ARKANSAS
West Fork School District No. 141 of Washington County
Sep 23, 2009 . . . . . . $2,570,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Jun 1, 2010 to 2028.
Callable Dec 1, 2012 at par.
Winning bid: Crews & Associates, at 98.4788, TIC 3.6803%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/10 | $15,000 | 1.00% | 1.00% | ||
6/1/11 | $105,000 | 1.20% | 1.20% | ||
6/1/12 | $110,000 | 1.60% | 1.60% | ||
6/1/13 | $115,000 | 1.90% | 1.90% | ||
6/1/14 | $110,000 | 2.20% | 2.20% | ||
6/1/15 | $115,000 | 2.45% | 2.45% | ||
6/1/16 | $125,000 | 2.70% | 2.70% | ||
6/1/17 | $130,000 | 3.00% | 2.95% | ||
6/1/18 | $130,000 | 3.10% | 3.15% | ||
6/1/19 | $135,000 | 3.25% | 3.30% | ||
6/1/20 | $140,000 | 3.35% | 3.40% | ||
6/1/21 | $150,000 | 3.45% | 3.50% | ||
6/1/22 | $150,000 | 3.50% | 3.60% | ||
6/1/23 | $155,000 | 3.625% | 3.70% | ||
6/1/24 | $165,000 | 3.70% | 3.80% | ||
6/1/25 | $170,000 | 3.80% | 3.90% | ||
6/1/28 | $550,000 | 4.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Stephens, TIC 3.6897%
Ross Sinclaire, TIC 3.6969%
Sterne Agee, TIC 3.7307%
FTN Fin Cap Mkts, TIC 3.7703%
CONNECTICUT
West Hartford (Town)
Sep 23, 2009 . . . . . . $42,245,000
General Obligation Refunding Bonds, Series 2009B (book entry).
Dated Oct 6, 2009.
Due Oct 1, 2010 to 2025.
Callable Oct 1, 2019 at par.
Winning bid: JPMorgan, at 104.9648, TIC 2.8697%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $385,000 | 2.00% | NRO | NRO | |
10/1/11 | $385,000 | 3.00% | NRO | NRO | |
10/1/12 | $385,000 | 2.00% | NRO | NRO | |
10/1/13 | $385,000 | 2.00% | NRO | NRO | |
10/1/14 | $385,000 | 2.00% | NRO | NRO | |
10/1/15 | $1,480,000 | 2.00% | NRO | NRO | |
10/1/16 | $4,000,000 | 3.00% | NRO | NRO | |
10/1/17 | $4,075,000 | 3.00% | NRO | NRO | |
10/1/18 | $4,160,000 | 3.00% | NRO | NRO | |
10/1/19 | $4,245,000 | 4.00% | NRO | NRO | |
10/1/20 | $4,330,000 | 3.00% | NRO | NRO | |
10/1/21 | $3,360,000 | 3.00% | NRO | NRO | |
10/1/22 | $3,470,000 | 3.00% | NRO | NRO | |
10/1/23 | $3,595,000 | 4.00% | NRO | NRO | |
10/1/24 | $3,725,000 | 4.00% | NRO | NRO | |
10/1/25 | $3,880,000 | 4.00% | NRO | NRO |
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: Lamont Financial Services Corp, Wayne, NJ.
Other bidders were:
Citigroup, TIC 2.9525%
Lebenthal, TIC 2.9741%
Morgan Keegan, TIC 2.9885%
Wachovia Bank, TIC 3.0195%
Morgan Stanley, TIC 3.0375%
Merrill Lynch, TIC 3.0567%
Piper Jaffray, TIC 3.0729%
BB&T Cap Mkts, TIC 3.1982%
ILLINOIS
Mount Prospect Park District
Sep 23, 2009 . . . . . . $2,500,000
General Obligation Limited Tax Park Bonds, Series 2009B (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Dec 1, 2010 to 2013.
Non-callable.
Winning bid: BMO Capital Markets, at n/a, TIC 1.7121%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $490,000 | 2.00% | 0.80% | ||
12/1/11 | $250,000 | 2.00% | 1.10% | ||
12/1/12 | $600,000 | 2.00% | 1.40% | ||
12/1/13 | $1,160,000 | 3.00% | 1.75% |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Bernardi Securities, TIC 2.5973%
IOWA
Hardin County
Sep 23, 2009 . . . . . . $1,315,000
General Obligation Refunding Capital Loan Notes, Series 2009B (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Apr 1, 2010 to 2023.
Callable Apr 1, 2017 at par.
