COLORADO
Arvada (City)
Apr 16, 2009 . . . . . . $21,745,000
Water Enterprise Revenue Refunding Bonds, Series 2009 (book entry).
Dated Apr 24, 2009.
Due Nov 1, 2009 to 2020.
Callable Nov 1, 2018 at par.
Winning bid: Hutchinson Shockey, at 105.1390, TIC 2.7361%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/09 | $1,540,000 | 4.00% | NRO | NRO | |
| 11/1/10 | $1,550,000 | 5.00% | NRO | NRO | |
| 11/1/11 | $1,630,000 | 3.00% | 1.25% | ||
| 11/1/12 | $1,680,000 | 3.00% | 1.31% | ||
| 11/1/13 | $1,730,000 | 2.00% | 1.65% | ||
| 11/1/14 | $1,760,000 | 2.50% | 2.07% | ||
| 11/1/15 | $1,805,000 | 3.00% | 2.30% | ||
| 11/1/16 | $1,860,000 | 3.00% | 2.53% | ||
| 11/1/17 | $1,915,000 | 5.00% | NRO | NRO | |
| 11/1/18 | $2,010,000 | 4.00% | 3.00% | ||
| 11/1/19 | $2,090,000 | 4.00% | 3.23% | ||
| 11/1/20 | $2,175,000 | 4.00% | 3.40% |
L.O.: Sherman & Howard L.L.C., Denver, CO.
F.A.: Stifel, Nicolaus & Co., Inc., Denver, CO.
Other bidders were:
Piper Jaffray, TIC 2.7587%
Stifel Nicolaus, TIC 2.7901%
George K. Baum, TIC 2.7948%
Fidelity Capital, TIC 2.8083%
Morgan Stanley, TIC 2.8329%
BMO Capital Markets, TIC 2.9456%
UBS Financial Svcs, TIC 2.9932%
Wachovia Securities, TIC 3.1878%
ILLINOIS
Community Consolidated School District No. 131 Winnebago & Boone Counties (Kinnikinnick)
Apr 15, 2009 . . . . . . $4,480,000
General Obligation Refunding School Bonds, Series 2009 (bank qualified) (book entry).
Dated May 7, 2009.
Due Feb 1, 2010 to 2015.
Non-callable.
Winning bid: UMB Bank, at 99.4180, TIC 2.2366%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/10 | $570,000 | 1.10% | NRO | NRO | |
| 2/1/11 | $745,000 | 1.25% | NRO | NRO | |
| 2/1/12 | $770,000 | 1.45% | NRO | NRO | |
| 2/1/13 | $780,000 | 1.90% | NRO | NRO | |
| 2/1/14 | $795,000 | 2.30% | NRO | NRO | |
| 2/1/15 | $820,000 | 2.55% | NRO | NRO |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
BMO Capital Markets, TIC 2.489%
Robert W. Baird, TIC 2.51%
Hutchinson Shockey, TIC 2.7353%
Glencoe Village
Apr 16, 2009 . . . . . . $3,890,000
General Obligation Refunding Bonds, Series 2009A (bank qualified) (book entry).
Dated May 12, 2009.
Due Dec 15, 2009 to 2011.
Non-callable.
Winning bid: Morgan Keegan, at 103.5681, TIC 1.1504%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/09 | $135,000 | 3.00% | NRO | NRO | |
| 12/15/10 | $2,140,000 | 3.00% | NRO | NRO | |
| 12/15/11 | $1,615,000 | 3.00% | NRO | NRO |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Hutchinson Shockey, TIC 1.223%
Robert W. Baird, TIC 1.2436%
UMB Bank, TIC 1.4099%
Romeoville Village
Apr 16, 2009 . . . . . . $6,700,000
General Obligation Bonds, Series 2009 (bank qualified) (book entry).
Dated May 1, 2009.
Due Dec 30, 2010 to 2029.
Callable Dec 30, 2017 at par.
