ARKANSAS
Bismarck School District No. 25 of Hot Spring County
Aug 14, 2013 . . . . . . $375,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Feb 1, 2014 to 2038.
Callable Feb 1, 2019 at par.
Winning bid: Ross Sinclaire, at 98.0000, TIC 4.041%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/24 | $130,000 | 3.00% | 3.00% | ||
| 2/1/38 | $245,000 | 4.00% | 4.00% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
CONNECTICUT
Stonington (Town)
Aug 14, 2013 . . . . . . $4,285,000
General Obligation Bonds Issue of 2013 (book entry).
Dated Aug 23, 2013.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2021 at par.
Winning bid: Fidelity Capital, at 100.6286, TIC 3.533%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $215,000 | 2.50% | 0.25% | ||
| 8/15/15 | $215,000 | 2.50% | 0.50% | ||
| 8/15/16 | $215,000 | 2.50% | 0.77% | ||
| 8/15/17 | $215,000 | 3.00% | 1.07% | ||
| 8/15/18 | $215,000 | 3.00% | 1.43% | ||
| 8/15/19 | $215,000 | 3.00% | 1.80% | ||
| 8/15/20 | $215,000 | 3.00% | 2.20% | ||
| 8/15/21 | $215,000 | 3.00% | 2.53% | ||
| 8/15/22 | $215,000 | 3.00% | 2.80% | ||
| 8/15/23 | $215,000 | 3.00% | 3.00% | ||
| 8/15/24 | $215,000 | 3.125% | 3.20% | ||
| 8/15/25 | $215,000 | 3.375% | 3.40% | ||
| 8/15/26 | $215,000 | 3.50% | 3.60% | ||
| 8/15/27 | $215,000 | 3.75% | 3.80% | ||
| 8/15/28 | $215,000 | 4.00% | 3.93% | ||
| 8/15/29 | $215,000 | 4.00% | 4.05% | ||
| 8/15/30 | $215,000 | 4.00% | 4.13% | ||
| 8/15/31 | $210,000 | 4.125% | 4.21% | ||
| 8/15/32 | $210,000 | 4.25% | 4.27% | ||
| 8/15/33 | $210,000 | 4.25% | 4.32% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC.
L.O.: Tobin Carberry O'Malley Riley & Selinger, P.C., New London, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.5657%
Robert W. Baird, TIC 3.5745%
Roosevelt & Cross, TIC 3.5814%
Janney Montgomery, TIC 3.6422%
BA Merrill Lynch, TIC 3.7159%
Piper Jaffray, TIC 3.7479%
William Blair, TIC 3.7944%
Stonington (Town)
Aug 14, 2013 . . . . . . $6,585,000
General Obligation Bond Anticipation Notes (book entry).
Dated Aug 23, 2013.
Due Aug 22, 2014.
Purchased $6,585,000.00 by US Bancorp Invest, at 1.0%, plus $50,447.68, effective rate 0.2318%.
L.O.: Tobin Carberry O'Malley Riley & Selinger, P.C., New London, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
TD Securities, Effective Rate 0.2369%
Eastern Bk Cap Mkts, Effective Rate 0.238%
Piper Jaffray, Effective Rate 0.2482%
Jefferies, Effective Rate 0.272%
INDIANA
West Central Conservancy District
Aug 14, 2013 . . . . . . $14,600,000
Sewage Works Revenue Bonds of 2013 (book entry).
Dated Aug 28, 2013.
Due Jan 1, 2016 to Jul 1, 2035.
Callable Jan 1, 2022 at par.