Winning bid: D.A. Davidson, at 98.7903, TIC 3.2757%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/11 | $165,000 | 1.25% | 1.25% | ||
4/1/13 | $175,000 | 1.75% | 1.75% | ||
4/1/15 | $165,000 | 2.35% | 2.35% | ||
4/1/18 | $275,000 | 3.00% | 3.00% | ||
4/1/19 | $100,000 | 3.15% | 3.15% | ||
4/1/20 | $105,000 | 3.30% | 3.30% | ||
4/1/21 | $105,000 | 3.40% | 3.40% | ||
4/1/22 | $110,000 | 3.50% | 3.50% | ||
4/1/23 | $115,000 | 3.60% | 3.60% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
UMB Bank, TIC 3.3843%
Bankers' Bank, TIC 3.477%
Northland Securities, TIC 3.6506%
Hardin County
Sep 23, 2009 . . . . . . $1,500,000
General Obligation Capital Loan Notes, Series 2009A (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Apr 1, 2010 to 2029.
Callable Apr 1, 2017 at par.
Winning bid: D.A. Davidson, at 98.5651, TIC 3.7347%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/12 | $160,000 | 1.50% | 1.50% | ||
4/1/15 | $175,000 | 2.35% | 2.35% | ||
4/1/18 | $200,000 | 3.00% | 3.00% | ||
4/1/21 | $225,000 | 3.40% | 3.40% | ||
4/1/24 | $250,000 | 3.60% | 3.65% | ||
4/1/26 | $185,000 | 3.85% | 3.875% | ||
4/1/27 | $100,000 | 4.00% | 4.00% | ||
4/1/28 | $100,000 | 4.00% | 4.05% | ||
4/1/29 | $105,000 | 4.00% | 4.10% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
UMB Bank, TIC 3.9261%
Northland Securities, TIC 4.0918%
KENTUCKY
Barren County
Sep 23, 2009 . . . . . . $2,310,000
General Obligation Refunding Bonds (County Administrative Office Project), Series 2009 (bank qualified) (book entry).
Dated Sep 29, 2009.
Due May 1, 2010 to 2020.
Callable May 1, 2019 at par.
Winning bid: J.J.B. Hilliard, at 98.9415, NIC 2.9961%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/10 | $65,000 | 1.00% | NRO | NRO | |
5/1/11 | $205,000 | 1.20% | NRO | NRO | |
5/1/12 | $205,000 | 1.60% | NRO | NRO | |
5/1/13 | $210,000 | 1.80% | NRO | NRO | |
5/1/14 | $210,000 | 2.00% | NRO | NRO | |
5/1/15 | $215,000 | 2.50% | NRO | NRO | |
5/1/16 | $220,000 | 3.00% | NRO | NRO | |
5/1/17 | $230,000 | 3.00% | NRO | NRO | |
5/1/18 | $240,000 | 3.10% | NRO | NRO | |
5/1/19 | $250,000 | 3.20% | NRO | NRO | |
5/1/20 | $260,000 | 3.25% | NRO | NRO |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Newport (City)
Sep 23, 2009 . . . . . . $3,315,000
First Mortgage Revenue Bonds (Court Facilities Project), Series 2010 (bank qualified).
Dated Jan 1, 2010.
Due Oct 1, 2010 to 2014.
Non-callable.
Winning bid: Ross Sinclaire, at 99.1733, NIC 2.3563%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $640,000 | 1.20% | NRO | NRO | |
10/1/11 | $650,000 | 1.60% | NRO | NRO | |
10/1/12 | $660,000 | 1.90% | NRO | NRO | |
10/1/13 | $675,000 | 2.10% | NRO | NRO | |
10/1/14 | $690,000 | 2.40% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
Newport (City)
Sep 23, 2009 . . . . . . $27,750,000
First Mortgage Revenue Bonds (Court Facilities Project), Series 2009 (bank qualified).
Dated Oct 1, 2009.
Due Oct 1, 2010 to 2029.
Callable Oct 1, 2019 at par.
