ARIZONA
Peoria Municipal Development Authority, Inc.
Jun 28, 2012 . . . . . . $35,510,000
Revenue Bonds, Series 2012 (book entry).
Dated Jul 18, 2012.
Due Jul 1, 2013 to 2032.
Callable Jul 1, 2022 at par.
Winning bid: Robert W. Baird, at 103.0911, TIC 3.1789%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $1,300,000 | 3.00% | NRO | NRO | |
| 7/1/14 | $1,280,000 | 3.00% | NRO | NRO | |
| 7/1/15 | $1,320,000 | 4.00% | NRO | NRO | |
| 7/1/16 | $1,375,000 | 4.00% | NRO | NRO | |
| 7/1/17 | $1,430,000 | 4.00% | NRO | NRO | |
| 7/1/18 | $1,485,000 | 5.00% | NRO | NRO | |
| 7/1/19 | $1,560,000 | 2.00% | NRO | NRO | |
| 7/1/20 | $1,590,000 | 3.00% | NRO | NRO | |
| 7/1/21 | $1,640,000 | 4.00% | NRO | NRO | |
| 7/1/22 | $1,705,000 | 4.00% | NRO | NRO | |
| 7/1/23 | $1,770,000 | 5.00% | NRO | NRO | |
| 7/1/24 | $1,860,000 | 3.00% | NRO | NRO | |
| 7/1/25 | $1,915,000 | 3.00% | NRO | NRO | |
| 7/1/26 | $1,975,000 | 3.10% | NRO | NRO | |
| 7/1/27 | $2,035,000 | 3.20% | NRO | NRO | |
| 7/1/28 | $2,100,000 | 3.25% | NRO | NRO | |
| 7/1/29 | $2,170,000 | 4.00% | NRO | NRO | |
| 7/1/30 | $2,255,000 | 3.375% | NRO | NRO | |
| 7/1/31 | $2,330,000 | 3.50% | NRO | NRO | |
| 7/1/32 | $2,415,000 | 3.50% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, Davenport & Company LLC, Edward D. Jones & Co., SAMCO Capital Markets, Kildare Capital, Inc., Crews & Associates, Inc., Incapital LLC, Loop Capital Markets, LLC, Wedbush Securities Inc, CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, Sterne, Agee & Leach, Inc.
L.O.: Greenberg Traurig, LLP, Phoenix, AZ.
F.A.: TLHocking & Associates LLC, Phoenix, AZ.
Other bidders were:
Morgan Stanley, TIC 3.2426%
Guggenheim Secs, TIC 3.3024%
Wells Fargo Secs, TIC 3.4999%
JPMorgan, TIC 3.5075%
Piper Jaffray, TIC 3.5186%
US Bancorp Invest, TIC 3.6096%
COLORADO
Colorado
Jun 28, 2012 . . . . . . $125,000,000
Education Loan Program Tax and Revenue Anticipation Notes, Series 2012B (book entry).
Dated Jul 11, 2012.
Due Jun 27, 2013.
Purchased $125,000,000.00 by BA Merrill Lynch, at 2.0%, plus $2,158,749.99, effective rate 0.1996%.
L.O.: Kutak Rock, Denver, CO.
F.A.: RBC Capital Markets, Denver, CO.
Other bidders were:
Barclays Capital, Effective Rate 0.2006%
Morgan Stanley, Effective Rate 0.2023%
JPMorgan, Effective Rate 0.2074%
Morgan Stanley, Effective Rate 0.2084%
Jefferies, Effective Rate 0.2102%
Morgan Stanley, Effective Rate 0.2125%
Citigroup, Effective Rate 0.2149%
Jefferies, Effective Rate 0.2401%
FTN Fin Cap Mkts, Effective Rate 0.2542%
Jefferies, Effective Rate 0.2607%
Piper Jaffray, Effective Rate 0.2617%
FTN Fin Cap Mkts, Effective Rate 0.2758%
Jefferies, Effective Rate 0.2905%
IOWA
Spencer (City)
Jun 28, 2012 . . . . . . $2,530,000
Water Revenue Capital Loan Notes, Series 2012 (Spencer Municipal Utilities) (bank qualified) (book entry).
Dated Aug 6, 2012.
Due May 1, 2013 to 2026.
Callable May 1, 2020 at par.
