CONNECTICUT
Connecticut Regional School District No. 18
Jan 6, 2010 . . . . . . $10,000,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jan 15, 2010.
Due Jan 14, 2011.
Purchased $10,000,000.00 by Eastern Bank, at 1.5%, plus $107,799.70, effective rate 0.419%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT; and First Southwest Company, Glastonbury, CT.
Other bidders were:
JPMorgan, Effective Rate 0.4266%
Jefferies, Effective Rate 0.435%
Piper Jaffray, Effective Rate 0.4391%
FirstSouthwest, Effective Rate 0.4444%
Oppenheimer, Effective Rate 0.4789%
TD Securities, Effective Rate 0.4799%
Janney Montgomery, Effective Rate 0.4869%
Roosevelt & Cross, Effective Rate 0.5842%
ILLINOIS
Regional Transportation Authority of Illinois
Jan 6, 2010 . . . . . . $62,680,000
General Obligation Bonds, Series 2010A (book entry).
Dated Jan 21, 2010.
Due Jul 1, 2010 to 2022.
Callable Jan 1, 2020 at par.
Winning bid: Goldman Sachs, at 110.7261, TIC 3.2622%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/10 | $1,920,000 | 2.00% | NRO | NRO | |
| 7/1/11 | $3,105,000 | 4.00% | 0.60% | ||
| 7/1/12 | $4,225,000 | 4.00% | 1.23% | ||
| 7/1/13 | $4,350,000 | 5.00% | 1.49% | ||
| 7/1/14 | $4,525,000 | 5.00% | 1.84% | ||
| 7/1/15 | $4,705,000 | 5.00% | 2.27% | ||
| 7/1/16 | $4,895,000 | 5.00% | 2.73% | ||
| 7/1/17 | $5,140,000 | 5.00% | 3.03% | ||
| 7/1/18 | $5,395,000 | 5.00% | 3.28% | ||
| 7/1/19 | $5,665,000 | 5.00% | 3.50% | ||
| 7/1/20 | $5,950,000 | 5.00% | 3.64% | ||
| 7/1/21 | $6,245,000 | 5.00% | 3.72% | ||
| 7/1/22 | $6,560,000 | 5.00% | 3.79% |
L.O.: Chapman & Cutler, Chicago, IL; and Mayer Brown LLP, Chicago, IL.
F.A.: Scott Balice Strategies, Chicago, IL; and A.C. Advisory, Inc., Chicago, IL.
Other bidders were:
Barclays Capital, TIC 3.3117%
Robert W. Baird, TIC 3.3396%
JPMorgan, TIC 3.3457%
Citigroup, TIC 3.4114%
Jefferies, TIC 3.4172%
Wells Fargo Secs, TIC 3.4214%
Morgan Stanley, TIC 3.4263%
Piper Jaffray, TIC 3.4272%
Merrill Lynch, TIC 3.4412%
BMO Capital Markets, TIC 3.4454%
KENTUCKY
Bracken County School District Finance Corporation
Jan 6, 2010 . . . . . . $1,970,000
School Building Revenue Bonds, Series 2010 (Kentucky School District Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2010.
Due Feb 1, 2011 to 2030.
Callable Feb 1, 2020 at par.
Winning bid: Morgan Keegan, at 98.0778, NIC 3.8159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $25,000 | 2.00% | NRO | NRO | |
| 2/1/12 | $30,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $25,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $30,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $35,000 | 2.50% | NRO | NRO | |
| 2/1/16 | $30,000 | 3.00% | NRO | NRO | |
| 2/1/17 | $160,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $165,000 | 3.125% | NRO | NRO | |
| 2/1/19 | $170,000 | 3.375% | NRO | NRO | |
| 2/1/20 | $175,000 | 3.625% | NRO | NRO | |
| 2/1/22 | $375,000 | 3.625% | NRO | NRO | |
| 2/1/24 | $405,000 | 3.85% | NRO | NRO | |
| 2/1/25 | $215,000 | 3.875% | NRO | NRO | |
| 2/1/30 | $130,000 | 4.00% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, NIC 3.818%
NEW JERSEY
Robbinsville Township
Jan 6, 2010 . . . . . . $8,379,000
Bond Anticipation Notes, 2010 Series A.