Winning bid: Robert W. Baird, at 98.6649, NIC 3.7443%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $575,000 | 2.00% | 0.90% | ||
10/1/11 | $585,000 | 2.00% | 1.00% | ||
10/1/12 | $590,000 | 2.00% | 1.25% | ||
10/1/13 | $600,000 | 2.00% | 1.60% | ||
10/1/14 | $615,000 | 2.00% | 1.90% | ||
10/1/15 | $1,365,000 | 2.50% | 2.20% | ||
10/1/16 | $1,405,000 | 2.50% | 2.50% | ||
10/1/17 | $1,445,000 | 3.00% | 2.75% | ||
10/1/18 | $1,495,000 | 3.00% | 3.00% | ||
10/1/19 | $1,545,000 | 3.00% | 3.10% | ||
10/1/20 | $1,600,000 | 3.25% | 3.35% | ||
10/1/21 | $1,660,000 | 3.50% | 3.55% | ||
10/1/22 | $1,730,000 | 3.625% | 3.70% | ||
10/1/23 | $1,800,000 | 3.75% | 3.80% | ||
10/1/24 | $1,875,000 | 4.00% | 3.90% | ||
10/1/25 | $1,960,000 | 4.00% | 4.00% | ||
10/1/26 | $2,045,000 | 4.00% | 4.05% | ||
10/1/27 | $2,135,000 | 4.00% | 4.08% | ||
10/1/28 | $2,230,000 | 4.00% | 4.10% | ||
10/1/29 | $495,000 | 4.00% | 4.12% |
Other managers: Ross, Sinclaire & Associates, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Stifel, Nicolaus & Co., Inc., Duncan-Williams, Inc., Loop Capital Markets, LLC, CL King & Associates, Edward D. Jones & Co., Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, SAMCO Capital Markets, NatCity Investments, Inc., Crews & Associates, Inc., Southwest Securities, Inc., FTN Financial Capital Markets, Wells Fargo Advisors.
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
MARYLAND
University System of Maryland
Sep 23, 2009 . . . . . . $56,590,000
Auxiliary Facility and Tuition Revenue Bonds, 2009 Refunding Series D (book entry).
Dated Oct 7, 2009.
Due Apr 1, 2010 to 2022.
Callable Apr 1, 2019 at par.
Winning bid: JPMorgan, at 106.6065, TIC 2.5031%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/10 | $105,000 | 2.00% | NRO | NRO | |
4/1/11 | $285,000 | 2.00% | NRO | NRO | |
4/1/12 | $290,000 | 2.00% | NRO | NRO | |
4/1/13 | $4,150,000 | 3.00% | NRO | NRO | |
4/1/14 | $5,815,000 | 3.00% | NRO | NRO | |
4/1/15 | $5,985,000 | 3.00% | NRO | NRO | |
4/1/16 | $11,115,000 | 4.00% | NRO | NRO | |
4/1/17 | $6,960,000 | 3.00% | NRO | NRO | |
4/1/18 | $1,775,000 | 3.00% | NRO | NRO | |
4/1/19 | $7,530,000 | 3.00% | NRO | NRO | |
4/1/20 | $8,470,000 | 4.00% | NRO | NRO | |
4/1/21 | $2,010,000 | 4.00% | NRO | NRO | |
4/1/22 | $2,100,000 | 4.00% | NRO | NRO |
L.O.: Abramoff, Neuberger & Linder, Baltimore, MD.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Hutchinson Shockey, TIC 2.5471%
Wachovia Bank, TIC 2.5873%
BMO Capital Markets, TIC 2.5883%
Robert W. Baird, TIC 2.5916%
Citigroup, TIC 2.6041%
Jefferies, TIC 2.6258%
Morgan Stanley, TIC 2.6384%
Barclays Capital, TIC 2.6469%
Merrill Lynch, TIC 2.8652%
MICHIGAN
St. Clair County
Sep 23, 2009 . . . . . . $2,425,000
St. Clair County Water Supply System No. XIIA (Cottrellville Township) Bonds, Series 2009 (Limited Tax General Obligation) (bank qualified) (book entry).
Dated Oct 6, 2009.
Due May 1, 2010 to 2029.
Callable May 1, 2019 at par.
Winning bid: Robert W. Baird, at 99.4092, TIC 3.9258%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/10 | $50,000 | 2.00% | 1.05% | ||
5/1/11 | $125,000 | 2.00% | 1.30% | ||
5/1/12 | $125,000 | 2.00% | 1.65% | ||
5/1/13 | $125,000 | 2.25% | 1.95% | ||
5/1/14 | $125,000 | 3.00% | 2.25% | ||
5/1/15 | $125,000 | 3.00% | 2.50% | ||
5/1/16 | $125,000 | 3.00% | 2.80% | ||
5/1/17 | $125,000 | 4.00% | 3.05% | ||
5/1/18 | $125,000 | 4.00% | 3.20% | ||
5/1/19 | $125,000 | 4.00% | 3.40% | ||
5/1/20 | $125,000 | 4.00% | 3.65% | ||
5/1/21 | $125,000 | 4.00% | 3.75% | ||
5/1/22 | $125,000 | 4.00% | 3.85% | ||
5/1/23 | $125,000 | 4.00% | 3.90% | ||
5/1/24 | $125,000 | 4.00% | 4.00% | ||
5/1/25 | $125,000 | 4.00% | 4.05% | ||
5/1/26 | $125,000 | 4.00% | 4.15% | ||
5/1/27 | $125,000 | 4.10% | 4.20% | ||
5/1/28 | $125,000 | 4.15% | 4.25% | ||
5/1/29 | $125,000 | 4.20% | 4.30% |
Other managers: CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., SAMCO Capital Markets.
