CALIFORNIA
Lafayette Elementary School District
Aug 31, 2010 . . . . . . $18,885,000
2010 General Obligtion Refunding Bonds (bank qualified) (book entry).
Dated Sep 15, 2010.
Due Aug 1, 2011 to 2021.
Non-callable.
Winning bid: Stone & Youngberg, at 108.8734, TIC 1.8073%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $1,760,000 | 0.25% | NRO | NRO | |
| 8/1/12 | $1,405,000 | 0.35% | NRO | NRO | |
| 8/1/13 | $1,435,000 | 2.00% | NRO | NRO | |
| 8/1/14 | $1,480,000 | 4.00% | NRO | NRO | |
| 8/1/15 | $1,520,000 | 4.00% | NRO | NRO | |
| 8/1/16 | $1,555,000 | 5.00% | NRO | NRO | |
| 8/1/17 | $1,635,000 | 4.00% | NRO | NRO | |
| 8/1/18 | $1,815,000 | 4.00% | NRO | NRO | |
| 8/1/19 | $1,950,000 | 3.00% | NRO | NRO | |
| 8/1/20 | $2,070,000 | 2.75% | NRO | NRO | |
| 8/1/21 | $2,260,000 | 3.00% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Hutchinson Shockey, TIC 1.83%
Piper Jaffray, TIC 1.8305%
Fidelity Capital, TIC 1.8388%
Robert W. Baird, TIC 1.8469%
JPMorgan, TIC 1.8665%
Citigroup, TIC 1.9132%
Morgan Stanley, TIC 1.9635%
Southwest Securities, TIC 2.039%
BMO Capital Markets, TIC 2.0683%
CONNECTICUT
Darien (Town)
Aug 31, 2010 . . . . . . $4,175,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 9, 2010.
Due Mar 17, 2011.
Purchased $4,175,000.00 by Piper Jaffray, at 1.0%, plus $14,863.00, effective rate 0.318%.
L.O.: Pullman & Comley, Hartford, CT; and Pullman & Comley, Bridgeport, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Jefferies, Effective Rate 0.341%
Eastern Bank, Effective Rate 0.3888%
Roosevelt & Cross, Effective Rate 0.4945%
TD Securities, Effective Rate 0.5464%
Beneficial Bk, Effective Rate 0.5691%
JPMorgan Chase, Effective Rate 0.64%
Oppenheimer, Effective Rate 0.7426%
IOWA
Ballard Community School District
Aug 30, 2010 . . . . . . $4,360,000
General Obligation School Bonds, Series 2010 (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Jun 1, 2011 to 2029.
Callable Jun 1, 2019 at par.
Winning bid: UMB Bank, at 100.0000, TIC 3.1559%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $90,000 | 1.50% | NRO | NRO | |
| 6/1/12 | $250,000 | 1.50% | NRO | NRO | |
| 6/1/13 | $230,000 | 1.50% | NRO | NRO | |
| 6/1/14 | $225,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $225,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $225,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $225,000 | 2.50% | NRO | NRO | |
| 6/1/18 | $230,000 | 2.50% | NRO | NRO | |
| 6/1/19 | $230,000 | 2.60% | NRO | NRO | |
| 6/1/20 | $230,000 | 2.75% | NRO | NRO | |
| 6/1/21 | $230,000 | 2.75% | NRO | NRO | |
| 6/1/22 | $230,000 | 2.90% | NRO | NRO | |
| 6/1/23 | $230,000 | 3.00% | NRO | NRO | |
| 6/1/24 | $235,000 | 3.15% | NRO | NRO | |
| 6/1/25 | $240,000 | 3.25% | NRO | NRO | |
| 6/1/26 | $240,000 | 3.40% | NRO | NRO | |
| 6/1/29 | $795,000 | 4.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.2172%
Hutchinson Shockey, TIC 3.3573%
BMO Capital Markets, TIC 3.5469%
Ogden (City)
Aug 31, 2010 . . . . . . $1,315,000
General Obligation Corporate Purpose Bonds, Series 2010 (bank qualified) (book entry).
Dated Sep 21, 2010.
Due Jun 1, 2011 to 2023.
