ALABAMA
University of Alabama Board of Trustees
Oct 2, 2012 . . . . . . $265,655,000
The University of Alabama General Revenue Bonds Series 2012-A (Tax-Exempt, Non-AMT) (book entry).
Dated Oct 16, 2012.
Due Jul 1, 2014 to 2042.
Callable Jul 1, 2022 at par.
Winning bid: Wells Fargo Secs, at 105.9241, TIC 3.1%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $500,000 | 3.00% | 0.35% | ||
| 7/1/15 | $1,485,000 | 3.00% | 0.45% | ||
| 7/1/16 | $1,595,000 | 5.00% | 0.57% | ||
| 7/1/17 | $1,635,000 | 5.00% | 0.75% | ||
| 7/1/18 | $4,680,000 | 5.00% | NRO | NRO | |
| 7/1/19 | $5,345,000 | 5.00% | NRO | NRO | |
| 7/1/20 | $9,295,000 | 5.00% | 1.55% | ||
| 7/1/21 | $10,530,000 | 5.00% | NRO | NRO | |
| 7/1/22 | $11,050,000 | 5.00% | NRO | NRO | |
| 7/1/23 | $11,230,000 | 5.00% | NRO | NRO | |
| 7/1/24 | $11,800,000 | 5.00% | NRO | NRO | |
| 7/1/25 | $12,385,000 | 5.00% | 2.22% | ||
| 7/1/26 | $12,910,000 | 4.00% | 2.59% | ||
| 7/1/27 | $13,455,000 | 3.00% | 2.90% | ||
| 7/1/28 | $13,275,000 | 3.00% | 2.95% | ||
| 7/1/29 | $13,670,000 | 3.00% | 3.00% | ||
| 7/1/30 | $14,085,000 | 3.00% | 3.07% | ||
| 7/1/31 | $14,505,000 | 3.00% | 3.15% | ||
| 7/1/32 | $14,940,000 | 3.00% | 3.20% | ||
| 7/1/33 | $15,385,000 | 3.00% | 3.25% | ||
| 7/1/34 | $15,860,000 | 3.125% | 3.30% | ||
| 7/1/36 | $12,645,000 | 3.25% | NRO | NRO | |
| 7/1/37 | $6,630,000 | 3.375% | 3.50% | ||
| 7/1/42 | $36,765,000 | 3.50% | 3.555% |
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
F.A.: Raymond James | Morgan Keegan, Birmingham, AL.
Other bidders were:
Citigroup, TIC 3.1131%
BA Merrill Lynch, TIC 3.116%
Barclays Capital, TIC 3.1516%
JPMorgan, TIC 3.1722%
Morgan Stanley, TIC 3.2171%
ARKANSAS
Rogers School District No. 30 of Benton County
Oct 2, 2012 . . . . . . $19,430,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (book entry).
Dated Nov 1, 2012.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2018 at par.
Winning bid: Raymond James | MK, at n/a, TIC 2.921%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $150,000 | 2.00% | 0.68% | ||
| 2/1/15 | $500,000 | 2.00% | 0.76% | ||
| 2/1/16 | $835,000 | 2.00% | 0.86% | ||
| 2/1/17 | $865,000 | 2.00% | 1.05% | ||
| 2/1/18 | $880,000 | 2.00% | 1.25% | ||
| 2/1/19 | $895,000 | 2.00% | 1.53% | ||
| 2/1/20 | $915,000 | 2.00% | 1.81% | ||
| 2/1/21 | $940,000 | 2.00% | 2.00% | ||
| 2/1/22 | $955,000 | 2.125% | 2.25% | ||
| 2/1/23 | $975,000 | 3.00% | 2.57% | ||
| 2/1/24 | $1,005,000 | 3.00% | 2.70% | ||
| 2/1/25 | $1,035,000 | 3.00% | 2.77% | ||
| 2/1/26 | $1,065,000 | 3.00% | 2.84% | ||
| 2/1/27 | $1,095,000 | 3.00% | 2.91% | ||
| 2/1/28 | $1,100,000 | 3.00% | 3.00% | ||
| 2/1/29 | $1,195,000 | 3.00% | 3.08% | ||
| 2/1/30 | $1,195,000 | 3.00% | 3.15% | ||
| 2/1/31 | $1,235,000 | 3.00% | 3.22% | ||
| 2/1/32 | $1,285,000 | 3.125% | 3.29% | ||
| 2/1/33 | $1,310,000 | 3.25% | 0.00% |
Other managers: Morgan Stanley & Co., Inc., Duncan-WIlliams, Inc., Jefferies & Company, Inc., BMO Capital Markets GKST, Inc, StockCross Financial Services, Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 2.9443%
BA Merrill Lynch, TIC 2.9658%
CONNECTICUT
Connecticut Regional School District No. 10
Oct 2, 2012 . . . . . . $1,265,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 12, 2012.
Due Apr 11, 2013.
Purchased $1,000,000.00 by Bankers' Bank NE, at 0.24%, effective rate 0.24%.
Purchased $265,000.00 by Bankers' Bank NE, at 0.3%, effective rate 0.3%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.494%
Piper Jaffray, Effective Rate 0.5167%
Jefferies, Effective Rate 0.9823%
Oppenheimer, Effective Rate 1.2758%
INDIANA
Clinton (City)
Oct 2, 2012 . . . . . . $340,000
General Obligation Bonds, Series 2012 (bank qualified).
Dated Oct 17, 2012.
Due Jul 15, 2013 to Jan 15, 2024.
Callable Jan 15, 2021 at par.