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Wells Fargo Advisors, TIC 3.9523%
J.J.B. Hilliard, TIC 3.9859%
Comerica Securities, TIC 4.0624%
Fifth Third Sec, TIC 4.1163%
MINNESOTA
Centerville (City)
Sep 23, 2009 . . . . . . $2,430,000
General Obligation Improvement Crossover Refunding Bonds, Series 2009B (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Feb 1, 2011 to 2018.
Callable Feb 1, 2015 at par.
Winning bid: Wells Fargo Brkge, at 100.4462, TIC 2.7224%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/11 | $140,000 | 2.00% | 0.75% | ||
2/1/12 | $170,000 | 2.00% | 1.10% | ||
2/1/13 | $175,000 | 2.00% | 1.40% | ||
2/1/14 | $175,000 | 2.00% | 1.80% | ||
2/1/15 | $185,000 | 2.00% | 2.00% | ||
2/1/16 | $190,000 | 3.00% | 2.40% | ||
2/1/17 | $200,000 | 3.00% | 2.60% | ||
2/1/18 | $1,195,000 | 3.00% | NRO | NRO |
Other managers: Cronin & Co., Inc., Wells Fargo Advisors.
L.O.: Bradley & Deike, P.A., Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.7236%
UBS Financial Svcs, TIC 2.7387%
UMB Bank, TIC 2.8044%
Minneapolis (City)
Sep 23, 2009 . . . . . . $5,400,000
General Obligation Tax Increment Refunding Bonds (Milwaukee Depot), Series 2009A (book entry).
Dated Oct 1, 2009.
Due Mar 1, 2010 to 2028.
Callable Mar 1, 2017 at par.
Winning bid: UBS Financial Svcs, at 100.7419, TIC 3.1187%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/10 | $150,000 | 2.00% | NRO | NRO | |
3/1/11 | $180,000 | 2.00% | NRO | NRO | |
3/1/12 | $190,000 | 2.00% | NRO | NRO | |
3/1/13 | $200,000 | 2.00% | NRO | NRO | |
3/1/14 | $210,000 | 2.25% | NRO | NRO | |
3/1/15 | $220,000 | 2.25% | NRO | NRO | |
3/1/16 | $240,000 | 2.50% | NRO | NRO | |
3/1/17 | $250,000 | 2.50% | NRO | NRO | |
3/1/18 | $260,000 | 3.00% | NRO | NRO | |
3/1/19 | $275,000 | 3.00% | NRO | NRO | |
3/1/20 | $290,000 | 3.00% | NRO | NRO | |
3/1/21 | $300,000 | 3.25% | NRO | NRO | |
3/1/22 | $325,000 | 3.25% | NRO | NRO | |
3/1/23 | $340,000 | 3.25% | NRO | NRO | |
3/1/24 | $350,000 | 3.25% | NRO | NRO | |
3/1/25 | $370,000 | 3.50% | NRO | NRO | |
3/1/26 | $400,000 | 3.50% | NRO | NRO | |
3/1/27 | $420,000 | 3.50% | NRO | NRO | |
3/1/28 | $430,000 | 3.50% | NRO | NRO |
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 3.4269%
Cronin, TIC 3.4777%
Minneapolis (City)
Sep 23, 2009 . . . . . . $13,675,000
General Obligation Tax Increment Refunding Bonds (900 Nicollet Mall), Series 2009B (book entry).
Dated Oct 1, 2009.
Due Mar 1, 2010 to 2026.
Callable Mar 1, 2017 at par.
