CALIFORNIA
Pasadena (City)
Sep 24, 2012 . . . . . . $11,780,000
Electric Revenue Refunding Bonds, Series 2012A (book entry).
Dated Oct 4, 2012.
Due Jun 1, 2013 to 2022.
Non-callable.
Winning bid: Citigroup, at 109.7800, TIC 1.5875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $3,830,000 | 1.00% | 0.22% | ||
| 6/1/14 | $475,000 | 2.00% | 0.35% | ||
| 6/1/15 | $480,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $485,000 | 3.00% | NRO | NRO | |
| 6/1/17 | $505,000 | 3.00% | NRO | NRO | |
| 6/1/18 | $515,000 | 3.00% | NRO | NRO | |
| 6/1/19 | $535,000 | 3.00% | NRO | NRO | |
| 6/1/20 | $550,000 | 4.00% | NRO | NRO | |
| 6/1/21 | $570,000 | 4.00% | 1.70% | ||
| 6/1/22 | $3,835,000 | 4.00% | 1.85% |
L.O.: Fulbright & Jaworski, Los Angeles, CA.
F.A.: Public Resources Advisory Group, Los Angeles, CA.
Other bidders were:
Goldman Sachs, TIC 1.651%
Mitsubishi UFJ Secs, TIC 1.6839%
Barclays Capital, TIC 1.7%
Raymond James | MK, TIC 1.7405%
Stifel Nicolaus, TIC 1.7793%
JPMorgan, TIC 1.7836%
KeyBanc Cap Mkts, TIC 1.7932%
Morgan Stanley, TIC 1.7949%
Wells Fargo Secs, TIC 1.8%
US Bancorp Invest, TIC 1.8165%
Robert W. Baird, TIC 1.8173%
BMO Cap Mkts GKST, TIC 1.8209%
IOWA
Carlisle (City)
Sep 24, 2012 . . . . . . $995,000
Electric Revenue Capital Loan Notes, Series 2012B (bank qualified) (book entry).
Dated Oct 23, 2012.
Due Jun 1, 2014 to 2023.
Callable Jun 1, 2020 at par.
Winning bid: Hutchinson Shockey, at 99.3000, TIC 2.0848%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $95,000 | 1.25% | NRO | NRO | |
| 6/1/15 | $100,000 | 1.25% | NRO | NRO | |
| 6/1/16 | $100,000 | 1.25% | NRO | NRO | |
| 6/1/17 | $100,000 | 1.50% | NRO | NRO | |
| 6/1/18 | $100,000 | 1.50% | NRO | NRO | |
| 6/1/19 | $100,000 | 1.75% | NRO | NRO | |
| 6/1/20 | $100,000 | 2.00% | NRO | NRO | |
| 6/1/21 | $100,000 | 2.20% | NRO | NRO | |
| 6/1/22 | $100,000 | 2.40% | NRO | NRO | |
| 6/1/23 | $100,000 | 2.50% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Northland Securities, TIC 2.127%
MINNESOTA
Belle Plaine Independent School District No. 716
Sep 24, 2012 . . . . . . $24,960,000
General Obligation School Building Bonds, Series 2012A (Minnesota School District Credit Enhancement Program) (book entry).
Dated Oct 30, 2012.
Due Feb 1, 2016 to 2026.
Callable Feb 1, 2021 at par.
Winning bid: PNC Capital Markets, at 109.8506, TIC 2.2062%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $1,885,000 | 3.00% | 0.60% | ||
| 2/1/17 | $1,940,000 | 3.00% | 0.85% | ||
| 2/1/18 | $2,090,000 | 4.00% | 1.12% | ||
| 2/1/19 | $2,180,000 | 4.00% | 1.36% | ||
| 2/1/20 | $2,280,000 | 4.00% | 1.61% | ||
| 2/1/21 | $2,370,000 | 4.00% | 1.83% | ||
| 2/1/22 | $2,310,000 | 4.00% | 1.93% | ||
| 2/1/23 | $2,400,000 | 4.00% | 2.07% | ||
| 2/1/24 | $2,490,000 | 3.00% | 2.56% | ||
| 2/1/25 | $2,480,000 | 3.00% | 2.71% | ||
| 2/1/26 | $2,535,000 | 3.00% | 2.81% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 2.2968%
Robert W. Baird, TIC 2.3075%
William Blair, TIC 2.3087%
BMO Cap Mkts GKST, TIC 2.3545%
Citigroup, TIC 2.4359%
FTN Fin Cap Mkts, TIC 2.4799%
Wells Fargo Secs, TIC 2.5%
Hutchinson Shockey, TIC 2.5547%
Nevis Independent School District No 308
Sep 24, 2012 . . . . . . $995,000
General Obligation Refunding Bonds, Series 2012 (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 18, 2012.