Winning bid: City Securities, at n/a, NIC 2.481%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/14 | $25,000 | 0.50% | 0.50% | ||
| 1/15/15 | $28,000 | 0.70% | 0.70% | ||
| 1/15/16 | $28,000 | 1.00% | 1.00% | ||
| 1/15/17 | $30,000 | 1.30% | 1.30% | ||
| 1/15/18 | $30,000 | 1.60% | 1.60% | ||
| 1/15/19 | $31,000 | 1.80% | 1.80% | ||
| 7/15/20 | $48,000 | 2.00% | 2.00% | ||
| 1/15/22 | $50,000 | 2.40% | 2.40% | ||
| 1/15/24 | $70,000 | 2.75% | 2.75% |
L.O.: Bingham Greenebaum Doll LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Old National Bk, NIC 2.53%
IOWA
Lowden (City)
Oct 1, 2012 . . . . . . $550,000
General Obligation Corporate Purpose Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 17, 2012.
Due Jun 1, 2014 to 2023.
Callable Jun 1, 2018 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.73%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $200,000 | 1.00% | 1.00% | ||
| 6/1/20 | $170,000 | 1.50% | 1.50% | ||
| 6/1/23 | $180,000 | 2.00% | 2.00% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 1.8816%
Northland Securities, TIC 2.2368%
Waverly (City)
Oct 2, 2012 . . . . . . $1,410,000
Electric Revenue Refunding Capital Loan Notes, Series 2012 (Waverly Light and Power) (bank qualified) (book entry).
Dated Nov 13, 2012.
Due Dec 1, 2013 to 2015.
Non-callable.
Winning bid: First Natl Bk, at n/a, TIC 0.5744%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $465,000 | 0.40% | NRO | NRO | |
| 12/1/14 | $470,000 | 0.52% | NRO | NRO | |
| 12/1/15 | $475,000 | 0.67% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 0.9144%
Northland Securities, TIC 1.0841%
D.A. Davidson, TIC 1.1331%
Zions First Natl Bk, TIC 1.2754%
Cedar Rapids Bk & Tr, TIC 1.6573%
KANSAS
Kansas Department of Transportation
Oct 2, 2012 . . . . . . $144,885,000
Highway Revenue Refunding Bonds, Series 2012B (book entry).
Dated Oct 17, 2012.
Due Sep 1, 2019 to 2022.
Non-callable.
Winning bid: JPMorgan, at 128.0688, TIC 1.4667%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/19 | $31,000,000 | 5.00% | 1.03% | ||
| 9/1/20 | $38,000,000 | 5.00% | 1.30% | ||
| 9/1/21 | $36,000,000 | 5.00% | 1.52% | ||
| 9/1/22 | $39,885,000 | 5.00% | 1.67% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Public Financial Management, Inc., Des Moines, IA; and Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Wells Fargo Secs, TIC 1.488%
Citigroup, TIC 1.4976%
BA Merrill Lynch, TIC 1.5116%
Barclays Capital, TIC 1.5333%
Morgan Stanley, TIC 1.5382%
Goldman Sachs, TIC 1.5943%
Piper Jaffray, TIC 1.6474%
MARYLAND
Wicomico County
Oct 2, 2012 . . . . . . $28,335,000
General Obligation Consolidated Public Improvement and Refunding Bonds of 2012 (book entry).
Dated Oct 17, 2012.
Due Sep 1, 2013 to 2032.
Callable Sep 1, 2022 at par.
Winning bid: Citigroup, at 110.0122, TIC 1.8195%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $1,120,000 | 2.00% | S.B. | S.B. | |
| 9/1/14 | $1,720,000 | 3.00% | S.B. | S.B. | |
| 9/1/15 | $2,355,000 | 4.00% | 0.45% | ||
| 9/1/16 | $3,080,000 | 4.00% | 0.55% | ||
| 9/1/17 | $3,535,000 | 4.00% | 0.70% | ||
| 9/1/18 | $2,960,000 | 4.00% | 0.90% | ||
| 9/1/19 | $2,320,000 | 4.00% | 1.23% | ||
| 9/1/20 | $2,070,000 | 4.00% | 1.51% | ||
| 9/1/21 | $1,360,000 | 4.00% | 1.75% | ||
| 9/1/22 | $630,000 | 2.00% | 2.00% | ||
| 9/1/23 | $645,000 | 2.00% | 2.10% | ||
| 9/1/24 | $660,000 | 2.00% | 2.20% | ||
| 9/1/25 | $670,000 | 2.125% | 2.27% | ||
| 9/1/26 | $685,000 | 2.25% | 2.34% | ||
| 9/1/27 | $700,000 | 2.25% | 2.41% | ||
| 9/1/28 | $720,000 | 3.00% | 2.50% | ||
| 9/1/29 | $740,000 | 3.00% | 2.56% | ||
| 9/1/30 | $765,000 | 3.00% | 2.62% | ||
| 9/1/31 | $790,000 | 3.00% | 2.70% | ||
| 9/1/32 | $810,000 | 3.00% | 2.75% |
L.O.: Funk & Bolton, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
Janney Montgomery, TIC 1.8365%
Robert W. Baird, TIC 1.8832%
M & T Securities, TIC 1.8838%
UBS Financial Svcs, TIC 1.885%
BA Merrill Lynch, TIC 1.899%
Southwest Securities, TIC 1.9561%
Guggenheim Secs, TIC 1.9563%
JPMorgan, TIC 1.9966%
PNC Capital Markets, TIC 2.0509%
Hutchinson Shockey, TIC 2.0963%
Raymond James | MK, TIC 2.1063%
TD Securities, TIC 2.1077%
MASSACHUSETTS
Avon (Town)
Oct 2, 2012 . . . . . . $245,574
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Oct 12, 2012.