Winning bid: Hutchinson Shockey, at 99.2451, TIC 2.1912%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $165,000 | 1.00% | NRO | NRO | |
| 5/1/14 | $160,000 | 1.00% | NRO | NRO | |
| 5/1/15 | $165,000 | 1.00% | NRO | NRO | |
| 5/1/16 | $165,000 | 1.15% | NRO | NRO | |
| 5/1/17 | $170,000 | 1.30% | NRO | NRO | |
| 5/1/18 | $170,000 | 1.45% | NRO | NRO | |
| 5/1/19 | $175,000 | 1.65% | NRO | NRO | |
| 5/1/20 | $180,000 | 1.85% | NRO | NRO | |
| 5/1/21 | $185,000 | 2.00% | NRO | NRO | |
| 5/1/22 | $190,000 | 2.20% | NRO | NRO | |
| 5/1/23 | $190,000 | 2.30% | NRO | NRO | |
| 5/1/24 | $200,000 | 2.40% | NRO | NRO | |
| 5/1/25 | $205,000 | 2.50% | NRO | NRO | |
| 5/1/26 | $210,000 | 2.60% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Northland Securities, TIC 2.2284%
Piper Jaffray, TIC 2.2772%
Robert W. Baird, TIC 2.369%
Raymond James | MK, TIC 2.4716%
Bankers' Bank, TIC 2.5614%
MASSACHUSETTS
Beverly (City)
Jun 28, 2012 . . . . . . $15,800,000
General Obligation Bond Anticipation Notes (renewal).
Dated Jul 11, 2012.
Due Dec 18, 2012.
Purchased $15,800,000.00 by Morgan Stanley, at 1.0%, plus $54,194.00, effective rate 0.2135%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.2226%
Citigroup, Effective Rate 0.2527%
Jefferies, Effective Rate 0.2823%
Eastern Bk Cap Mkts, Effective Rate 0.338%
Century Bk, Effective Rate 0.4%
Oppenheimer, Effective Rate 0.6698%
Beverly (City)
Jun 28, 2012 . . . . . . $21,974,000
General Obligation Municipal Purpose Loan of 2012 Bonds (book entry).
Dated Jul 10, 2012.
Due Sep 1, 2013 to 2026.
Callable Sep 1, 2022 at par.
Winning bid: Hutchinson Shockey, at 109.8697, TIC 1.6845%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $594,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $2,400,000 | 3.00% | NRO | NRO | |
| 9/1/15 | $2,430,000 | 3.00% | NRO | NRO | |
| 9/1/16 | $2,465,000 | 4.00% | NRO | NRO | |
| 9/1/17 | $2,495,000 | 2.00% | NRO | NRO | |
| 9/1/18 | $2,515,000 | 3.00% | NRO | NRO | |
| 9/1/19 | $2,555,000 | 4.00% | NRO | NRO | |
| 9/1/20 | $2,600,000 | 4.00% | NRO | NRO | |
| 9/1/21 | $2,635,000 | 4.00% | NRO | NRO | |
| 9/1/22 | $640,000 | 3.00% | NRO | NRO | |
| 9/1/23 | $375,000 | 2.50% | NRO | NRO | |
| 9/1/24 | $90,000 | 2.50% | NRO | NRO | |
| 9/1/25 | $90,000 | 2.75% | NRO | NRO | |
| 9/1/26 | $90,000 | 3.00% | NRO | NRO |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 1.6868%
UBS Financial Svcs, TIC 1.7073%
Raymond James | MK, TIC 1.715%
Robert W. Baird, TIC 1.753%
Shrewsbury (Town)
Jun 28, 2012 . . . . . . $2,325,000
General Obligation Bond Anticipation Notes (renewals).
Dated Jul 13, 2012.
Due Jul 12, 2013.
Purchased $2,325,000.00 by TD Securities, at 1.0%, plus $14,647.50, effective rate 0.3682%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.369%
Century Bk, Effective Rate 0.5092%
Jefferies, Effective Rate 0.6342%
Oppenheimer, Effective Rate 0.7217%
MICHIGAN
Sand Creek Community Schools
Jun 28, 2012 . . . . . . $970,000
2012 School Technology and Bus Bonds (General Obligation-Unlimited Tax) (bank qualified) (book entry).
Dated Jul 1, 2012.
Due May 1, 2013 to 2019.
Non-callable.
Winning bid: Oppenheimer, at 99.0088, TIC 2.6664%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $105,000 | 2.375% | 1.00% | ||
| 5/1/14 | $125,000 | 2.375% | 1.25% | ||
| 5/1/15 | $130,000 | 2.375% | 1.50% | ||
| 5/1/16 | $140,000 | 2.375% | 1.80% | ||
| 5/1/17 | $150,000 | 2.375% | 2.10% | ||
| 5/1/18 | $160,000 | 2.375% | 2.375% | ||
| 5/1/19 | $160,000 | 2.50% | 2.50% |
L.O.: Thrun Law Firm, P.C., East Lansing, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
J.J.B. Hilliard, TIC 2.9614%
Bernardi Securities, TIC 3.0871%
MINNESOTA
Ogilvie Independent School District No. 333
Jun 28, 2012 . . . . . . $1,150,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2012A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 19, 2012.
