CALIFORNIA
Kern Public Services Financing Authority
Dec 2, 2010 . . . . . . $11,250,000
Lease Revenue Refunding Bonds 2010 Series (County Services Facility Project) (book entry).
Dated Dec 16, 2010.
Due Mar 1, 2012 to 2032.
Callable Mar 1, 2020 at par.
Winning bid: Fidelity Capital, at 99.5189, TIC 5.2562%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $235,000 | 3.00% | NRO | NRO | |
| 3/1/13 | $360,000 | 3.00% | NRO | NRO | |
| 3/1/14 | $370,000 | 3.00% | NRO | NRO | |
| 3/1/15 | $380,000 | 3.50% | NRO | NRO | |
| 3/1/16 | $395,000 | 3.50% | NRO | NRO | |
| 3/1/17 | $410,000 | 4.00% | NRO | NRO | |
| 3/1/18 | $425,000 | 4.25% | NRO | NRO | |
| 3/1/19 | $440,000 | 4.50% | NRO | NRO | |
| 3/1/20 | $460,000 | 4.50% | NRO | NRO | |
| 3/1/21 | $480,000 | 4.50% | NRO | NRO | |
| 3/1/22 | $505,000 | 4.625% | NRO | NRO | |
| 3/1/24 | $1,085,000 | 5.75% | NRO | NRO | |
| 3/1/26 | $1,210,000 | 5.25% | NRO | NRO | |
| 3/1/27 | $655,000 | 5.25% | NRO | NRO | |
| 3/1/28 | $690,000 | 5.375% | NRO | NRO | |
| 3/1/29 | $725,000 | 5.50% | NRO | NRO | |
| 3/1/30 | $765,000 | 5.60% | NRO | NRO | |
| 3/1/32 | $1,660,000 | 5.75% | NRO | NRO |
Other managers: UBS Financial Services, Inc..
L.O.: Stradling, Yocca, Carlson & Rauth, Sacramento, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Southwest Securities, TIC 5.314%
Citigroup, TIC 5.3286%
Stone & Youngberg, TIC 5.3673%
JPMorgan, TIC 5.5609%
San Francisco (City and County)
Dec 1, 2010 . . . . . . $79,520,000
General Obligation Bonds (Earthquake Safety and Emergency Response Bonds, 2010) Series 2010E (book entry).
Dated Dec 15, 2010.
Due Jun 15, 2011 to 2035.
Callable Jun 15, 2020 at par.
Winning bid: JPMorgan, at 106.1987, TIC 4.3148%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/11 | $1,675,000 | 3.00% | S.B. | S.B. | |
| 6/15/12 | $1,765,000 | 5.00% | NRO | NRO | |
| 6/15/13 | $1,850,000 | 5.00% | NRO | NRO | |
| 6/15/14 | $1,945,000 | 5.00% | NRO | NRO | |
| 6/15/15 | $2,040,000 | 5.00% | 1.64% | ||
| 6/15/16 | $2,140,000 | 5.00% | NRO | NRO | |
| 6/15/17 | $2,250,000 | 5.00% | NRO | NRO | |
| 6/15/18 | $2,360,000 | 5.00% | 2.63% | ||
| 6/15/19 | $2,480,000 | 5.00% | 2.92% | ||
| 6/15/20 | $2,605,000 | 5.00% | 3.18% | ||
| 6/15/21 | $2,735,000 | 5.00% | 3.41% | ||
| 6/15/22 | $2,870,000 | 5.00% | 3.60% | ||
| 6/15/23 | $3,015,000 | 5.00% | 3.74% | ||
| 6/15/24 | $3,165,000 | 5.00% | 3.90% | ||
| 6/15/25 | $3,325,000 | 4.00% | 4.10% | ||
| 6/15/26 | $3,455,000 | 5.00% | 4.15% | ||
| 6/15/27 | $3,630,000 | 5.00% | 4.25% | ||
| 6/15/28 | $3,810,000 | 5.00% | 4.35% | ||
| 6/15/29 | $4,000,000 | 4.375% | 4.50% | ||
| 6/15/31 | $8,560,000 | 5.00% | 4.55% | ||
| 6/15/35 | $19,845,000 | 5.00% | NRO | NRO |
L.O.: Squire, Sanders & Dempsey, San Francisco, CA; Quateman LLP, Los Angeles, CA; and Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Backstrom McCarley Berry & Co., LLC, San Francisco, CA; and Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
BofA Merrill Lynch, TIC 4.3453%
Jefferies, TIC 4.3503%
Barclays Capital, TIC 4.3535%
Goldman Sachs, TIC 4.3735%
Citigroup, TIC 4.392%
Stone & Youngberg, TIC 4.4444%
Morgan Stanley, TIC 4.4921%
Piper Jaffray, TIC 4.5058%
FLORIDA
Jacksonville (City)
Dec 2, 2010 . . . . . . $27,205,000
Special Revenue Bonds, Series 2010C-1 (book entry).
Dated Dec 21, 2010.
Due Oct 1, 2013 to 2020.
Non-callable.
Winning bid: JPMorgan, at 113.1626, TIC 2.7626%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $2,850,000 | 5.00% | 1.22% | ||
| 10/1/14 | $2,990,000 | 5.00% | 1.63% | ||
| 10/1/15 | $3,140,000 | 5.00% | 1.92% | ||
| 10/1/16 | $3,300,000 | 5.00% | 2.20% | ||
| 10/1/17 | $3,465,000 | 5.00% | 2.60% | ||
| 10/1/18 | $3,635,000 | 5.00% | 2.93% | ||
| 10/1/19 | $3,815,000 | 5.00% | 3.21% | ||
| 10/1/20 | $4,010,000 | 5.00% | 3.45% |
L.O.: Bryant, Miller & Olive, Jacksonville, FL; and Lawrence & Parker, P.A., Jacksonville, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Goldman Sachs, TIC 3.0189%
Morgan Keegan, TIC 3.2358%
Raymond James, TIC 3.2981%
Citigroup, TIC 3.3018%
Wells Fargo Secs, TIC 3.3996%
INDIANA
Hamilton Community School Corporation
Dec 2, 2010 . . . . . . $1,900,000
General Obligation Bonds, Series 2010 (bank qualified) (book entry).
Dated Dec 22, 2010.
Due Jul 1, 2011 to Jan 1, 2019.
Non-callable.
Winning bid: City Securities, at n/a, NIC 2.503%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/11 | $65,000 | 1.00% | 0.60% | SIP | |
| 1/1/12 | $75,000 | 1.00% | 0.85% | SIP | |
| 7/1/12 | $115,000 | 1.00% | 1.00% | SIP | |
| 1/1/13 | $115,000 | 2.00% | 1.30% | SIP | |
| 7/1/13 | $120,000 | 2.00% | 1.50% | SIP | |
| 1/1/14 | $120,000 | 2.00% | 1.70% | SIP | |
| 7/1/14 | $120,000 | 2.00% | 1.80% | SIP | |
| 7/1/15 | $250,000 | 2.00% | 2.00% | SIP | |
| 7/1/16 | $255,000 | 2.10% | 2.10% | SIP | |
| 7/1/17 | $260,000 | 2.50% | 2.50% | SIP | |
| 7/1/18 | $270,000 | 2.80% | 2.80% | SIP | |
| 1/1/19 | $135,000 | 3.10% | 3.10% | SIP |
Other managers: Bernardi Securities, Inc..