Callable Jun 1, 2018 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.5444%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $115,000 | 0.75% | NRO | NRO | |
| 6/1/12 | $100,000 | 1.00% | NRO | NRO | |
| 6/1/13 | $100,000 | 1.20% | NRO | NRO | |
| 6/1/14 | $100,000 | 1.40% | NRO | NRO | |
| 6/1/15 | $100,000 | 1.60% | NRO | NRO | |
| 6/1/16 | $100,000 | 1.90% | NRO | NRO | |
| 6/1/17 | $100,000 | 2.10% | NRO | NRO | |
| 6/1/18 | $100,000 | 2.30% | NRO | NRO | |
| 6/1/19 | $100,000 | 2.60% | NRO | NRO | |
| 6/1/20 | $100,000 | 2.80% | NRO | NRO | |
| 6/1/21 | $100,000 | 3.00% | NRO | NRO | |
| 6/1/22 | $100,000 | 3.10% | NRO | NRO | |
| 6/1/23 | $100,000 | 3.20% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.6297%
UMB Bank, TIC 2.8437%
Page County
Aug 31, 2010 . . . . . . $520,000
General Obligation Capital Loan Notes, Series 2010 (bank qualified) (book entry).
Dated Sep 29, 2010.
Due Jun 1, 2012 to 2016.
Callable Jun 1, 2015 at par.
Winning bid: Hutchinson Shockey, at n/a, TIC 1.6128%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $100,000 | 1.50% | NRO | NRO | |
| 6/1/13 | $100,000 | 1.50% | NRO | NRO | |
| 6/1/14 | $105,000 | 1.50% | NRO | NRO | |
| 6/1/15 | $105,000 | 1.50% | NRO | NRO | |
| 6/1/16 | $110,000 | 1.75% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 1.686%
UMB Bank, TIC 1.802%
Bank of Iowa, TIC 2.0625%
KANSAS
Topeka (City)
Aug 31, 2010 . . . . . . $2,945,000
Temporary Notes, Series 2010-A (Combined Utility Projects) (book entry).
Dated Sep 29, 2010.
Due Oct 1, 2011.
Purchased $2,945,000.00 by Jefferies, at 1.25%, plus $5,251.00, effective rate 1.0679%.
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Oppenheimer, Effective Rate 1.3902%
UMB Bank, Effective Rate 1.4944%
Topeka (City)
Aug 31, 2010 . . . . . . $24,995,000
Temporary Notes, Series 2010-B (General Improvements) (book entry).
Dated Sep 29, 2010.
Due Oct 1, 2011.
Purchased $24,995,000.00 by Citigroup, at 2.0%, plus $381,174.00, effective rate 0.4756%.
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Oppenheimer, Effective Rate 0.7689%
Morgan Stanley, Effective Rate 0.7757%
Jefferies, Effective Rate 0.8284%
Topeka (City)
Aug 31, 2010 . . . . . . $36,635,000
General Obligation Improvement Bonds, Series 2010-A (book entry). $1,650,000
Dated Sep 29, 2010.
Due Aug 15, 2011 to 2030.
Callable Aug 15, 2015 at par.
Winning bid: Piper Jaffray, at n/a, TIC 3.3808%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/11 | $70,000 | 2.00% | NRO | NRO | |
| 8/15/12 | $65,000 | 2.00% | NRO | NRO | |
| 8/15/13 | $70,000 | 2.00% | NRO | NRO | |
| 8/15/14 | $70,000 | 2.00% | NRO | NRO | |
| 8/15/15 | $70,000 | 1.625% | NRO | NRO | |
| 8/15/16 | $70,000 | 2.00% | NRO | NRO | |
| 8/15/17 | $75,000 | 2.00% | NRO | NRO | |
| 8/15/18 | $75,000 | 2.25% | NRO | NRO | |
| 8/15/19 | $75,000 | 2.50% | NRO | NRO | |
| 8/15/20 | $80,000 | 2.75% | NRO | NRO | |
| 8/15/21 | $80,000 | 3.00% | NRO | NRO | |
| 8/15/22 | $80,000 | 3.00% | NRO | NRO | |
| 8/15/23 | $85,000 | 3.125% | NRO | NRO | |
| 8/15/24 | $90,000 | 3.25% | NRO | NRO | |
| 8/15/25 | $90,000 | 3.50% | NRO | NRO | |
| 8/15/26 | $95,000 | 3.50% | NRO | NRO | |
| 8/15/27 | $95,000 | 3.625% | NRO | NRO | |
| 8/15/30 | $315,000 | 4.00% | NRO | NRO |
General Obligation Refunding Bonds 2010-B (book entry). $34,985,000
Dated Sep 29, 2010.
Due Aug 15, 2011 to 2036.
Callable Aug 15, 2015 at par.