Winning bid: First Financial Bk, at n/a, NIC 3.6%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/16 | $25,000 | 3.60% | NRO | ||
| 7/1/16 | $25,000 | 3.60% | NRO | ||
| 1/1/17 | $25,000 | 3.60% | NRO | ||
| 7/1/17 | $25,000 | 3.60% | NRO | ||
| 1/1/18 | $25,000 | 3.60% | NRO | ||
| 7/1/18 | $25,000 | 3.60% | NRO | ||
| 1/1/19 | $25,000 | 3.60% | NRO | ||
| 7/1/19 | $25,000 | 3.60% | NRO | ||
| 1/1/20 | $25,000 | 3.60% | NRO | ||
| 7/1/20 | $25,000 | 3.60% | NRO | ||
| 1/1/21 | $25,000 | 3.60% | NRO | ||
| 7/1/21 | $30,000 | 3.60% | NRO | ||
| 1/1/22 | $25,000 | 3.60% | NRO | ||
| 7/1/22 | $25,000 | 3.60% | NRO | ||
| 1/1/23 | $30,000 | 3.60% | NRO | ||
| 7/1/23 | $30,000 | 3.60% | NRO | ||
| 1/1/24 | $30,000 | 3.60% | NRO | ||
| 7/1/24 | $30,000 | 3.60% | NRO | ||
| 1/1/25 | $30,000 | 3.60% | NRO | ||
| 7/1/25 | $30,000 | 3.60% | NRO | ||
| 1/1/26 | $35,000 | 3.60% | NRO | ||
| 7/1/26 | $35,000 | 3.60% | NRO | ||
| 1/1/27 | $30,000 | 3.60% | NRO | ||
| 7/1/27 | $35,000 | 3.60% | NRO | ||
| 1/1/28 | $735,000 | 3.60% | NRO | ||
| 7/1/28 | $750,000 | 3.60% | NRO | ||
| 1/1/29 | $765,000 | 3.60% | NRO | ||
| 7/1/29 | $780,000 | 3.60% | NRO | ||
| 1/1/30 | $800,000 | 3.60% | NRO | ||
| 7/1/30 | $815,000 | 3.60% | NRO | ||
| 1/1/31 | $835,000 | 3.60% | NRO | ||
| 7/1/31 | $855,000 | 3.60% | NRO | ||
| 1/1/32 | $875,000 | 3.60% | NRO | ||
| 7/1/32 | $895,000 | 3.60% | NRO | ||
| 1/1/33 | $915,000 | 3.60% | NRO | ||
| 7/1/33 | $935,000 | 3.60% | NRO | ||
| 1/1/34 | $960,000 | 3.60% | NRO | ||
| 7/1/34 | $980,000 | 3.60% | NRO | ||
| 1/1/35 | $1,005,000 | 3.60% | NRO | ||
| 7/1/35 | $1,030,000 | 3.60% | NRO |
L.O.: Krieg DeVault, LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Stifel Nicolaus, NIC 4.5891%
Robert W. Baird, NIC 4.737%
City Securities, NIC 4.8195%
Janney Montgomery, NIC 4.9819%
PNC Capital Markets, NIC 4.9909%
IOWA
Fairfax (City)
Aug 13, 2013 . . . . . . $2,485,000
General Obligation Corporate Purpose and Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 10, 2013.
Due Jun 1, 2014 to 2025.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at n/a, TIC 2.4644%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $200,000 | 1.00% | 0.40% | ||
| 6/1/15 | $220,000 | 1.00% | 0.55% | ||
| 6/1/16 | $195,000 | 1.00% | 0.80% | ||
| 6/1/17 | $135,000 | 1.10% | 1.10% | ||
| 6/1/18 | $140,000 | 1.45% | 1.45% | ||
| 6/1/19 | $170,000 | 1.70% | 1.70% | ||
| 6/1/20 | $175,000 | 2.00% | 2.00% | ||
| 6/1/21 | $240,000 | 2.25% | 2.25% | ||
| 6/1/22 | $275,000 | 2.45% | 2.45% | ||
| 6/1/23 | $280,000 | 2.75% | 2.75% | ||
| 6/1/25 | $455,000 | 3.00% | 3.00% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 2.5802%
D.A. Davidson, TIC 2.6669%
Northland Securities, TIC 2.8813%
MINNESOTA
New York Mills Independent School District No. 553
Aug 14, 2013 . . . . . . $1,115,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2013A (bank qualified) (book entry).
Dated Sep 10, 2013.
Due Sep 24, 2014.
Purchased $1,115,000.00 by Jefferies, at 1.25%, plus $8,184.10, effective rate 0.5435%.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.5444%
Oppenheimer, Effective Rate 0.8624%
NEW JERSEY
East Hanover Township
Aug 14, 2013 . . . . . . $4,792,655
$4,151,405 General Improvement Bond Anticipation Notes, Series 2013 and $641,250 Water/Sewer Utility Notes, Series 2013A (bank qualified).
Dated Aug 22, 2013.
Due Aug 21, 2014.
Purchased $4,792,660.00 by TD Securities, at 1.0%, plus $26,034.77, effective rate 0.544%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.689%
TD Bank, N.A., Effective Rate 0.8%
NW Capital, Effective Rate 0.8265%
Oppenheimer, Effective Rate 0.8338%
Phillipsburg (Town)
Aug 14, 2013 . . . . . . $1,332,428
Bond Anticipation Notes (bank qualified).
Dated Aug 21, 2013.
Due Aug 20, 2014.
Purchased $1,332,430.00 by Team Capital Bk, at 0.75%, effective rate 0.75%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Capital, Effective Rate 1.5635%
Oppenheimer, Effective Rate 1.6079%
NEW YORK
Akron Central School District
Aug 14, 2013 . . . . . . $759,954
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 29, 2013.
Due Aug 28, 2014.