Due Aug 19, 2013.
Purchased $1,150,000.00 by Piper Jaffray, at 1.5%, plus $10,085.50, effective rate 0.6905%.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
United Banker's Bk, Effective Rate 0.75%
Oppenheimer, Effective Rate 1.0211%
MISSISSIPPI
Jones County
Jun 28, 2012 . . . . . . $2,500,000
General Obligation Bonds Series 2012 (bank qualified) (book entry).
Dated Jun 1, 2012.
Due Jun 1, 2013 to 2027.
Callable Jun 1, 2020 at par.
Winning bid: Duncan-Williams, at n/a, NIC 1.9919%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $135,000 | 2.50% | NRO | NRO | |
| 6/1/14 | $140,000 | 2.25% | NRO | NRO | |
| 6/1/15 | $145,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $145,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $150,000 | 2.00% | NRO | NRO | |
| 6/1/18 | $155,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $160,000 | 1.75% | NRO | NRO | |
| 6/1/20 | $165,000 | 1.75% | NRO | NRO | |
| 6/1/21 | $170,000 | 1.75% | NRO | NRO | |
| 6/1/22 | $175,000 | 1.75% | NRO | NRO | |
| 6/1/23 | $180,000 | 2.00% | NRO | NRO | |
| 6/1/24 | $185,000 | 2.00% | NRO | NRO | |
| 6/1/25 | $190,000 | 2.00% | NRO | NRO | |
| 6/1/26 | $200,000 | 2.125% | NRO | NRO | |
| 6/1/27 | $205,000 | 2.25% | NRO | NRO |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Ridgeland, MS.
F.A.: Government Consultants, Inc., Jackson, MS.
Other bidders were:
Raymond James | MK, NIC 2.1705%
FTN Fin Cap Mkts, NIC 2.3751%
Piper Jaffray, NIC 2.3893%
Crews & Associates, NIC 2.4442%
Stephens, NIC 2.8088%
Mississippi Development Bank
Jun 28, 2012 . . . . . . $10,000,000
Special Obligation Bonds, Series 2012 Gulfport, MS Public Improvement Project) (book entry).
Dated Jul 19, 2012.
Due Jul 1, 2013 to 2022.
Callable Jul 1, 2018 at par.
Winning bid: Raymond James | MK, at n/a, NIC 2.3035%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $870,000 | 2.00% | 0.68% | AGM | |
| 7/1/14 | $900,000 | 2.00% | 0.85% | AGM | |
| 7/1/15 | $925,000 | 2.00% | 1.02% | AGM | |
| 7/1/16 | $955,000 | 2.00% | 1.15% | AGM | |
| 7/1/17 | $980,000 | 3.00% | 1.39% | AGM | |
| 7/1/18 | $1,010,000 | 3.00% | 1.70% | AGM | |
| 7/1/19 | $1,040,000 | 3.00% | 1.95% | AGM | |
| 7/1/20 | $1,075,000 | 3.00% | 2.22% | AGM | |
| 7/1/21 | $1,105,000 | 3.00% | 2.45% | AGM | |
| 7/1/22 | $1,140,000 | 3.00% | 2.65% | AGM |
Other managers: Morgan Stanley & Co., Inc., Avondale Partners, LLC, StockCross Financial Services, Inc..
L.O.: Brunini Grantham Grower & Hewes, PLLC, Biloxi, MS.
F.A.: Government Consultants, Inc., Jackson, MS.
Other bidders were:
Duncan-Williams, NIC 2.3104%
Crews & Associates, NIC 2.5276%
Hutchinson Shockey, NIC 2.5388%
Piper Jaffray, NIC 2.8797%
Stephens, NIC 2.9065%
NEW JERSEY
Mendham (Borough)
Jun 28, 2012 . . . . . . $2,111,206
Bond Anticipation Notes (bank qualified).
Dated Jul 13, 2012.
Due Jul 12, 2013.
Purchased $2,111,210.00 by Peapack-Gladstone, at 0.64%, effective rate 0.64%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 0.7%
Jefferies, Effective Rate 0.813%
Janney Montgomery, Effective Rate 0.9742%
Oppenheimer, Effective Rate 0.9804%
Provident Bank, Effective Rate 1.05%
Pemberton Borough
Jun 28, 2012 . . . . . . $859,000
Bond Anticipation Notes of 2012, Series A (bank qualified).
Dated Jul 10, 2012.
Due Jul 9, 2013.
Purchased $859,000.00 by East Brunswick Twp, at 1.23%, effective rate 1.23%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.46%
Oppenheimer, Effective Rate 1.6008%
Somerville Borough
Jun 28, 2012 . . . . . . $750,000
Tax Anticipation Notes (bank qualified).
