ILLINOIS
St. Charles Park District
Nov 22, 2011 . . . . . . $3,050,000
General Obligation Refunding Park Bonds (Alternate Revenue Source) Series 2011B (bank qualified) (book entry).
Dated Dec 13, 2011.
Due Dec 15, 2012 to 2019.
Non-callable.
Winning bid: Morgan Keegan, at n/a, TIC 1.7231%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/12 | $50,000 | 2.00% | NRO | NRO | |
12/15/13 | $360,000 | 2.00% | NRO | NRO | |
12/15/14 | $375,000 | 2.00% | NRO | NRO | |
12/15/15 | $385,000 | 2.00% | NRO | NRO | |
12/15/16 | $390,000 | 2.00% | NRO | NRO | |
12/15/17 | $410,000 | 2.00% | NRO | NRO | |
12/15/18 | $520,000 | 2.00% | NRO | NRO | |
12/15/19 | $560,000 | 2.25% | NRO | NRO |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Stifel Nicolaus, TIC 1.7375%
BOSC, TIC 1.7402%
BMO Cap Mkts GKST, TIC 1.9112%
Robert W. Baird, TIC 1.9529%
St. Charles Park District
Nov 22, 2011 . . . . . . $3,870,000
General Obligation Limited Park Bonds, Series 2011A (bank qualified) (book entry).
Dated Dec 13, 2011.
Due Dec 15, 2012 to 2014.
Non-callable.
Winning bid: Fifth Third Secs, at n/a, TIC 0.9088%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/12 | $1,255,000 | 4.00% | 0.30% | ||
12/15/13 | $1,295,000 | 4.00% | 0.50% | ||
12/15/14 | $1,320,000 | 2.00% | 1.00% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Morgan Keegan, TIC 0.9108%
Stifel Nicolaus, TIC 0.9125%
BOSC, TIC 0.9157%
BMO Cap Mkts GKST, TIC 0.9324%
Hutchinson Shockey, TIC 0.9412%
Robert W. Baird, TIC 1.0471%
Bernardi Securities, TIC 1.2843%
IOWA
Coralville (City)
Nov 22, 2011 . . . . . . $2,820,000
General Obligation Refunding Bonds, Series 2011L (book entry).
Dated Dec 1, 2011.
Due Jun 1, 2014 to 2021.
Callable Jun 1, 2017 at par.
Winning bid: Robert W. Baird, at 101.3897, TIC 2.1726%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/14 | $340,000 | 2.00% | 0.93% | ||
6/1/15 | $345,000 | 2.00% | 1.23% | ||
6/1/16 | $350,000 | 2.00% | 1.47% | ||
6/1/17 | $550,000 | 2.00% | 1.70% | ||
6/1/18 | $575,000 | 2.50% | 1.95% | ||
6/1/19 | $250,000 | 3.00% | 2.23% | ||
6/1/20 | $255,000 | 3.00% | 2.50% | ||
6/1/21 | $155,000 | 3.00% | 2.66% |
Other managers: Morgan Keegan & Co., Inc., Coastal Securities Corp., CL King & Associates, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Davenport & Company LLC, Duncan-Williams, Inc., Crews & Associates, Inc., Corby Capital Markets, Inc., Wedbush Securities Inc, Incapital LLC, Jackson Securities Inc..
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.2805%
US Bancorp Invest, TIC 2.5761%
Coralville (City)
Nov 22, 2011 . . . . . . $3,000,000
General Obligation Corporate Purpose Bonds, Series 2011B (book entry).
Dated Dec 1, 2011.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2017 at par.
Winning bid: Robert W. Baird, at 100.4717, TIC 2.7866%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $210,000 | 2.00% | S.B. | S.B. | |
6/1/13 | $170,000 | 2.00% | 0.70% | ||
6/1/14 | $170,000 | 2.00% | 0.93% | ||
6/1/17 | $150,000 | 2.00% | 1.70% | ||
6/1/18 | $150,000 | 2.25% | 1.95% | ||
6/1/19 | $150,000 | 2.50% | 2.23% | ||
6/1/20 | $1,000,000 | 3.00% | 2.50% | ||
6/1/21 | $1,000,000 | 3.00% | 2.66% |
Other managers: Morgan Keegan & Co., Inc., Coastal Securities Corp., CL King & Associates, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Davenport & Company LLC, Duncan-Williams, Inc., Crews & Associates, Inc., Corby Capital Markets, Inc., Wedbush Securities Inc, Incapital LLC, Jackson Securities Inc..
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.8477%
US Bancorp Invest, TIC 3.3987%
Estherville (City)
Nov 21, 2011 . . . . . . $705,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 22, 2011.
Due Jun 1, 2012 to 2017.
Non-callable.
