ARKANSAS
County Line School District No. 1 of Franklin County
Apr 6, 2011 . . . . . . $3,245,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2014 at par.
Winning bid: Simmons First Invst, at 98.5765, TIC 3.6704%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $100,000 | 0.75% | 0.75% | ||
| 2/1/15 | $130,000 | 1.75% | 1.75% | ||
| 2/1/17 | $135,000 | 2.00% | 2.00% | ||
| 2/1/20 | $210,000 | 2.95% | 2.95% | ||
| 2/1/21 | $205,000 | 3.00% | 3.00% | ||
| 2/1/22 | $210,000 | 3.10% | 3.10% | ||
| 2/1/23 | $220,000 | 3.20% | 3.20% | ||
| 2/1/24 | $225,000 | 3.30% | 3.30% | ||
| 2/1/25 | $230,000 | 3.40% | 3.40% | ||
| 2/1/26 | $240,000 | 3.50% | 3.50% | ||
| 2/1/27 | $250,000 | 3.60% | 3.60% | ||
| 2/1/28 | $255,000 | 3.75% | 3.75% | ||
| 2/1/29 | $265,000 | 3.90% | 3.90% | ||
| 2/1/30 | $280,000 | 4.00% | 4.00% | ||
| 2/1/31 | $290,000 | 4.10% | 4.10% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.6885%
Morgan Keegan, TIC 3.7133%
Sterne Agee, TIC 3.7309%
Ross Sinclaire, TIC 3.7783%
FTN Fin Cap Mkts, TIC 3.7792%
Raymond James, TIC 3.7814%
CALIFORNIA
Kern County Board of Education
Apr 6, 2011 . . . . . . $14,700,000
2010-11 Tax and Revenue Anticipation Notes, Series A (book entry).
Dated Apr 20, 2011.
Due Oct 1, 2011.
Purchased $14,700,000.00 by Piper Jaffray, at 2.0%, plus $93,933.00, effective rate 0.5676%.
L.O.: Fulbright & Jaworski, Los Angeles, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Jefferies, Effective Rate 0.7319%
Stone & Youngberg, Effective Rate 0.8555%
Morgan Stanley, Effective Rate 0.889%
Oppenheimer, Effective Rate 1.2868%
San Lorenzo Unified School District
Apr 6, 2011 . . . . . . $27,725,000
General Obligation Bonds, 2008 Election, Series B (book entry).
Dated Apr 28, 2011.
Due Aug 1, 2013 to 2041.
Callable Aug 1, 2021 at par.
Winning bid: Citigroup, at 100.8800, TIC 5.6687%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $505,000 | 8.00% | 1.90% | ||
| 8/1/14 | $380,000 | 8.00% | 2.50% | ||
| 8/1/15 | $200,000 | 8.00% | 3.00% | ||
| 8/1/16 | $465,000 | 8.00% | 3.50% | ||
| 8/1/17 | $130,000 | 8.00% | 3.75% | ||
| 8/1/18 | $175,000 | 8.00% | 4.00% | ||
| 8/1/19 | $330,000 | 8.00% | 4.20% | ||
| 8/1/20 | $440,000 | 6.25% | 4.40% | ||
| 8/1/21 | $590,000 | 6.25% | 4.50% | ||
| 8/1/22 | $610,000 | 6.00% | 4.65% | ||
| 8/1/23 | $700,000 | 5.75% | 4.75% | ||
| 8/1/24 | $720,000 | 5.50% | 4.90% | ||
| 8/1/25 | $785,000 | 5.50% | 5.00% | ||
| 8/1/26 | $885,000 | 5.25% | 5.05% | ||
| 8/1/27 | $940,000 | 5.00% | 5.10% | ||
| 8/1/28 | $945,000 | 5.10% | 5.15% | ||
| 8/1/29 | $1,040,000 | 5.125% | 5.20% | ||
| 8/1/30 | $1,055,000 | 5.25% | 5.30% | ||
| 8/1/31 | $1,115,000 | 5.375% | 5.375% | ||
| 8/1/32 | $1,190,000 | 5.40% | 5.50% | ||
| 8/1/33 | $1,245,000 | 5.50% | 5.55% | ||
| 8/1/34 | $1,335,000 | 5.625% | 5.65% | ||
| 8/1/35 | $1,420,000 | 5.75% | 5.75% | ||
| 8/1/36 | $1,515,000 | 5.75% | 5.80% | ||
| 8/1/37 | $1,625,000 | 5.75% | 5.85% | ||
| 8/1/41 | $7,385,000 | 6.00% | 6.00% |
Other managers: Morgan Stanley & Co., Inc..
L.O.: Jones Hall, San Francisco, CA.