Winning bid: JPMorgan, at 101.4235, TIC 2.7649%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/10 | $1,700,000 | 2.00% | NRO | NRO | |
3/1/11 | $6,200,000 | 3.00% | 0.61% | ||
3/1/12 | $1,400,000 | 3.00% | 0.95% | ||
3/1/22 | $700,000 | 3.00% | 2.98% | ||
3/1/23 | $800,000 | 3.00% | 3.07% | ||
3/1/24 | $875,000 | 3.00% | 3.16% | ||
3/1/25 | $950,000 | 3.125% | 3.25% | ||
3/1/26 | $1,050,000 | 3.25% | 3.34% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
UBS Financial Svcs, TIC 2.8045%
Morgan Stanley, TIC 3.1013%
Piper Jaffray, TIC 3.1015%
BMO Capital Markets, TIC 3.127%
Hutchinson Shockey, TIC 3.1304%
Robert W. Baird, TIC 3.1386%
Merrill Lynch, TIC 3.2142%
Wells Fargo Brkge, TIC 3.2481%
Minneapolis (City)
Sep 23, 2009 . . . . . . $16,800,000
General Obligation Various Purpose Refunding Bonds, Series 2009A (book entry).
Dated Oct 1, 2009.
Due Dec 1, 2010 to 2012.
Non-callable.
Winning bid: JPMorgan, at 104.4606, TIC 0.908%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $5,800,000 | 3.00% | NRO | NRO | |
12/1/11 | $5,300,000 | 3.00% | 0.70% | ||
12/1/12 | $5,700,000 | 3.00% | 1.00% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 0.9326%
UBS Financial Svcs, TIC 0.9393%
Piper Jaffray, TIC 0.9557%
Merrill Lynch, TIC 0.9568%
Robert W. Baird, TIC 1.0048%
Wells Fargo Brkge, TIC 1.1765%
NEW JERSEY
Boonton Township
Sep 23, 2009 . . . . . . $333,000
Bond Anticipation Notes (bank qualified).
Dated Oct 2, 2009.
Due Oct 1, 2010.
Purchased $333,000.00 by Lakeland Bank, at 1.65%, effective rate 1.65%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 2.25%
Oppenheimer, Effective Rate 3.1151%
Ho-Ho-Kus (Borough)
Sep 23, 2009 . . . . . . $2,427,927
$2,104,539 General Bond Anticipation Notes and $323,388 Water Utility Bond Anticipation Notes (bank qualified).
Dated Oct 2, 2009.
Due Oct 1, 2010.
Purchased $2,427,930.00 by Wachovia Bank, at 2.0%, plus $31,025.00, effective rate 0.7186%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.0382%
Jefferies, Effective Rate 1.0403%
TD Bank, N.A., Effective Rate 1.15%
Bank of America, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.3863%
Valley National Bank, Effective Rate 1.49%
Janney Montgomery, Effective Rate 1.4993%
NEW YORK
Alexandria Central School District
Sep 23, 2009 . . . . . . $2,500,000
Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Oct 1, 2009.
Due Jul 16, 2010.
Purchased $1,000,000.00 by Roosevelt & Cross, at 1.75%, plus $2,025.00, effective rate 1.4942%.
Purchased $1,500,000.00 by Roosevelt & Cross, at 1.75%, plus $50.00, effective rate 1.7458%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.7611%
Oppenheimer, Effective Rate 1.9859%
HSBC Bank, Effective Rate 2.03%
Janney Montgomery, Effective Rate 2.6237%
Ballston Spa Central School District
Sep 23, 2009 . . . . . . $2,570,440
Bond Anticipation Notes, 2009 (bank qualified).
Dated Oct 1, 2009.
Due Oct 1, 2010.
Purchased $2,570,440.00 by Ballston Natl Bank, at 1.15%, effective rate 1.15%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1683%
Roosevelt & Cross, Effective Rate 1.2461%
Pioneer Savings Bk, Effective Rate 1.34%
First Niagara Bank, Effective Rate 1.35%
Adirondack Trust, Effective Rate 1.38%
Jefferies, Effective Rate 1.664%
Janney Montgomery, Effective Rate 2.45%
Churchville-Chili Central School District
Sep 23, 2009 . . . . . . $800,000
School District (Serial) Bonds, 2009 (bank qualified).
Dated Oct 7, 2009.
Due Jun 15, 2011 to 2014.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.4195%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/11 | $185,000 | 2.25% | NRO | NRO | |
6/15/12 | $195,000 | 2.25% | NRO | NRO | |
6/15/13 | $205,000 | 2.50% | NRO | NRO | |
6/15/14 | $215,000 | 2.50% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Sage Rutty, NIC 2.4897%
J.P. Morgan Chase, NIC 3.01%
Bank of Greene Co, NIC 3.09%
First Niagara Bank, NIC 3.25%
Cornwall (Town)
Sep 23, 2009 . . . . . . $1,380,000
Public Improvement Serial Bonds, 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Mar 1, 2010 to 2024.