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: H.J. Umbaugh & Associates, Plymouth, IN.
Other bidders were:
Ross Sinclaire, NIC 2.86%
Raymond James, NIC 2.94%
Sheridan (Town)
Dec 1, 2010 . . . . . . $2,410,000
Waterworks Refunding and Improvement Revenue Bonds of 2010 (bank qualified) (book entry).
Dated Dec 15, 2010.
Due Dec 1, 2012 to 2030.
Callable Dec 1, 2019 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 4.973%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $50,000 | 3.00% | 2.00% | ||
| 12/1/13 | $50,000 | 3.00% | 2.25% | ||
| 12/1/14 | $55,000 | 3.00% | 2.50% | ||
| 12/1/15 | $50,000 | 3.75% | 3.00% | ||
| 12/1/16 | $25,000 | 4.00% | 3.25% | ||
| 12/1/17 | $25,000 | 4.25% | 3.50% | ||
| 12/1/18 | $25,000 | 4.25% | 3.75% | ||
| 6/1/19 | $65,000 | 4.25% | 4.00% | ||
| 12/1/19 | $70,000 | 4.25% | 4.125% | ||
| 6/1/20 | $70,000 | 4.25% | 4.25% | ||
| 12/1/20 | $70,000 | 4.50% | 4.50% | ||
| 12/1/21 | $145,000 | 4.625% | 4.625% | ||
| 12/1/22 | $155,000 | 4.75% | 4.75% | ||
| 12/1/23 | $160,000 | 4.625% | 4.625% | ||
| 12/1/24 | $170,000 | 4.75% | 4.75% | ||
| 12/1/27 | $565,000 | 5.00% | 5.00% | ||
| 12/1/30 | $660,000 | 5.25% | 5.25% |
L.O.: Krieg DeVault, LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 5.094%
Sheridan (Town)
Dec 1, 2010 . . . . . . $2,770,000
Sewage Works Refunding Revenue Bonds of 2010 (bank qualified) (book entry).
Dated Dec 15, 2010.
Due Jul 1, 2012 to Jan 1, 2031.
Callable Jul 1, 2019 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 4.973%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $50,000 | 3.00% | 2.00% | ||
| 7/1/13 | $100,000 | 3.00% | 2.25% | ||
| 7/1/14 | $105,000 | 3.00% | 2.50% | ||
| 7/1/15 | $110,000 | 3.50% | 3.00% | ||
| 7/1/16 | $110,000 | 4.00% | 3.25% | ||
| 7/1/17 | $115,000 | 4.00% | 3.50% | ||
| 7/1/18 | $120,000 | 4.00% | 3.75% | ||
| 7/1/19 | $120,000 | 4.00% | 4.00% | ||
| 7/1/20 | $130,000 | 4.25% | 4.25% | ||
| 7/1/22 | $275,000 | 4.50% | 4.50% | ||
| 7/1/24 | $305,000 | 4.75% | 4.75% | ||
| 7/1/27 | $515,000 | 5.00% | 5.00% | ||
| 1/1/31 | $715,000 | 5.25% | 5.25% |
L.O.: Krieg DeVault, LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 5.094%
IOWA
Lone Tree Community School District
Dec 1, 2010 . . . . . . $2,230,000
General Obligation School Refunding Bonds, Series 2010 (bank qualified) (book entry).
Dated Dec 22, 2010.
Due May 1, 2013 to 2021.
Callable May 1, 2016 at par.
Winning bid: UMB Bank, at 99.3560, TIC 2.5166%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $230,000 | 1.00% | NRO | NRO | |
| 5/1/14 | $230,000 | 1.20% | NRO | NRO | |
| 5/1/15 | $235,000 | 1.50% | NRO | NRO | |
| 5/1/16 | $245,000 | 1.80% | NRO | NRO | |
| 5/1/17 | $245,000 | 2.10% | NRO | NRO | |
| 5/1/18 | $250,000 | 2.40% | NRO | NRO | |
| 5/1/19 | $260,000 | 2.70% | NRO | NRO | |
| 5/1/20 | $265,000 | 3.00% | NRO | NRO | |
| 5/1/21 | $270,000 | 3.15% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Country Club Bank, TIC 2.5379%
Hutchinson Shockey, TIC 2.6339%
Robert W. Baird, TIC 2.724%
Morgan Keegan, TIC 2.7986%
BMO Capital Markets, TIC 2.8859%
KENTUCKY
Henderson (City)
Dec 2, 2010 . . . . . . $3,605,000
General Obligation Bonds, Tax-Exempt Series 2010B (bank qualified) (book entry).
Dated Dec 30, 2010.
Due May 1, 2011 to Nov 1, 2023.
Callable Nov 1, 2020 at par.
Winning bid: Stifel Nicolaus, at 99.9465, NIC 2.7489%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $20,000 | 2.00% | 0.75% | ||
| 11/1/11 | $275,000 | 2.00% | 0.80% | ||
| 11/1/12 | $275,000 | 2.00% | 1.00% | ||
| 11/1/13 | $285,000 | 2.00% | 1.15% | ||
| 11/1/14 | $285,000 | 2.00% | 1.40% | ||
| 11/1/15 | $295,000 | 2.00% | 1.67% | ||
| 11/1/16 | $300,000 | 2.00% | 1.90% | ||
| 11/1/17 | $315,000 | 2.20% | 2.20% | ||
| 11/1/18 | $315,000 | 2.75% | 2.50% | ||
| 11/1/19 | $320,000 | 2.75% | 2.85% | ||
| 11/1/20 | $330,000 | 3.00% | 3.10% | ||
| 11/1/21 | $190,000 | 3.25% | 3.35% | ||
| 11/1/22 | $195,000 | 3.375% | 3.48% | ||
| 11/1/23 | $205,000 | 3.50% | 3.62% |
Other managers: BMO Capital Markets, SunTrust Robinson Humphrey, Crews & Associates, Inc..
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
J.J.B. Hilliard, NIC 2.7738%
Morgan Keegan, NIC 2.7831%
The Kentucky Association of Counties Finance Corporation
Dec 2, 2010 . . . . . . $23,005,000
Financing Program Revenue Bonds, 2010 First Series A (bank qualified) (book entry).
Dated Dec 16, 2010.
Due Feb 1, 2011 to 2039.
Callable Aug 1, 2020 at par.