Due Jan 1, 2014 to 2017.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 0.701%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/14 | $245,000 | 0.40% | 0.40% | ||
| 1/1/15 | $250,000 | 0.45% | 0.45% | ||
| 1/1/16 | $255,000 | 0.55% | 0.55% | ||
| 1/1/17 | $245,000 | 0.70% | 0.70% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Raymond James | MK, TIC 0.8375%
Vining-Sparks IBG, TIC 0.8402%
Robert W. Baird, TIC 0.9117%
Thief River Falls Independent School District No. 564
Sep 24, 2012 . . . . . . $7,775,000
General Obligation School Building Bonds, Series 2012C (MN SD Credit Enhancement Program) (book entry).
Dated Oct 1, 2012.
Due Feb 1, 2014 to 2026.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 102.0852, TIC 2.7335%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $945,000 | 3.00% | 0.43% | ||
| 2/1/15 | $1,110,000 | 3.00% | 0.53% | ||
| 2/1/16 | $105,000 | 3.00% | 0.66% | ||
| 2/1/17 | $100,000 | 3.00% | 0.90% | ||
| 2/1/18 | $100,000 | 3.00% | 1.16% | ||
| 2/1/19 | $100,000 | 3.00% | 1.45% | ||
| 2/1/20 | $105,000 | 3.00% | 1.70% | ||
| 2/1/21 | $110,000 | 3.00% | 2.00% | ||
| 2/1/22 | $110,000 | 3.00% | 2.10% | ||
| 2/1/24 | $230,000 | 3.00% | 2.40% | ||
| 2/1/25 | $1,500,000 | 3.00% | 2.55% | ||
| 2/1/26 | $3,260,000 | 3.00% | 2.65% |
Other managers: CL King & Associates, Coastal Securities Corp., Kildare Capital, Inc., Edward D. Jones & Co., Cronin & Co., Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Incapital LLC, FirstSouthwest, Sterne, Agee & Leach, Inc, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc, CastleOak Securities, L.P., Bernardi Securities, Inc., Vining-Sparks IBG, Limited Partnership.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
UBS Financial Svcs, TIC 2.7864%
Raymond James | MK, TIC 2.8689%
NEW JERSEY
Plumsted Township
Sep 18, 2012 . . . . . . $482,768
Bond Anticipation Note (bank qualified) (book entry).
Dated Sep 28, 2012.
Due Sep 27, 2013.
Purchased $482,770.00 by Oppenheimer, at 4.0%, plus $10.00, effective rate 3.999%.
L.O.: GluckWalrath, LLP, Red Bank, NJ.
F.A.: Municipal Official(s).
Somers Point (City)
Sep 24, 2012 . . . . . . $6,800,000
$5,691,000 General Improvement Bonds, Series 2012 and $1,109,000 Water-Sewer Utility Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 2, 2012.
Due Sep 15, 2013 to 2022.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 1.7052%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/13 | $435,000 | 2.00% | NRO | NRO | |
| 9/15/14 | $540,000 | 3.00% | 0.60% | ||
| 9/15/15 | $580,000 | 3.00% | 0.70% | ||
| 9/15/16 | $630,000 | 3.00% | NRO | NRO | |
| 9/15/17 | $645,000 | 3.00% | 1.05% | ||
| 9/15/18 | $655,000 | 3.00% | 1.25% | ||
| 9/15/19 | $745,000 | 3.00% | 1.55% | ||
| 9/15/20 | $830,000 | 3.00% | 1.80% | ||
| 9/15/21 | $870,000 | 2.00% | 2.00% | ||
| 9/15/22 | $870,000 | 2.00% | 2.10% |
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
PNC Capital Markets, TIC 1.7091%
UBS Financial Svcs, TIC 1.712%
Robert W. Baird, TIC 1.7814%
TEXAS
Fort Bend County Levee Improvement District No. 19
Sep 24, 2012 . . . . . . $6,210,000
Unlimited Tax Levee Improvement Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Sep 1, 2014 to 2035.