Due Oct 11, 2013.
Purchased $245,570.00 by Eastern Bk Cap Mkts, at 0.55%, effective rate 0.55%.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 0.59%
UniBank Fiscal Adv, Effective Rate 0.6%
Century Bk, Effective Rate 0.6%
Roosevelt & Cross, Effective Rate 1.6818%
MINNESOTA
Medina (City)
Oct 2, 2012 . . . . . . $2,845,000
General Obligation Refunding Bonds, Series 2012B (bank qualified) (book entry).
Dated Nov 7, 2012.
Due Feb 1, 2014 to 2021.
Callable Feb 1, 2020 at par.
Winning bid: Raymond James | MK, at 102.3709, TIC 0.9872%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $75,000 | 1.50% | 0.40% | ||
| 2/1/15 | $430,000 | 1.50% | 0.45% | ||
| 2/1/16 | $435,000 | 1.50% | 0.50% | ||
| 2/1/17 | $440,000 | 1.50% | 0.60% | ||
| 2/1/18 | $455,000 | 1.50% | 0.80% | ||
| 2/1/19 | $455,000 | 1.50% | 1.00% | ||
| 2/1/20 | $465,000 | 1.50% | 1.25% | ||
| 2/1/21 | $90,000 | 1.50% | 1.45% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UMB Bank, TIC 1.0654%
Piper Jaffray, TIC 1.0756%
United Banker's Bk, TIC 1.095%
Robert W. Baird, TIC 1.1023%
BOSC, TIC 1.1202%
Janney Montgomery, TIC 1.126%
Stifel Nicolaus, TIC 1.1711%
FTN Fin Cap Mkts, TIC 1.1864%
BMO Cap Mkts GKST, TIC 1.191%
Bernardi Securities, TIC 1.3442%
Medina (City)
Oct 2, 2012 . . . . . . $6,100,000
General Obligation Capital Improvement Plan Bonds, Series 2012A (bank qualified) (book entry).
Dated Nov 7, 2012.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2021 at par.
Winning bid: Raymond James | MK, at 100.7971, TIC 2.1252%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $170,000 | 1.50% | 0.45% | ||
| 2/1/16 | $170,000 | 1.50% | 0.50% | ||
| 2/1/17 | $175,000 | 1.50% | 0.60% | ||
| 2/1/18 | $175,000 | 1.50% | 0.80% | ||
| 2/1/19 | $175,000 | 1.50% | 1.00% | ||
| 2/1/20 | $175,000 | 1.50% | 1.25% | ||
| 2/1/21 | $180,000 | 1.50% | 1.45% | ||
| 2/1/22 | $180,000 | 1.50% | 1.50% | ||
| 2/1/23 | $185,000 | 1.75% | 1.55% | ||
| 2/1/24 | $365,000 | 1.875% | 1.65% | ||
| 2/1/25 | $370,000 | 2.00% | 1.70% | ||
| 2/1/26 | $380,000 | 2.00% | 1.75% | ||
| 2/1/27 | $390,000 | 2.00% | 1.80% | ||
| 2/1/28 | $395,000 | 2.125% | 1.90% | ||
| 2/1/29 | $405,000 | 2.125% | 2.00% | ||
| 2/1/30 | $420,000 | 2.25% | 2.15% | ||
| 2/1/31 | $430,000 | 2.375% | 2.30% | ||
| 2/1/32 | $440,000 | 2.375% | 2.45% | ||
| 2/1/33 | $455,000 | 2.625% | 2.55% | ||
| 2/1/34 | $465,000 | 2.75% | 2.65% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.1794%
Piper Jaffray, TIC 2.1999%
FTN Fin Cap Mkts, TIC 2.2687%
Stifel Nicolaus, TIC 2.2781%
Janney Montgomery, TIC 2.3123%
BOSC, TIC 2.3874%
Sterne Agee, TIC 2.7143%
Pine County
Oct 2, 2012 . . . . . . $13,410,000
General Obligation Capital Improvement Plan Bonds, Series 2012A (book entry).
Dated Nov 1, 2012.
Due Feb 1, 2013 to 2031.
Callable Feb 1, 2021 at par.
Winning bid: Piper Jaffray, at 104.2773, TIC 2.6537%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $530,000 | 3.00% | 0.40% | AGM | |
| 2/1/14 | $525,000 | 3.00% | 0.55% | AGM | |
| 2/1/15 | $540,000 | 3.00% | 0.65% | AGM | |
| 2/1/16 | $565,000 | 3.00% | 0.80% | AGM | |
| 2/1/17 | $580,000 | 4.00% | 1.00% | AGM | |
| 2/1/18 | $610,000 | 4.00% | 1.16% | AGM | |
| 2/1/19 | $635,000 | 4.00% | 1.41% | AGM | |
| 2/1/20 | $665,000 | 4.00% | 1.68% | AGM | |
| 2/1/21 | $700,000 | 4.00% | 1.90% | AGM | |
| 2/1/22 | $730,000 | 3.00% | 2.09% | AGM | |
| 2/1/23 | $755,000 | 3.00% | 2.42% | AGM | |
| 2/1/24 | $780,000 | 3.00% | 2.60% | AGM | |
| 2/1/25 | $810,000 | 3.00% | 2.77% | AGM | |
| 2/1/26 | $840,000 | 3.00% | 2.89% | AGM | |
| 2/1/27 | $870,000 | 3.00% | 2.96% | AGM | |
| 2/1/28 | $900,000 | 3.00% | 3.00% | AGM | |
| 2/1/29 | $930,000 | 3.00% | 3.05% | AGM | |
| 2/1/30 | $965,000 | 3.00% | 3.08% | AGM | |
| 2/1/31 | $480,000 | 3.00% | 3.15% | AGM |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.8563%
UBS Financial Svcs, TIC 2.8884%
Hutchinson Shockey, TIC 2.9419%
NEBRASKA
Lincoln (City)
Oct 2, 2012 . . . . . . $10,000,000
Certificates of Participation, Series 2012 (book entry).