Winning bid: Morgan Keegan, at n/a, TIC 4.0814%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/30/10 | $205,000 | 3.00% | NRO | NRO | FSA |
| 12/30/11 | $215,000 | 3.00% | NRO | NRO | FSA |
| 12/30/12 | $225,000 | 3.00% | NRO | NRO | FSA |
| 12/30/13 | $235,000 | 3.00% | NRO | NRO | FSA |
| 12/30/14 | $245,000 | 3.00% | NRO | NRO | FSA |
| 12/30/15 | $260,000 | 3.00% | NRO | NRO | FSA |
| 12/30/16 | $270,000 | 3.50% | NRO | NRO | FSA |
| 12/30/17 | $285,000 | 4.00% | NRO | NRO | FSA |
| 12/30/18 | $300,000 | 4.00% | NRO | NRO | FSA |
| 12/30/19 | $315,000 | 4.00% | NRO | NRO | FSA |
| 12/30/20 | $330,000 | 4.00% | NRO | NRO | FSA |
| 12/30/21 | $345,000 | 4.00% | NRO | NRO | FSA |
| 12/30/22 | $365,000 | 4.00% | NRO | NRO | FSA |
| 12/30/23 | $380,000 | 4.00% | NRO | NRO | FSA |
| 12/30/24 | $400,000 | 4.10% | NRO | NRO | FSA |
| 12/30/25 | $420,000 | 4.125% | NRO | NRO | FSA |
| 12/30/26 | $440,000 | 4.25% | NRO | NRO | FSA |
| 12/30/27 | $465,000 | 4.25% | NRO | NRO | FSA |
| 12/30/28 | $490,000 | 4.375% | NRO | NRO | FSA |
| 12/30/29 | $510,000 | 4.375% | NRO | NRO | FSA |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
BMO Capital Markets, TIC 4.0814%
Robert W. Baird, TIC 4.1194%
INDIANA
Carmel (City)
Apr 15, 2009 . . . . . . $20,000,000
INDOT Installment Payment Anticipations Notes of 2009 (book entry).
Dated Apr 21, 2008.
Due Feb 17, 2010.
Purchased $20,000,000.00 by City Securities, at 3.375%, plus $1,203.00, effective rate 3.367%.
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
IOWA
City of Dunkerton
Apr 14, 2009 . . . . . . $995,000
General Obligation Capitial Loan Notes, Series 2009A (bank qualified) (book entry).
Dated May 14, 2009.
Due Jun 1, 2010 to 2024.
Callable Jun 1, 2018 at par.
Winning bid: Northland Securities, at n/a, NIC 4.3264%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $50,000 | 3.00% | 1.75% | ||
| 6/1/11 | $50,000 | 3.00% | 2.00% | ||
| 6/1/12 | $60,000 | 3.00% | 2.40% | ||
| 6/1/13 | $60,000 | 3.00% | 2.70% | ||
| 6/1/14 | $60,000 | 3.00% | 3.00% | ||
| 6/1/15 | $60,000 | 3.25% | 3.25% | ||
| 6/1/16 | $60,000 | 3.50% | 3.50% | ||
| 6/1/17 | $60,000 | 3.75% | 3.75% | ||
| 6/1/18 | $70,000 | 4.00% | 4.00% | ||
| 6/1/19 | $70,000 | 4.25% | 4.25% | ||
| 6/1/20 | $70,000 | 4.40% | 4.40% | ||
| 6/1/21 | $75,000 | 4.50% | 4.50% | ||
| 6/1/22 | $80,000 | 4.60% | 4.60% | ||
| 6/1/23 | $80,000 | 4.70% | NRO | NRO | |
| 6/1/24 | $90,000 | 4.80% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Farmers State Bank, NIC 4.3892%
D.A. Davidson, NIC 4.5476%
Bankers' Bank, NIC 4.6002%
Highland Community School District
Apr 16, 2009 . . . . . . $3,660,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Jun 1, 2009.
Due Jan 1, 2010 to 2029.
Callable Jan 1, 2020 at par.