F.A.: Northcross, Hill & Ach, Inc., San Rafael, CA; and Northcross, Hill & Ach, Inc., San Francisco, CA.
Other bidders were:
FirstSouthwest, TIC 5.8376%
Stone & Youngberg, TIC 5.8534%
Robert W. Baird, TIC 5.9057%
BofA Merrill Lynch, TIC 6.7102%
IOWA
Adair County
Apr 6, 2011 . . . . . . $3,000,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 28, 2011.
Due Jun 1, 2013 to 2016.
Non-callable.
Winning bid: Hutchinson Shockey, at n/a, TIC 1.5533%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $500,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $800,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $850,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $850,000 | 2.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
D.A. Davidson, TIC 1.6237%
Country Club Bank, TIC 1.6721%
UMB Bank, TIC 1.6863%
Robert W. Baird, TIC 1.7664%
Morgan Keegan, TIC 1.8123%
Bankers' Bank, TIC 1.8329%
FTN Fin Cap Mkts, TIC 1.8358%
M&I Marshall, TIC 2.0455%
Piper Jaffray, TIC 2.0639%
KANSAS
Ottawa (City)
Apr 6, 2011 . . . . . . $840,000
General Obligation Renewal Temporary Notes Series 2011-A (book entry).
Dated Apr 15, 2011.
Due Apr 1, 2012.
Purchased $840,000.00 by Great Southern Bk, at 0.75%, effective rate 0.75%.
L.O.: Kutak Rock, Kansas City, MO.
F.A.: George K. Baum & Co., Kansas City, MO.
Other bidders were:
DeWaay Fin Network, Effective Rate 1.35%
UMB Bank, Effective Rate 1.3798%
Commerce Bank, Effective Rate 1.44%
Country Club Bank, Effective Rate 1.69%
KENTUCKY
Boone County School District Finance Corporation
Apr 6, 2011 . . . . . . $16,595,000
School Building Revenue Bonds, Series 2011 (book entry).
Dated Apr 1, 2011.
Due Apr 1, 2012 to 2031.
Callable Apr 1, 2021 at par.
Winning bid: UBS Financial Svcs, at 98.1860, NIC 4.7098%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $470,000 | 2.00% | NRO | NRO | |
| 4/1/13 | $480,000 | 2.00% | NRO | NRO | |
| 4/1/14 | $495,000 | 2.00% | NRO | NRO | |
| 4/1/15 | $495,000 | 3.00% | NRO | NRO | |
| 4/1/16 | $505,000 | 3.00% | NRO | NRO | |
| 4/1/17 | $510,000 | 3.00% | NRO | NRO | |
| 4/1/18 | $525,000 | 3.00% | NRO | NRO | |
| 4/1/19 | $485,000 | 3.50% | NRO | NRO | |
| 4/1/20 | $505,000 | 3.75% | NRO | NRO | |
| 4/1/21 | $520,000 | 4.00% | NRO | NRO | |
| 4/1/22 | $505,000 | 4.00% | NRO | NRO | |
| 4/1/23 | $280,000 | 4.25% | NRO | NRO | |
| 4/1/24 | $290,000 | 4.375% | NRO | NRO | |
| 4/1/25 | $1,310,000 | 4.50% | NRO | NRO | |
| 4/1/26 | $1,370,000 | 4.625% | NRO | NRO | |
| 4/1/27 | $1,430,000 | 4.75% | NRO | NRO | |
| 4/1/29 | $3,060,000 | 4.75% | NRO | NRO | |
| 4/1/31 | $3,360,000 | 5.00% | NRO | NRO |
Other managers: J.P. Morgan Securities LLC, Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Taft, Stettinius & Hollister LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 4.758%
Hutchinson Shockey, NIC 5.1883%
Franklin County Public Properties Corporation
Apr 6, 2011 . . . . . . $5,125,000
First Mortgage Revenue Bonds (Judicial Center Project), Series 2011A (bank qualified).
Dated May 3, 2011.
Due Apr 1, 2029 to 2031.
Callable Apr 1, 2021 at par.
Winning bid: Morgan Keegan, at 98.5000, TIC 4.5398%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/29 | $1,080,000 | 4.30% | NRO | NRO | |
| 4/1/30 | $1,975,000 | 4.40% | NRO | NRO | |
| 4/1/31 | $2,070,000 | 4.50% | NRO | NRO |
L.O.: Steptoe & Johnson PLLC, Lexington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, TIC 4.864%
MASSACHUSETTS
Braintree (Town)
Apr 6, 2011 . . . . . . $11,961,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Apr 19, 2011.
Due Oct 15, 2011 to 2030.