Dated Oct 17, 2012.
Due Jun 1, 2013 to 2027.
Callable Jun 1, 2022 at par.
Winning bid: BA Merrill Lynch, at n/a, TIC 1.9185%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $485,000 | 3.00% | 0.25% | ||
| 6/1/14 | $830,000 | 3.00% | 0.37% | ||
| 6/1/15 | $1,270,000 | 3.00% | 0.44% | ||
| 6/1/16 | $1,030,000 | 3.00% | 0.56% | ||
| 6/1/17 | $625,000 | 3.00% | 0.72% | ||
| 6/1/18 | $625,000 | 3.00% | 0.92% | ||
| 6/1/19 | $635,000 | 3.00% | 1.21% | ||
| 6/1/20 | $645,000 | 3.00% | 1.51% | ||
| 6/1/21 | $660,000 | 3.00% | 1.75% | ||
| 6/1/22 | $670,000 | 3.00% | 1.95% | ||
| 6/1/23 | $480,000 | 3.00% | 2.12% | ||
| 6/1/24 | $495,000 | 3.00% | 2.25% | ||
| 6/1/25 | $505,000 | 3.00% | 2.37% | ||
| 6/1/26 | $515,000 | 3.00% | 2.49% | ||
| 6/1/27 | $530,000 | 3.00% | 2.56% |
L.O.: Gilmore & Bell, Lincoln, NE.
F.A.: Ameritas Investment Corp., Lincoln, NE.
Other bidders were:
Citigroup, TIC 1.9459%
Robert W. Baird, TIC 1.9548%
Hutchinson Shockey, TIC 2.1979%
NEVADA
Washoe County School District
Oct 2, 2012 . . . . . . $45,000,000
General Obligation (Limited Tax) School Improvement Bonds, Series 2012C (book entry).
Dated Oct 23, 2012.
Due Apr 1, 2013 to 2033.
Callable Apr 1, 2022 at par.
Winning bid: Guggenheim Secs, at 102.8277, TIC 3.1392%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $800,000 | 2.00% | 0.53% | ||
| 4/1/14 | $400,000 | 3.00% | 0.70% | ||
| 4/1/16 | $180,000 | 2.50% | 0.85% | ||
| 4/1/17 | $475,000 | 2.50% | 1.05% | ||
| 4/1/18 | $435,000 | 4.00% | 1.23% | ||
| 4/1/19 | $500,000 | 4.00% | 1.48% | ||
| 4/1/20 | $395,000 | 4.00% | 1.75% | ||
| 4/1/21 | $1,785,000 | 4.00% | 1.97% | ||
| 4/1/22 | $1,850,000 | 4.00% | 2.16% | ||
| 4/1/23 | $1,905,000 | 4.00% | 2.34% | ||
| 4/1/24 | $2,990,000 | 4.00% | 2.53% | ||
| 4/1/25 | $3,080,000 | 4.00% | 2.64% | ||
| 4/1/26 | $3,175,000 | 4.00% | 2.74% | ||
| 4/1/27 | $3,270,000 | 4.00% | 2.81% | ||
| 4/1/29 | $8,020,000 | 3.00% | 3.117% | ||
| 4/1/31 | $7,590,000 | 3.00% | 3.144% | ||
| 4/1/33 | $8,150,000 | 3.125% | 3.26% |
L.O.: Swendseid & Stern, Reno, NV.
F.A.: JNA Consulting Group LLC, Boulder City, NV.
Other bidders were:
Morgan Stanley, TIC 3.1949%
Citigroup, TIC 3.2266%
Piper Jaffray, TIC 3.2478%
Robert W. Baird, TIC 3.2497%
Wells Fargo Secs, TIC 3.2804%
Hutchinson Shockey, TIC 3.3778%
JPMorgan, TIC 3.3897%
BA Merrill Lynch, TIC 3.3981%
NEW JERSEY
Mahwah Township
Oct 2, 2012 . . . . . . $7,700,000
Bond Anticipation Notes (bank qualified).
Dated Oct 11, 2012.
Due Oct 11, 2013.
Purchased $7,700,000.00 by TD Securities, at 1.0%, plus $58,597.00, effective rate 0.238%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.259%
Janney Montgomery, Effective Rate 0.304%
Oppenheimer, Effective Rate 0.629%
Mountain Lakes Borough
Oct 2, 2012 . . . . . . $1,126,600
Bond Anticipation Notes (bank qualified).
Dated Oct 11, 2012.
Due Oct 11, 2013.
Purchased $1,126,600.00 by Jefferies, at 1.25%, plus $3,235.00, effective rate 0.963%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.977%
Oppenheimer, Effective Rate 1.1003%
NEW YORK
Babylon Union Free School District
Oct 2, 2012 . . . . . . $6,400,000
Tax Anticipation Notes, 2012 (bank qualified).
Dated Oct 11, 2012.
Due Jun 21, 2013.