Winning bid: Piper Jaffray, at n/a, TIC 3.3808%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/11 | $595,000 | 2.00% | NRO | NRO | |
| 8/15/12 | $385,000 | 2.00% | NRO | NRO | |
| 8/15/13 | $395,000 | 2.00% | NRO | NRO | |
| 8/15/14 | $750,000 | 2.00% | NRO | NRO | |
| 8/15/15 | $975,000 | 2.00% | NRO | NRO | |
| 8/15/16 | $1,445,000 | 1.625% | NRO | NRO | |
| 8/15/17 | $1,470,000 | 2.00% | NRO | NRO | |
| 8/15/18 | $1,500,000 | 2.25% | NRO | NRO | |
| 8/15/19 | $2,585,000 | 2.50% | NRO | NRO | |
| 8/15/20 | $2,645,000 | 2.75% | NRO | NRO | |
| 8/15/21 | $2,720,000 | 3.00% | NRO | NRO | |
| 8/15/22 | $2,810,000 | 3.00% | NRO | NRO | |
| 8/15/23 | $2,905,000 | 3.125% | NRO | NRO | |
| 8/15/24 | $2,980,000 | 3.25% | NRO | NRO | |
| 8/15/25 | $3,085,000 | 3.50% | NRO | NRO | |
| 8/15/26 | $1,680,000 | 3.50% | NRO | NRO | |
| 8/15/27 | $1,625,000 | 3.625% | NRO | NRO | |
| 8/15/30 | $4,375,000 | 4.00% | NRO | NRO | |
| 8/15/36 | $60,000 | 4.375% | NRO | NRO |
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Hutchinson Shockey, TIC 3.4007%
Morgan Keegan, TIC 3.5178%
KENTUCKY
Jefferson County School District Finance Corporation
Aug 31, 2010 . . . . . . $16,170,000
School Building Revenue Refunding Bonds, Series 2010B (bank qualified) (book entry).
Dated Sep 1, 2010.
Due Jun 1, 2011 to 2022.
Non-callable.
Winning bid: Stifel Nicolaus, at 99.0228, NIC 2.4788%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $265,000 | 2.00% | 0.35% | ||
| 6/1/12 | $165,000 | 2.00% | 0.70% | ||
| 6/1/13 | $170,000 | 2.00% | 1.00% | ||
| 6/1/14 | $1,065,000 | 2.00% | 1.10% | ||
| 6/1/15 | $945,000 | 2.00% | 1.40% | ||
| 6/1/16 | $950,000 | 2.125% | 1.70% | ||
| 6/1/17 | $820,000 | 2.125% | 2.00% | ||
| 6/1/18 | $950,000 | 2.125% | 2.18% | ||
| 6/1/19 | $1,340,000 | 2.25% | 2.35% | ||
| 6/1/20 | $1,445,000 | 2.30% | 2.45% | ||
| 6/1/21 | $1,455,000 | 2.40% | NRO | NRO | |
| 6/1/22 | $6,600,000 | 2.50% | 2.65% |
Other managers: FirstSouthwest, BMO Capital Markets, SunTrust Robinson Humphrey, Crews & Associates, Inc..
L.O.: Wyatt, Tarrant & Combs, LLP, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY; and J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Ross Sinclaire, NIC 2.4863%
UBS Financial Svcs, NIC 3.0202%
Webster County School District Finance Corporation
Aug 31, 2010 . . . . . . $1,020,000
School Building Refunding Revenue Bonds, Series of 2010 (bank qualified) (book entry).
Dated Sep 1, 2010.
Due May 1, 2011 to 2021.
Non-callable.
Winning bid: Fifth Third Sec, at 99.1574, NIC 2.3317%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $25,000 | 1.00% | NRO | NRO | |
| 5/1/12 | $90,000 | 1.00% | NRO | NRO | |
| 5/1/13 | $95,000 | 1.50% | NRO | NRO | |
| 5/1/14 | $95,000 | 1.50% | NRO | NRO | |
| 5/1/15 | $95,000 | 2.00% | NRO | NRO | |
| 5/1/16 | $95,000 | 2.00% | NRO | NRO | |
| 5/1/17 | $100,000 | 2.00% | NRO | NRO | |
| 5/1/18 | $100,000 | 2.20% | NRO | NRO | |
| 5/1/19 | $105,000 | 2.35% | NRO | NRO | |
| 5/1/20 | $110,000 | 2.50% | NRO | NRO | |
| 5/1/21 | $110,000 | 2.60% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Ross Sinclaire, NIC 2.4056%
Morgan Keegan, NIC 2.7861%
NEVADA
Reno (City)
Aug 31, 2010 . . . . . . $21,750,000
General Obligation (Limited Tax) Sewer Refunding Bonds (Additionally Secured by Pledged Revenues), Series 2010 (book entry).