Callable Oct 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.9176, TIC 3.2473%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/11 | $681,000 | 3.00% | NRO | NRO | |
| 10/15/12 | $985,000 | 3.00% | NRO | NRO | |
| 10/15/13 | $965,000 | 4.00% | NRO | NRO | |
| 10/15/14 | $960,000 | 2.00% | NRO | NRO | |
| 10/15/15 | $955,000 | 2.00% | NRO | NRO | |
| 10/15/16 | $930,000 | 2.25% | NRO | NRO | |
| 10/15/17 | $810,000 | 2.50% | NRO | NRO | |
| 10/15/18 | $800,000 | 4.00% | NRO | NRO | |
| 10/15/19 | $785,000 | 3.00% | NRO | NRO | |
| 10/15/20 | $775,000 | 3.25% | NRO | NRO | |
| 10/15/21 | $695,000 | 3.50% | NRO | NRO | |
| 10/15/22 | $430,000 | 3.50% | NRO | NRO | |
| 10/15/23 | $425,000 | 3.75% | NRO | NRO | |
| 10/15/24 | $425,000 | 4.00% | NRO | NRO | |
| 10/15/25 | $425,000 | 4.00% | NRO | NRO | |
| 10/15/26 | $185,000 | 4.00% | NRO | NRO | |
| 10/15/27 | $185,000 | 4.00% | NRO | NRO | |
| 10/15/28 | $185,000 | 4.25% | NRO | NRO | |
| 10/15/29 | $180,000 | 4.375% | NRO | NRO | |
| 10/15/30 | $180,000 | 4.50% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, CL King & Associates, Bank of New York Mellon Capital Markets, LLC, FirstSouthwest.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Piper Jaffray, TIC 3.3901%
JPMorgan, TIC 3.4297%
Morgan Stanley, TIC 3.4494%
Robert W. Baird, TIC 3.4635%
Hutchinson Shockey, TIC 3.4839%
BofA Merrill Lynch, TIC 3.5857%
Littleton (Town)
Apr 6, 2011 . . . . . . $7,080,000
General Obligation Municipal Purpose Loan of 2011 Bonds (bank qualified) (book entry).
Dated Apr 15, 2011.
Due Apr 15, 2012 to 2031.
Callable Apr 15, 2021 at par.
Winning bid: Morgan Keegan, at 103.6652, TIC 3.4935%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/12 | $380,000 | 3.00% | NRO | NRO | |
| 4/15/13 | $365,000 | 3.00% | NRO | NRO | |
| 4/15/14 | $365,000 | 4.00% | NRO | NRO | |
| 4/15/15 | $365,000 | 4.00% | NRO | NRO | |
| 4/15/16 | $360,000 | 4.00% | NRO | NRO | |
| 4/15/17 | $355,000 | 4.00% | NRO | NRO | |
| 4/15/18 | $350,000 | 4.00% | NRO | NRO | |
| 4/15/19 | $350,000 | 4.00% | NRO | NRO | |
| 4/15/20 | $350,000 | 4.00% | NRO | NRO | |
| 4/15/21 | $350,000 | 4.00% | NRO | NRO | |
| 4/15/22 | $350,000 | 3.75% | NRO | NRO | |
| 4/15/23 | $350,000 | 3.75% | NRO | NRO | |
| 4/15/24 | $350,000 | 3.75% | NRO | NRO | |
| 4/15/25 | $350,000 | 4.00% | NRO | NRO | |
| 4/15/26 | $350,000 | 4.00% | NRO | NRO | |
| 4/15/27 | $350,000 | 4.00% | NRO | NRO | |
| 4/15/29 | $700,000 | 4.00% | NRO | NRO | |
| 4/15/31 | $690,000 | 4.00% | NRO | NRO |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 3.5788%
Piper Jaffray, TIC 3.5862%
Raymond James, TIC 3.6062%
UBS Financial Svcs, TIC 3.655%
Sterne Agee, TIC 3.7597%
Janney Montgomery, TIC 3.9139%
NEW JERSEY
East Brunswick Township
Apr 6, 2011 . . . . . . $41,225,000
Bond Anticipation Notes (book entry).
Dated Apr 14, 2011.
Due Apr 13, 2012.
Purchased $41,225,000.00 by Morgan Stanley, at 2.0%, plus $490,577.50, effective rate 0.8067%.
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
BofA Merrill Lynch, Effective Rate 0.8849%
Janney Montgomery, Effective Rate 1.3546%
Jefferies, Effective Rate 1.5578%
Montville Township
Apr 6, 2011 . . . . . . $4,406,000
Bond Anticipation Notes (bank qualified).
Dated Apr 14, 2011.
Due Apr 13, 2012.