Winning bid: UMB Bank, at 99.7500, TIC 1.2033%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $115,000 | 0.45% | NRO | NRO | |
6/1/13 | $115,000 | 0.60% | NRO | NRO | |
6/1/14 | $115,000 | 0.80% | NRO | NRO | |
6/1/15 | $120,000 | 1.00% | NRO | NRO | |
6/1/16 | $120,000 | 1.20% | NRO | NRO | |
6/1/17 | $120,000 | 1.45% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 1.2536%
Bankers' Bank, TIC 1.4041%
Hutchinson Shockey, TIC 1.5322%
Tipton (City)
Nov 21, 2011 . . . . . . $1,795,000
Electric Revenue Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Jun 1, 2013 to 2022.
Callable Jun 1, 2018 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.1599%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $160,000 | 0.70% | NRO | NRO | |
6/1/14 | $165,000 | 0.90% | NRO | NRO | |
6/1/15 | $170,000 | 1.20% | NRO | NRO | |
6/1/16 | $170,000 | 1.50% | NRO | NRO | |
6/1/17 | $175,000 | 1.75% | NRO | NRO | |
6/1/18 | $180,000 | 2.00% | NRO | NRO | |
6/1/19 | $185,000 | 2.25% | NRO | NRO | |
6/1/20 | $190,000 | 2.40% | NRO | NRO | |
6/1/21 | $195,000 | 2.50% | NRO | NRO | |
6/1/22 | $205,000 | 2.60% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
D.A. Davidson, TIC 2.2891%
Hutchinson Shockey, TIC 2.5047%
Northland Securities, TIC 2.5391%
Urbandale Community School District
Nov 22, 2011 . . . . . . $10,000,000
General Obligation School Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Jun 1, 2016 to 2026.
Callable Jun 1, 2017 at par.
Winning bid: FTN Fin Cap Mkts, at 99.2280, TIC 2.2596%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/16 | $220,000 | 0.90% | NRO | NRO | |
6/1/17 | $670,000 | 1.20% | NRO | NRO | |
6/1/18 | $1,025,000 | 1.45% | NRO | NRO | |
6/1/19 | $1,040,000 | 1.75% | NRO | NRO | |
6/1/20 | $1,060,000 | 1.90% | NRO | NRO | |
6/1/21 | $1,085,000 | 2.10% | NRO | NRO | |
6/1/22 | $1,100,000 | 2.25% | NRO | NRO | |
6/1/23 | $1,130,000 | 2.40% | NRO | NRO | |
6/1/24 | $1,160,000 | 2.50% | NRO | NRO | |
6/1/25 | $1,190,000 | 2.60% | NRO | NRO | |
6/1/26 | $320,000 | 2.65% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 2.2945%
Morgan Keegan, TIC 2.3774%
D.A. Davidson, TIC 2.4297%
BMO Cap Mkts GKST, TIC 2.5011%
Sterne Agee, TIC 2.5743%
Urbandale Community School District
Nov 22, 2011 . . . . . . $10,000,000
General Obligation School Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Jan 1, 2012.
Due Jun 1, 2015 to 2026.
Callable Jun 1, 2017 at par.
Winning bid: FTN Fin Cap Mkts, at 99.0000, TIC 2.2265%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/15 | $550,000 | 1.00% | NRO | NRO | |
6/1/16 | $1,415,000 | 1.00% | NRO | NRO | |
6/1/17 | $1,035,000 | 1.20% | NRO | NRO | |
6/1/18 | $735,000 | 1.45% | NRO | NRO | |
6/1/19 | $820,000 | 1.75% | NRO | NRO | |
6/1/20 | $735,000 | 1.90% | NRO | NRO | |
6/1/21 | $750,000 | 2.10% | NRO | NRO | |
6/1/22 | $760,000 | 2.25% | NRO | NRO | |
6/1/23 | $780,000 | 2.40% | NRO | NRO | |
6/1/24 | $820,000 | 2.50% | NRO | NRO | |
6/1/25 | $35,000 | 2.70% | NRO | NRO | |
6/1/26 | $1,565,000 | 2.70% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 2.3317%
Morgan Keegan, TIC 2.4197%
Sterne Agee, TIC 2.6674%
MASSACHUSETTS
Amesbury (Town)
Nov 22, 2011 . . . . . . $5,130,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 16, 2011.
Due Dec 14, 2012.
Purchased $5,130,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $29,138.40, effective rate 0.6788%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.9318%
FirstSouthwest, Effective Rate 1.1398%
Jefferies, Effective Rate 1.435%
Lawrence (City)
Nov 22, 2011 . . . . . . $3,362,450
State Qualified General Obligation Deficit Financing Bond Anticipation Notes-Series A.
Dated Dec 1, 2011.
Due Jun 1, 2012.
Purchased $2,862,450.00 by TD Securities, at 1.75%, plus $9,851.98, effective rate 1.164%.