Dated Sep 9, 2010.
Due Aug 1, 2014 to 2040.
Callable Aug 1, 2020 at par.
Winning bid: Robert W. Baird, at 98.2021, TIC 3.9981%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $510,000 | 2.00% | NRO | NRO | |
| 8/1/15 | $520,000 | 2.00% | NRO | NRO | |
| 8/1/16 | $530,000 | 2.00% | NRO | NRO | |
| 8/1/17 | $545,000 | 2.50% | NRO | NRO | |
| 8/1/18 | $560,000 | 2.50% | NRO | NRO | |
| 8/1/19 | $575,000 | 4.00% | NRO | NRO | |
| 8/1/20 | $600,000 | 4.00% | NRO | NRO | |
| 8/1/21 | $620,000 | 3.00% | NRO | NRO | |
| 8/1/22 | $640,000 | 3.00% | NRO | NRO | |
| 8/1/23 | $660,000 | 3.00% | NRO | NRO | |
| 8/1/24 | $680,000 | 3.125% | NRO | NRO | |
| 8/1/25 | $700,000 | 3.25% | NRO | NRO | |
| 8/1/26 | $725,000 | 3.375% | NRO | NRO | |
| 8/1/28 | $1,540,000 | 4.00% | NRO | NRO | |
| 8/1/30 | $1,665,000 | 4.00% | NRO | NRO | |
| 8/1/32 | $1,805,000 | 4.00% | NRO | NRO | |
| 8/1/35 | $2,995,000 | 4.00% | NRO | NRO | |
| 8/1/40 | $5,880,000 | 4.125% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, Davenport & Company LLC, Edward D. Jones & Co., SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, William Blair & Company, LLC, Crews & Associates, Inc., Raymond James & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc..
L.O.: Swendseid & Stern, Reno, NV.
F.A.: NSB Public Finance, Las Vegas, NV.
Other bidders were:
BofA Merrill Lynch, TIC 4.3725%
Stone & Youngberg, TIC 4.4157%
Morgan Stanley, TIC 4.4195%
FirstSouthwest, TIC 4.4783%
JPMorgan, TIC 4.6588%
NEW YORK
Eastport-South Manor Central School District
Aug 31, 2010 . . . . . . $14,000,000
Tax Anticipation Notes for 2010-2011 Taxes.
Dated Sep 8, 2010.
Due Jun 24, 2011.
Purchased $14,000,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.4569%
JPMorgan Chase, Effective Rate 0.55%
Capital One, Effective Rate 0.55%
Wells Fargo Secs, Effective Rate 0.62%
TD Securities, Effective Rate 0.6538%
Jefferies, Effective Rate 0.6551%
Oppenheimer, Effective Rate 0.6604%
Oppenheimer, Effective Rate 0.712%
TD Bank, N.A., Effective Rate 0.75%
Flushing Comm Bk, Effective Rate 0.8%
Eastport-South Manor Central School District
Aug 31, 2010 . . . . . . $28,217,650
School District Serial Bonds-2010 (book entry).
Dated Sep 8, 2010.
Due Sep 1, 2012 to 2030.
Callable Sep 1, 2019 at par.
Winning bid: Morgan Stanley, at n/a, NIC 2.617%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $1,517,650 | 2.00% | 0.43% | ||
| 9/1/13 | $1,550,000 | 2.00% | 0.56% | ||
| 9/1/14 | $1,590,000 | 2.00% | 0.79% | ||
| 9/1/15 | $1,645,000 | 3.00% | 1.17% | ||
| 9/1/16 | $1,705,000 | 3.00% | 1.45% | ||
| 9/1/17 | $1,765,000 | 3.00% | 1.72% | ||
| 9/1/18 | $1,830,000 | 3.00% | 1.83% | ||
| 9/1/19 | $1,895,000 | 3.00% | 2.04% | ||
| 9/1/20 | $1,965,000 | 3.00% | 2.29% | ||
| 9/1/21 | $2,035,000 | 3.00% | 2.44% | ||
| 9/1/22 | $2,105,000 | 3.00% | 2.58% | ||
| 9/1/23 | $2,180,000 | 3.00% | 2.72% | ||
| 9/1/24 | $2,245,000 | 3.00% | 2.87% | ||
| 9/1/25 | $2,320,000 | 3.00% | 3.00% | ||
| 9/1/26 | $350,000 | 3.125% | 3.125% | ||
| 9/1/27 | $360,000 | 3.25% | 3.25% | ||
| 9/1/28 | $375,000 | 3.375% | 3.375% | ||
| 9/1/29 | $385,000 | 3.50% | 3.45% | ||
| 9/1/30 | $400,000 | 3.50% | 3.55% |
Other managers: FirstSouthwest.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, NIC 2.669%
Citigroup, NIC 2.6992%
BMO Capital Markets, NIC 2.9599%
Robert W. Baird, NIC 2.9615%
Greece (Town)
Aug 31, 2010 . . . . . . $12,352,000
Public Improvement (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Sep 15, 2010.