Dated Jan 13, 2010.
Due Jan 12, 2011.
Purchased $8,379,000.00 by TD Securities, at 1.0%, plus $37,571.44, effective rate 0.5504%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.5824%
Jefferies, Effective Rate 0.5825%
Beneficial Bk, Effective Rate 0.6376%
Janney Montgomery, Effective Rate 0.7952%
TD Bank, N.A., Effective Rate 1.07%
NEW YORK
Cazenovia Central School District
Jan 6, 2010 . . . . . . $363,972
School District (Serial) Bonds, 2010 (bank qualified).
Dated Jan 15, 2010.
Due Jan 15, 2011 to 2015.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.7312%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/11 | $53,972 | 2.70% | NRO | NRO | |
| 1/15/12 | $70,000 | 2.70% | NRO | NRO | |
| 1/15/13 | $80,000 | 2.70% | NRO | NRO | |
| 1/15/14 | $80,000 | 2.75% | NRO | NRO | |
| 1/15/15 | $80,000 | 2.75% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, NIC 2.9389%
Sage Rutty, NIC 3.1449%
Croton-on-Hudson Village
Jan 6, 2010 . . . . . . $597,000
Bond Anticipation Notes, Series 2010A (bank qualified).
Dated Jan 13, 2010.
Due Jan 13, 2011.
Purchased $597,000.00 by J.P. Morgan Chase, at 1.66%, effective rate 1.66%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.96%
Depew Union Free School District
Jan 6, 2010 . . . . . . $15,000,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Jan 14, 2010.
Due Jan 13, 2011.
Purchased $15,000,000.00 by TD Securities, at 1.0%, plus $55,830.00, effective rate 0.6268%.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.6396%
JPMorgan, Effective Rate 0.6865%
Oppenheimer, Effective Rate 0.8813%
First Niagara Bank, Effective Rate 1.5%
Janney Montgomery, Effective Rate 1.5123%
Indian River Central School District at Philadelphia
Jan 6, 2010 . . . . . . $10,000,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Jan 15, 2010.
Due Jul 15, 2010.
Purchased $10,000,000.00 by Jefferies, at 1.5%, plus $32,800.00, effective rate 0.844%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.024%
J.P. Morgan Chase, Effective Rate 1.06%
Janney Montgomery, Effective Rate 1.65%
KeyBank NY, Effective Rate 2.99%
Pleasantville Village
Jan 6, 2010 . . . . . . $865,000
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Jan 14, 2010.
Due Jan 14, 2011.
Purchased $865,000.00 by Jefferies, at 1.5%, plus $4,023.00, effective rate 1.0349%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.4%
Oppenheimer, Effective Rate 1.76%
Mahopac Nat'l Bk, Effective Rate 2.75%
WISCONSIN
Neenah (City)
Jan 6, 2010 . . . . . . $2,315,000
General Obligation Community Development Bonds (bank qualified) (book entry).
Dated Jan 26, 2010.
Due Mar 1, 2016 to 2029.
Callable Mar 1, 2020 at par.
Winning bid: Bernardi Securities, at 100.0000, TIC 3.826%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $110,000 | 3.25% | 2.40% | ||
| 3/1/17 | $105,000 | 3.25% | 2.75% | ||
| 3/1/18 | $110,000 | 3.25% | 3.00% | ||
| 3/1/19 | $245,000 | 3.50% | 3.10% | ||
| 3/1/20 | $250,000 | 3.50% | 3.20% | ||
| 3/1/21 | $140,000 | 3.50% | 3.40% | ||
| 3/1/22 | $150,000 | 3.55% | 3.55% | ||
| 3/1/23 | $155,000 | 3.70% | 3.70% | ||
| 3/1/24 | $160,000 | 3.85% | 3.85% | ||
| 3/1/25 | $160,000 | 4.00% | 4.00% | ||
| 3/1/26 | $170,000 | 4.05% | 4.05% | ||
| 3/1/27 | $180,000 | 4.15% | 4.15% | ||
| 3/1/28 | $185,000 | 4.20% | 4.20% | ||
| 3/1/29 | $195,000 | 4.25% | 4.25% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
M & I Bank, TIC 3.9693%
Robert W. Baird, TIC 3.974%
Bankers' Bank, TIC 4.09%
Neenah (City)
Jan 6, 2010 . . . . . . $2,775,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Jan 26, 2010.