Callable Mar 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.162%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/10 | $10,000 | 2.00% | NRO | NRO | |
3/1/11 | $80,000 | 3.00% | NRO | NRO | |
3/1/12 | $85,000 | 3.00% | NRO | NRO | |
3/1/13 | $85,000 | 3.00% | NRO | NRO | |
3/1/14 | $90,000 | 3.00% | NRO | NRO | |
3/1/15 | $90,000 | 3.00% | NRO | NRO | |
3/1/16 | $90,000 | 3.00% | NRO | NRO | |
3/1/17 | $95,000 | 3.00% | NRO | NRO | |
3/1/18 | $95,000 | 3.00% | NRO | NRO | |
3/1/19 | $100,000 | 3.00% | NRO | NRO | |
3/1/20 | $105,000 | 3.125% | NRO | NRO | |
3/1/21 | $110,000 | 3.25% | NRO | NRO | |
3/1/22 | $110,000 | 3.375% | NRO | NRO | |
3/1/23 | $115,000 | 3.50% | NRO | NRO | |
3/1/24 | $120,000 | 3.625% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Edwards-Knox Central School District
Sep 23, 2009 . . . . . . $2,900,000
Bond Anticipation (Renewal) Notes, 2009A (bank qualified).
Dated Oct 1, 2009.
Due Oct 1, 2010.
Purchased $2,900,000.00 by Roosevelt & Cross, at 1.5%, plus $100.00, effective rate 1.4966%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.664%
NBT Bank, Effective Rate 1.97%
Janney Montgomery, Effective Rate 2.4%
Oppenheimer, Effective Rate 2.413%
Frankfort Village
Sep 23, 2009 . . . . . . $140,390
Bond Anticipation Notes, 2009 (bank qualified).
Dated Sep 30, 2009.
Due Sep 30, 2010.
Purchased $140,390.00 by Adirondack Bank, at 2.25%, effective rate 2.25%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
M & T Bank, Effective Rate 3.4%
Merrick Union Free School District
Sep 23, 2009 . . . . . . $3,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Oct 1, 2009.
Due Jun 25, 2010.
Purchased $3,000,000.00 by Jefferies, at 1.5%, plus $14,191.00, effective rate 0.855%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Wachovia Bank, Effective Rate 1.05%
TD Bank, N.A., Effective Rate 1.09%
Oppenheimer, Effective Rate 1.2132%
Janney Montgomery, Effective Rate 1.3864%
Roosevelt & Cross, Effective Rate 1.4955%
Orangetown (Town)
Sep 23, 2009 . . . . . . $4,690,000
Bond Anticipation Notes, 2009 (bank qualified) (book entry).
Dated Sep 30, 2009.
Due Sep 29, 2010.
Purchased $4,690,000.00 by Jefferies, at 1.5%, plus $24,998.00, effective rate 0.965%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Environmental Capital LLC, New York, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.133%
Roosevelt & Cross, Effective Rate 1.1941%
Oppenheimer, Effective Rate 1.4114%
TD Securities, Effective Rate 1.4204%
Ripley Central School District
Sep 23, 2009 . . . . . . $250,000
Bond Anticipation Notes, 2009A (bank qualified).
Dated Oct 8, 2009.
Due Jul 15, 2010.
Purchased $250,000.00 by J.P. Morgan Chase, at 2.34%, effective rate 2.34%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Westfield Village
Sep 23, 2009 . . . . . . $370,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Oct 8, 2009.
Due Oct 7, 2010.
Purchased $370,000.00 by HSBC Bank, at 2.76%, effective rate 2.76%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 3.24%
PENNSYLVANIA
Southern Lehigh School District
Sep 23, 2009 . . . . . . $8,465,000
General Obligation Bonds, Series A of 2009 (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Sep 1, 2011 to 2023.