Due Oct 1, 2011 to 2035.
Callable Oct 1, 2020 at par.
Winning bid: Morgan Keegan, at n/a, NIC 2.7133%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $438,000 | 2.00% | NRO | NRO | |
| 10/1/12 | $835,000 | 2.00% | NRO | NRO | |
| 10/1/13 | $835,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $855,000 | 2.00% | NRO | NRO | |
| 10/1/15 | $855,000 | 2.00% | NRO | NRO | |
| 10/1/16 | $815,000 | 2.00% | NRO | NRO | |
| 10/1/17 | $820,000 | 2.00% | NRO | NRO | |
| 10/1/18 | $820,000 | 2.00% | NRO | NRO | |
| 10/1/19 | $740,000 | 2.00% | NRO | NRO | |
| 10/1/20 | $680,000 | 2.25% | NRO | NRO | |
| 10/1/21 | $645,000 | 2.50% | NRO | NRO | |
| 10/1/22 | $475,000 | 2.625% | NRO | NRO | |
| 10/1/23 | $395,000 | 2.75% | NRO | NRO | |
| 10/1/24 | $345,000 | 3.00% | NRO | NRO | |
| 10/1/25 | $295,000 | 3.00% | NRO | NRO | |
| 10/1/26 | $295,000 | 3.00% | NRO | NRO | |
| 10/1/27 | $290,000 | 3.50% | NRO | NRO | |
| 10/1/28 | $290,000 | 3.50% | NRO | NRO | |
| 10/1/29 | $290,000 | 3.50% | NRO | NRO | |
| 10/1/30 | $290,000 | 3.50% | NRO | NRO | |
| 10/1/31 | $285,000 | 3.60% | NRO | NRO | |
| 10/1/32 | $290,000 | 3.70% | NRO | NRO | |
| 10/1/33 | $260,000 | 3.75% | NRO | NRO | |
| 10/1/34 | $160,000 | 3.85% | NRO | NRO | |
| 10/1/35 | $54,000 | 4.00% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.7925%
FirstSouthwest, NIC 2.8374%
Robert W. Baird, NIC 3.0662%
Hutchinson Shockey, NIC 3.2606%
Montauk Union Free School District
Aug 31, 2010 . . . . . . $6,000,000
Tax Anticipation Notes for 2010 - 2011 Taxes (bank qualified) (book entry).
Dated Sep 9, 2010.
Due Jun 23, 2011.
Purchased $6,000,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Nixon Peabody LLP, New York, NY; and Nixon Peabody LLP, Jericho, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.62%
Jefferies, Effective Rate 0.6425%
TD Securities, Effective Rate 0.6463%
Oppenheimer, Effective Rate 0.7204%
Moravia Central School District
Aug 31, 2010 . . . . . . $247,000
School District (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Sep 15, 2010.
Due Sep 15, 2011 to 2015.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.2037%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/11 | $42,000 | 2.00% | NRO | NRO | |
| 9/15/12 | $50,000 | 2.00% | NRO | NRO | |
| 9/15/13 | $50,000 | 2.25% | NRO | NRO | |
| 9/15/14 | $50,000 | 2.25% | NRO | NRO | |
| 9/15/15 | $55,000 | 2.25% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, NIC 2.2992%
Sage Rutty, NIC 2.4575%
Sodus Point Village
Aug 31, 2010 . . . . . . $400,000
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Sep 10, 2010.
Due May 27, 2011.
Purchased $400,000.00 by Lyons National Bk, at 1.05%, effective rate 1.05%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.53%
HSBC Bank, Effective Rate 1.59%
Roosevelt & Cross, Effective Rate 1.8459%
Oppenheimer, Effective Rate 2.472%
Utica City School District
Aug 31, 2010 . . . . . . $24,000,000
Bond Anticipation Notes, Series 2010B.