Purchased $6,400,000.00 by Jefferies, at 0.75%, plus $18,370.00, effective rate 0.3367%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.3779%
JPMorgan Chase, Effective Rate 0.42%
Morgan Stanley, Effective Rate 0.4254%
Janney Montgomery, Effective Rate 0.6112%
Oppenheimer, Effective Rate 0.8338%
Buchanan Village
Oct 2, 2012 . . . . . . $850,000
Bond Anticipation Notes, 2012 (Renewals) Series A (bank qualified).
Dated Oct 11, 2012.
Due Feb 11, 2013.
Purchased $850,000.00 by Roosevelt & Cross, at 1.5%, plus $1,675.00, effective rate 1.3029%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.56%
Oppenheimer, Effective Rate 2.2108%
Fair Harbor Fire District in the Town of Islip
Oct 2, 2012 . . . . . . $2,900,000
Fire District Serial Bonds-2012 (bank qualified) (book entry).
Dated Oct 15, 2012.
Due Apr 15, 2013 to 2037.
Callable Apr 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9282%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/13 | $80,000 | 2.50% | NRO | NRO | AGM |
| 4/15/14 | $85,000 | 2.50% | NRO | NRO | AGM |
| 4/15/15 | $85,000 | 2.50% | NRO | NRO | AGM |
| 4/15/16 | $90,000 | 2.50% | NRO | NRO | AGM |
| 4/15/17 | $90,000 | 2.50% | NRO | NRO | AGM |
| 4/15/18 | $95,000 | 2.50% | NRO | NRO | AGM |
| 4/15/19 | $95,000 | 2.50% | NRO | NRO | AGM |
| 4/15/20 | $95,000 | 2.50% | NRO | NRO | AGM |
| 4/15/21 | $100,000 | 2.50% | NRO | NRO | AGM |
| 4/15/22 | $100,000 | 2.75% | NRO | NRO | AGM |
| 4/15/23 | $105,000 | 2.75% | NRO | NRO | AGM |
| 4/15/24 | $110,000 | 2.75% | NRO | NRO | AGM |
| 4/15/25 | $110,000 | 2.75% | NRO | NRO | AGM |
| 4/15/26 | $115,000 | 3.00% | NRO | NRO | AGM |
| 4/15/27 | $120,000 | 3.00% | NRO | NRO | AGM |
| 4/15/28 | $125,000 | 3.00% | NRO | NRO | AGM |
| 4/15/29 | $130,000 | 3.00% | NRO | NRO | AGM |
| 4/15/30 | $135,000 | 3.00% | NRO | NRO | AGM |
| 4/15/31 | $135,000 | 3.00% | NRO | NRO | AGM |
| 4/15/32 | $140,000 | 3.00% | NRO | NRO | AGM |
| 4/15/33 | $140,000 | 3.00% | NRO | NRO | AGM |
| 4/15/34 | $150,000 | 3.00% | NRO | NRO | AGM |
| 4/15/35 | $155,000 | 3.00% | NRO | NRO | AGM |
| 4/15/36 | $155,000 | 3.00% | NRO | NRO | AGM |
| 4/15/37 | $160,000 | 3.00% | NRO | NRO | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Raymond James | MK, NIC 2.9528%
Robert W. Baird, NIC 3.1371%
Johnson City Village
Oct 2, 2012 . . . . . . $4,053,917
Bond Anticipation Notes, 2012 (Renewals) Series F.
Dated Oct 11, 2012.
Due Oct 11, 2013.
Purchased $4,053,920.00 by Oppenheimer, at 1.5%, plus $12,425.00, effective rate 1.1935%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.201%
JPMorgan Chase, Effective Rate 1.28%
Jefferies, Effective Rate 1.336%
Kenmore Village
Oct 2, 2012 . . . . . . $550,000
Bond Anticipation Notes, 2012A (bank qualified).
Dated Oct 11, 2012.
Due Oct 10, 2013.
Purchased $550,000.00 by Evans Natl Bk, at 1.2%, effective rate 1.2%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.3035%
Oppenheimer, Effective Rate 1.3549%
First Niagara Bank, Effective Rate 1.44%
Longwood Central School District
Oct 2, 2012 . . . . . . $32,000,000
Tax Anticipation Notes for 2012-2013 Taxes.
Dated Oct 10, 2012.
Due Jun 27, 2013.
Purchased $32,000,000.00 by Morgan Stanley, at 1.25%, plus $220,480.00, effective rate 0.2849%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.315%
JPMorgan, Effective Rate 0.3185%
Roosevelt & Cross, Effective Rate 0.3756%
Capital One, Effective Rate 0.41%
JPMorgan Chase, Effective Rate 0.45%
Capital One, Effective Rate 0.47%
Jefferies, Effective Rate 0.523%
Oppenheimer, Effective Rate 0.5776%
Oppenheimer, Effective Rate 0.6281%
Oppenheimer, Effective Rate 0.7135%
Onteora Central School District
Oct 2, 2012 . . . . . . $3,850,000
School District Refunding Serial Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 23, 2012.
Due Jun 1, 2013 to 2022.
Non-callable.