Purchased $759,950.00 by JPMorgan Chase, at 0.85%, effective rate 0.85%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.1026%
Oppenheimer, Effective Rate 1.2924%
First Niagara Bank, Effective Rate 1.44%
Alfred Village
Aug 14, 2013 . . . . . . $250,000
Public Improvement Serial Bonds, 2013 (bank qualified).
Dated Aug 28, 2013.
Due Jul 15, 2014 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.1082%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $40,000 | 2.00% | 0.50% | ||
| 7/15/15 | $40,000 | 2.00% | 0.75% | ||
| 7/15/16 | $40,000 | 2.00% | 1.10% | ||
| 7/15/17 | $40,000 | 2.00% | 1.50% | ||
| 7/15/18 | $45,000 | 2.125% | 1.85% | ||
| 7/15/19 | $45,000 | 2.25% | 2.25% |
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Sage Rutty, NIC 2.4016%
Berne-Knox-Westerlo Central School District
Aug 14, 2013 . . . . . . $201,812
School District (Serial) Bonds, 2013 (bank qualified).
Dated Aug 23, 2013.
Due Aug 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.0%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $31,812 | 2.00% | 0.50% | ||
| 8/15/15 | $40,000 | 2.00% | 0.75% | ||
| 8/15/16 | $40,000 | 2.00% | 1.10% | ||
| 8/15/17 | $45,000 | 2.00% | 1.50% | ||
| 8/15/18 | $45,000 | 2.00% | 1.85% |
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 2.068%
Clinton Central School District
Aug 14, 2013 . . . . . . $2,300,000
Revenue Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Aug 22, 2013.
Due Jun 17, 2014.
Purchased $2,300,000.00 by Jefferies, at 1.5%, plus $15,044.00, effective rate 0.7018%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9829%
Roosevelt & Cross, Effective Rate 1.2328%
Morrisonville Fire District
Aug 14, 2013 . . . . . . $2,500,000
Fire District Serial Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 28, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.962%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $85,000 | 3.25% | 0.50% | BAM | |
| 9/1/15 | $90,000 | 3.25% | 0.75% | BAM | |
| 9/1/16 | $90,000 | 3.25% | 1.00% | BAM | |
| 9/1/17 | $95,000 | 3.25% | 1.25% | BAM | |
| 9/1/18 | $100,000 | 3.25% | 1.55% | BAM | |
| 9/1/19 | $100,000 | 3.25% | 1.85% | BAM | |
| 9/1/20 | $105,000 | 3.25% | 2.25% | BAM | |
| 9/1/21 | $110,000 | 3.25% | 2.55% | BAM | |
| 9/1/22 | $115,000 | 3.25% | 2.85% | BAM | |
| 9/1/23 | $120,000 | 4.00% | 3.00% | BAM | |
| 9/1/24 | $125,000 | 4.00% | 3.20% | BAM | |
| 9/1/25 | $130,000 | 4.00% | 3.40% | BAM | |
| 9/1/26 | $135,000 | 4.00% | 3.60% | BAM | |
| 9/1/27 | $140,000 | 4.00% | 3.80% | BAM | |
| 9/1/28 | $145,000 | 4.00% | 4.00% | BAM | |
| 9/1/29 | $150,000 | 4.00% | 4.10% | BAM | |
| 9/1/30 | $155,000 | 4.125% | 4.15% | BAM | |
| 9/1/31 | $165,000 | 4.125% | 4.20% | BAM | |
| 9/1/32 | $170,000 | 4.25% | 4.25% | BAM | |
| 9/1/33 | $175,000 | 4.25% | 4.30% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 4.0575%
Mount Vernon City School District
Aug 14, 2013 . . . . . . $11,605,000
Bond Anticipation Notes, 2013.
Dated Aug 22, 2013.
Due Aug 21, 2014.
Purchased $11,605,000.00 by JPMorgan Chase, at 0.71%, effective rate 0.71%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8275%
Jefferies, Effective Rate 0.894%
New York Mills Village
Aug 14, 2013 . . . . . . $132,000
Bond Anticipation Notes, Series 2013 A (bank qualified).
Dated Aug 27, 2013.
Due Aug 27, 2014.
Purchased $132,000.00 by Roosevelt & Cross, at 1.5%, plus $114.00, effective rate 1.4136%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Adirondack Bank, Effective Rate 2.0%
Ravena-Coeymans-Selkirk Central School District
Aug 14, 2013 . . . . . . $444,177
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 22, 2013.
Due Aug 22, 2014.
Purchased $444,180.00 by Roosevelt & Cross, at 1.25%, plus $670.00, effective rate 1.0992%.