Winning bid: Northland Securities, at 99.1000, TIC 5.1749%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/10 | $100,000 | 4.25% | NRO | NRO | |
| 1/1/11 | $100,000 | 4.25% | NRO | NRO | |
| 1/1/12 | $100,000 | 4.25% | NRO | NRO | |
| 1/1/13 | $140,000 | 4.25% | NRO | NRO | |
| 1/1/14 | $145,000 | 4.25% | NRO | NRO | |
| 1/1/15 | $150,000 | 4.25% | 3.50% | ||
| 1/1/16 | $155,000 | 4.25% | 3.75% | ||
| 1/1/17 | $160,000 | 4.25% | NRO | NRO | |
| 1/1/18 | $170,000 | 4.25% | NRO | NRO | |
| 1/1/19 | $175,000 | 4.50% | NRO | NRO | |
| 1/1/20 | $180,000 | 4.75% | NRO | NRO | |
| 1/1/21 | $190,000 | 5.00% | NRO | NRO | |
| 1/1/23 | $410,000 | 5.10% | NRO | NRO | |
| 1/1/25 | $450,000 | 5.30% | NRO | NRO | |
| 1/1/27 | $490,000 | 5.40% | 5.40% | ||
| 1/1/29 | $545,000 | 5.45% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 5.2471%
Piper Jaffray, TIC 5.2796%
Robert W. Baird, TIC 5.4992%
NEW JERSEY
Howell Township
Apr 16, 2009 . . . . . . $13,000,000
Tax Anticipation Notes (book entry).
Dated Apr 22, 2009.
Due Mar 22, 2010.
Purchased $13,000,000.00 by Janney Montgomery, at 2.5%, plus n/a, effective rate n/a.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 3.0234%
NEW YORK
Canandaigua (City)
Apr 16, 2009 . . . . . . $2,800,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Apr 30, 2009.
Due Dec 15, 2010 to 2028.
Callable Dec 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.0243%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/10 | $145,000 | 3.50% | NRO | NRO | AGC |
| 12/15/11 | $145,000 | 3.625% | NRO | NRO | AGC |
| 12/15/12 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/13 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/14 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/15 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/16 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/17 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/18 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/19 | $145,000 | 3.75% | NRO | NRO | AGC |
| 12/15/20 | $150,000 | 3.75% | NRO | NRO | AGC |
| 12/15/21 | $150,000 | 4.00% | NRO | NRO | AGC |
| 12/15/22 | $150,000 | 4.00% | NRO | NRO | AGC |
| 12/15/23 | $150,000 | 4.00% | NRO | NRO | AGC |
| 12/15/24 | $150,000 | 4.00% | NRO | NRO | AGC |
| 12/15/25 | $150,000 | 4.125% | NRO | NRO | AGC |
| 12/15/26 | $150,000 | 4.25% | NRO | NRO | AGC |
| 12/15/27 | $150,000 | 4.375% | NRO | NRO | AGC |
| 12/15/28 | $150,000 | 4.50% | NRO | NRO | AGC |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Fidelity Capital Markets, CL King & Associates, Wachovia Securities, LLC.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Robert W. Baird, NIC 4.3115%
Rockland County
Apr 16, 2009 . . . . . . $2,360,000
Bond Anticipation Notes, 2009 Series A (Renewals) (book entry).
Dated Apr 23, 2009.
Due Apr 23, 2010.
Purchased $2,360,000.00 by Janney Montgomery, at 2.5%, plus n/a, effective rate n/a.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies & Co., Effective Rate 2.8%
Yorktown Central School District
Apr 16, 2009 . . . . . . $800,000
Bond Anticipation Notes - 2009 (bank qualified).
Dated Apr 23, 2009.
Due Apr 22, 2010.
Purchased $800,000.00 by Putnam Co Saving Bnk, at 1.9%, effective rate 1.9%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Management Advisory Group of NY, Inc., Catskill, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 2.59%
PENNSYLVANIA
Northern York County School District
Apr 16, 2009 . . . . . . $10,800,000
General Obligation Bonds, Series of 2009 (bank qualified) (book entry).
Dated May 15, 2009.
Due Nov 15, 2009 to 2019.