Winning bid: Raymond James | MK, at n/a, TIC 1.2483%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $50,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $385,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $395,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $410,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $415,000 | 2.00% | NRO | NRO | |
| 6/1/18 | $420,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $430,000 | 2.00% | NRO | NRO | |
| 6/1/20 | $440,000 | 2.00% | NRO | NRO | |
| 6/1/21 | $450,000 | 2.00% | NRO | NRO | |
| 6/1/22 | $455,000 | 2.00% | NRO | NRO |
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, TIC 1.2743%
Robert W. Baird, TIC 1.3158%
Piper Jaffray, TIC 1.3298%
FTN Fin Cap Mkts, TIC 1.3552%
PNC Capital Markets, TIC 1.3769%
Janney Montgomery, TIC 1.4736%
TD Securities, TIC 1.5888%
Owen D. Young Central School District
Oct 2, 2012 . . . . . . $97,000
School District Serial Bonds - 2012 (bank qualified).
Dated Oct 17, 2012.
Due Oct 15, 2013 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.0%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/13 | $17,000 | 2.00% | NRO | NRO | |
| 10/15/14 | $20,000 | 2.00% | NRO | NRO | |
| 10/15/15 | $20,000 | 2.00% | NRO | NRO | |
| 10/15/16 | $20,000 | 2.00% | NRO | NRO | |
| 10/15/17 | $20,000 | 2.00% | NRO | NRO |
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Rhinebeck Village
Oct 2, 2012 . . . . . . $900,000
Public Improvement (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Oct 16, 2012.
Due Oct 15, 2013 to 2032.
Callable Oct 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9965%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/13 | $35,000 | 2.50% | NRO | NRO | |
| 10/15/14 | $35,000 | 2.75% | NRO | NRO | |
| 10/15/15 | $35,000 | 3.00% | NRO | NRO | |
| 10/15/16 | $35,000 | 3.00% | NRO | NRO | |
| 10/15/17 | $35,000 | 3.00% | NRO | NRO | |
| 10/15/18 | $35,000 | 3.00% | NRO | NRO | |
| 10/15/19 | $40,000 | 3.00% | NRO | NRO | |
| 10/15/20 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/21 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/22 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/23 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/24 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/25 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/26 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/27 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/28 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/29 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/30 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/31 | $50,000 | 3.00% | NRO | NRO | |
| 10/15/32 | $50,000 | 3.00% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Skaneateles Village
Oct 2, 2012 . . . . . . $800,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Oct 12, 2012.
Due Oct 11, 2013.
Purchased $800,000.00 by Oppenheimer, at 1.25%, plus $830.00, effective rate 1.146%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Solvay Bank, Effective Rate 1.25%
Roosevelt & Cross, Effective Rate 1.2934%
KeyBank NY, Effective Rate 1.32%
M & T Bank, Effective Rate 1.8%
South Corning Village
Oct 2, 2012 . . . . . . $1,303,500
Bond Anticipation Notes, 2012 (bank qualified).
Dated Oct 11, 2012.
Due Oct 9, 2013.
Purchased $1,303,500.00 by Roosevelt & Cross, at 1.5%, plus $2,816.00, effective rate 1.2828%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2996%
Five Star Bnk, Effective Rate 1.65%
Southeast (Town)
Oct 2, 2012 . . . . . . $1,317,000
Public Improvement (Serial) Bonds - 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Oct 1, 2013 to 2032.
Callable Oct 1, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9625%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $52,000 | 2.50% | NRO | NRO | |
| 10/1/14 | $50,000 | 2.50% | NRO | NRO | |
| 10/1/15 | $50,000 | 2.50% | NRO | NRO | |
| 10/1/16 | $55,000 | 2.50% | NRO | NRO | |
| 10/1/17 | $55,000 | 2.50% | NRO | NRO | |
| 10/1/18 | $55,000 | 2.50% | NRO | NRO | |
| 10/1/19 | $60,000 | 3.00% | NRO | NRO | |
| 10/1/20 | $60,000 | 3.00% | NRO | NRO | |
| 10/1/21 | $65,000 | 3.00% | NRO | NRO | |
| 10/1/22 | $65,000 | 3.00% | NRO | NRO | |
| 10/1/23 | $65,000 | 3.00% | NRO | NRO | |
| 10/1/24 | $70,000 | 3.00% | NRO | NRO | |
| 10/1/25 | $70,000 | 3.00% | NRO | NRO | |
| 10/1/26 | $70,000 | 3.00% | NRO | NRO | |
| 10/1/27 | $75,000 | 3.00% | NRO | NRO | |
| 10/1/28 | $75,000 | 3.00% | NRO | NRO | |
| 10/1/29 | $80,000 | 3.00% | NRO | NRO | |
| 10/1/30 | $80,000 | 3.00% | NRO | NRO | |
| 10/1/31 | $80,000 | 3.00% | NRO | NRO | |
| 10/1/32 | $85,000 | 3.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc..
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Southeast (Town)
Oct 2, 2012 . . . . . . $3,325,000
Bond Anticipation Notes - 2012 (bank qualified).
Dated Oct 11, 2012.
Due Jul 11, 2013.
Purchased $3,325,000.00 by Jefferies, at 1.25%, plus $16,294.00, effective rate 0.5966%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.6633%
Janney Montgomery, Effective Rate 0.7227%
TD Securities, Effective Rate 0.8693%
Southold Union Free School District
Oct 2, 2012 . . . . . . $3,500,000
Tax Anticipation Notes for 2012-2013 Taxes (bank qualified).
Dated Oct 10, 2012.
Due Jun 27, 2013.
Purchased $3,500,000.00 by Bridgehampton Bank, at 0.42%, effective rate 0.42%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.49%
Capital One, Effective Rate 0.53%
Janney Montgomery, Effective Rate 0.591%
Jefferies, Effective Rate 0.6434%
Oppenheimer, Effective Rate 0.6477%
Waterville Central School District
Oct 2, 2012 . . . . . . $303,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Oct 12, 2012.