L.O.: Shaw Perelson May & Lambert, LLP, Poughkeepsie, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Natl Bk Coxsackie, Effective Rate 1.15%
First Niagara Bank, Effective Rate 1.57%
Oppenheimer, Effective Rate 1.646%
Rockville Centre Union Free School District
Aug 14, 2013 . . . . . . $15,000,000
Tax Anticipation Notes, 2013.
Dated Aug 27, 2013.
Due Jun 27, 2014.
Purchased $15,000,000.00 by TD Securities, at 0.45%, plus $29,400.00, effective rate 0.2148%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.2496%
Janney Montgomery, Effective Rate 0.2588%
Jefferies, Effective Rate 0.2764%
Oppenheimer, Effective Rate 0.7324%
Sachem Central School District at Holbrook
Aug 14, 2013 . . . . . . $74,000,000
Tax Anticipation Notes for 2013-2014 Taxes (book entry).
Dated Aug 23, 2013.
Due Jun 27, 2014.
Purchased $49,000,000.00 by Jefferies, at 1.0%, plus $284,202.00, effective rate 0.3132%.
Purchased $15,000,000.00 by Jefferies, at 1.0%, plus $90,152.00, effective rate 0.2883%.
Purchased $10,000,000.00 by Jefferies, at 1.0%, plus $62,902.00, effective rate 0.2551%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.51%
Morgan Stanley, Effective Rate 0.5872%
Tioga County
Aug 14, 2013 . . . . . . $9,995,000
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Aug 15, 2013.
Due Aug 15, 2015 to 2023.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.2735%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $1,025,000 | 1.50% | 0.60% | BAM | |
| 8/15/16 | $1,040,000 | 2.00% | 0.90% | BAM | |
| 8/15/17 | $1,060,000 | 2.00% | 1.15% | BAM | |
| 8/15/18 | $1,085,000 | 2.00% | 1.40% | BAM | |
| 8/15/19 | $1,110,000 | 2.00% | 1.80% | BAM | |
| 8/15/20 | $1,130,000 | 2.125% | 2.125% | BAM | |
| 8/15/21 | $1,155,000 | 2.25% | 2.30% | BAM | |
| 8/15/22 | $1,180,000 | 2.50% | 2.60% | BAM | |
| 8/15/23 | $1,210,000 | 2.75% | 2.75% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
PNC Capital Markets, NIC 2.3304%
FTN Fin Cap Mkts, NIC 2.3593%
Jefferies, NIC 2.4699%
Robert W. Baird, NIC 2.4913%
Sterne Agee, NIC 2.5573%
Warrensburg Central School District
Aug 14, 2013 . . . . . . $800,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Aug 29, 2013.
Due Jun 27, 2014.
Purchased $800,000.00 by Glens Falls Natl Bk, at 0.78%, effective rate 0.78%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2234%
Oppenheimer, Effective Rate 1.3539%
NORTH DAKOTA
West Fargo Park District Building Authority
Aug 14, 2013 . . . . . . $2,590,000
Lease Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 5, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2022 at par.
Winning bid: Hutchinson Shockey, at 98.5000, TIC 4.4904%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $85,000 | 3.00% | 0.50% | ||
| 5/1/15 | $100,000 | 3.00% | 0.75% | ||
| 5/1/16 | $100,000 | 3.00% | 1.00% | ||
| 5/1/17 | $105,000 | 3.00% | 1.50% | ||
| 5/1/18 | $105,000 | 3.00% | 2.00% | ||
| 5/1/19 | $105,000 | 3.00% | 2.75% | ||
| 5/1/20 | $110,000 | 3.00% | 3.00% | ||
| 5/1/21 | $115,000 | 4.00% | 3.50% | ||
| 5/1/22 | $115,000 | 4.00% | 3.75% | ||
| 5/1/23 | $120,000 | 4.00% | 4.00% | ||
| 5/1/24 | $125,000 | 4.10% | 4.10% | ||
| 5/1/25 | $130,000 | 4.10% | 4.20% | ||
| 5/1/26 | $135,000 | 4.20% | 4.30% | ||
| 5/1/28 | $290,000 | 4.50% | 4.55% | ||
| 5/1/30 | $315,000 | 4.60% | 4.70% | ||
| 5/1/33 | $535,000 | 4.75% | 4.85% |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 4.6035%
OREGON
Eugene School District No. 4J
Aug 14, 2013 . . . . . . $9,840,000
General Obligation Bonds, Series 2013B (Tax-Exempt Deferred Interest Bonds) (Oregon School Bond Guaranty) ($5,931,483.10 Original Prin. Amt.) ($9,840,000 New Maturity Value) (book entry).
Dated Aug 28, 2013.
Due Jun 15, 2014 to 2028.
Non-callable.