Winning bid: Sterne Agee, at 98.0000, NIC 4.8135%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $315,000 | 4.25% | NRO | NRO | |
| 2/1/12 | $785,000 | 4.25% | NRO | NRO | |
| 2/1/13 | $790,000 | 4.25% | NRO | NRO | |
| 2/1/14 | $810,000 | 4.25% | NRO | NRO | |
| 2/1/15 | $830,000 | 4.25% | NRO | NRO | |
| 2/1/16 | $850,000 | 4.25% | NRO | NRO | |
| 2/1/17 | $865,000 | 4.25% | NRO | NRO | |
| 2/1/18 | $895,000 | 4.25% | NRO | NRO | |
| 2/1/19 | $925,000 | 4.25% | NRO | NRO | |
| 2/1/20 | $955,000 | 4.25% | NRO | NRO | |
| 2/1/21 | $990,000 | 4.25% | NRO | NRO | |
| 2/1/22 | $1,040,000 | 4.25% | NRO | NRO | |
| 2/1/23 | $1,080,000 | 4.25% | NRO | NRO | |
| 2/1/24 | $1,120,000 | 4.25% | NRO | NRO | |
| 2/1/25 | $1,170,000 | 4.375% | NRO | NRO | |
| 2/1/26 | $1,215,000 | 4.50% | NRO | NRO | |
| 2/1/27 | $870,000 | 4.50% | NRO | NRO | |
| 2/1/28 | $915,000 | 4.75% | NRO | NRO | |
| 2/1/29 | $955,000 | 4.75% | NRO | NRO | |
| 2/1/30 | $605,000 | 5.00% | NRO | NRO | |
| 2/1/32 | $1,220,000 | 5.00% | NRO | NRO | |
| 2/1/35 | $1,920,000 | 5.00% | NRO | NRO | |
| 2/1/39 | $1,885,000 | 5.00% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Sterne, Agee & Leach, Inc, Lexington, KY; and C.D. Bowling & Associates, Lexington, KY.
Other bidders were:
Hutchinson Shockey, NIC 5.3209%
MASSACHUSETTS
Amesbury (Town)
Dec 2, 2010 . . . . . . $3,000,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 17, 2010.
Due Dec 16, 2011.
Purchased $3,000,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Eastern Bank, Effective Rate 0.944%
TD Securities, Effective Rate 0.9532%
FirstSouthwest, Effective Rate 1.0752%
Oppenheimer, Effective Rate 1.3848%
Rockland (Town)
Dec 2, 2010 . . . . . . $1,210,000
General Obligation Municipal Purpose Loan of 2010 Bonds (bank qualified) (book entry).
Dated Dec 1, 2010.
Due Aug 1, 2011 to 2020.
Non-callable.
Winning bid: Fidelity Capital, at 100.0000, TIC 2.9495%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $125,000 | 2.00% | NRO | NRO | AGM |
| 8/1/12 | $125,000 | 2.00% | NRO | NRO | AGM |
| 8/1/13 | $120,000 | 2.00% | NRO | NRO | AGM |
| 8/1/14 | $120,000 | 2.00% | NRO | NRO | AGM |
| 8/1/15 | $120,000 | 2.50% | NRO | NRO | AGM |
| 8/1/16 | $120,000 | 2.50% | NRO | NRO | AGM |
| 8/1/17 | $120,000 | 3.00% | NRO | NRO | AGM |
| 8/1/18 | $120,000 | 4.00% | NRO | NRO | AGM |
| 8/1/19 | $120,000 | 3.25% | NRO | NRO | AGM |
| 8/1/20 | $120,000 | 3.25% | NRO | NRO | AGM |
Other managers: UBS Financial Services, Inc., Roosevelt & Cross, Inc., CL King & Associates.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 3.138%
Robert W. Baird, TIC 3.8163%
West Bridgewater (Town)
Dec 2, 2010 . . . . . . $2,400,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 17, 2010.
Due Dec 16, 2011.
Purchased $2,400,000.00 by Eastern Bank, at 1.5%, plus $13,306.93, effective rate 0.944%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Oppenheimer, Effective Rate 1.1149%
Janney Montgomery, Effective Rate 1.6992%
MICHIGAN
Otsego County Building Authority
Dec 2, 2010 . . . . . . $1,860,000
Building Authority Refunding Bonds, Series 2010 (bank qualified) (book entry).
Dated Dec 1, 2010.
Due May 1, 2011 to 2020.
Non-callable.
Winning bid: Robert W. Baird, at 101.7927, TIC 3.2671%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $20,000 | 2.00% | 1.20% | ||
| 5/1/12 | $170,000 | 2.00% | 1.45% | ||
| 5/1/13 | $190,000 | 3.00% | 1.75% | ||
| 5/1/14 | $185,000 | 3.00% | 2.10% | ||
| 5/1/15 | $210,000 | 3.00% | 2.35% | ||
| 5/1/16 | $205,000 | 3.00% | 2.60% | ||
| 5/1/17 | $200,000 | 4.00% | 3.00% | ||
| 5/1/18 | $220,000 | 4.00% | 3.30% | ||
| 5/1/19 | $220,000 | 4.00% | 3.60% | ||
| 5/1/20 | $240,000 | 4.00% | 3.85% |
Other managers: CL King & Associates, Kildare Capital, Inc., Loop Capital Markets, LLC, Jackson Securities Inc..
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Fifth Third Sec, TIC 3.4656%
J.J.B. Hilliard, TIC 3.5657%
MINNESOTA
Metropolitan Council (Minneapolis-St. Paul Metropolitan Area)
Dec 2, 2010 . . . . . . $8,600,000
General Obligation Park Bonds, Series 2010D (book entry).
Dated Dec 22, 2010.
Due Feb 1, 2012 to 2015.
Non-callable.
Winning bid: Piper Jaffray, at 103.3075, TIC 0.8556%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $5,750,000 | 3.00% | NRO | NRO | |
| 2/1/13 | $915,000 | 3.00% | NRO | NRO | |
| 2/1/14 | $950,000 | 3.00% | NRO | NRO | |
| 2/1/15 | $985,000 | 2.00% | NRO | NRO |
Other managers: US Bancorp Investments, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
JPMorgan, TIC 0.9354%
Incapital, TIC 1.0175%
Wells Fargo Secs, TIC 1.0324%
BMO Capital Markets, TIC 1.0667%
Robert W. Baird, TIC 1.2272%
NEW HAMPSHIRE
New Hampshire Municipal Bond Bank
Dec 2, 2010 . . . . . . $2,875,000
2010 Series D Bonds (bank qualified) (book entry).
Dated Dec 16, 2010.
Due Jan 15, 2012 to 2031.
Callable Jan 15, 2021 at par.
Winning bid: Robert W. Baird, at 104.7497, TIC 3.2623%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/12 | $315,000 | 3.00% | 0.80% | ||
| 1/15/13 | $315,000 | 3.00% | 1.03% | ||
| 1/15/14 | $310,000 | 3.00% | 1.34% | ||
| 1/15/15 | $305,000 | 4.00% | 1.58% | ||
| 1/15/16 | $305,000 | 4.00% | 1.82% | ||
| 1/15/17 | $145,000 | 4.00% | 2.22% | ||
| 1/15/18 | $145,000 | 4.00% | 2.53% | ||
| 1/15/19 | $145,000 | 4.00% | 2.81% | ||
| 1/15/20 | $140,000 | 4.00% | 3.06% | ||
| 1/15/21 | $140,000 | 4.00% | 3.30% | ||
| 1/15/25 | $350,000 | 4.00% | 4.00% | ||
| 1/15/31 | $260,000 | 5.00% | 4.50% |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Corby Capital Markets, Inc., Edward D. Jones & Co., Kildare Capital, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Morgan Keegan, TIC 3.2905%
Piper Jaffray, TIC 3.3463%
Mesirow Financial, TIC 3.3758%
Fidelity Capital, TIC 3.7224%
Incapital, TIC 4.9302%
NEW JERSEY
Fair Lawn (Borough)
Dec 2, 2010 . . . . . . $15,660,000
$13,415,000 General Bonds of 2010 and $2,245,000 Water Bonds of 2010 (bank qualified) (book entry).