Callable Mar 1, 2015 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.4034%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/11 | $5,000 | 2.00% | NRO | NRO | |
9/1/12 | $5,000 | 2.00% | NRO | NRO | |
9/1/13 | $70,000 | 2.00% | NRO | NRO | |
9/1/14 | $135,000 | 2.00% | NRO | NRO | |
9/1/15 | $135,000 | 2.00% | NRO | NRO | |
9/1/16 | $135,000 | 2.25% | NRO | NRO | |
9/1/17 | $140,000 | 2.50% | NRO | NRO | |
9/1/18 | $1,205,000 | 3.00% | NRO | NRO | |
9/1/19 | $1,240,000 | 3.00% | NRO | NRO | |
9/1/20 | $1,280,000 | 3.25% | NRO | NRO | |
9/1/21 | $1,330,000 | 3.25% | NRO | NRO | |
9/1/22 | $1,370,000 | 3.50% | NRO | NRO | |
9/1/23 | $1,415,000 | 3.50% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, CL King & Associates, Sterne, Agee & Leach, Inc, Loop Capital Markets, LLC.
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Concord Public Financial Advisors, Inc., Lancaster, PA.
Other bidders were:
Wells Fargo Advisors, TIC 3.4584%
TEXAS
Arlington (City)
Sep 22, 2009 . . . . . . $2,065,000
Combination Tax and Revenue Certificates of Obligation, Series 2009B (Private Activity Bonds) (book entry).
Dated Sep 15, 2009.
Due Aug 15, 2010 to 2016.
Non-callable.
Winning bid: First Southwest, at 100.5000, TIC 1.9156%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/10 | $280,000 | 2.00% | 0.65% | ||
8/15/11 | $300,000 | 2.00% | 1.00% | ||
8/15/12 | $300,000 | 2.00% | 1.28% | ||
8/15/13 | $300,000 | 2.00% | 1.53% | ||
8/15/14 | $300,000 | 2.00% | 1.80% | ||
8/15/15 | $290,000 | 2.00% | 2.10% | ||
8/15/16 | $295,000 | 2.20% | 2.35% |
L.O.: Vinson & Elkins, Dallas, TX; and State Attorney General.
F.A.: Estrada Hinojosa & Company, Inc., Dallas, TX.
Other bidders were:
Robert W. Baird, TIC 1.9279%
Sterne Agee, TIC 1.9637%
Wells Fargo Advisors, TIC 1.9765%
Fidelity Capital, TIC 1.9783%
Morgan Keegan, TIC 1.9803%
Southwest Securities, TIC 2.0221%
JPMorgan, TIC 2.0622%
Bank of America, TIC 2.45%
J.P. Morgan Chase, TIC 2.98%
Hutchinson Shockey, TIC 3.6329%
Tyler Junior College District
Sep 23, 2009 . . . . . . $24,500,000
Maintenance Tax Notes, Series 2009 (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Feb 15, 2011 to 2020.
Callable Feb 15, 2019 at par.
Winning bid: Robert W. Baird, at 106.6314, TIC 2.4784%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/15/11 | $2,225,000 | 4.00% | NRO | NRO | |
2/15/12 | $2,255,000 | 2.00% | NRO | NRO | |
2/15/13 | $2,290,000 | 2.00% | NRO | NRO | |
2/15/14 | $2,335,000 | 2.00% | NRO | NRO | |
2/15/15 | $2,385,000 | 4.00% | NRO | NRO | |
2/15/16 | $2,445,000 | 4.00% | NRO | NRO | |
2/15/17 | $2,515,000 | 4.00% | NRO | NRO | |
2/15/18 | $2,590,000 | 4.00% | NRO | NRO | |
2/15/19 | $2,680,000 | 4.00% | NRO | NRO | |
2/15/20 | $2,780,000 | 4.00% | NRO | NRO |
Other managers: CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc..
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX; and Specialized Public Finance Inc., Austin, TX.
Other bidders were:
Morgan Keegan, TIC 2.5439%
SAMCO Cap Mkts, TIC 2.5633%
Hutchinson Shockey, TIC 2.6081%
JPMorgan, TIC 2.6726%
Southwest Securities, TIC 2.6844%
First Southwest, TIC 2.8439%
UTAH
Utah State Board of Regents
Sep 23, 2009 . . . . . . $8,355,000
Utah State University Student Fee and Housing System Revenue Refunding Bonds, Series 2009 (book entry).
Dated Oct 6, 2009.
Due Dec 1, 2009 to 2014.
Non-callable.