Winning bid: Jefferies, at 58.9594, TIC 4.5926%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $1,275,000 | 0.00% | 0.70% | ||
| 6/15/26 | $2,760,000 | 0.00% | 4.25% | ||
| 6/15/27 | $2,850,000 | 0.00% | 4.40% | ||
| 6/15/28 | $2,955,000 | 0.00% | 4.55% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, UBS Financial Services, Inc..
L.O.: Mersereau Shannon LLP, Portland, OR.
F.A.: Piper Jaffray & Company, Portland, OR; and Piper Jaffray & Company, Seattle, WA.
Other bidders were:
BMO Cap Mkts GKST, TIC 4.7265%
Morgan Stanley, TIC 4.8838%
Eugene School District No. 4J
Aug 14, 2013 . . . . . . $34,035,000
General Obligation Bonds, Series 2013A (Tax-Exempt Current Interest Bonds) (Oregon School Bond Guaranty) (book entry).
Dated Aug 28, 2013.
Due Jun 15, 2018 to 2031.
Callable Jun 15, 2023 at par.
Winning bid: JPMorgan, at 110.5674, TIC 3.4842%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/18 | $2,235,000 | 5.00% | 1.48% | ||
| 6/15/19 | $2,435,000 | 2.00% | 1.84% | ||
| 6/15/20 | $2,655,000 | 5.00% | 2.21% | ||
| 6/15/21 | $2,875,000 | 5.00% | 2.53% | ||
| 6/15/22 | $3,110,000 | 5.00% | 2.80% | ||
| 6/15/23 | $3,355,000 | 5.00% | 2.97% | ||
| 6/15/24 | $3,620,000 | 5.00% | 3.14% | ||
| 6/15/25 | $3,890,000 | 5.00% | 3.32% | ||
| 6/15/29 | $3,040,000 | 4.50% | 4.20% | ||
| 6/15/30 | $3,285,000 | 4.50% | 4.30% | ||
| 6/15/31 | $3,535,000 | 4.50% | 4.38% |
Other managers: Academy Securities Inc..
L.O.: Mersereau Shannon LLP, Portland, OR.
F.A.: Piper Jaffray & Company, Portland, OR; and Piper Jaffray & Company, Seattle, WA.
Other bidders were:
Citigroup, TIC 3.4871%
Robert W. Baird, TIC 3.532%
Janney Montgomery, TIC 3.532%
FirstSouthwest, TIC 3.5459%
Jefferies, TIC 3.5661%
BA Merrill Lynch, TIC 3.5785%
Guggenheim Secs, TIC 3.6038%
Morgan Stanley, TIC 3.6058%
Mesirow Financial, TIC 3.706%
SOUTH CAROLINA
Lexington & Richland Counties School District No. 5
Aug 14, 2013 . . . . . . $12,000,000
General Obligation Bonds, Series 2013 (book entry).
Dated Aug 28, 2013.
Due Mar 3, 2014.
Purchased $12,000,000.00 by Morgan Stanley, at 1.5%, plus $79,440.00, effective rate 0.2104%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Jefferies, Effective Rate 0.246%
Piper Jaffray, Effective Rate 0.2498%
Richland-Lexington Riverbanks Park District
Aug 14, 2013 . . . . . . $32,000,000
General Obligation Bonds, Series 2013 (book entry).
Dated Aug 28, 2013.
Due Mar 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Piper Jaffray, at 104.4927, TIC 3.9655%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $1,900,000 | 3.00% | 0.36% | ||
| 3/1/19 | $1,235,000 | 5.00% | 1.89% | ||
| 3/1/20 | $1,350,000 | 5.00% | 2.35% | ||
| 3/1/21 | $1,415,000 | 5.00% | 2.60% | ||
| 3/1/22 | $1,485,000 | 5.00% | 2.90% | ||
| 3/1/23 | $1,560,000 | 5.00% | 3.08% | ||
| 3/1/24 | $1,650,000 | 4.00% | 3.30% | ||
| 3/1/25 | $1,815,000 | 4.00% | 3.53% | ||
| 3/1/26 | $1,930,000 | 4.00% | 3.71% | ||
| 3/1/27 | $2,055,000 | 4.00% | 4.00% | ||
| 3/1/28 | $2,190,000 | 4.25% | 4.10% | ||
| 3/1/29 | $2,330,000 | 4.375% | 4.21% | ||
| 3/1/30 | $2,535,000 | 4.375% | 4.34% | ||
| 3/1/31 | $2,690,000 | 4.50% | 4.38% | ||
| 3/1/32 | $2,855,000 | 4.50% | 4.46% | ||
| 3/1/33 | $3,005,000 | 4.625% | 4.46% |
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Davenport & Company LLC, Charlotte, NC.