Purchased $500,000.00 by Century Bk, at 1.65%, plus $1,300.00, effective rate 1.13%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 1.164%
Oppenheimer, Effective Rate 1.23%
Eastern Bk Cap Mkts, Effective Rate 1.444%
Lawrence (City)
Nov 22, 2011 . . . . . . $6,000,000
State Qualified General Obligation Deficit Financing Bond Anticipation Notes-Series B.
Dated Dec 1, 2011.
Due Dec 1, 2012.
Purchased $6,000,000.00 by Oppenheimer, at 1.5%, plus $22,140.00, effective rate 1.131%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 1.174%
Century Bk, Effective Rate 1.24%
Eastern Bk Cap Mkts, Effective Rate 1.944%
Middleton (Town)
Nov 22, 2011 . . . . . . $15,850,000
General Obligation Bond Anticipation Notes (renewal).
Dated Dec 7, 2011.
Due Aug 17, 2012.
Purchased $15,850,000.00 by TD Securities, at 1.5%, plus $137,736.50, effective rate 0.2486%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.3768%
Eastern Bk Cap Mkts, Effective Rate 0.448%
FirstSouthwest, Effective Rate 0.4563%
Jefferies, Effective Rate 0.4848%
Morgan Stanley, Effective Rate 0.4995%
Eastern Bk Cap Mkts, Effective Rate 0.548%
Century Bk, Effective Rate 0.784%
Oppenheimer, Effective Rate 0.9058%
North Middlesex Regional School District
Nov 22, 2011 . . . . . . $1,301,877
Bond Anticipation Notes (bank qualified).
Dated Dec 6, 2011.
Due Dec 6, 2012.
Purchased $1,301,880.00 by Eastern Bk Cap Mkts, at 0.75%, effective rate 0.75%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.85%
North Middlesex Regional School District
Nov 22, 2011 . . . . . . $1,800,000
Revenue Anticipation Notes (bank qualified).
Dated Dec 5, 2011.
Due Jan 3, 2012.
Purchased $1,800,000.00 by UniBank Fiscal Adv, at 0.95%, effective rate 0.95%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.0%
South Shore Regional School District
Nov 22, 2011 . . . . . . $1,150,000
General Obligation School Bonds (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Dec 1, 2012 to 2021.
Non-callable.
Winning bid: Fidelity Capital, at 100.2392, TIC 2.179%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $115,000 | 2.00% | NRO | NRO | |
12/1/13 | $115,000 | 2.00% | NRO | NRO | |
12/1/14 | $115,000 | 2.00% | NRO | NRO | |
12/1/15 | $115,000 | 2.00% | NRO | NRO | |
12/1/16 | $115,000 | 2.00% | NRO | NRO | |
12/1/17 | $115,000 | 2.00% | NRO | NRO | |
12/1/18 | $115,000 | 2.00% | NRO | NRO | |
12/1/19 | $115,000 | 2.25% | NRO | NRO | |
12/1/20 | $115,000 | 2.50% | NRO | NRO | |
12/1/21 | $115,000 | 2.625% | NRO | NRO |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., FirstSouthwest.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 2.2348%
Bernardi Securities, TIC 2.2496%
Roosevelt & Cross, TIC 2.2673%
Robert W. Baird, TIC 2.4221%
MINNESOTA
Carver County
Nov 22, 2011 . . . . . . $1,460,000
General Obligation Tax Abatement Bonds, Series 2012A (bank qualified) (book entry).
Dated Jan 4, 2012.
Due Feb 1, 2014 to 2024.
Callable Feb 1, 2021 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.0564%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $125,000 | 0.60% | NRO | NRO | |
2/1/15 | $125,000 | 0.80% | NRO | NRO | |
2/1/16 | $125,000 | 1.00% | NRO | NRO | |
2/1/17 | $130,000 | 1.25% | NRO | NRO | |
2/1/18 | $130,000 | 1.50% | NRO | NRO | |
2/1/19 | $130,000 | 1.70% | NRO | NRO | |
2/1/20 | $135,000 | 1.90% | NRO | NRO | |
2/1/21 | $135,000 | 2.10% | NRO | NRO | |
2/1/22 | $140,000 | 2.25% | NRO | NRO | |
2/1/23 | $140,000 | 2.40% | NRO | NRO | |
2/1/24 | $145,000 | 2.55% | NRO | NRO |
L.O.: Faegre & Benson, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.1357%
BOSC, TIC 2.1544%
UMB Bank, TIC 2.1772%
Northland Securities, TIC 2.2356%
Cronin, TIC 3.7572%
NEW JERSEY
Atlantic County
Nov 22, 2011 . . . . . . $9,493,000
$7,140,000 General Bonds of 2011; $1,177,000 County College Bonds of 2011 (County College Bond Act P.L. 1971, c. 12, as amended) (bank qualified) (book entry). $8,317,000
Dated Dec 7, 2011.