Dated Jul 10, 2012.
Due Aug 30, 2012.
Purchased $750,000.00 by Valley National Bank, at 0.95%, effective rate 0.95%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TBGC Investment Corp, Effective Rate 0.98%
Vineland (City)
Jun 28, 2012 . . . . . . $23,400,000
Bond Anticipation Notes.
Dated Jul 13, 2012.
Due Jan 22, 2013.
Purchased $23,400,000.00 by TD Securities, at 1.0%, plus $59,202.00, effective rate 0.518%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.8645%
Jefferies, Effective Rate 1.042%
NEW YORK
Albany (City)
Jun 28, 2012 . . . . . . $10,010,248
General Obligation (Serial) Bonds, 2012 Series B (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2013 to 2021.
Non-callable.
Winning bid: RBC Capital Mkts, at n/a, NIC 1.788%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $990,248 | 3.00% | NRO | NRO | |
| 7/1/14 | $1,020,000 | 3.00% | NRO | NRO | |
| 7/1/15 | $1,045,000 | 4.00% | NRO | NRO | |
| 7/1/16 | $1,075,000 | 4.00% | NRO | NRO | |
| 7/1/17 | $1,110,000 | 4.00% | NRO | NRO | |
| 7/1/18 | $1,140,000 | 4.00% | NRO | NRO | |
| 7/1/19 | $1,175,000 | 4.00% | NRO | NRO | |
| 7/1/20 | $1,210,000 | 4.00% | NRO | NRO | |
| 7/1/21 | $1,245,000 | 4.00% | NRO | NRO |
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Citigroup, NIC 1.8559%
Janney Montgomery, NIC 1.8935%
JPMorgan, NIC 1.9575%
Jefferies, NIC 1.9982%
Robert W. Baird, NIC 2.2718%
Albany (City)
Jun 28, 2012 . . . . . . $20,520,000
Bond Anticipation Notes, 2012.
Dated Jul 6, 2012.
Due Jul 5, 2013.
Purchased $20,520,000.00 by Jefferies, at 1.0%, plus $140,975.00, effective rate 0.3111%.
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan, Effective Rate 0.334%
Janney Montgomery, Effective Rate 0.4077%
TD Securities, Effective Rate 0.5327%
Oppenheimer, Effective Rate 0.6293%
JPMorgan Chase, Effective Rate 0.64%
Oppenheimer, Effective Rate 0.6644%
Oppenheimer, Effective Rate 0.7185%
First Niagara Bank, Effective Rate 0.95%
Albany (City)
Jun 28, 2012 . . . . . . $24,027,579
General Obligation (Serial) Bonds, 2012 Series A (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2013 to 2020.
Non-callable.
Winning bid: Citigroup, at n/a, NIC 1.7085%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $2,612,579 | 2.00% | NRO | NRO | |
| 7/1/14 | $2,710,000 | 2.00% | NRO | NRO | |
| 7/1/15 | $2,820,000 | 2.00% | NRO | NRO | |
| 7/1/16 | $2,935,000 | 2.00% | 1.05% | ||
| 7/1/17 | $3,050,000 | 2.00% | 1.30% | ||
| 7/1/18 | $3,170,000 | 2.00% | 1.55% | ||
| 7/1/19 | $3,300,000 | 2.00% | 1.80% | ||
| 7/1/20 | $3,430,000 | 2.00% | 2.00% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Drexel Hamilton, LLC, M.R. Beal & Co., Oppenheimer & Co., Inc., Rockfleet Financial Services, Inc., Stifel, Nicolaus & Co., Inc., M & T Securities, Inc., Bank of New York Mellon Capital Markets, LLC, Rice Financial Products Company.
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
RBC Capital Mkts, NIC 1.7096%
TD Securities, NIC 1.728%
JPMorgan, NIC 1.7486%
Janney Montgomery, NIC 1.7547%
Jefferies, NIC 1.839%
Binghamton City School District
Jun 28, 2012 . . . . . . $10,000,000
Tax Anticipation Notes, 2012.
Dated Jul 12, 2012.
Due Jan 25, 2013.
Purchased $3,000,000.00 by Oppenheimer, at 1.25%, plus $7,470.00, effective rate 0.7855%.
Purchased $7,000,000.00 by JPMorgan Chase, at 0.64%, effective rate 0.64%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.7855%
Jefferies, Effective Rate 0.9907%
Brocton Central School District
Jun 28, 2012 . . . . . . $8,500,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 11, 2012.
Due Jul 11, 2013.
Purchased $8,500,000.00 by JPMorgan Chase, at 0.7%, effective rate 0.7%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.7906%
Jefferies, Effective Rate 0.799%
Roosevelt & Cross, Effective Rate 1.425%
Cambridge Central School District
Jun 28, 2012 . . . . . . $486,789
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 13, 2012.