Other bidders were:
William Blair, TIC 3.9806%
BMO Cap Mkts GKST, TIC 3.9975%
BA Merrill Lynch, TIC 4.05%
Mesirow Financial, TIC 4.0688%
Robert W. Baird, TIC 4.1429%
Morgan Stanley, TIC 4.1692%
Wells Fargo Secs, TIC 4.1717%
JPMorgan, TIC 4.1738%
TENNESSEE
Collierville (Town)
Aug 14, 2013 . . . . . . $7,700,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 22, 2013.
Due Nov 1, 2013 to 2032.
Callable Nov 1, 2022 at par.
Winning bid: Stifel Nicolaus, at 101.5265, TIC 2.9863%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/13 | $295,000 | 2.00% | 0.20% | ||
| 11/1/14 | $305,000 | 2.00% | 0.25% | ||
| 11/1/15 | $310,000 | 2.00% | 0.45% | ||
| 11/1/16 | $315,000 | 2.00% | 0.75% | ||
| 11/1/17 | $325,000 | 2.00% | 1.00% | ||
| 11/1/18 | $335,000 | 3.00% | 1.35% | ||
| 11/1/19 | $340,000 | 3.00% | 1.70% | ||
| 11/1/20 | $355,000 | 4.00% | 1.90% | ||
| 11/1/21 | $365,000 | 2.00% | 2.10% | ||
| 11/1/22 | $370,000 | 2.50% | 2.40% | ||
| 11/1/23 | $380,000 | 2.50% | 2.55% | ||
| 11/1/24 | $390,000 | 2.625% | 2.70% | ||
| 11/1/25 | $405,000 | 3.00% | 2.85% | ||
| 11/1/26 | $415,000 | 3.00% | 2.95% | ||
| 11/1/27 | $425,000 | 3.00% | 3.05% | ||
| 11/1/28 | $440,000 | 3.125% | 3.25% | ||
| 11/1/29 | $455,000 | 3.50% | 3.40% | ||
| 11/1/30 | $475,000 | 3.75% | 3.55% | ||
| 11/1/31 | $490,000 | 3.75% | 3.65% | ||
| 11/1/32 | $510,000 | 3.75% | 3.75% |
L.O.: Adams & Reese LLP, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.9872%
Piper Jaffray, TIC 2.9933%
Raymond James, TIC 3.0057%
Robert W. Baird, TIC 3.0616%
Guggenheim Secs, TIC 3.0656%
Janney Montgomery, TIC 3.1082%
SunTrust Robinson, TIC 3.1455%
UBS Financial Svcs, TIC 3.1614%
Sterne Agee, TIC 3.1964%
Wells Fargo Secs, TIC 3.2029%
Knox County
Aug 14, 2013 . . . . . . $39,075,000
General Obligation Bonds, Series 2013 (book entry).
Dated Sep 10, 2013.
Due Jun 1, 2015 to 2035.
Callable Jun 1, 2020 at par.
Winning bid: Robert W. Baird, at 99.3827, TIC 3.8846%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $815,000 | 2.00% | 0.50% | ||
| 6/1/16 | $850,000 | 3.00% | 0.75% | ||
| 6/1/17 | $875,000 | 2.75% | 1.05% | ||
| 6/1/18 | $1,510,000 | 2.75% | 1.40% | ||
| 6/1/19 | $1,575,000 | 3.00% | 1.75% | ||
| 6/1/20 | $1,625,000 | 3.00% | 2.12% | ||
| 6/1/21 | $1,700,000 | 3.00% | 2.41% | ||
| 6/1/22 | $1,750,000 | 3.00% | 2.70% | ||
| 6/1/23 | $1,825,000 | 3.00% | 2.90% | ||
| 6/1/24 | $1,875,000 | 3.125% | 3.25% | ||
| 6/1/25 | $1,925,000 | 3.25% | 3.45% | ||
| 6/1/26 | $1,975,000 | 3.50% | 3.65% | ||
| 6/1/27 | $2,050,000 | 4.00% | 3.80% | ||
| 6/1/28 | $2,100,000 | 4.00% | 4.00% | ||
| 6/1/29 | $2,150,000 | 4.00% | 4.05% | ||
| 6/1/30 | $2,225,000 | 4.00% | 4.10% | ||
| 6/1/31 | $2,300,000 | 4.00% | 4.15% | ||
| 6/1/32 | $2,350,000 | 4.125% | 4.20% | ||
| 6/1/35 | $7,600,000 | 4.35% | 4.35% |
Other managers: CL King & Associates, Davenport & Company LLC, Fidelity Capital Markets, SAMCO Capital Markets, Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Loop Capital Markets, LLC, Incapital LLC, Ross, Sinclaire & Associates LLC, J.J.B. Hilliard, W.L. Lyons, Inc., Wedbush Securities Inc., Cronin & Co., Inc., Sterne, Agee & Leach, Inc, George K. Baum & Co., CastleOak Securities, L.P., Northland Securities, Inc., Bernardi Securities, Inc., Southwest Securities, Inc., Coastal Securities Corp..