Callable Sep 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.1500, NIC 3.5026%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $175,000 | 2.00% | 1.25% | ||
| 9/1/15 | $185,000 | 2.00% | 1.50% | ||
| 9/1/16 | $190,000 | 2.00% | 1.70% | ||
| 9/1/17 | $200,000 | 2.00% | 1.90% | ||
| 9/1/18 | $210,000 | 2.00% | 2.05% | ||
| 9/1/19 | $215,000 | 2.125% | 2.25% | ||
| 9/1/20 | $225,000 | 2.50% | 2.65% | ||
| 9/1/21 | $235,000 | 2.75% | 2.85% | ||
| 9/1/23 | $500,000 | 3.00% | 3.10% | ||
| 9/1/25 | $545,000 | 3.125% | 3.25% | ||
| 9/1/27 | $595,000 | 3.25% | 3.40% | ||
| 9/1/29 | $645,000 | 3.375% | 3.50% | ||
| 9/1/31 | $700,000 | 3.50% | 3.60% | ||
| 9/1/33 | $765,000 | 3.50% | 3.65% | ||
| 9/1/35 | $825,000 | 3.625% | 3.75% |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Raymond James | Morgan Keegan, Coastal Securities Corp..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 3.5711%
GMS Group, NIC 3.5882%
Montgomery County Municipal Utility District No. 107
Sep 24, 2012 . . . . . . $1,765,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Aug 1, 2014 to 2036.
Callable Aug 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.6500, NIC 3.678%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $40,000 | 3.00% | 1.30% | ||
| 8/1/15 | $45,000 | 3.00% | 1.60% | ||
| 8/1/16 | $45,000 | 2.00% | 1.80% | ||
| 8/1/17 | $50,000 | 2.00% | 2.00% | ||
| 8/1/18 | $50,000 | 2.20% | 2.20% | ||
| 8/1/19 | $55,000 | 2.40% | 2.40% | ||
| 8/1/20 | $55,000 | 2.60% | 2.60% | ||
| 8/1/21 | $60,000 | 2.75% | 2.75% | ||
| 8/1/22 | $65,000 | 3.00% | 3.00% | ||
| 8/1/23 | $65,000 | 3.10% | 3.10% | ||
| 8/1/24 | $70,000 | 3.20% | 3.20% | ||
| 8/1/25 | $75,000 | 3.30% | 3.30% | ||
| 8/1/26 | $75,000 | 3.40% | 3.40% | ||
| 8/1/27 | $80,000 | 3.40% | 3.50% | ||
| 8/1/28 | $85,000 | 3.50% | 3.60% | ||
| 8/1/29 | $90,000 | 3.60% | 3.65% | ||
| 8/1/30 | $95,000 | 3.60% | 3.70% | ||
| 8/1/32 | $200,000 | 3.625% | 3.75% | ||
| 8/1/34 | $220,000 | 3.75% | 3.875% | ||
| 8/1/36 | $245,000 | 3.875% | 4.00% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 3.7379%
Yoakum County
Sep 24, 2012 . . . . . . $5,000,000
General Obligation Bonds, Series 2012 (bank qualified) (book entry).
Dated Sep 15, 2012.
Due Feb 15, 2013 to 2022.
Non-callable.
Winning bid: BOSC, at 101.4807, TIC 1.4484%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/13 | $445,000 | 1.00% | 0.40% | ||
| 2/15/14 | $450,000 | 1.00% | 0.50% | ||
| 2/15/15 | $460,000 | 1.50% | 0.65% | ||
| 2/15/16 | $475,000 | 1.50% | 0.80% | ||
| 2/15/17 | $490,000 | 1.50% | 1.00% | ||
| 2/15/18 | $505,000 | 1.50% | 1.15% | ||
| 2/15/19 | $520,000 | 1.50% | 1.30% | ||
| 2/15/20 | $535,000 | 2.00% | NRO | NRO | |
| 2/15/21 | $550,000 | 2.00% | NRO | NRO | |
| 2/15/22 | $570,000 | 2.00% | NRO | NRO |
L.O.: Bickerstaff Heath Delgado Acosta LLP, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
FirstSouthwest, TIC 1.482%
SAMCO Cap Mkts, TIC 1.5246%
UMB Bank, TIC 1.5279%
Raymond James | MK, TIC 1.5777%
Robert W. Baird, TIC 1.6077%
Vining-Sparks IBG, TIC 1.7342%
George K. Baum, TIC 1.7428%
Southwest Securities, TIC 1.7446%
WISCONSIN
Athens School District
Sep 17, 2012 . . . . . . $1,200,000
Tax and Revenue Anticipation Note (bank qualified) (book entry).