Dated Dec 15, 2010.
Due Dec 15, 2011 to 2026.
Callable Dec 15, 2020 at par.
Winning bid: Morgan Keegan, at 102.0974, NIC 3.2349%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/11 | $655,000 | 3.00% | NRO | NRO | |
| 12/15/12 | $690,000 | 3.00% | NRO | NRO | |
| 12/15/13 | $775,000 | 3.00% | NRO | NRO | |
| 12/15/14 | $850,000 | 3.00% | NRO | NRO | |
| 12/15/15 | $925,000 | 3.00% | NRO | NRO | |
| 12/15/16 | $985,000 | 3.00% | NRO | NRO | |
| 12/15/17 | $1,080,000 | 3.00% | NRO | NRO | |
| 12/15/18 | $1,105,000 | 3.00% | NRO | NRO | |
| 12/15/19 | $1,120,000 | 3.00% | NRO | NRO | |
| 12/15/20 | $1,135,000 | 3.25% | NRO | NRO | |
| 12/15/21 | $1,150,000 | 3.50% | NRO | NRO | |
| 12/15/22 | $1,165,000 | 3.50% | NRO | NRO | |
| 12/15/23 | $980,000 | 3.75% | NRO | NRO | |
| 12/15/24 | $995,000 | 3.75% | NRO | NRO | |
| 12/15/25 | $1,025,000 | 3.875% | NRO | NRO | |
| 12/15/26 | $1,025,000 | 4.00% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Ferraioli, Wielkotz, Cerrullo & Cuva, P.A., Pompton Lakes, NJ.
Other bidders were:
UBS Financial Svcs, NIC 3.275%
Robert W. Baird, NIC 3.2956%
Janney Montgomery, NIC 3.4001%
Morgan Stanley, NIC 3.4986%
Hardyston Township
Dec 2, 2010 . . . . . . $1,425,000
Bond Anticipation Notes (bank qualified).
Dated Dec 8, 2010.
Due Dec 7, 2011.
Purchased $1,425,000.00 by Oppenheimer, at 1.75%, plus $22,132.23, effective rate 1.5575%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sussex Co. St Bk, Effective Rate 1.4%
High Bridge Borough
Dec 2, 2010 . . . . . . $478,000
Bond Anticipation Notes (bank qualified).
Dated Dec 9, 2010.
Due Dec 9, 2011.
Purchased $478,000.00 by TD Bank, N.A., at 1.75%, effective rate 1.75%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.23%
Mendham Township
Dec 2, 2010 . . . . . . $1,080,150
Bond Anticipation (bank qualified).
Dated Dec 9, 2010.
Due May 26, 2011.
Purchased $1,080,150.00 by Valley National Bank, at 0.81%, effective rate 0.81%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Provident Bank, Effective Rate 0.95%
Wells Fargo Secs, Effective Rate 0.98%
Janney Montgomery, Effective Rate 1.4461%
Monmouth County
Dec 2, 2010 . . . . . . $29,225,000
$10,295,00 General Improvement Bonds, Series 2010A $2,400,00 County Vocational School Bonds, Series 2010A (Tax-Exempt) (book entry). $12,695,000
Dated Dec 16, 2010.
Due Dec 1, 2011 to 2016.
The bonds shall be callable in accordance with the specification.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.2966%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $250,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $1,475,000 | 3.00% | NRO | NRO | |
| 12/1/12 | $600,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $1,475,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $600,000 | 3.00% | NRO | NRO | |
| 12/1/14 | $1,475,000 | 3.00% | NRO | NRO | |
| 12/1/14 | $600,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $1,475,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $600,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $4,145,000 | 4.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC, Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Public Resources Advisory Group, New York, NY.
Monmouth County
Dec 2, 2010 . . . . . . $32,575,000
General Obligation Refunding Bonds, Series 2010C consisting of $28,600,000 General Improvement Refunding Bonds and $3,960,000 Reclamation Center Utility Refunding Bonds (book entry).
Dated Dec 16, 2010.
Due Mar 1, 2013 to 2018.
Non-callable.
Winning bid: Wells Fargo Secs, at 109.0165, TIC 1.7388%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $3,400,000 | 2.50% | 0.85% | ||
| 3/1/14 | $6,885,000 | 4.00% | 1.10% | ||
| 3/1/15 | $6,905,000 | 4.00% | 1.40% | ||
| 3/1/16 | $6,925,000 | 4.00% | 1.65% | ||
| 3/1/17 | $5,660,000 | 4.00% | 1.90% | ||
| 3/1/18 | $2,800,000 | 3.00% | 2.25% |
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
JPMorgan, TIC 1.7398%
TD Securities, TIC 1.7509%
Citigroup, TIC 1.822%
Stone & Youngberg, TIC 1.863%
Robert W. Baird, TIC 1.8934%
Jefferies, TIC 1.955%
Janney Montgomery, TIC 2.0561%
Ogdensburg Borough
Dec 2, 2010 . . . . . . $288,000
Consisting of $212,000 General Obligation Bond Anticipation Notes and $76,000 Water Utility Bond Anticipation Notes (bank qualified).
Dated Dec 10, 2010.
Due Dec 9, 2011.
Purchased $288,000.00 by Lakeland Bank, at 1.35%, effective rate 1.35%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sussex Co. St Bk, Effective Rate 1.5%
Spotswood Borough
Dec 2, 2010 . . . . . . $2,400,000
Consisting of $1,400,000 GO Gen. Improvement BANs and $1,000,000 GO Water Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Dec 8, 2010.
Due Dec 7, 2011.
Purchased $2,400,000.00 by Beneficial Bk, at 1.5%, plus $26,060.00, effective rate 1.0889%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.3088%
Janney Montgomery, Effective Rate 1.3549%
Toms River Township
Dec 2, 2010 . . . . . . $19,650,000
Bond Anticipation Note consisting of: $19,350,000 General Improvement BAN and $300,000 Golf Course Utility BAN.
Dated Dec 16, 2010.
Due Dec 16, 2011.
Purchased $19,650,000.00 by TD Securities, at 1.25%, plus $127,332.00, effective rate 0.602%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 0.934%
Jefferies, Effective Rate 1.038%
Oppenheimer, Effective Rate 1.059%
Janney Montgomery, Effective Rate 1.399%
Ventnor City (City)
Dec 2, 2010 . . . . . . $2,823,000
School Bonds, Series 2010B (bank qualified) (book entry).
Dated Dec 14, 2010.
Due Dec 1, 2011 to 2025.
Callable Dec 1, 2020 at par.