Due Nov 1, 2012 to 2021.
Non-callable.
Winning bid: Janney Montgomery, at n/a, NIC 1.944%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/12 | $677,000 | 1.00% | 0.35% | ||
11/1/13 | $680,000 | 1.00% | 0.65% | ||
11/1/14 | $695,000 | 1.50% | 0.90% | ||
11/1/15 | $1,015,000 | 2.00% | 1.10% | ||
11/1/16 | $1,035,000 | 2.00% | 1.34% | ||
11/1/17 | $805,000 | 2.00% | 1.55% | ||
11/1/18 | $820,000 | 2.00% | 1.75% | ||
11/1/19 | $845,000 | 2.00% | 2.00% | ||
11/1/20 | $860,000 | 2.00% | 2.20% | ||
11/1/21 | $885,000 | 2.125% | 2.30% |
State Aid County College Bonds of 2011 (County College Bond Act P.L. 1971, c. 12, as amended) (bank qualified) (book entry). $1,176,000
Dated Dec 7, 2011.
Due Nov 1, 2012 to 2016.
Non-callable.
Winning bid: Janney Montgomery, at n/a, NIC 1.944%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/12 | $226,000 | 1.00% | 0.35% | ||
11/1/13 | $230,000 | 1.00% | 0.65% | ||
11/1/14 | $235,000 | 1.50% | 0.90% | ||
11/1/15 | $240,000 | 2.00% | 1.10% | ||
11/1/16 | $245,000 | 2.00% | 1.34% |
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Morgan Keegan, NIC 2.0403%
FirstSouthwest, NIC 2.0616%
PNC Capital Markets, NIC 2.1328%
UBS Financial Svcs, NIC 2.1787%
Edgewater Borough
Nov 22, 2011 . . . . . . $5,000,000
Bond Anticipation Notes (bank qualified).
Dated Dec 6, 2011.
Due Dec 6, 2012.
Purchased $5,000,000.00 by TD Securities, at 1.5%, plus $24,700.00, effective rate 1.006%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.166%
Oppenheimer, Effective Rate 1.181%
Jefferies, Effective Rate 1.184%
Upper Deerfield (Township)
Nov 22, 2011 . . . . . . $3,000,000
Bond Anticipation Note (bank qualified).
Dated Dec 2, 2011.
Due Jun 1, 2012.
Purchased $3,000,000.00 by TD Bank, N.A., at 1.25%, effective rate 1.25%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.4558%
Voorhees Township
Nov 22, 2011 . . . . . . $370,000
Special Emergency Notes of 2011 (bank qualified).
Dated Dec 1, 2011.
Due Nov 30, 2012.
Purchased $370,000.00 by Colonial Bk, FSB, at 1.28%, effective rate 1.28%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
First National Bank, Effective Rate 1.54%
Fulton Bank, Effective Rate 1.55%
TD Securities, Effective Rate 1.7%
Oppenheimer, Effective Rate 2.41%
NEW YORK
Broome County
Nov 22, 2011 . . . . . . $20,000,000
Tax Anticipation Notes, 2010.
Dated Dec 1, 2011.
Due Nov 30, 2012.
Purchased $5,000,000.00 by First Niagara Bank, at 1.1%, effective rate 1.1%.
Purchased $5,000,000.00 by Roosevelt & Cross, at 2.0%, plus $25,550.00, effective rate 1.4876%.
Purchased $10,000,000.00 by Jefferies, at 2.0%, plus $39,102.00, effective rate 1.6079%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.6131%
Jefferies, Effective Rate 1.657%
Oppenheimer, Effective Rate 1.7134%
Frankfort (Town)
Nov 22, 2011 . . . . . . $1,450,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Dec 7, 2011.
Due Dec 7, 2012.
Purchased $1,450,000.00 by M & T Bank, at 1.78%, effective rate 1.78%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.162%
Roosevelt & Cross, Effective Rate 2.383%
Adirondack Bank, Effective Rate 2.5%
Fulton (City)
Nov 22, 2011 . . . . . . $1,927,190
Bond Anticipation Notes, 2011 (bank qualified).
Dated Dec 2, 2011.
Due Nov 30, 2012.
Purchased $1,927,190.00 by Pathfinder Bank, at 1.1%, effective rate 1.1%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2998%
Janney Montgomery, Effective Rate 1.3793%
JPMorgan Chase, Effective Rate 1.38%
HSBC Bank, Effective Rate 1.78%
Roosevelt & Cross, Effective Rate 1.8823%
Goshen Village
Nov 22, 2011 . . . . . . $2,200,000
Bond Anticipation Notes for Abandonment of Refuse Disposal Area-2011A (bank qualified).
Dated Nov 29, 2011.
Due Apr 27, 2012.