Dated Sep 9, 2010.
Due Sep 9, 2011.
Purchased $24,000,000.00 by Oppenheimer, at 2.0%, plus $182,400.00, effective rate 1.24%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.459%
Jefferies, Effective Rate 1.961%
Jefferies, Effective Rate 2.109%
Jefferies, Effective Rate 2.256%
Wallkill (Town)
Aug 31, 2010 . . . . . . $5,230,000
Bond Anticipation Notes, 2010 Series C (Renewals) (bank qualified).
Dated Sep 9, 2010.
Due Sep 9, 2011.
Purchased $5,230,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.93%
TD Securities, Effective Rate 0.944%
Roosevelt & Cross, Effective Rate 0.9627%
TD Securities, Effective Rate 1.004%
Oppenheimer, Effective Rate 1.05%
Bank of America, Effective Rate 1.14%
Beneficial Bk, Effective Rate 1.174%
Jefferies, Effective Rate 1.254%
OHIO
Willoughby (City)
Aug 31, 2010 . . . . . . $1,075,000
Various Purpose Improvement Refunding Bonds, Series 2010 (General Obligation Llimited Tax) (bank qualified) (book entry).
Dated Sep 16, 2010.
Due Dec 1, 2011 to 2016.
Non-callable.
Winning bid: Fifth Third Sec, at 102.2346, TIC 1.7418%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $170,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $175,000 | 1.50% | NRO | NRO | |
| 12/1/13 | $175,000 | 1.50% | NRO | NRO | |
| 12/1/14 | $180,000 | 1.50% | NRO | NRO | |
| 12/1/15 | $185,000 | 2.00% | NRO | NRO | |
| 12/1/16 | $190,000 | 4.00% | NRO | NRO |
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
UBS Financial Svcs, TIC 1.7876%
BMO Capital Markets, TIC 1.8437%
Robert W. Baird, TIC 2.0254%
Bernardi Securities, TIC 2.7585%
Willoughby (City)
Aug 31, 2010 . . . . . . $4,160,000
Fire Station Improvement Refunding Bonds, Series 2010 (General Obligation Unlimited Tax) (bank qualified) (book entry).
Dated Sep 16, 2010.
Due Dec 1, 2011 to 2024.
Callable Dec 1, 2018 at par.
Winning bid: BMO Capital Markets, at 101.1345, TIC 2.6222%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $230,000 | 2.00% | 0.37% | ||
| 12/1/12 | $260,000 | 2.00% | 0.46% | ||
| 12/1/13 | $260,000 | 2.00% | 0.60% | ||
| 12/1/14 | $270,000 | 2.00% | 0.85% | ||
| 12/1/15 | $270,000 | 2.00% | 1.27% | ||
| 12/1/16 | $280,000 | 2.00% | 1.53% | ||
| 12/1/17 | $285,000 | 4.00% | 1.80% | ||
| 12/1/18 | $295,000 | 4.00% | 2.00% | ||
| 12/1/19 | $305,000 | 2.20% | 2.20% | ||
| 12/1/20 | $315,000 | 2.50% | 2.39% | ||
| 12/1/21 | $330,000 | 2.50% | 2.54% | ||
| 12/1/22 | $340,000 | 3.00% | 2.67% | ||
| 12/1/23 | $355,000 | 3.00% | 2.79% | ||
| 12/1/24 | $365,000 | 3.00% | 2.90% |
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Fifth Third Sec, TIC 2.633%
UBS Financial Svcs, TIC 2.8504%
Robert W. Baird, TIC 2.8659%
Bernardi Securities, TIC 3.3387%
PENNSYLVANIA
South Fayette Township School District
Aug 31, 2010 . . . . . . $4,630,000
General Obligation Bonds, Series of 2010 (bank qualified) (book entry).
Dated Oct 5, 2010.
Due May 15, 2012 to 2025.