Winning bid: Morgan Keegan, at 100.0000, NIC 3.5472%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $140,000 | 2.00% | NRO | NRO | AGC |
| 12/1/12 | $145,000 | 2.00% | NRO | NRO | AGC |
| 12/1/13 | $150,000 | 2.00% | NRO | NRO | AGC |
| 12/1/14 | $155,000 | 2.00% | NRO | NRO | AGC |
| 12/1/15 | $165,000 | 3.00% | NRO | NRO | AGC |
| 12/1/16 | $170,000 | 3.00% | NRO | NRO | AGC |
| 12/1/17 | $175,000 | 3.00% | NRO | NRO | AGC |
| 12/1/18 | $185,000 | 3.00% | NRO | NRO | AGC |
| 12/1/19 | $195,000 | 3.50% | NRO | NRO | AGC |
| 12/1/20 | $200,000 | 3.50% | NRO | NRO | AGC |
| 12/1/21 | $210,000 | 3.50% | NRO | NRO | AGC |
| 12/1/22 | $220,000 | 3.75% | NRO | NRO | AGC |
| 12/1/23 | $230,000 | 4.00% | NRO | NRO | AGC |
| 12/1/24 | $235,000 | 4.00% | NRO | NRO | AGC |
| 12/1/25 | $248,000 | 4.00% | NRO | NRO | AGC |
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Janney Montgomery, NIC 3.6821%
UBS Financial Svcs, NIC 3.7306%
Ventnor City (City)
Dec 2, 2010 . . . . . . $20,555,000
General Obligation Bonds, Series 2010A consisting of $8,315,000 General Improvement Bds and $12,240,000 Water/Sewer Utility Bonds (bank qualified) (book entry).
Dated Dec 14, 2010.
Due Dec 1, 2011 to 2030.
Callable Dec 1, 2020 at par.
Winning bid: Morgan Keegan, at 100.0000, NIC 3.7918%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $750,000 | 3.00% | NRO | NRO | AGC |
| 12/1/12 | $770,000 | 3.00% | NRO | NRO | AGC |
| 12/1/13 | $800,000 | 3.00% | NRO | NRO | AGC |
| 12/1/14 | $1,000,000 | 3.00% | NRO | NRO | AGC |
| 12/1/15 | $1,025,000 | 3.00% | NRO | NRO | AGC |
| 12/1/16 | $1,055,000 | 3.00% | NRO | NRO | AGC |
| 12/1/17 | $1,090,000 | 3.00% | NRO | NRO | AGC |
| 12/1/18 | $1,135,000 | 3.00% | NRO | NRO | AGC |
| 12/1/19 | $1,175,000 | 3.50% | NRO | NRO | AGC |
| 12/1/20 | $1,225,000 | 3.50% | NRO | NRO | AGC |
| 12/1/21 | $1,265,000 | 3.75% | NRO | NRO | AGC |
| 12/1/22 | $1,300,000 | 3.75% | NRO | NRO | AGC |
| 12/1/23 | $1,340,000 | 3.75% | NRO | NRO | AGC |
| 12/1/24 | $1,380,000 | 4.00% | NRO | NRO | AGC |
| 12/1/25 | $1,415,000 | 4.00% | NRO | NRO | AGC |
| 12/1/26 | $725,000 | 4.00% | NRO | NRO | AGC |
| 12/1/27 | $745,000 | 4.125% | NRO | NRO | AGC |
| 12/1/28 | $770,000 | 4.25% | NRO | NRO | AGC |
| 12/1/29 | $790,000 | 4.25% | NRO | NRO | AGC |
| 12/1/30 | $800,000 | 4.375% | NRO | NRO | AGC |
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Robert W. Baird, NIC 3.8756%
UBS Financial Svcs, NIC 3.9349%
Janney Montgomery, NIC 3.9435%
Morgan Stanley, NIC 3.9852%
Woolwich Township
Dec 2, 2010 . . . . . . $885,000
Bond Anticipation Notes of 2010, Series A (bank qualified).
Dated Dec 10, 2010.
Due Dec 9, 2011.
Purchased $885,000.00 by First Elmer Inv Corp, at 1.09%, effective rate 1.09%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TBGC Investment Corp, Effective Rate 1.2%
Colonial Bk, FSB, Effective Rate 1.3%
TD Bank, N.A., Effective Rate 1.35%
Oppenheimer, Effective Rate 1.8704%
NEW YORK
Canaseraga Central School District
Dec 2, 2010 . . . . . . $950,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Dec 15, 2010.
Due Jul 28, 2011.
Purchased $950,000.00 by JPMorgan Chase, at 1.03%, effective rate 1.03%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.1007%
Five Star Bnk, Effective Rate 1.65%
Oppenheimer, Effective Rate 2.7141%
Copiague Union Free School District
Dec 2, 2010 . . . . . . $1,500,000
School District Serial Bonds - 2010 (bank qualified) (book entry).
Dated Dec 15, 2010.
Due Dec 15, 2012 to 2025.
Callable Dec 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.616%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/12 | $85,000 | 3.00% | NRO | NRO | |
| 12/15/13 | $90,000 | 3.125% | NRO | NRO | |
| 12/15/14 | $90,000 | 3.25% | NRO | NRO | |
| 12/15/15 | $95,000 | 3.25% | NRO | NRO | |
| 12/15/16 | $100,000 | 3.25% | NRO | NRO | |
| 12/15/17 | $100,000 | 3.25% | NRO | NRO | |
| 12/15/18 | $105,000 | 3.25% | NRO | NRO | |
| 12/15/19 | $110,000 | 3.25% | NRO | NRO | |
| 12/15/20 | $110,000 | 3.25% | NRO | NRO | |
| 12/15/21 | $115,000 | 3.50% | NRO | NRO | |
| 12/15/22 | $120,000 | 3.75% | NRO | NRO | |
| 12/15/23 | $125,000 | 4.00% | NRO | NRO | |
| 12/15/24 | $125,000 | 4.00% | NRO | NRO | |
| 12/15/25 | $130,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Hyde Park Central School District
Dec 2, 2010 . . . . . . $6,981,418
General Obligation School District (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Dec 22, 2010.
Due Jun 15, 2011 to 2025.
Callable Jun 15, 2020 at par.
Winning bid: Morgan Keegan, at n/a, NIC 3.183%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/11 | $436,418 | 3.00% | NRO | NRO | AGC |
| 6/15/12 | $360,000 | 3.00% | NRO | NRO | AGC |
| 6/15/13 | $395,000 | 3.00% | NRO | NRO | AGC |
| 6/15/14 | $405,000 | 3.00% | NRO | NRO | AGC |
| 6/15/15 | $415,000 | 3.00% | NRO | NRO | AGC |
| 6/15/16 | $430,000 | 3.00% | NRO | NRO | AGC |
| 6/15/17 | $450,000 | 3.00% | NRO | NRO | AGC |
| 6/15/18 | $460,000 | 3.50% | NRO | NRO | AGC |
| 6/15/19 | $475,000 | 3.50% | NRO | NRO | AGC |
| 6/15/20 | $495,000 | 3.50% | NRO | NRO | AGC |
| 6/15/21 | $510,000 | 3.50% | NRO | NRO | AGC |
| 6/15/22 | $525,000 | 3.50% | NRO | NRO | AGC |
| 6/15/23 | $545,000 | 3.50% | NRO | NRO | AGC |
| 6/15/24 | $565,000 | 3.75% | NRO | NRO | AGC |
| 6/15/25 | $515,000 | 3.75% | NRO | NRO | AGC |
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.2865%
Robert W. Baird, NIC 3.3337%
TD Securities, NIC 3.7348%
McGraw Central School District
Dec 2, 2010 . . . . . . $191,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Dec 9, 2010.