Dated Sep 28, 2012.
Due Oct 16, 2013.
Purchased $1,200,000.00 by Robert W. Baird, at 1.0%, plus $4,416.00, effective rate 0.6495%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
US Bancorp Invest, Effective Rate 0.66%
BOSC, Effective Rate 0.69%
Oppenheimer, Effective Rate 1.2995%
Clayton School District
Sep 17, 2012 . . . . . . $1,040,000
Tax and Revenue Anticipation Note (bank qualified) (book entry).
Dated Sep 28, 2012.
Due Sep 27, 2013.
Purchased $1,040,000.00 by BOSC, at 1.0%, plus $3,931.20, effective rate 0.618%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, Effective Rate 0.6891%
US Bancorp Invest, Effective Rate 0.78%
Oppenheimer, Effective Rate 1.044%
Madison Metropolitan School District
Sep 24, 2012 . . . . . . $53,000,000
Tax and Revenue Anticipation Promissory Notes (book entry).
Dated Oct 2, 2012.
Due Sep 4, 2013.
Purchased $53,000,000.00 by JPMorgan, at 2.0%, plus $882,980.00, effective rate 0.1902%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Morgan Stanley, Effective Rate 0.2316%
Citigroup, Effective Rate 0.2316%
Piper Jaffray, Effective Rate 0.2328%
Jefferies, Effective Rate 0.235%
Jefferies, Effective Rate 0.25%
Jefferies, Effective Rate 0.265%
Jefferies, Effective Rate 0.2801%
Mequon-Thiensville School District
Sep 24, 2012 . . . . . . $3,000,000
Tax and Revenue Anticipation Promissory Notes (book entry).
Dated Oct 3, 2012.
Due Feb 4, 2013.
Purchased $3,000,000.00 by Jefferies, at 1.0%, plus $4,830.00, effective rate 0.5204%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Oppenheimer, Effective Rate 0.9226%
Mequon-Thiensville School District
Sep 24, 2012 . . . . . . $3,250,000
Tax and Revenue Anticipation Promissory Notes (book entry).
Dated Oct 3, 2012.
Due Sep 4, 2013.
Purchased $3,250,000.00 by Jefferies, at 1.5%, plus $25,837.50, effective rate 0.6295%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Oppenheimer, Effective Rate 0.6302%
Mequon-Thiensville School District
Sep 24, 2012 . . . . . . $12,640,000
General Obligation Refunding Bonds (book entry).
Dated Dec 3, 2012.
Due Mar 1, 2013 to 2019.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 104.6847, TIC 1.0103%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $25,000 | 2.00% | 0.34% | ||
| 3/1/14 | $2,080,000 | 3.00% | 0.34% | ||
| 3/1/15 | $2,140,000 | 3.00% | 0.42% | ||
| 3/1/16 | $2,210,000 | 3.00% | 0.53% | ||
| 3/1/17 | $2,265,000 | 2.00% | 0.77% | ||
| 3/1/18 | $2,310,000 | 2.00% | 1.03% | ||
| 3/1/19 | $1,610,000 | 2.00% | 1.32% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
KeyBanc Cap Mkts, TIC 1.0518%
Citigroup, TIC 1.0578%
Morgan Stanley, TIC 1.1985%
Hutchinson Shockey, TIC 1.3976%
TAXABLE ISSUES
MINNESOTA
St. Louis Park (City)
Sep 24, 2012 . . . . . . $1,290,000
Taxable General Obligation Housing Improvement Area Bonds, Series 2012A (book entry).
Dated Oct 17, 2012.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2021 at par.
Winning bid: Northland Securities, at 98.7500, TIC 3.2581%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $100,000 | 0.75% | 0.75% | ||
| 2/1/17 | $110,000 | 1.15% | 1.15% | ||
| 2/1/19 | $110,000 | 1.80% | 1.80% | ||
| 2/1/21 | $115,000 | 2.10% | 2.10% | ||
| 2/1/23 | $120,000 | 2.50% | 2.50% | ||
| 2/1/25 | $130,000 | 2.90% | 2.90% | ||
| 2/1/27 | $135,000 | 3.10% | 3.10% | ||
| 2/1/29 | $145,000 | 3.40% | 3.40% | ||
| 2/1/31 | $155,000 | 3.75% | 3.75% | ||
| 2/1/33 | $170,000 | 3.90% | 3.90% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Cronin, TIC 3.3168%