Due Mar 1, 2011 to 2019.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.7186, TIC 2.4356%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/11 | $70,000 | 2.00% | 0.40% | ||
| 3/1/12 | $310,000 | 2.00% | 0.75% | ||
| 3/1/13 | $315,000 | 2.00% | 1.00% | ||
| 3/1/14 | $325,000 | 2.00% | 1.40% | ||
| 3/1/15 | $330,000 | 2.00% | 1.85% | ||
| 3/1/16 | $340,000 | 2.50% | 2.30% | ||
| 3/1/17 | $350,000 | 3.00% | 2.62% | ||
| 3/1/18 | $365,000 | 3.25% | 2.86% | ||
| 3/1/19 | $370,000 | 3.50% | 3.10% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Stifel Nicolaus, TIC 2.4773%
JPMorgan, TIC 2.4824%
Bankers' Bank, TIC 2.503%
Bernardi Securities, TIC 2.5436%
First Trust, TIC 2.5536%
M & I Bank, TIC 2.6014%
Robert W. Baird, TIC 2.6985%
Wells Fargo Advisors, TIC 2.9274%
TAXABLE ISSUES
KENTUCKY
Nelson County School District Finance Corp.
Jan 6, 2010 . . . . . . $20,795,000
School Building Revenue Bonds, (Taxable Build America Bonds- Direct Payment to Issuer) Series 2010 (Kentucky School District Enhancement Program) (book entry).
Dated Jan 1, 2010.
Due Dec 1, 2010 to 2029.
Callable Dec 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.568%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $640,000 | 0.80% | NRO | NRO | |
| 12/1/11 | $640,000 | 1.625% | NRO | NRO | |
| 12/1/12 | $655,000 | 2.625% | NRO | NRO | |
| 12/1/13 | $665,000 | 2.90% | NRO | NRO | |
| 12/1/14 | $680,000 | 3.40% | NRO | NRO | |
| 12/1/15 | $695,000 | 3.80% | NRO | NRO | |
| 12/1/16 | $715,000 | 4.375% | NRO | NRO | |
| 12/1/17 | $735,000 | 4.50% | NRO | NRO | |
| 12/1/18 | $760,000 | 4.80% | NRO | NRO | |
| 12/1/19 | $780,000 | 4.80% | NRO | NRO | |
| 12/1/20 | $805,000 | 4.80% | NRO | NRO | |
| 12/1/22 | $1,685,000 | 5.125% | NRO | NRO | |
| 12/1/23 | $1,420,000 | 5.25% | NRO | NRO | |
| 12/1/24 | $1,470,000 | 5.30% | NRO | NRO | |
| 12/1/25 | $1,535,000 | 5.50% | NRO | NRO | |
| 12/1/27 | $3,335,000 | 5.70% | NRO | NRO | |
| 12/1/29 | $3,580,000 | 6.00% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Ross, Sinclaire & Associates, Inc., Coastal Securities Corp., Duncan-Williams, Inc., Loop Capital Markets, LLC, CL King & Associates, William Blair & Company, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, SAMCO Capital Markets, PNC Capital Markets, Crews & Associates, Inc., First Kentucky Securities Corp., FTN Financial Capital Markets, Ramirez & Co., Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
BMO Capital Markets, NIC 5.4942%
Sterne Agee, NIC 5.5465%