Callable Nov 15, 2015 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.821%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $275,000 | 2.00% | NRO | NRO | AGM |
| 5/15/13 | $295,000 | 2.00% | NRO | NRO | AGM |
| 5/15/14 | $300,000 | 2.00% | NRO | NRO | AGM |
| 5/15/15 | $300,000 | 2.00% | NRO | NRO | AGM |
| 5/15/16 | $310,000 | 2.00% | NRO | NRO | AGM |
| 5/15/17 | $315,000 | 2.00% | NRO | NRO | AGM |
| 5/15/18 | $325,000 | 2.00% | NRO | NRO | AGM |
| 5/15/19 | $330,000 | 2.375% | NRO | NRO | AGM |
| 5/15/20 | $340,000 | 2.50% | NRO | NRO | AGM |
| 5/15/21 | $345,000 | 2.625% | NRO | NRO | AGM |
| 5/15/22 | $355,000 | 2.875% | NRO | NRO | AGM |
| 5/15/23 | $370,000 | 3.00% | NRO | NRO | AGM |
| 5/15/24 | $380,000 | 3.00% | NRO | NRO | AGM |
| 5/15/25 | $390,000 | 3.125% | NRO | NRO | AGM |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Loop Capital Markets, LLC, Sterne, Agee & Leach, Inc.
L.O.: Dinsmore & Shohl LLP, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 2.8242%
Janney Montgomery, TIC 2.8939%
Robert W. Baird, TIC 2.9005%
SOUTH CAROLINA
Charleston (City)
Aug 31, 2010 . . . . . . $1,900,000
General Obligation Bonds of 2010A (Tax-Exempt) (book entry).
Dated Sep 9, 2010.
Due Sep 1, 2012 to 2016.
Non-callable.
Winning bid: Wells Fargo Advisors, at 103.6934, NIC 1.3158%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $100,000 | 2.00% | 0.50% | ||
| 9/1/13 | $150,000 | 2.00% | 0.60% | ||
| 9/1/14 | $350,000 | 2.00% | 0.75% | ||
| 9/1/15 | $600,000 | 2.10% | 1.15% | ||
| 9/1/16 | $700,000 | 2.10% | 1.40% |
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, NIC 1.3472%
UBS Financial Svcs, NIC 1.3797%
TEXAS
Spring Meadows Utility District
Aug 31, 2010 . . . . . . $4,430,000
Unlimited Tax Bonds, Series 2010A (bank qualified) (book entry).
Dated Sep 1, 2010.
Due Sep 1, 2012 to 2037.
Callable Sep 1, 2017 at par.
Winning bid: SAMCO Cap Mkts, at 97.8700, NIC 4.7472%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $50,000 | 3.00% | NRO | NRO | AGC |
| 9/1/13 | $55,000 | 3.00% | NRO | NRO | AGC |
| 9/1/14 | $60,000 | 3.00% | NRO | NRO | AGC |
| 9/1/15 | $65,000 | 3.00% | NRO | NRO | AGC |
| 9/1/16 | $65,000 | 3.00% | NRO | NRO | AGC |
| 9/1/17 | $70,000 | 3.00% | NRO | NRO | AGC |
| 9/1/18 | $70,000 | 3.00% | NRO | NRO | AGC |
| 9/1/20 | $155,000 | 4.00% | NRO | NRO | AGC |
| 9/1/22 | $170,000 | 4.00% | NRO | NRO | AGC |
| 9/1/25 | $285,000 | 4.00% | NRO | NRO | AGC |
| 9/1/28 | $330,000 | 4.00% | NRO | NRO | AGC |
| 9/1/30 | $260,000 | 4.25% | NRO | NRO | AGC |
| 9/1/33 | $450,000 | 4.375% | NRO | NRO | AGC |
| 9/1/35 | $330,000 | 4.375% | NRO | NRO | AGC |
| 9/1/37 | $2,015,000 | 5.00% | NRO | NRO | AGC |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Raymond James & Associates, Inc., Morgan Stanley & Co., Inc..
L.O.: Young & Brooks, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
Southwest Securities, NIC 4.8321%
Wells Fargo Advisors, NIC 4.912%
FirstSouthwest, NIC 4.9142%
RBC Capital Mkts, NIC 4.9611%
TAXABLE ISSUES
ARKANSAS
Greenwood School District No. 25 of Sebastian County
Aug 31, 2010 . . . . . . $1,000,000
Construction Bonds (Qualified School Construction Bonds-Direct Payment) (Arkansas School District Credit Enhancement Program) (book entry).
Dated Sep 23, 2010.
Due Sep 1, 2027.
Non-callable.
Winning bid: Morgan Keegan, at 98.6650, TIC 4.6651%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/27 | $1,000,000 | 4.55% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 4.6769%
Crews & Associates, TIC 4.73%
South Conway County School District No. 17 of Conway County
Aug 31, 2010 . . . . . . $1,300,000
Construction Bonds (Qualified School Construction Bonds-Direct Payment) (book entry).