Purchased $2,200,000.00 by Oppenheimer, at 1.75%, plus $1,225.00, effective rate 1.6146%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 2.4902%
Roosevelt & Cross, Effective Rate 2.4929%
Malverne Union Free School District
Nov 22, 2011 . . . . . . $9,625,000
Bond Anticipation Notes-2011.
Dated Dec 6, 2011.
Due Aug 3, 2012.
Purchased $9,625,000.00 by TD Securities, at 1.5%, plus $36,575.00, effective rate 0.9228%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.96%
Jefferies, Effective Rate 1.1825%
Oppenheimer, Effective Rate 1.38%
New Paltz Village
Nov 22, 2011 . . . . . . $480,000
Bond Anticipation Notes, Series 2011C (bank qualified) (book entry).
Dated Nov 30, 2011.
Due Nov 30, 2012.
Purchased $480,000.00 by Roosevelt & Cross, at 1.75%, plus $3,682.00, effective rate 0.9829%.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.02%
Oppenheimer, Effective Rate 1.9196%
JPMorgan Chase, Effective Rate 2.39%
Newfane (Town)
Nov 22, 2011 . . . . . . $1,586,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Dec 8, 2011.
Due Dec 6, 2012.
Purchased $1,586,000.00 by First Niagara Bank, at 1.33%, effective rate 1.33%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
M & T Bank, Effective Rate 1.5%
JPMorgan Chase, Effective Rate 1.84%
Oppenheimer, Effective Rate 1.9356%
Roosevelt & Cross, Effective Rate 2.2477%
NORTH DAKOTA
Bismarck (City)
Nov 22, 2011 . . . . . . $935,000
Sidewalk, Curb and Gutter Warrants, Series SCG-2010 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due May 1, 2012 to 2021.
Callable May 1, 2017 at par.
Winning bid: Dougherty, at n/a, NIC 1.8877%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/13 | $170,000 | 0.50% | 0.50% | ||
5/1/15 | $200,000 | 1.00% | 1.00% | ||
5/1/18 | $285,000 | 1.60% | 1.60% | ||
5/1/21 | $280,000 | 2.00% | 2.00% |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Dougherty & Company LLC, Bismarck, ND.
Other bidders were:
Cronin, NIC 2.1815%
Bismarck (City)
Nov 22, 2011 . . . . . . $1,605,000
Refunding Improvement Bonds of 2011, Series D (bank qualified) (book entry).
Dated Dec 1, 2011.
Due May 1, 2012 to 2020.
Callable May 1, 2017 at par.
Winning bid: Dougherty, at n/a, NIC 1.5784%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/12 | $215,000 | 1.00% | 0.30% | ||
5/1/13 | $230,000 | 1.00% | 0.40% | ||
5/1/14 | $225,000 | 1.00% | 0.60% | ||
5/1/15 | $180,000 | 1.00% | 0.85% | ||
5/1/16 | $175,000 | 1.00% | 1.00% | ||
5/1/17 | $170,000 | 1.20% | 1.20% | ||
5/1/18 | $165,000 | 1.45% | 1.45% | ||
5/1/20 | $245,000 | 2.00% | 2.00% |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Dougherty & Company LLC, Bismarck, ND.
Other bidders were:
Piper Jaffray, NIC 1.6729%
Robert W. Baird, NIC 1.7643%
Bismarck (City)
Nov 22, 2011 . . . . . . $9,065,000
Refunding Improvement Bonds of 2011, Series C (bank qualified) (book entry).
Dated Dec 1, 2011.
Due May 1, 2012 to 2026.
Callable May 1, 2017 at par.
Winning bid: Morgan Keegan, at 101.6763, NIC 1.8965%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/12 | $620,000 | 2.00% | NRO | NRO | |
5/1/13 | $960,000 | 2.00% | NRO | NRO | |
5/1/14 | $950,000 | 2.00% | NRO | NRO | |
5/1/15 | $940,000 | 2.00% | NRO | NRO | |
5/1/16 | $930,000 | 2.00% | NRO | NRO | |
5/1/17 | $865,000 | 2.00% | NRO | NRO | |
5/1/18 | $855,000 | 2.00% | NRO | NRO | |
5/1/19 | $405,000 | 2.00% | NRO | NRO | |
5/1/20 | $400,000 | 2.00% | NRO | NRO | |
5/1/21 | $380,000 | 2.00% | NRO | NRO | |
5/1/22 | $360,000 | 2.125% | NRO | NRO | |
5/1/23 | $360,000 | 2.25% | NRO | NRO | |
5/1/24 | $350,000 | 2.50% | NRO | NRO | |
5/1/25 | $350,000 | 2.50% | NRO | NRO | |
5/1/26 | $340,000 | 2.75% | NRO | NRO |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Dougherty & Company LLC, Bismarck, ND.