Due Nov 18, 2011.
Purchased $191,000.00 by First Niagara Bank, at 1.95%, effective rate 1.95%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Nassau County
Dec 2, 2010 . . . . . . $53,255,000
General Improvement Bonds, 2010 Series E (book entry).
Dated Dec 16, 2010.
Due Oct 1, 2012 to 2025.
Callable Oct 1, 2020 at par.
Winning bid: Citigroup, at 101.9900, TIC 3.7741%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $2,610,000 | 3.00% | NRO | NRO | |
| 10/1/13 | $2,685,000 | 4.00% | NRO | NRO | |
| 10/1/14 | $2,795,000 | 3.00% | 1.60% | Asset | |
| 10/1/15 | $3,365,000 | 3.00% | 1.85% | Asset | |
| 10/1/16 | $3,465,000 | 4.00% | 2.10% | Asset | |
| 10/1/17 | $3,605,000 | 4.00% | 2.50% | Asset | |
| 10/1/18 | $3,750,000 | 4.00% | 2.85% | Asset | |
| 10/1/19 | $3,900,000 | 4.00% | 3.15% | Asset | |
| 10/1/20 | $4,055,000 | 4.00% | 3.50% | Asset | |
| 10/1/21 | $4,220,000 | 5.00% | NRO | NRO | Asset |
| 10/1/22 | $4,430,000 | 4.00% | 3.85% | Asset | |
| 10/1/23 | $4,605,000 | 4.00% | 4.00% | Asset | |
| 10/1/24 | $4,790,000 | 4.00% | 4.09% | Asset | |
| 10/1/25 | $4,980,000 | 4.125% | 4.20% | Asset |
Other managers: Bank of New York Mellon Capital Markets, LLC, Cabrera Capital Markets Inc., Corby Capital Markets, Inc., Fidelity Capital Markets, Loop Capital Markets, LLC, Ramirez & Co., Inc., Roosevelt & Cross, Inc., Sterne, Agee & Leach, Inc, Stifel, Nicolaus & Co., Inc., Stone & Youngberg LLC, UBS Financial Services, Inc., Wells Fargo Advisors, Oppenheimer & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
JPMorgan, TIC 3.8102%
BofA Merrill Lynch, TIC 3.8391%
Morgan Keegan, TIC 4.003%
Morgan Stanley, TIC 4.0079%
Jefferies, TIC 4.1174%
Sherburne Village
Dec 2, 2010 . . . . . . $690,000
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Dec 16, 2010.
Due Dec 15, 2011.
Purchased $690,000.00 by NBT Bank, at 1.63%, effective rate 1.63%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.4425%
Vernon Village
Dec 2, 2010 . . . . . . $5,238,111
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Dec 16, 2010.
Due Dec 15, 2011.
Purchased $5,238,110.00 by Jefferies, at 1.65%, plus $6,290.00, effective rate 1.5296%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
TD Securities, Effective Rate 1.5596%
Oppenheimer, Effective Rate 1.741%
Janney Montgomery, Effective Rate 2.49%
Watkins Glen Village
Dec 2, 2010 . . . . . . $2,247,989
Bond Anticipation Notes, 2010 (bank qualified).
Dated Dec 15, 2010.
Due Dec 15, 2011.
Purchased $2,247,990.00 by JPMorgan Chase, at 1.14%, effective rate 1.14%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Chemung Canal, Effective Rate 1.2%
Janney Montgomery, Effective Rate 1.99%
NORTH DAKOTA
Ramsey County
Dec 2, 2010 . . . . . . $1,070,000
General Obligation Bonds, Series 2010B (bank qualified) (book entry).
Dated Dec 1, 2010.
Due Jun 1, 2012 to 2030.
Callable Jun 1, 2021 at par.
Winning bid: Northland Securities, at 98.5000, TIC 3.7432%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $90,000 | 1.10% | 1.10% | ||
| 6/1/15 | $100,000 | 1.50% | 1.50% | ||
| 6/1/17 | $100,000 | 2.25% | 2.25% | ||
| 6/1/19 | $100,000 | 2.80% | 2.80% | ||
| 6/1/21 | $110,000 | 3.25% | 3.25% | ||
| 6/1/23 | $110,000 | 3.50% | 3.50% | ||
| 6/1/25 | $120,000 | 3.75% | 3.75% | ||
| 6/1/27 | $130,000 | 4.00% | 4.00% | ||
| 6/1/30 | $210,000 | 4.25% | 4.25% |
L.O.: Arntson & Stewart, Fargo, ND.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
UBS Financial Svcs, TIC 4.3961%
OHIO
Delaware (City)
Dec 2, 2010 . . . . . . $4,530,000
Capital Facilities Notes, Series 2010 General Obligation Bond Anticipation Notes (Limited Tax Bonds) (bank qualified) (book entry).
Dated Dec 16, 2010.
Due Dec 15, 2011.
Purchased $4,530,000.00 by RBC Capital Mkts, at 1.5%, plus $34,609.00, effective rate 0.7338%.
L.O.: Squire, Sanders & Dempsey, Columbus, OH.
F.A.: Municipal Official(s).
Other bidders were:
First Merit, Effective Rate 0.829%
George K. Baum, Effective Rate 0.953%
Oppenheimer, Effective Rate 1.0089%
Jefferies, Effective Rate 1.0871%
Janney Montgomery, Effective Rate 1.1243%
TEXAS
Cinco Southwest Municipal Utility District No. 1
Dec 2, 2010 . . . . . . $13,680,000
Contract Revenue Bonds, Series 2010B (book entry).
Dated Dec 1, 2010.
Due Dec 1, 2012 to 2036.
Callable Dec 1, 2018 at par.