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
BA Merrill Lynch, TIC 3.8998%
Piper Jaffray, TIC 3.9029%
RBC Capital Mkts, TIC 3.9069%
Raymond James, TIC 3.9304%
William Blair, TIC 3.9325%
JPMorgan, TIC 3.9391%
FTN Fin Cap Mkts, TIC 3.9476%
Citigroup, TIC 3.9604%
Hutchinson Shockey, TIC 4.0134%
Guggenheim Secs, TIC 4.0227%
BMO Cap Mkts GKST, TIC 4.0477%
Janney Montgomery, TIC 4.0914%
TEXAS
Chambers County Improvement District No. 1
Aug 14, 2013 . . . . . . $6,050,000
Unlimited Tax Road Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Sep 1, 2015 to 2038.
Callable Sep 1, 2020 at par.
Winning bid: FirstSouthwest, at 97.0000, NIC 5.042%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $130,000 | 3.50% | 2.00% | ||
| 9/1/16 | $135,000 | 3.50% | 2.40% | ||
| 9/1/17 | $140,000 | 3.50% | 2.70% | ||
| 9/1/18 | $150,000 | 3.50% | 3.00% | ||
| 9/1/19 | $160,000 | 3.25% | 3.25% | ||
| 9/1/20 | $165,000 | 3.50% | 3.50% | ||
| 9/1/21 | $175,000 | 3.75% | 3.75% | ||
| 9/1/22 | $185,000 | 4.00% | 4.00% | ||
| 9/1/23 | $195,000 | 4.00% | 4.10% | ||
| 9/1/24 | $205,000 | 4.10% | 4.20% | ||
| 9/1/25 | $220,000 | 4.25% | 4.35% | ||
| 9/1/26 | $230,000 | 4.40% | 4.50% | ||
| 9/1/27 | $240,000 | 4.60% | 4.625% | ||
| 9/1/28 | $255,000 | 4.70% | 4.75% | ||
| 9/1/30 | $555,000 | 5.00% | 5.00% | ||
| 9/1/32 | $615,000 | 5.00% | 5.125% | ||
| 9/1/35 | $1,055,000 | 5.10% | 5.20% | ||
| 9/1/38 | $1,240,000 | 5.125% | 5.25% |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 5.0663%
WASHINGTON
Bellingham (City)
Aug 13, 2013 . . . . . . $15,785,000
Water and Sewer Revenue Bonds, 2013 (book entry).
Dated Aug 27, 2013.
Due Aug 1, 2019 to 2043.
Callable Aug 1, 2023 at par.
Winning bid: William Blair, at 101.2452, TIC 4.7035%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/19 | $215,000 | 5.00% | 2.05% | ||
| 8/1/20 | $220,000 | 5.00% | 2.44% | ||
| 8/1/21 | $235,000 | 5.00% | 2.77% | ||
| 8/1/22 | $250,000 | 5.00% | 3.06% | ||
| 8/1/23 | $255,000 | 5.00% | 3.22% | ||
| 8/1/24 | $270,000 | 5.00% | 3.39% | ||
| 8/1/25 | $260,000 | 5.00% | 3.57% | ||
| 8/1/26 | $275,000 | 5.00% | 3.80% | ||
| 8/1/27 | $290,000 | 5.00% | 3.97% | ||
| 8/1/28 | $305,000 | 4.25% | 4.30% | ||
| 8/1/29 | $315,000 | 4.375% | 4.42% | ||
| 8/1/30 | $330,000 | 4.50% | 4.50% | ||
| 8/1/33 | $1,080,000 | 4.50% | 4.55% | ||
| 8/1/34 | $390,000 | 4.70% | 4.70% | ||
| 8/1/35 | $410,000 | 4.75% | 4.75% | ||
| 8/1/36 | $430,000 | 4.75% | 4.79% | ||
| 8/1/37 | $450,000 | 4.75% | 4.83% | ||
| 8/1/38 | $470,000 | 4.75% | 4.85% | ||
| 8/1/39 | $495,000 | 4.75% | 4.85% | ||
| 8/1/40 | $520,000 | 4.75% | 4.85% | ||
| 8/1/41 | $545,000 | 4.75% | 4.85% | ||
| 8/1/43 | $7,775,000 | 4.85% | 4.85% |
L.O.: Pacifica Law Group, Seattle, WA.