Other bidders were:
Dougherty, NIC 1.9165%
Robert W. Baird, NIC 1.9627%
Raymond James, NIC 1.987%
Piper Jaffray, NIC 2.0458%
UBS Financial Svcs, NIC 2.3452%
OREGON
Eugene (City)
Nov 22, 2011 . . . . . . $10,975,000
General Obligation Refunding Bonds, Series 2011 (book entry).
Dated Dec 1, 2011.
Due Jun 1, 2012 to 2022.
Non-callable.
Winning bid: Mitsubishi UFJ Secs, at 103.9274, TIC 1.6999%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $515,000 | 2.00% | NRO | NRO | |
6/1/13 | $1,210,000 | 2.00% | NRO | NRO | |
6/1/14 | $1,240,000 | 2.00% | NRO | NRO | |
6/1/15 | $1,265,000 | 2.00% | NRO | NRO | |
6/1/16 | $1,295,000 | 3.00% | NRO | NRO | |
6/1/17 | $1,330,000 | 3.00% | NRO | NRO | |
6/1/18 | $1,380,000 | 3.00% | NRO | NRO | |
6/1/19 | $655,000 | 3.00% | NRO | NRO | |
6/1/20 | $680,000 | 2.00% | NRO | NRO | |
6/1/21 | $695,000 | 2.00% | NRO | NRO | |
6/1/22 | $710,000 | 2.25% | NRO | NRO |
Other managers: Backstrom McCarley Berry & Co., LLC, Duncan-Williams, Inc..
L.O.: K&L Gates LLP, Portland, OR.
F.A.: Western Financial Group, LLC, Portland, OR; and Western Financial Group, LLC, Lake Oswego, OR.
Other bidders were:
JPMorgan, TIC 1.7085%
Hutchinson Shockey, TIC 1.8116%
Citigroup, TIC 1.8389%
KeyBanc Cap Mkts, TIC 1.8651%
Southwest Securities, TIC 1.8684%
Morgan Stanley, TIC 1.8906%
UBS Financial Svcs, TIC 1.8998%
BMO Cap Mkts GKST, TIC 1.9006%
Piper Jaffray, TIC 1.92%
Robert W. Baird, TIC 1.9313%
BA Merrill Lynch, TIC 1.9915%
US Bancorp Invest, TIC 2.2492%
TEXAS
Cinco Southwest Municipal Utility District No. 4
Nov 22, 2011 . . . . . . $710,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: GMS Group, at 97.0000, NIC 4.9014%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $25,000 | 2.50% | NRO | NRO | |
9/1/13 | $30,000 | 2.75% | NRO | NRO | |
9/1/14 | $30,000 | 3.00% | NRO | NRO | |
9/1/15 | $30,000 | 3.25% | NRO | NRO | |
9/1/16 | $30,000 | 3.50% | NRO | NRO | |
9/1/17 | $30,000 | 3.75% | NRO | NRO | |
9/1/18 | $30,000 | 4.00% | NRO | NRO | |
9/1/19 | $30,000 | 4.00% | NRO | NRO | |
9/1/20 | $30,000 | 4.15% | NRO | NRO | |
9/1/21 | $30,000 | 4.25% | NRO | NRO | |
9/1/22 | $30,000 | 4.375% | NRO | NRO | |
9/1/23 | $30,000 | 4.50% | NRO | NRO | |
9/1/25 | $60,000 | 4.625% | NRO | NRO | |
9/1/29 | $120,000 | 4.75% | NRO | NRO | |
9/1/36 | $175,000 | 5.00% | NRO | NRO |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.915%
SAMCO Cap Mkts, NIC 4.9674%
Cinco Southwest Municipal Utility District No. 4
Nov 22, 2011 . . . . . . $3,040,000
Unlimited Tax Park Bonds, Series 2011A (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.6014%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $120,000 | 5.50% | 1.25% | AGM | |
9/1/13 | $125,000 | 5.50% | 1.45% | AGM | |
9/1/14 | $125,000 | 5.50% | 1.65% | AGM | |
9/1/15 | $125,000 | 5.50% | 1.90% | AGM | |
9/1/16 | $125,000 | 5.50% | 2.15% | AGM | |
9/1/17 | $125,000 | 4.50% | 2.35% | AGM | |
9/1/18 | $125,000 | 4.50% | 2.60% | AGM | |
9/1/19 | $125,000 | 4.50% | 2.90% | AGM | |
9/1/21 | $245,000 | 4.00% | 3.25% | AGM | |
9/1/23 | $240,000 | 4.00% | 3.55% | AGM | |
9/1/25 | $240,000 | 4.00% | 4.00% | AGM | |
9/1/27 | $240,000 | 4.00% | 4.15% | AGM | |
9/1/29 | $240,000 | 4.25% | 4.40% | AGM | |
9/1/31 | $240,000 | 4.50% | 4.50% | AGM | |
9/1/36 | $600,000 | 4.50% | 4.70% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.8417%
GMS Group, NIC 4.8774%
Southwest Securities, NIC 4.9113%
Sterne Agee, NIC 5.2637%
Harris County Municipal Utility District No. 390
Nov 22, 2011 . . . . . . $1,300,000
Unlimited Tax Road Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Apr 1, 2013 to 2037.