Winning bid: Wells Fargo Advisors, at 97.0000, NIC 5.0656%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $550,000 | 4.50% | 1.60% | AGM | |
| 12/1/13 | $550,000 | 4.50% | 1.85% | AGM | |
| 12/1/14 | $550,000 | 4.50% | 2.125% | AGM | |
| 12/1/15 | $550,000 | 4.50% | 2.35% | AGM | |
| 12/1/16 | $550,000 | 4.50% | 2.60% | AGM | |
| 12/1/17 | $550,000 | 4.50% | 3.00% | AGM | |
| 12/1/18 | $550,000 | 4.50% | 3.30% | AGM | |
| 12/1/19 | $550,000 | 4.50% | 3.50% | AGM | |
| 12/1/20 | $550,000 | 4.50% | 3.80% | AGM | |
| 12/1/21 | $550,000 | 4.50% | 4.00% | AGM | |
| 12/1/22 | $550,000 | 4.50% | 4.125% | AGM | |
| 12/1/23 | $545,000 | 4.50% | 4.25% | AGM | |
| 12/1/24 | $545,000 | 4.50% | 4.375% | AGM | |
| 12/1/25 | $545,000 | 4.50% | 4.50% | AGM | |
| 12/1/26 | $545,000 | 4.60% | 4.60% | AGM | |
| 12/1/27 | $545,000 | 4.70% | 4.70% | AGM | |
| 12/1/28 | $545,000 | 4.80% | 4.80% | AGM | |
| 12/1/29 | $545,000 | 4.85% | 4.85% | AGM | |
| 12/1/31 | $1,090,000 | 5.00% | 5.00% | AGM | |
| 12/1/33 | $1,090,000 | 5.15% | 5.15% | AGM | |
| 12/1/36 | $1,635,000 | 5.25% | 5.25% | AGM |
Other managers: RBC Capital Markets, Southwest Securities, Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Morgan Stanley, NIC 5.3712%
Fort Bend County Municipal Utility District No. 167
Dec 2, 2010 . . . . . . $3,000,000
Unlimited Tax Bonds, Series 2010 (bank qualified) (book entry).
Dated Dec 1, 2010.
Due Sep 1, 2012 to 2034.
Callable Sep 1, 2018 at par.
Winning bid: Southwest Securities, at 97.0000, NIC 5.9208%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $65,000 | 4.10% | 3.10% | ||
| 9/1/13 | $70,000 | 4.10% | 3.35% | ||
| 9/1/14 | $75,000 | 4.10% | 3.60% | ||
| 9/1/15 | $80,000 | 4.10% | 3.75% | ||
| 9/1/16 | $85,000 | 4.10% | 4.00% | ||
| 9/1/17 | $85,000 | 4.30% | 4.30% | ||
| 9/1/18 | $90,000 | 4.40% | 4.40% | ||
| 9/1/19 | $95,000 | 4.60% | 4.60% | ||
| 9/1/20 | $105,000 | 4.75% | 4.75% | ||
| 9/1/21 | $110,000 | 4.90% | 4.90% | ||
| 9/1/25 | $500,000 | 5.40% | 5.40% | ||
| 9/1/30 | $810,000 | 6.00% | 6.00% | ||
| 9/1/34 | $830,000 | 6.00% | 6.10% |
Other managers: M.E. Allison & Co., Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 5.9373%
GMS Group, NIC 6.1474%
Greens Parkway Municipal Utility District
Dec 2, 2010 . . . . . . $3,980,000
Unlimited Tax Bonds, Series 2010 (bank qualified) (book entry).
Dated Dec 1, 2010.
Due Sep 1, 2011 to 2032.
Callable Sep 1, 2018 at par.
Winning bid: Southwest Securities, at 97.0000, NIC 4.9852%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $165,000 | 3.25% | 1.65% | ||
| 9/1/12 | $105,000 | 3.25% | 2.00% | ||
| 9/1/13 | $110,000 | 3.25% | 2.25% | ||
| 9/1/14 | $115,000 | 3.25% | 2.45% | ||
| 9/1/15 | $120,000 | 3.25% | 2.60% | ||
| 9/1/16 | $130,000 | 3.25% | 2.78% | ||
| 9/1/17 | $135,000 | 3.25% | 3.15% | ||
| 9/1/18 | $140,000 | 3.45% | 3.45% | ||
| 9/1/19 | $150,000 | 3.80% | 3.80% | ||
| 9/1/20 | $155,000 | 4.15% | 4.15% | ||
| 9/1/21 | $165,000 | 4.35% | 4.35% | ||
| 9/1/22 | $175,000 | 4.45% | 4.45% | ||
| 9/1/23 | $180,000 | 4.60% | 4.60% | ||
| 9/1/24 | $190,000 | 4.70% | 4.70% | ||
| 9/1/25 | $200,000 | 4.80% | 4.80% | ||
| 9/1/26 | $210,000 | 4.85% | 4.85% | ||
| 9/1/27 | $225,000 | 4.90% | 5.00% | ||
| 9/1/28 | $235,000 | 5.00% | 5.05% | ||
| 9/1/30 | $510,000 | 5.00% | 5.30% | ||
| 9/1/32 | $565,000 | 5.25% | 5.45% |
Other managers: M.E. Allison & Co., Inc..
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Wells Fargo Advisors, NIC 5.0726%
RBC Capital Mkts, NIC 5.167%
TAXABLE ISSUES
ILLINOIS
Woodridge Village
Dec 2, 2010 . . . . . . $5,500,000
Taxable General Obligation Bonds, Series 2010 (book entry).
Dated Dec 6, 2010.
Due Feb 1, 2012 to 2021.
Callable Feb 1, 2018 at par.
Winning bid: M&I Marshall, at n/a, TIC 3.9365%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $445,000 | 1.50% | NRO | NRO | |
| 2/1/13 | $485,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $500,000 | 2.25% | NRO | NRO | |
| 2/1/15 | $515,000 | 2.75% | NRO | NRO | |
| 2/1/16 | $535,000 | 3.25% | NRO | NRO | |
| 2/1/17 | $555,000 | 3.75% | NRO | NRO | |
| 2/1/18 | $580,000 | 4.00% | 3.85% | ||
| 2/1/19 | $600,000 | 4.10% | 4.10% | ||
| 2/1/20 | $630,000 | 4.40% | 4.40% | ||
| 2/1/21 | $655,000 | 4.70% | NRO | NRO |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Vining-Sparks IBG, TIC 3.9391%
Robert W. Baird, TIC 3.9446%
Bernardi Securities, TIC 4.4381%
KENTUCKY
Henderson (City)
Dec 2, 2010 . . . . . . $10,125,000
General Obligation Bonds, Taxable Series 2010A (Build America Bonds-Direct Payment to Issuer) (book entry).
Dated Dec 16, 2010.
Due Nov 1, 2011 to 2030.
Callable Nov 1, 2020 at par.
Winning bid: Stifel Nicolaus, at n/a, NIC 3.1228%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/11 | $420,000 | 1.00% | 1.00% | ||
| 11/1/12 | $420,000 | 1.10% | NRO | NRO | |
| 11/1/13 | $425,000 | 1.40% | NRO | NRO | |
| 11/1/14 | $430,000 | 1.65% | NRO | NRO | |
| 11/1/15 | $435,000 | 2.00% | 2.00% | ||
| 11/1/16 | $440,000 | 2.30% | 2.30% | ||
| 11/1/17 | $450,000 | 2.80% | 2.80% | ||
| 11/1/18 | $455,000 | 3.00% | NRO | NRO | |
| 11/1/19 | $465,000 | 3.40% | 3.40% | ||
| 11/1/20 | $480,000 | 3.85% | 3.85% | ||
| 11/1/21 | $490,000 | 4.10% | 4.10% | ||
| 11/1/22 | $505,000 | 4.40% | NRO | NRO | |
| 11/1/23 | $520,000 | 4.70% | 4.70% | ||
| 11/1/30 | $4,190,000 | 5.50% | NRO | NRO |
Other managers: BMO Capital Markets, SunTrust Robinson Humphrey.