Due Jul 12, 2013.
Purchased $486,790.00 by Roosevelt & Cross, at 1.875%, plus $1,217.00, effective rate 1.6243%.
L.O.: Barlett, Pontiff, Stewart & Rhodes, P.C., Glens Falls, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.7397%
Dunkirk City School District
Jun 28, 2012 . . . . . . $8,835,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 12, 2012.
Due Jun 17, 2013.
Purchased $8,835,000.00 by JPMorgan Chase, at 0.67%, effective rate 0.67%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 0.7853%
Oppenheimer, Effective Rate 0.7883%
TD Securities, Effective Rate 0.9238%
First Niagara Bank, Effective Rate 1.17%
Roosevelt & Cross, Effective Rate 1.5368%
Fayetteville-Manlius Central School District
Jun 28, 2012 . . . . . . $6,400,000
Bond Anticipation Notes, 2012.
Dated Jul 10, 2012.
Due Jul 10, 2013.
Purchased $6,400,000.00 by PNC Capital Markets, at 0.75%, plus $16,832.00, effective rate 0.487%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.593%
Jefferies, Effective Rate 0.603%
JPMorgan Chase, Effective Rate 0.71%
Oppenheimer, Effective Rate 0.713%
Janney Montgomery, Effective Rate 0.844%
First Niagara Bank, Effective Rate 1.12%
Roosevelt & Cross, Effective Rate 1.164%
Forestville Central School District
Jun 28, 2012 . . . . . . $9,078,997
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 12, 2012.
Due Jun 18, 2013.
Purchased $9,079,000.00 by Jefferies, at 1.25%, plus $50,029.00, effective rate 0.6596%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8179%
Roosevelt & Cross, Effective Rate 1.6561%
Morrisville-Eaton Central School District
Jun 28, 2012 . . . . . . $574,300
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 6, 2012.
Due Jul 5, 2013.
Purchased $574,300.00 by JPMorgan Chase, at 1.32%, effective rate 1.32%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.4842%
Oppenheimer, Effective Rate 1.9069%
Mount Vernon (City)
Jun 28, 2012 . . . . . . $14,224,000
Public Improvement (Serial) Bonds, 2012 (book entry).
Dated Jul 12, 2012.
Due Jul 1, 2013 to 2029.
Callable Jul 1, 2020 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 3.0918%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $709,000 | 4.00% | NRO | NRO | AGM |
| 7/1/14 | $715,000 | 4.00% | NRO | NRO | AGM |
| 7/1/15 | $725,000 | 3.00% | NRO | NRO | AGM |
| 7/1/16 | $735,000 | 3.00% | NRO | NRO | AGM |
| 7/1/17 | $745,000 | 3.00% | NRO | NRO | AGM |
| 7/1/18 | $755,000 | 3.50% | NRO | NRO | AGM |
| 7/1/19 | $770,000 | 4.00% | NRO | NRO | AGM |
| 7/1/20 | $790,000 | 3.00% | NRO | NRO | AGM |
| 7/1/21 | $810,000 | 2.50% | NRO | NRO | AGM |
| 7/1/22 | $835,000 | 3.00% | NRO | NRO | AGM |
| 7/1/23 | $855,000 | 3.00% | NRO | NRO | AGM |
| 7/1/24 | $885,000 | 3.00% | NRO | NRO | AGM |
| 7/1/25 | $915,000 | 3.00% | NRO | NRO | AGM |
| 7/1/26 | $945,000 | 3.00% | NRO | NRO | AGM |
| 7/1/27 | $975,000 | 3.125% | NRO | NRO | AGM |
| 7/1/28 | $1,010,000 | 3.125% | NRO | NRO | AGM |
| 7/1/29 | $1,050,000 | 3.125% | NRO | NRO | AGM |
Other managers: Stifel, Nicolaus & Co., Inc., Roosevelt & Cross, Inc., CL King & Associates.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Morgan Stanley, NIC 3.1125%
Robert W. Baird, NIC 3.4107%
Hutchinson Shockey, NIC 3.6878%
Orchard Park Central School District
Jun 28, 2012 . . . . . . $6,000,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 11, 2012.
Due Dec 14, 2012.
Purchased $6,000,000.00 by TD Securities, at 1.0%, plus $15,660.00, effective rate 0.3859%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.4023%
Janney Montgomery, Effective Rate 0.43%
JPMorgan Chase, Effective Rate 0.72%
Oppenheimer, Effective Rate 0.888%
First Niagara Bank, Effective Rate 0.9%
M & T Bank, Effective Rate 1.0%
Roosevelt & Cross, Effective Rate 1.9841%
Oswego County Board of Cooperative Educational Services Sole Supervisory District
Jun 28, 2012 . . . . . . $5,000,000
Revenue Anticipation Notes - 2012.