Callable Apr 1, 2020 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 5.0389%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $25,000 | 3.00% | 2.25% | ||
4/1/14 | $25,000 | 3.00% | 2.50% | ||
4/1/15 | $25,000 | 3.00% | 2.75% | ||
4/1/16 | $30,000 | 3.00% | 3.00% | ||
4/1/17 | $30,000 | 3.25% | 3.25% | ||
4/1/18 | $30,000 | 3.50% | 3.50% | ||
4/1/19 | $35,000 | 3.75% | 3.75% | ||
4/1/20 | $35,000 | 4.00% | 4.00% | ||
4/1/21 | $40,000 | 4.20% | 4.20% | ||
4/1/22 | $40,000 | 4.40% | 4.40% | ||
4/1/23 | $45,000 | 4.50% | 4.60% | ||
4/1/24 | $45,000 | 4.70% | 4.70% | ||
4/1/25 | $50,000 | 4.80% | 4.80% | ||
4/1/26 | $50,000 | 4.85% | 4.85% | ||
4/1/27 | $55,000 | 4.90% | 4.90% | ||
4/1/31 | $245,000 | 5.00% | 5.00% | ||
4/1/37 | $495,000 | 5.00% | 5.10% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 5.0971%
GMS Group, NIC 5.1182%
SAMCO Cap Mkts, NIC 5.1858%
Jacksonville (City)
Nov 22, 2011 . . . . . . $5,475,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 15, 2011.
Due Aug 15, 2012 to 2024.
Callable Aug 15, 2016 at par.
Winning bid: BOSC, at 100.0748, TIC 2.0986%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $425,000 | 2.00% | 0.50% | AGM | |
8/15/13 | $380,000 | 2.00% | 0.70% | AGM | |
8/15/14 | $400,000 | 2.00% | 0.86% | AGM | |
8/15/15 | $395,000 | 2.00% | 1.10% | AGM | |
8/15/16 | $555,000 | 2.00% | 1.35% | AGM | |
8/15/17 | $575,000 | 2.00% | 1.50% | AGM | |
8/15/18 | $600,000 | 2.00% | 1.70% | AGM | |
8/15/19 | $595,000 | 2.00% | 1.90% | AGM | |
8/15/20 | $600,000 | 2.00% | 2.10% | AGM | |
8/15/21 | $220,000 | 2.125% | 2.20% | AGM | |
8/15/22 | $240,000 | 2.25% | 2.30% | AGM | |
8/15/23 | $245,000 | 2.375% | 2.45% | AGM | |
8/15/24 | $245,000 | 2.625% | 2.65% | AGM |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.1472%
SAMCO Cap Mkts, TIC 2.171%
FirstSouthwest, TIC 2.2538%
Robert W. Baird, TIC 2.3818%
Ross Sinclaire, TIC 2.4812%
Sterne Agee, TIC 2.586%
RBC Capital Mkts, TIC 2.7119%
Lufkin (City)
Nov 22, 2011 . . . . . . $9,680,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 15, 2011.
Due Aug 15, 2012 to 2024.
Callable Aug 15, 2018 at par.
Winning bid: Raymond James, at 101.2871, TIC 1.8446%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $195,000 | 2.00% | 0.40% | ||
8/15/13 | $705,000 | 2.00% | 0.60% | ||
8/15/14 | $745,000 | 2.00% | 0.85% | ||
8/15/15 | $985,000 | 2.00% | 1.05% | ||
8/15/16 | $1,055,000 | 2.00% | 1.25% | ||
8/15/17 | $1,060,000 | 2.00% | 1.40% | ||
8/15/18 | $1,110,000 | 2.00% | 1.60% | ||
8/15/19 | $1,105,000 | 2.00% | 1.85% | ||
8/15/20 | $1,125,000 | 2.00% | 2.00% | ||
8/15/21 | $470,000 | 2.00% | 2.10% | ||
8/15/22 | $485,000 | 2.125% | 2.25% | ||
8/15/23 | $325,000 | 2.375% | 2.40% | ||
8/15/24 | $315,000 | 2.50% | 2.50% |
Other managers: US Bancorp Investments, Inc., Morgan Stanley & Co., Inc..
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
BOSC, TIC 1.8493%
SAMCO Cap Mkts, TIC 1.8727%
Morgan Keegan, TIC 1.8781%
Southwest Securities, TIC 1.879%
FTN Fin Cap Mkts, TIC 1.8999%
Robert W. Baird, TIC 1.9117%
FirstSouthwest, TIC 1.9129%
Vining-Sparks IBG, TIC 2.0357%
UBS Financial Svcs, TIC 2.1398%
RBC Capital Mkts, TIC 2.1548%
WISCONSIN
Fitchburg (City)
Nov 22, 2011 . . . . . . $1,190,000
General Obligation Promissory Notes, Series 2011A (bank qualified) (book entry).