F.A.: Piper Jaffray & Company, Seattle, WA.
Other bidders were:
Robert W. Baird, TIC 4.7091%
JPMorgan, TIC 4.7874%
Mesirow Financial, TIC 4.898%
Morgan Stanley, TIC 4.9069%
Jefferies, TIC 4.9554%
WISCONSIN
Madison Area Technical College District
Aug 14, 2013 . . . . . . $9,215,000
General Obligation Promissory Notes, Series 2013-14A (book entry).
Dated Sep 4, 2013.
Due Mar 1, 2014 to 2023.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at n/a, TIC 1.701%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $1,455,000 | 2.00% | 0.30% | ||
| 3/1/15 | $1,495,000 | 3.00% | 0.48% | ||
| 3/1/16 | $1,540,000 | 3.00% | 0.78% | ||
| 3/1/17 | $1,590,000 | 3.00% | 1.08% | ||
| 3/1/18 | $1,635,000 | 3.00% | 1.43% | ||
| 3/1/19 | $280,000 | 2.50% | 1.79% | ||
| 3/1/20 | $290,000 | 2.75% | 2.22% | ||
| 3/1/21 | $300,000 | 3.00% | 2.54% | ||
| 3/1/22 | $310,000 | 3.00% | 2.84% | ||
| 3/1/23 | $320,000 | 3.00% | 3.05% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 1.7194%
Janney Montgomery, TIC 1.7669%
FTN Fin Cap Mkts, TIC 1.8268%
Raymond James, TIC 1.8581%
Robert W. Baird, TIC 1.8765%
Piper Jaffray, TIC 1.9013%
Citigroup, TIC 1.921%
KeyBanc Cap Mkts, TIC 2.0105%
Merrill (City)
Aug 13, 2013 . . . . . . $2,765,000
General Obligation Promissory Notes, Series 2013B (bank qualified) (book entry).
Dated Sep 4, 2013.
Due Nov 1, 2014 to May 1, 2023.
Callable Nov 1, 2020 at par.
Winning bid: BOSC, at 103.6435, TIC 1.8432%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $110,000 | 2.25% | 0.40% | ||
| 11/1/15 | $360,000 | 2.25% | 0.65% | ||
| 11/1/16 | $370,000 | 2.25% | 0.90% | ||
| 11/1/17 | $370,000 | 2.25% | 1.15% | ||
| 11/1/18 | $375,000 | 2.50% | 1.40% | ||
| 11/1/19 | $390,000 | 2.50% | 1.65% | ||
| 11/1/20 | $400,000 | 2.75% | 2.00% | ||
| 11/1/21 | $125,000 | 3.00% | 2.35% | ||
| 11/1/22 | $130,000 | 3.00% | 2.60% | ||
| 5/1/23 | $135,000 | 3.00% | 2.80% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UMB Bank, TIC 1.868%
Robert W. Baird, TIC 2.0876%
Merrill (City)
Aug 13, 2013 . . . . . . $4,290,000
General Obligation Corporate Purpose Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 4, 2013.
Due Nov 1, 2014 to May 1, 2033.
Callable Nov 1, 2022 at par.
Winning bid: BOSC, at 100.5006, TIC 3.5748%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $165,000 | 2.25% | 0.40% | ||
| 11/1/15 | $170,000 | 2.25% | 0.60% | ||
| 11/1/16 | $180,000 | 2.25% | 0.90% | ||
| 11/1/17 | $180,000 | 2.25% | 1.15% | ||
| 11/1/18 | $180,000 | 2.50% | 1.40% | ||
| 11/1/19 | $185,000 | 2.50% | 1.65% | ||
| 11/1/20 | $190,000 | 2.75% | 2.00% | ||
| 11/1/21 | $190,000 | 3.00% | 2.35% | ||
| 11/1/22 | $195,000 | 3.00% | 2.60% | ||
| 11/1/23 | $200,000 | 3.00% | 2.80% | ||
| 11/1/24 | $205,000 | 3.50% | 3.00% | ||
| 11/1/25 | $215,000 | 3.50% | 3.15% | ||
| 11/1/26 | $225,000 | 3.50% | 3.35% | ||
| 11/1/27 | $235,000 | 3.75% | 3.50% | ||
| 11/1/28 | $240,000 | 4.00% | 3.65% | ||
| 11/1/29 | $250,000 | 4.00% | 3.80% | ||
| 11/1/30 | $260,000 | 4.00% | 3.90% | ||
| 11/1/31 | $265,000 | 4.00% | 4.00% | ||
| 11/1/32 | $270,000 | 4.10% | 4.10% | ||
| 5/1/33 | $290,000 | 4.20% | 4.20% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.6594%