Purchased $4,406,000.00 by Jefferies, at 1.5%, plus $16,039.00, effective rate 1.134%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.304%
Oppenheimer, Effective Rate 1.3088%
TD Securities, Effective Rate 1.8105%
Mount Olive Township
Apr 6, 2011 . . . . . . $3,572,000
General Obligation Bonds consisting of $1,537,000 General Improvement Bonds, $575,000 Tax Appeal Refunding Bonds, Series A, $1,460,000 Tax Appeal Refunding Bonds, Series B (bank qualified) (book entry).
Dated Apr 27, 2011.
Due Apr 15, 2012 to 2020.
Non-callable.
Winning bid: Morgan Keegan, at n/a, TIC 2.4358%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/12 | $540,000 | 3.00% | NRO | NRO | |
| 4/15/13 | $570,000 | 3.00% | NRO | NRO | |
| 4/15/14 | $565,000 | 3.00% | NRO | NRO | |
| 4/15/15 | $415,000 | 3.00% | NRO | NRO | |
| 4/15/16 | $440,000 | 3.00% | NRO | NRO | |
| 4/15/17 | $445,000 | 3.00% | NRO | NRO | |
| 4/15/18 | $200,000 | 3.25% | NRO | NRO | |
| 4/15/19 | $200,000 | 3.25% | NRO | NRO | |
| 4/15/20 | $197,000 | 3.50% | NRO | NRO |
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Robert W. Baird, TIC 2.4405%
UBS Financial Svcs, TIC 2.7274%
West Milford Township
Apr 5, 2011 . . . . . . $9,235,523
Bond Anticipation Note (bank qualified).
Dated Apr 14, 2011.
Due Apr 13, 2012.
Purchased $9,235,520.00 by TD Securities, at 1.5%, plus $80,561.47, effective rate 0.6253%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Ferraioli, Wielkotz, Cerrullo & Cuva, P.A., Pompton Lakes, NJ.
Other bidders were:
Jefferies, Effective Rate 0.6306%
Janney Montgomery, Effective Rate 0.6854%
Oppenheimer, Effective Rate 1.2108%
NEW YORK
Berne-Knox-Westerlo Central School District
Apr 6, 2011 . . . . . . $200,000
School District (Serial) Bonds, 2011 (bank qualified).
Dated Apr 15, 2011.
Due Apr 15, 2012 to 2016.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.5945%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/12 | $30,000 | 1.60% | NRO | NRO | |
| 4/15/13 | $40,000 | 1.90% | NRO | NRO | |
| 4/15/14 | $40,000 | 2.20% | NRO | NRO | |
| 4/15/15 | $45,000 | 2.70% | NRO | NRO | |
| 4/15/16 | $45,000 | 3.10% | NRO | NRO |
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.0827%
Cortlandville (Town)
Apr 6, 2011 . . . . . . $1,058,000
Bond Anticipation Notes for Water Facilities-2011 (bank qualified).
Dated Apr 13, 2011.
Due Apr 13, 2012.
Purchased $1,058,000.00 by First Niagara Bank, at 1.68%, effective rate 1.68%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.499%
Tatonka Cap Corp, Effective Rate 4.25%
Union (Town)
Apr 6, 2011 . . . . . . $522,200
Bond Anticipation Notes for Various Projects - 2011 (bank qualified).
Dated Apr 13, 2011.
Due Apr 13, 2012.
Purchased $522,200.00 by JPMorgan Chase, at 1.16%, effective rate 1.16%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
HSBC Bank, Effective Rate 1.28%
Tioga State Bank, Effective Rate 1.5%
Chemung Canal, Effective Rate 1.65%
Oppenheimer, Effective Rate 2.2309%
M & T Bank, Effective Rate 2.41%
Wilber National Bk, Effective Rate 3.0%
OKLAHOMA
Kay County Independent School District No. 29 (Newkirk)
Apr 6, 2011 . . . . . . $640,000
General Obligation Combined Purpose Bonds of 2011 (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2013.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.9%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $640,000 | 0.90% | NRO | NRO |
In association with: Farmers Exchange Bk.
L.O.: State Attorney General; and Phillips Murrah, P.C., Oklahoma City, OK.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOSC, NIC 1.05%
Country Club Bank, NIC 1.1%
UMB Bank, NIC 1.145%
Tulsa County Independent School District No. 11 (Owasso)
Apr 6, 2011 . . . . . . $3,000,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2013 to 2014.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.08%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $1,500,000 | 1.20% | 0.90% | ||
| 6/1/14 | $1,500,000 | 1.00% | 1.00% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 1.11%
UMB Bank, NIC 1.27%
Baker Group, NIC 1.35%
D.A. Davidson, NIC 1.363%
Hutchinson Shockey, NIC 2.1758%