Due Sep 13, 2013.
Purchased $303,000.00 by Roosevelt & Cross, at 1.5%, plus $218.00, effective rate 1.4217%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.7871%
First Niagara Bank, Effective Rate 1.85%
Webster Central School District
Oct 2, 2012 . . . . . . $1,220,000
School District (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Oct 15, 2012.
Due Oct 15, 2013 to 2017.
Non-callable.
Winning bid: Raymond James | MK, at n/a, NIC 0.7187%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/13 | $220,000 | 2.00% | NRO | NRO | |
| 10/15/14 | $240,000 | 2.00% | NRO | NRO | |
| 10/15/15 | $245,000 | 2.00% | NRO | NRO | |
| 10/15/16 | $255,000 | 2.00% | NRO | NRO | |
| 10/15/17 | $260,000 | 2.00% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 0.7358%
Robert W. Baird, NIC 0.8165%
FTN Fin Cap Mkts, NIC 0.8365%
PNC Capital Markets, NIC 0.9468%
Bernardi Securities, NIC 1.0653%
JPMorgan Chase, NIC 1.6%
First Niagara Bank, NIC 1.83%
Westhill Central School District
Oct 2, 2012 . . . . . . $340,000
School District (Serial) Bonds, 2012.
Dated Oct 15, 2012.
Due Oct 15, 2013 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.7593%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/13 | $50,000 | 1.00% | NRO | NRO | |
| 10/15/14 | $65,000 | 1.25% | NRO | NRO | |
| 10/15/15 | $75,000 | 1.50% | NRO | NRO | |
| 10/15/16 | $75,000 | 2.00% | NRO | NRO | |
| 10/15/17 | $75,000 | 2.00% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, NIC 2.05%
OKLAHOMA
Garfield County Independent School District No. 56 (Pioneer-Pleasant Vale)
Oct 2, 2012 . . . . . . $180,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Nov 1, 2014 to 2017.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.9964%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $45,000 | 1.25% | NRO | NRO | |
| 11/1/15 | $45,000 | 1.25% | NRO | NRO | |
| 11/1/16 | $45,000 | 0.80% | NRO | NRO | |
| 11/1/17 | $45,000 | 0.90% | NRO | NRO |
In association with: ACB Bank.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOSC, NIC 1.375%
Commerce Bank, NIC 1.4328%
First Bankers' Banc, NIC 1.8436%
Jefferson County Independent School District No. 23 (Waurika)
Oct 2, 2012 . . . . . . $545,000
Combined Purpose Bonds of 2012 (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Nov 1, 2014 to 2017.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 0.8941%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $125,000 | 1.00% | NRO | NRO | |
| 11/1/15 | $140,000 | 1.00% | NRO | NRO | |
| 11/1/16 | $140,000 | 1.00% | NRO | NRO | |
| 11/1/17 | $140,000 | 1.00% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.9093%
BOSC, NIC 0.9738%
F&M Bank, NIC 1.2223%
Commerce Bank, NIC 1.3464%
Osage County Independent School District No. 50 (Prue)
Oct 2, 2012 . . . . . . $270,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Nov 1, 2014 to 2015.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.7%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $135,000 | 0.85% | NRO | NRO | |
| 11/1/15 | $135,000 | 0.60% | NRO | NRO |
In association with: The American Heritage Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.88%
BOSC, NIC 0.9354%
OREGON
Eugene School District No. 4J
Oct 2, 2012 . . . . . . $37,405,000
General Obligation Refunding Bonds, Series 2012 (Oregon School Bond Guaranty Act) (book entry).
Dated Oct 17, 2012.
Due Jun 15, 2013 to 2025.
Callable Jun 15, 2022 at par.
Winning bid: TD Securities, at 117.3074, TIC 1.8946%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $450,000 | 2.00% | 0.28% | ||
| 6/15/14 | $2,320,000 | 3.00% | 0.33% | ||
| 6/15/15 | $190,000 | 3.00% | 0.44% | ||
| 6/15/16 | $2,170,000 | 4.00% | 0.53% | ||
| 6/15/17 | $2,440,000 | 4.00% | 0.71% | ||
| 6/15/18 | $2,720,000 | 4.00% | 0.91% | ||
| 6/15/19 | $3,010,000 | 4.00% | 1.17% | ||
| 6/15/20 | $3,100,000 | 4.00% | 1.44% | ||
| 6/15/21 | $3,420,000 | 5.00% | 1.66% | ||
| 6/15/22 | $3,795,000 | 5.00% | 1.83% | ||
| 6/15/23 | $4,200,000 | 4.00% | 2.00% | ||
| 6/15/24 | $4,585,000 | 4.00% | 2.09% | ||
| 6/15/25 | $5,005,000 | 4.00% | 2.17% |
L.O.: Mersereau Shannon LLP, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
Citigroup, TIC 1.9282%
Robert W. Baird, TIC 1.9288%
Hutchinson Shockey, TIC 1.9361%
BMO Cap Mkts GKST, TIC 1.9441%
Raymond James | MK, TIC 1.9558%
Mesirow Financial, TIC 1.9608%
Wells Fargo Secs, TIC 1.9855%
BA Merrill Lynch, TIC 1.9956%
FirstSouthwest, TIC 2.0031%
Morgan Stanley, TIC 2.0174%
Janney Montgomery, TIC 2.0225%
FTN Fin Cap Mkts, TIC 2.0662%
SOUTH CAROLINA
Spartanburg County School District No. 6
Oct 2, 2012 . . . . . . $15,000,000
General Obligation Bonds, Series 2012 (book entry).