Dated Dec 13, 2011.
Due Dec 1, 2012 to 2021.
Callable Dec 1, 2019 at par.
Winning bid: Robert W. Baird, at 102.0000, TIC 1.5108%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $170,000 | 2.00% | 0.40% | ||
12/1/13 | $185,000 | 2.00% | 0.55% | ||
12/1/14 | $185,000 | 2.00% | 0.75% | ||
12/1/15 | $190,000 | 2.00% | 1.00% | ||
12/1/16 | $190,000 | 2.00% | 1.15% | ||
12/1/17 | $50,000 | 2.00% | 1.35% | ||
12/1/18 | $55,000 | 2.00% | 1.50% | ||
12/1/19 | $55,000 | 2.00% | 1.75% | ||
12/1/21 | $110,000 | 2.10% | 2.10% |
Other managers: CL King & Associates, SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Jackson Securities Inc., Isaak Bond Investments, Inc., Wedbush Securities Inc, Corby Capital Markets, Inc., Advisors Asset Management Inc, Northland Securities, Inc..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Bankers' Bank, TIC 1.5433%
BOSC, TIC 1.5532%
Fitchburg (City)
Nov 22, 2011 . . . . . . $5,395,000
General Obligation Community Development Bonds, Series 2011B (bank qualified) (book entry).
Dated Dec 13, 2011.
Due Dec 1, 2013 to 2027.
Callable Dec 1, 2021 at par.
Winning bid: Morgan Keegan, at 100.7531, TIC 2.3086%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/13 | $100,000 | 2.00% | NRO | NRO | |
12/1/14 | $100,000 | 2.00% | NRO | NRO | |
12/1/15 | $120,000 | 2.00% | NRO | NRO | |
12/1/16 | $200,000 | 2.00% | NRO | NRO | |
12/1/17 | $250,000 | 2.00% | NRO | NRO | |
12/1/18 | $300,000 | 2.00% | NRO | NRO | |
12/1/19 | $350,000 | 2.00% | NRO | NRO | |
12/1/20 | $400,000 | 2.00% | NRO | NRO | |
12/1/21 | $425,000 | 2.00% | NRO | NRO | |
12/1/22 | $450,000 | 2.25% | NRO | NRO | |
12/1/23 | $500,000 | 2.25% | NRO | NRO | |
12/1/24 | $500,000 | 2.50% | NRO | NRO | |
12/1/25 | $550,000 | 2.50% | NRO | NRO | |
12/1/26 | $575,000 | 2.70% | NRO | NRO | |
12/1/27 | $575,000 | 2.85% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.3785%
BOSC, TIC 2.4788%
US Bancorp Piper, TIC 2.5105%
Raymond James, TIC 2.5255%
Bankers' Bank, TIC 2.5661%
BMO Cap Mkts GKST, TIC 2.6342%
Milwaukee Area Technical College District
Nov 22, 2011 . . . . . . $1,500,000
General Obligation Promissory Notes, Series 2011-12E (book entry).
Dated Dec 15, 2011.
Due Jun 1, 2013 to 2016.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.7728, TIC 1.1951%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $350,000 | 2.00% | NRO | NRO | |
6/1/14 | $500,000 | 1.50% | NRO | NRO | |
6/1/15 | $500,000 | 2.00% | NRO | NRO | |
6/1/16 | $150,000 | 2.00% | NRO | NRO |
L.O.: Michael, Best & Friedrich, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 1.2001%
Reedsville School District
Nov 21, 2011 . . . . . . $2,935,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Jan 3, 2012.
Due Apr 1, 2013 to 2017.
Non-callable.
Winning bid: UMB Bank, at 100.0000, TIC 1.3638%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $535,000 | 0.70% | NRO | NRO | |
4/1/14 | $510,000 | 0.85% | NRO | NRO | |
4/1/15 | $625,000 | 1.45% | NRO | NRO | |
4/1/16 | $625,000 | 1.50% | NRO | NRO | |
4/1/17 | $640,000 | 1.50% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 1.4153%
Bankers' Bank, TIC 1.448%
Robert W. Baird, TIC 1.5831%
Bernardi Securities, TIC 1.6627%
TAXABLE ISSUES
NEW YORK
Stony Point (Town)
Nov 22, 2011 . . . . . . $515,684
Bond Anticipation Notes, 2011C (Federally Taxable).
Dated Nov 29, 2011.
Due Nov 29, 2012.
Purchased $515,680.00 by Roosevelt & Cross, at 1.75%, plus $1,900.00, effective rate 1.3816%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.9089%