Capital, TIC 4.0662%
Morgan Stanley, TIC 4.1257%
VIRGINIA
Virginia College Building Authority
Oct 23, 2013 . . . . . . $12,355,000
Educational Facilities Federally Taxable Revenue Bonds (Public Higher Education Financing Program) Series 2013B (book entry).
Dated Nov 19, 2013.
Due Sep 1, 2014 to 2028.
Non-callable.
Winning bid: Raymond James, at 100.0000, TIC 3.2454%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $550,000 | 1.00% | 0.60% | ||
| 9/1/15 | $885,000 | 1.00% | 0.80% | ||
| 9/1/16 | $890,000 | 2.00% | 1.00% | ||
| 9/1/17 | $910,000 | 2.00% | 1.40% | ||
| 9/1/18 | $930,000 | 2.50% | 2.00% | ||
| 9/1/19 | $960,000 | 2.50% | 2.30% | ||
| 9/1/20 | $985,000 | 2.60% | 2.60% | ||
| 9/1/21 | $1,005,000 | 3.10% | 3.10% | ||
| 9/1/22 | $1,040,000 | 3.30% | 3.30% | ||
| 9/1/23 | $1,075,000 | 3.50% | 3.50% | ||
| 9/1/24 | $705,000 | 3.60% | 3.60% | ||
| 9/1/25 | $730,000 | 3.80% | 3.80% | ||
| 9/1/28 | $1,690,000 | 4.00% | 4.00% |
L.O.: Kutak Rock, Richmond, VA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 3.3499%
Robert W. Baird, TIC 3.419%
BOSC, TIC 3.4866%
WISCONSIN
Kronenwetter Village
Oct 22, 2013 . . . . . . $3,900,000
Taxable General Obligation Promissory Notes, Series 2013B (book entry).
Dated Nov 12, 2013.
Due Jun 1, 2014 to 2022.
Callable Jun 1, 2020 at par.
Winning bid: BOSC, at 100.3075, TIC 3.0448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $175,000 | 2.00% | 0.35% | ||
| 6/1/15 | $175,000 | 2.00% | 0.55% | ||
| 6/1/16 | $175,000 | 2.00% | 0.85% | ||
| 6/1/17 | $175,000 | 2.00% | 1.25% | ||
| 6/1/18 | $175,000 | 2.50% | 1.70% | ||
| 6/1/19 | $175,000 | 2.50% | 2.10% | ||
| 6/1/20 | $175,000 | 2.75% | 2.50% | ||
| 6/1/21 | $175,000 | 3.00% | 2.75% | ||
| 6/1/22 | $2,500,000 | 3.25% | 3.05% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
BMO Cap Mkts GKST, TIC 3.1578%
Robert W. Baird, TIC 3.1843%
Raymond James, TIC 3.2046%