Dated Oct 1, 2010.
Due Oct 1, 2027.
Callable Oct 1, 2015 at par.
Winning bid: Ross Sinclaire, at 98.7590, TIC 4.6061%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/27 | $1,300,000 | 4.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 4.6503%
Crews & Associates, TIC 4.7155%
FTN Fin Cap Mkts, TIC 4.8237%
West Fork School District No. 141 of Washington County
Aug 31, 2010 . . . . . . $200,000
Construction Bonds (Qualified School Construction Bonds-Direct Payment) (book entry).
Dated Sep 29, 2010.
Due Jun 1, 2027.
Non-callable.
Winning bid: Ross Sinclaire, at 98.0000, TIC 4.8772%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/27 | $200,000 | 4.70% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
KANSAS
Topeka (City)
Aug 31, 2010 . . . . . . $4,570,000
Taxable General Obligation Bonds (Build America Bonds-Direct Payment to Issuer) Series 2010-C (book entry).
Dated Sep 29, 2010.
Due Aug 15, 2015 to 2030.
Callable Aug 15, 2020 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.8074%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $220,000 | 2.05% | 2.05% | ||
| 8/15/16 | $225,000 | 2.40% | 2.40% | ||
| 8/15/17 | $230,000 | 2.70% | 2.70% | ||
| 8/15/18 | $235,000 | 3.05% | 3.05% | ||
| 8/15/19 | $245,000 | 3.25% | 3.25% | ||
| 8/15/20 | $255,000 | 3.45% | 3.45% | ||
| 8/15/22 | $530,000 | 3.80% | 3.80% | ||
| 8/15/24 | $575,000 | 4.15% | 4.15% | ||
| 8/15/26 | $625,000 | 4.40% | 4.40% | ||
| 8/15/28 | $685,000 | 4.65% | 4.65% | ||
| 8/15/30 | $745,000 | 4.85% | 4.85% |
Other managers: Davenport & Company LLC, Coastal Securities Corp., CL King & Associates, Duncan-Williams, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Edward D. Jones & Co., Country Club Bank, Corby Capital Markets, Inc., Jackson Securities Inc., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Cronin & Co., Inc., Wedbush Securities, UMB Bank, N.A., DeWaay Financial Network.
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Morgan Keegan, TIC 2.895%
Mesirow Financial, TIC 2.9244%
Wells Fargo Advisors, TIC 2.9963%
NEW JERSEY
Cliffside Park Borough
Aug 31, 2010 . . . . . . $14,668,000
Taxable Bond Anticipation Notes, Series 2010D (book entry).
Dated Sep 10, 2010.
Due Feb 14, 2011.
Purchased $14,668,000.00 by Piper Jaffray, at 1.5%, plus $59,698.76, effective rate 0.5486%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
TD Securities, Effective Rate 0.8992%
Jefferies, Effective Rate 0.9531%
Janney Montgomery, Effective Rate 0.9975%
Beneficial Bk, Effective Rate 1.1236%
Oppenheimer, Effective Rate 1.1961%
SOUTH CAROLINA
Charleston (City)
Aug 31, 2010 . . . . . . $17,100,000
General Obligation Bonds of 2010B (Taxable Build America Bonds (book entry).
Dated Sep 9, 2010.
Due Sep 1, 2017 to 2025.
Callable Sep 1, 2020 at par.
Winning bid: Robert W. Baird, at n/a, NIC 2.4127%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $1,100,000 | 2.875% | NRO | NRO | |
| 9/1/18 | $1,250,000 | 3.125% | NRO | NRO | |
| 9/1/20 | $3,250,000 | 3.55% | NRO | NRO | |
| 9/1/23 | $6,250,000 | 3.65% | NRO | NRO | |
| 9/1/24 | $2,500,000 | 4.00% | NRO | NRO | |
| 9/1/25 | $2,750,000 | 4.00% | NRO | NRO |
Other managers: CL King & Associates, Davenport & Company LLC, Coastal Securities Corp., SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Duncan-Williams, Inc., Jackson Securities Inc., FTN Financial Capital Markets, Cronin & Co., Inc., Isaak Bond Investments, Inc., Edward D. Jones & Co..
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Keegan, NIC 2.4194%
BMO Capital Markets, NIC 2.4287%
Ramirez, NIC 2.4344%
Piper Jaffray, NIC 2.4608%
Vining-Sparks IBG, NIC 2.4846%
Sterne Agee, NIC 2.5465%
Wells Fargo Advisors, NIC 2.5917%