Dated Oct 16, 2012.
Due Apr 1, 2013 to 2015.
Non-callable.
Winning bid: JPMorgan, at 104.3496, TIC 0.4084%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $5,155,000 | 2.00% | 0.18% | ||
| 4/1/14 | $4,835,000 | 3.00% | 0.29% | ||
| 4/1/15 | $5,010,000 | 4.00% | 0.37% |
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Citigroup, TIC 0.4107%
KeyBanc Cap Mkts, TIC 0.4135%
Jefferies, TIC 0.4268%
BB&T Cap Mkts, TIC 0.4318%
Janney Montgomery, TIC 0.45%
TD Securities, TIC 0.4523%
Piper Jaffray, TIC 0.4587%
BMO Cap Mkts GKST, TIC 0.4601%
FTN Fin Cap Mkts, TIC 0.4678%
Robert W. Baird, TIC 0.4806%
US Bancorp Invest, TIC 0.5149%
BA Merrill Lynch, TIC 0.5154%
PNC Capital Markets, TIC 0.6711%
WASHINGTON
King County Rural Library District
Oct 2, 2012 . . . . . . $26,825,000
Unlimited Tax General Obligation Bonds, 2012 (book entry).
Dated Oct 23, 2012.
Due Dec 1, 2013 to 2021.
Non-callable.
Winning bid: JPMorgan, at 113.8881, TIC 1.3103%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $1,805,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $1,750,000 | 2.00% | NRO | NRO | |
| 12/1/15 | $2,090,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $2,490,000 | 3.00% | NRO | NRO | |
| 12/1/17 | $2,940,000 | 4.00% | NRO | NRO | |
| 12/1/18 | $3,310,000 | 4.00% | 1.00% | ||
| 12/1/19 | $3,740,000 | 4.00% | 1.26% | ||
| 12/1/20 | $4,250,000 | 4.00% | 1.53% | ||
| 12/1/21 | $4,450,000 | 4.00% | 1.75% |
L.O.: Gottlieb Fisher PLLC, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA.
Other bidders were:
Stifel Nicolaus, TIC 1.3127%
UBS Financial Svcs, TIC 1.3284%
Morgan Stanley, TIC 1.3297%
Robert W. Baird, TIC 1.3376%
FTN Fin Cap Mkts, TIC 1.3457%
Janney Montgomery, TIC 1.349%
Piper Jaffray, TIC 1.355%
BMO Cap Mkts GKST, TIC 1.3602%
Mesirow Financial, TIC 1.3621%
TD Securities, TIC 1.3938%
Wells Fargo Secs, TIC 1.4225%
BA Merrill Lynch, TIC 1.4365%
US Bancorp Invest, TIC 1.4397%
WISCONSIN
North Fond Du Lac Village
Oct 1, 2012 . . . . . . $3,935,000
General Obligation Promissory Notes, Series 2012A (bank qualified) (book entry).
Dated Oct 24, 2012.
Due Dec 1, 2013 to 2021.
Callable Dec 1, 2018 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.4621%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $590,000 | 0.40% | 0.40% | ||
| 12/1/14 | $605,000 | 0.50% | 0.50% | ||
| 12/1/15 | $185,000 | 0.65% | 0.65% | ||
| 12/1/16 | $185,000 | 0.80% | 0.80% | ||
| 12/1/17 | $175,000 | 1.00% | 1.00% | ||
| 12/1/18 | $265,000 | 1.20% | 1.20% | ||
| 12/1/19 | $295,000 | 1.40% | 1.40% | ||
| 12/1/20 | $815,000 | 1.55% | 1.55% | ||
| 12/1/21 | $820,000 | 1.70% | 1.70% |
L.O.: Godfrey & Kahn, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 1.7451%
Robert W. Baird, TIC 1.8795%
TAXABLE ISSUES
ALABAMA
University of Alabama Board of Trustees
Oct 2, 2012 . . . . . . $20,290,000
The University of Alabama General Revenue Bonds Series 2012-B (Taxable) (book entry).
Dated Oct 16, 2012.
Due Jul 1, 2013 to 2019.
Non-callable.
Winning bid: Fifth Third Secs, at 103.7552, TIC 1.2572%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $2,780,000 | 3.00% | 0.35% | ||
| 7/1/14 | $2,715,000 | 3.00% | 0.45% | ||
| 7/1/15 | $2,795,000 | 3.00% | 0.65% | ||
| 7/1/16 | $2,880,000 | 3.00% | 0.90% | ||
| 7/1/17 | $2,965,000 | 3.00% | 1.10% | ||
| 7/1/18 | $3,055,000 | 1.40% | 1.40% | ||
| 7/1/19 | $3,100,000 | 1.65% | 1.65% |
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
F.A.: Raymond James | Morgan Keegan, Birmingham, AL.
Other bidders were:
BA Merrill Lynch, TIC 1.2822%
Wells Fargo Secs, TIC 1.2862%
Citigroup, TIC 1.2874%
Robert W. Baird, TIC 1.2876%
BMO Cap Mkts GKST, TIC 1.3254%
Piper Jaffray, TIC 1.3276%
Janney Montgomery, TIC 1.4282%
Protective Secs, TIC 1.4503%
Mesirow Financial, TIC 1.4582%
JPMorgan, TIC 1.4758%
Morgan Stanley, TIC 1.4885%
Ramirez, TIC 1.5495%
Barclays Capital, TIC 1.5523%
Mitsubishi UFJ Secs, TIC 1.5957%
Sterne Agee, TIC 1.7384%