Dated Jul 6, 2012.
Due Jun 28, 2013.
Purchased $5,000,000.00 by Jefferies, at 1.5%, plus $20,302.00, effective rate 1.0847%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.1815%
TD Securities, Effective Rate 1.2517%
Roosevelt & Cross, Effective Rate 1.6564%
Penn Yan Central School District
Jun 28, 2012 . . . . . . $300,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 9, 2012.
Due Jul 9, 2013.
Purchased $300,000.00 by JPMorgan Chase, at 1.25%, effective rate 1.25%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Five Star Bnk, Effective Rate 1.4%
Lyons National Bk, Effective Rate 1.48%
Sage Rutty, Effective Rate 1.59%
Roosevelt & Cross, Effective Rate 1.646%
Oppenheimer, Effective Rate 2.176%
Suffolk County First Supervisory District Board of Cooperative Educational Services
Jun 28, 2012 . . . . . . $7,500,000
Revenue Anticipation Notes - 2012.
Dated Jul 10, 2012.
Due Jun 26, 2013.
Purchased $7,500,000.00 by JPMorgan Chase, at 0.85%, effective rate 0.85%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.9756%
Oppenheimer, Effective Rate 1.1803%
Roosevelt & Cross, Effective Rate 1.6754%
Wappingers Central School District
Jun 28, 2012 . . . . . . $232,953
Bond Anticipation Notes, 2012 (Renewals) Series B.
Dated Jul 12, 2012.
Due Jul 12, 2013.
Purchased $232,950.00 by JPMorgan Chase, at 1.28%, effective rate 1.28%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.1822%
Oppenheimer, Effective Rate 2.875%
Wappingers Central School District
Jun 28, 2012 . . . . . . $5,825,554
Bond Anticipation Notes, 2012 Series A.
Dated Jul 12, 2012.
Due Jul 12, 2013.
Purchased $5,825,550.00 by Jefferies, at 1.25%, plus $30,061.00, effective rate 0.734%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.7953%
Janney Montgomery, Effective Rate 0.864%
JPMorgan Chase, Effective Rate 0.89%
Roosevelt & Cross, Effective Rate 1.557%
Wappingers Central School District
Jun 28, 2012 . . . . . . $7,000,000
Tax Anticipation Notes, 2012.
Dated Jul 12, 2012.
Due Oct 31, 2012.
Purchased $7,000,000.00 by TD Securities, at 0.75%, plus $6,650.00, effective rate 0.4362%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.4593%
Oppenheimer, Effective Rate 1.0816%
Roosevelt & Cross, Effective Rate 1.6433%
Waverly Central School District
Jun 28, 2012 . . . . . . $6,300,000
Bond Anticipation Notes, 2012 (Renewals).
Dated Jul 13, 2012.
Due Jul 12, 2013.
Purchased $6,300,000.00 by TD Securities, at 1.25%, plus $36,792.00, effective rate 0.6644%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.78%
Jefferies, Effective Rate 0.7897%
Oppenheimer, Effective Rate 0.8081%
Roosevelt & Cross, Effective Rate 1.5578%
West Genesee Central School District
Jun 28, 2012 . . . . . . $2,673,520
Bond Anticipation Notes, 2012.
Dated Jul 12, 2012.
Due Jul 12, 2013.
Purchased $2,673,520.00 by TD Securities, at 1.0%, plus $9,063.23, effective rate 0.661%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7129%
JPMorgan Chase, Effective Rate 0.74%
Oppenheimer, Effective Rate 0.879%
First Niagara Bank, Effective Rate 1.14%
Roosevelt & Cross, Effective Rate 1.484%
OHIO
Sheffield Village
Jun 28, 2012 . . . . . . $775,000
Street Improvement General Obligation Limited Tax Bond Anticipation Notes, Series 2012 (bank qualified) (book entry).
Dated Jul 10, 2012.
Due Jul 10, 2013.
Purchased $775,000.00 by First Merit, at 0.948%, effective rate 0.948%.
L.O.: Calfee, Halter & Griswold, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Sweney Cartwright, Effective Rate 1.3099%
Oppenheimer, Effective Rate 1.929%
OKLAHOMA
Caddo County Independent School District No. 56
Jun 27, 2012 . . . . . . $300,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2015 to 2017.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 1.1288%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $100,000 | 1.00% | NRO | NRO | |
| 7/1/16 | $100,000 | 1.10% | NRO | NRO | |
| 7/1/17 | $100,000 | 1.25% | NRO | NRO |
L.O.: Floyd Law Firm, Norman, OK; and State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
F&M Bank, NIC 1.1542%
BOSC, NIC 1.3958%
Commerce Bank, NIC 1.845%
Ellis County Independent School District No. 42 (Shattuck)
Jun 28, 2012 . . . . . . $605,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2014.