Callable May 15, 2014 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.9304%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/09 | $1,630,000 | 2.00% | NRO | NRO | |
| 11/15/10 | $1,855,000 | 2.00% | NRO | NRO | |
| 11/15/11 | $1,345,000 | 2.00% | NRO | NRO | |
| 11/15/12 | $770,000 | 2.00% | NRO | NRO | |
| 11/15/13 | $685,000 | 2.25% | NRO | NRO | |
| 11/15/14 | $695,000 | 2.50% | NRO | NRO | |
| 11/15/15 | $715,000 | 2.75% | NRO | NRO | |
| 11/15/16 | $740,000 | 3.00% | NRO | NRO | |
| 11/15/17 | $760,000 | 3.25% | NRO | NRO | |
| 11/15/18 | $790,000 | 3.50% | NRO | NRO | |
| 11/15/19 | $815,000 | 3.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Citigroup Global Markets, Inc., Fidelity Capital Markets, CL King & Associates, Loop Capital Markets, LLC.
L.O.: Stock & Leader, York, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Sovereign Securities, TIC 2.9567%
TD Securities, TIC 2.9628%
Boenning&Scattergood, TIC 2.9994%
BNY Mellon Cap Mkts, TIC 3.0388%
Robert W. Baird, TIC 3.1728%
TEXAS
Harris County Municipal Utility District No. 166
Apr 16, 2009 . . . . . . $4,240,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated May 1, 2009.
Due Sep 1, 2010 to 2035.
Callable Sep 1, 2016 at par.
Winning bid: First Southwest, at 97.0000, NIC 6.6823%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $50,000 | 6.00% | 3.75% | ||
| 9/1/11 | $50,000 | 6.00% | 4.00% | ||
| 9/1/12 | $55,000 | 6.00% | 4.10% | ||
| 9/1/13 | $60,000 | 6.00% | 4.25% | ||
| 9/1/14 | $55,000 | 5.75% | 4.50% | ||
| 9/1/15 | $60,000 | 5.75% | 4.75% | ||
| 9/1/16 | $60,000 | 5.75% | 5.00% | ||
| 9/1/17 | $70,000 | 5.25% | 5.25% | ||
| 9/1/18 | $70,000 | 5.50% | 5.50% | ||
| 9/1/19 | $75,000 | 5.65% | 5.65% | ||
| 9/1/20 | $70,000 | 5.85% | 5.85% | ||
| 9/1/21 | $75,000 | 6.00% | 6.00% | ||
| 9/1/22 | $80,000 | 6.05% | 6.05% | ||
| 9/1/23 | $80,000 | 6.10% | 6.10% | ||
| 9/1/24 | $85,000 | 6.25% | 6.25% | ||
| 9/1/25 | $85,000 | 6.40% | 6.40% | ||
| 9/1/26 | $90,000 | 6.40% | 6.50% | ||
| 9/1/27 | $95,000 | 6.50% | 6.55% | ||
| 9/1/28 | $100,000 | 6.50% | 6.60% | ||
| 9/1/29 | $100,000 | 6.60% | 6.625% | ||
| 9/1/31 | $220,000 | 6.625% | 6.70% | ||
| 9/1/35 | $2,555,000 | 6.625% | 6.75% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
M.E. Allison, NIC 6.7443%
RBC Capital Mkts, NIC 6.7519%
GMS Group, NIC 6.8074%
WISCONSIN
Hortonville Village
Apr 16, 2009 . . . . . . $1,100,000
General Obligation Promissory Notes, Series 2009 (bank qualified) (book entry).
Dated May 6, 2009.
Due May 1, 2011 to 2019.
Callable May 1, 2016 at par.
Winning bid: Bankers' Bank, at n/a, TIC 3.2737%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $105,000 | 1.75% | NRO | NRO | |
| 5/1/12 | $110,000 | 2.00% | NRO | NRO | |
| 5/1/13 | $115,000 | 2.30% | NRO | NRO | |
| 5/1/14 | $125,000 | 2.65% | NRO | NRO | |
| 5/1/15 | $125,000 | 3.00% | NRO | NRO | |
| 5/1/16 | $125,000 | 3.25% | NRO | NRO | |
| 5/1/17 | $130,000 | 3.50% | NRO | NRO | |
| 5/1/18 | $130,000 | 3.70% | NRO | NRO | |
| 5/1/19 | $135,000 | 3.80% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.3686%
M & I Bank, TIC 3.3942%