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 3.1538%
Morgan Keegan, NIC 3.2078%
Sterne Agee, NIC 3.4125%
MINNESOTA
Metropolitan Council (Minneapolis-St. Paul Metropolitan Area)
Dec 2, 2010 . . . . . . $65,000,000
General Obligation Wastewater Revenue Bonds, Series 2010F (Taxable Build America Bonds) (book entry).
Dated Dec 22, 2010.
Due Dec 1, 2012 to 2030.
Callable Dec 1, 2020 at par.
Winning bid: Piper Jaffray, at n/a, TIC 2.9661%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $2,000,000 | 1.10% | NRO | NRO | |
| 12/1/13 | $5,250,000 | 1.40% | NRO | NRO | |
| 12/1/14 | $3,275,000 | 2.00% | NRO | NRO | |
| 12/1/15 | $3,105,000 | 2.50% | NRO | NRO | |
| 12/1/16 | $3,145,000 | 2.75% | NRO | NRO | |
| 12/1/17 | $1,000,000 | 3.00% | NRO | NRO | |
| 12/1/18 | $1,500,000 | 3.50% | NRO | NRO | |
| 12/1/19 | $3,460,000 | 3.75% | NRO | NRO | |
| 12/1/20 | $4,125,000 | 4.00% | NRO | NRO | |
| 12/1/21 | $3,395,000 | 4.20% | NRO | NRO | |
| 12/1/22 | $3,475,000 | 4.60% | NRO | NRO | |
| 12/1/23 | $3,555,000 | 4.80% | NRO | NRO | |
| 12/1/24 | $3,645,000 | 5.00% | NRO | NRO | |
| 12/1/25 | $3,740,000 | 5.05% | NRO | NRO | |
| 12/1/26 | $3,835,000 | 5.10% | NRO | NRO | |
| 12/1/27 | $3,945,000 | 5.15% | NRO | NRO | |
| 12/1/28 | $4,060,000 | 5.20% | NRO | NRO | |
| 12/1/29 | $4,180,000 | 5.25% | NRO | NRO | |
| 12/1/30 | $4,310,000 | 0.00% | NRO | NRO |
Other managers: US Bancorp Investments, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 2.9809%
Prager Sealy, TIC 3.0312%
Wells Fargo Secs, TIC 3.0989%
Citigroup, TIC 3.2111%
Robert W. Baird, TIC 4.545%
Metropolitan Council (Minneapolis-St. Paul Metropolitan Area)
Dec 2, 2010 . . . . . . $69,000,000
General Obligation Transit Bonds, Series 2010E (Build America Bonds) (book entry).
Dated Dec 22, 2010.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2021 at par.
Winning bid: Piper Jaffray, at n/a, TIC 2.6532%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $17,160,000 | 0.97% | NRO | NRO | |
| 2/1/13 | $4,365,000 | 1.35% | NRO | NRO | |
| 2/1/14 | $4,395,000 | 1.90% | NRO | NRO | |
| 2/1/15 | $4,440,000 | 2.30% | NRO | NRO | |
| 2/1/16 | $3,950,000 | 2.70% | NRO | NRO | |
| 2/1/17 | $4,010,000 | 2.95% | NRO | NRO | |
| 2/1/18 | $4,080,000 | 3.45% | NRO | NRO | |
| 2/1/19 | $4,165,000 | 3.75% | NRO | NRO | |
| 2/1/20 | $4,265,000 | 4.00% | NRO | NRO | |
| 2/1/21 | $4,370,000 | 4.20% | NRO | NRO | |
| 2/1/22 | $1,200,000 | 0.00% | NRO | NRO | |
| 2/1/24 | $2,505,000 | 4.70% | NRO | NRO | |
| 2/1/31 | $10,095,000 | 5.199% | NRO | NRO |
Other managers: US Bancorp Investments, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BMO Capital Markets, TIC 2.6671%
Prager Sealy, TIC 2.694%
Wells Fargo Secs, TIC 2.7982%
NEW JERSEY
Monmouth County
Dec 2, 2010 . . . . . . $20,775,000
General Improvement Bonds, Series 2010B (Federally Taxable - Recovery Zone Economic Development Bonds - Direct Pay to Issuer) (book entry).
Dated Dec 16, 2010.
Due Dec 1, 2020 to 2025.
The bonds shall be callable in accordance with the specification.
Winning bid: Wells Fargo Secs, at 100.0583, TIC 4.547%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/20 | $50,000 | 4.15% | 4.15% | ||
| 12/1/21 | $4,145,000 | 4.30% | NRO | NRO | |
| 12/1/22 | $4,145,000 | 4.45% | NRO | NRO | |
| 12/1/23 | $4,145,000 | 4.50% | NRO | NRO | |
| 12/1/24 | $4,145,000 | 4.65% | NRO | NRO | |
| 12/1/25 | $4,145,000 | 4.80% | NRO | NRO |
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Robert W. Baird, TIC 4.6265%
Citigroup, TIC 4.9567%
Monmouth County
Dec 2, 2010 . . . . . . $29,225,000
Various General Obligation Bonds, Series 2010A (Taxable Build America Bonds) (book entry). $16,530,000
Dated Dec 16, 2010.
Due Dec 1, 2017 to 2020.
The bonds shall be callable in accordance with the specification.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.2966%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $4,145,000 | 3.30% | NRO | NRO | |
| 12/1/18 | $4,145,000 | 3.55% | NRO | NRO | |
| 12/1/19 | $4,145,000 | 4.00% | NRO | NRO | |
| 12/1/20 | $4,095,000 | 4.20% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC, Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Public Resources Advisory Group, New York, NY.
NEW YORK
Nassau County
Dec 2, 2010 . . . . . . $71,745,000
General Improvement Bonds, 2010 Series F (Taxable Build America Bonds) (book entry).
Dated Dec 16, 2010.
Due Oct 1, 2026 to 2035.
Callable Oct 1, 2020 at par.
Winning bid: Citigroup, at n/a, TIC 4.6971%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/26 | $5,185,000 | 6.65% | 6.35% | ||
| 10/1/27 | $5,530,000 | 6.80% | NRO | NRO | |
| 10/1/28 | $5,910,000 | 6.90% | NRO | NRO | |
| 10/1/29 | $6,315,000 | 7.10% | NRO | NRO | |
| 10/1/30 | $6,765,000 | 7.25% | NRO | NRO | |
| 10/1/35 | $42,040,000 | 7.40% | 7.10% |
Other managers: Bank of New York Mellon Capital Markets, LLC, Cabrera Capital Markets Inc., Corby Capital Markets, Inc., Fidelity Capital Markets, Loop Capital Markets, LLC, Roosevelt & Cross, Inc., Sterne, Agee & Leach, Inc, Stifel, Nicolaus & Co., Inc., Stone & Youngberg LLC, UBS Financial Services, Inc., Wells Fargo Advisors, Oppenheimer & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
BofA Merrill Lynch, TIC 4.7761%
Morgan Keegan, TIC 4.9262%
Jefferies, TIC 4.9523%
Ramirez, TIC 5.1344%
JPMorgan, TIC 5.1997%