Non-callable.
Winning bid: Shattuck Natl Bank, at n/a, NIC 0.55%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $605,000 | 0.55% | NRO | NRO |
L.O.: State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.7%
Country Club Bank, NIC 0.73%
UMB Bank, NIC 0.7775%
TEXAS
Bay City (City)
Jun 28, 2012 . . . . . . $9,530,000
Tax and Revenue Certificates of Obligation, Series 2012 (book entry).
Dated Jul 1, 2012.
Due Sep 1, 2013 to 2027.
Callable Sep 1, 2020 at par.
Winning bid: Robert W. Baird, at 100.3847, TIC 2.8585%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $445,000 | 2.00% | NRO | NRO | |
| 9/1/14 | $530,000 | 2.00% | NRO | NRO | |
| 9/1/15 | $545,000 | 2.00% | NRO | NRO | |
| 9/1/16 | $565,000 | 2.00% | NRO | NRO | |
| 9/1/17 | $580,000 | 2.00% | NRO | NRO | |
| 9/1/18 | $600,000 | 2.50% | NRO | NRO | |
| 9/1/19 | $615,000 | 3.00% | NRO | NRO | |
| 9/1/20 | $635,000 | 3.00% | NRO | NRO | |
| 9/1/21 | $655,000 | 3.00% | NRO | NRO | |
| 9/1/22 | $675,000 | 3.00% | NRO | NRO | |
| 9/1/23 | $695,000 | 3.00% | NRO | NRO | |
| 9/1/24 | $715,000 | 3.00% | NRO | NRO | |
| 9/1/25 | $735,000 | 3.00% | NRO | NRO | |
| 9/1/26 | $760,000 | 3.125% | NRO | NRO | |
| 9/1/27 | $780,000 | 3.25% | NRO | NRO |
Other managers: CL King & Associates, SAMCO Capital Markets, Fidelity Capital Markets, Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Duncan-Williams, Inc., Incapital LLC, Wedbush Securities Inc, BLNS Securities Limited, Ross, Sinclaire & Associates LLC, D.A. Davidson & Co., Isaak Bond Investments, Inc., Comerica Securities, CastleOak Securities, L.P., BOSC, Inc., Stifel, Nicolaus & Co., Inc., FirstSouthwest.
L.O.: Bracewell & Giuliani LLP, Houston, TX; and State Attorney General.
F.A.: Coastal Securities Corp., Houston, TX.
Other bidders were:
Raymond James | MK, TIC 2.9006%
UBS Financial Svcs, TIC 2.9605%
Hutchinson Shockey, TIC 2.9873%
George K. Baum, TIC 3.0203%
Brazos River Authority
Jun 28, 2012 . . . . . . $5,090,000
Contract Revenue Bonds, Series 2012 (Jonah Water Special Utility District Water Supply Project) (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2015 to 2032.
Callable Jul 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 100.0915, TIC 3.354%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $215,000 | 5.00% | 1.00% | AGM | |
| 7/1/16 | $220,000 | 5.00% | 1.20% | AGM | |
| 7/1/17 | $220,000 | 4.00% | 1.45% | AGM | |
| 7/1/18 | $230,000 | 3.50% | 1.70% | AGM | |
| 7/1/19 | $235,000 | 3.50% | 2.00% | AGM | |
| 7/1/20 | $240,000 | 3.00% | 2.25% | AGM | |
| 7/1/21 | $250,000 | 3.00% | 2.50% | AGM | |
| 7/1/22 | $255,000 | 3.00% | 2.75% | AGM | |
| 7/1/23 | $265,000 | 3.00% | 2.90% | AGM | |
| 7/1/24 | $275,000 | 3.00% | 3.00% | AGM | |
| 7/1/25 | $290,000 | 3.00% | 3.15% | AGM | |
| 7/1/26 | $300,000 | 3.125% | 3.25% | AGM | |
| 7/1/27 | $310,000 | 3.25% | 3.35% | AGM | |
| 7/1/28 | $325,000 | 3.375% | 3.375% | AGM | |
| 7/1/29 | $340,000 | 3.375% | 3.45% | AGM | |
| 7/1/30 | $355,000 | 3.50% | 3.53% | AGM | |
| 7/1/31 | $375,000 | 3.50% | 3.60% | AGM | |
| 7/1/32 | $390,000 | 3.625% | 3.625% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Coastal Securities Corp., Stifel, Nicolaus & Co., Inc., Edward D. Jones & Co., FirstSouthwest, BOSC, Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
Hutchinson Shockey, TIC 3.43%
Raymond James | MK, TIC 3.4442%
North Texas Municipal Water District
Jun 28, 2012 . . . . . . $358,835,000
Water System Revenue Refunding and Improvement Bonds, Series 2012 (book entry).