Winning bid: George K. Baum, at 105.0254, TIC 1.4173%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/09 | $160,000 | 2.00% | 0.50% | AGC | |
12/1/10 | $1,555,000 | 3.00% | 0.65% | AGC | |
12/1/11 | $1,590,000 | 4.00% | 0.86% | AGC | |
12/1/12 | $1,635,000 | 4.00% | 1.18% | AGC | |
12/1/13 | $1,685,000 | 2.00% | 1.45% | AGC | |
12/1/14 | $1,730,000 | 3.00% | 1.75% | AGC |
L.O.: Ballard Spahr Andrews & Ingersoll LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Robert W. Baird, TIC 1.4829%
Zions First Natl Bk, TIC 1.4968%
Wells Fargo Advisors, TIC 1.5011%
Hutchinson Shockey, TIC 1.5702%
Morgan Stanley, TIC 1.6026%
First Trust, TIC 1.604%
Stifel Nicolaus, TIC 1.8824%
Bernardi Securities, TIC 2.2326%
VIRGINIA
Blacksburg (Town)
Sep 23, 2009 . . . . . . $1,650,000
General Obligation Refunding Bonds, Series 2009A (bank qualified) (book entry).
Dated Oct 7, 2009.
Due Sep 1, 2010 to 2018.
Non-callable.
Winning bid: Davenport, at 100.4830, TIC 2.0244%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/10 | $165,000 | 2.00% | 0.40% | ||
9/1/11 | $170,000 | 2.00% | 0.64% | ||
9/1/12 | $170,000 | 2.00% | 1.00% | ||
9/1/13 | $175,000 | 2.00% | 1.23% | ||
9/1/14 | $185,000 | 2.00% | 1.55% | ||
9/1/15 | $185,000 | 2.00% | 1.80% | ||
9/1/16 | $195,000 | 2.00% | 2.00% | ||
9/1/17 | $200,000 | 2.25% | 2.25% | ||
9/1/18 | $205,000 | 2.375% | 2.375% |
Other managers: Robert W. Baird & Co., Inc., CL King & Associates, Loop Capital Markets, LLC, NW Capital Markets Inc., Janney Montgomery Scott, Inc., Stifel, Nicolaus & Co., Inc..
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
UBS Financial Svcs, TIC 2.1545%
Wells Fargo Advisors, TIC 2.2098%
SunTrust Robinson, TIC 2.2561%
Bernardi Securities, TIC 3.0118%
WISCONSIN
Oshkosh Area School District
Sep 23, 2009 . . . . . . $16,000,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 30, 2009.
Due Sep 22, 2010.
Purchased $16,000,000.00 by Jefferies, at 2.0%, plus $209,760.00, effective rate 0.6592%.
L.O.: Godfrey & Kahn, Green Bay, WI.
F.A.: Piper Jaffray & Company, Milwaukee, WI.
Other bidders were:
Piper Jaffray, Effective Rate 0.78%
Janney Montgomery, Effective Rate 0.9119%
Oppenheimer, Effective Rate 1.1378%
TAXABLE ISSUES
VIRGINIA
Blacksburg (Town)
Sep 23, 2009 . . . . . . $3,180,000
Taxable General Obligation Capital Improvement Bonds, Series 2009B (Build America Bonds-Direct Payment) (book entry).
Dated Oct 7, 2009.
Due Mar 1, 2011 to 2030.
Callable Mar 1, 2019 at par.
Winning bid: Morgan Keegan, at 100.0000, TIC 5.1433%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/11 | $125,000 | 1.875% | NRO | NRO | |
3/1/12 | $125,000 | 2.25% | NRO | NRO | |
3/1/13 | $130,000 | 2.625% | NRO | NRO | |
3/1/14 | $130,000 | 3.125% | 2.90% | ||
3/1/15 | $130,000 | 3.75% | NRO | NRO | |
3/1/16 | $135,000 | 4.00% | 3.75% | ||
3/1/17 | $140,000 | 4.375% | NRO | NRO | |
3/1/18 | $145,000 | 4.50% | NRO | NRO | |
3/1/19 | $145,000 | 4.625% | 4.40% | ||
3/1/20 | $150,000 | 4.80% | 4.55% | ||
3/1/21 | $155,000 | 4.95% | 4.70% | ||
3/1/22 | $160,000 | 5.10% | 4.80% | ||
3/1/23 | $165,000 | 5.30% | 5.00% | ||
3/1/24 | $170,000 | 5.50% | 5.20% | ||
3/1/25 | $180,000 | 5.35% | 5.35% | ||
3/1/26 | $185,000 | 5.50% | 5.50% | ||
3/1/27 | $190,000 | 5.60% | 5.60% | ||
3/1/28 | $200,000 | 5.70% | 5.70% | ||
3/1/29 | $205,000 | 5.70% | NRO | NRO | |
3/1/30 | $215,000 | 5.75% | 5.75% |
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Robert W. Baird, TIC 5.1556%
SunTrust Robinson, TIC 5.2277%
Wells Fargo Advisors, TIC 5.2336%