Dated Jun 15, 2012.
Due Sep 1, 2013 to 2032.
Callable Mar 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 115.5487, TIC 2.9509%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $6,890,000 | 3.00% | 0.35% | ||
| 9/1/14 | $10,545,000 | 4.00% | NRO | NRO | |
| 9/1/15 | $13,985,000 | 4.00% | NRO | NRO | |
| 9/1/16 | $14,695,000 | 5.00% | NRO | NRO | |
| 9/1/17 | $15,435,000 | 5.00% | NRO | NRO | |
| 9/1/18 | $16,215,000 | 5.25% | 1.25% | ||
| 9/1/19 | $16,875,000 | 5.25% | NRO | NRO | |
| 9/1/20 | $17,560,000 | 5.25% | NRO | NRO | |
| 9/1/21 | $18,350,000 | 5.25% | 1.97% | ||
| 9/1/22 | $19,270,000 | 5.25% | 2.11% | ||
| 9/1/23 | $20,230,000 | 5.25% | NRO | NRO | |
| 9/1/24 | $21,240,000 | 5.00% | NRO | NRO | |
| 9/1/25 | $17,525,000 | 5.00% | NRO | NRO | |
| 9/1/26 | $18,405,000 | 5.00% | 2.64% | ||
| 9/1/27 | $19,325,000 | 3.125% | NRO | NRO | |
| 9/1/28 | $20,290,000 | 5.00% | 2.80% | ||
| 9/1/29 | $21,305,000 | 5.00% | 2.87% | ||
| 9/1/30 | $22,370,000 | 4.00% | 3.39% | ||
| 9/1/31 | $23,545,000 | 4.00% | NRO | NRO | |
| 9/1/32 | $24,780,000 | 3.50% | NRO | NRO |
Other managers: Rice Financial Products Company.
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
Citigroup, TIC 3.0055%
Wells Fargo Secs, TIC 3.02%
Barclays Capital, TIC 3.0395%
JPMorgan, TIC 3.1051%
Morgan Stanley, TIC 3.1323%
WISCONSIN
Monticello Village
Jun 27, 2012 . . . . . . $1,830,000
General Obligation Refunding Bonds, Series 2012A (bank qualified) (book entry).
Dated Jul 26, 2012.
Due Apr 1, 2013 to 2022.
Callable Apr 1, 2019 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.7982%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $170,000 | 0.60% | 0.60% | ||
| 4/1/14 | $175,000 | 0.70% | 0.70% | ||
| 4/1/15 | $185,000 | 0.90% | 0.90% | ||
| 4/1/16 | $185,000 | 1.00% | 1.00% | ||
| 4/1/17 | $185,000 | 1.20% | 1.20% | ||
| 4/1/18 | $190,000 | 1.50% | 1.50% | ||
| 4/1/19 | $190,000 | 1.75% | 1.75% | ||
| 4/1/20 | $195,000 | 2.00% | 2.00% | ||
| 4/1/21 | $195,000 | 2.10% | 2.00% | ||
| 4/1/22 | $160,000 | 2.20% | 2.20% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 2.0903%
Bernardi Securities, TIC 2.0992%
Robert W. Baird, TIC 2.3482%
Shullsburg School District
Jun 27, 2012 . . . . . . $1,120,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Jul 18, 2012.
Due Apr 1, 2016 to 2018.
Non-callable.
Winning bid: UMB Bank, at 100.0380, TIC 1.7411%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $365,000 | 1.75% | NRO | NRO | |
| 4/1/17 | $370,000 | 1.75% | NRO | NRO | |
| 4/1/18 | $385,000 | 1.75% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 1.9217%
Piper Jaffray, TIC 2.0512%
Oppenheimer, TIC 2.4999%
TAXABLE ISSUES
MICHIGAN
Almont Community Schools
Jun 28, 2012 . . . . . . $1,200,000
2012 Energy Conservation Improvement (LTGO) Bonds (Federally Taxable-Qualified Zone Academy Bonds-Direct Payment) (book entry).
Dated Jul 10, 2012.
Due May 1, 2014 to 2025.
Non-callable.
Winning bid: Citizens Bank, at n/a, TIC 4.4909%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/15 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/16 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/17 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/18 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/19 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/20 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/21 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/22 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/23 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/24 | $100,000 | 4.49% | NRO | NRO | |
| 5/1/25 | $100,000 | 4.49% | NRO | NRO |
L.O.: Collins & Blaha, P.C., Farmington Hills, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
