CONNECTICUT
Guilford (Town)
Aug 19, 2009 . . . . . . $11,400,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Aug 26, 2009.
Due Aug 25, 2010.
Purchased $11,400,000.00 by TD Securities, at 2.0%, plus $163,829.30, effective rate 0.5589%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Jefferies, Effective Rate 0.56%
Roosevelt & Cross, Effective Rate 0.7128%
Eastern Bank, Effective Rate 0.718%
Piper Jaffray, Effective Rate 0.77%
INDIANA
Muncie Community Schools
Aug 19, 2009 . . . . . . $8,275,000
Temporary Loan Warrants (bank qualified).
Dated Sep 1, 2009.
Due Dec 31, 2009.
Purchased $8,275,000.00 by First Financial Bk, at 2.05%, effective rate 2.05%.
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
J.P. Morgan Chase, Effective Rate 2.68%
Old First National B, Effective Rate 3.26%
KANSAS
Manhattan (City)
Aug 18, 2009 . . . . . . $10,980,000
General Obligation Temporary Notes, Series 2009-03 (book entry).
Dated Sep 15, 2009.
Due Jun 15, 2011 to 2013.
Callable Jun 15, 2010 at par.
Winning bid: UMB Bank, at 99.5250, TIC 1.7408%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/11 | $7,655,000 | 1.20% | NRO | NRO | |
| 6/15/13 | $3,325,000 | 1.90% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 2.3112%
MINNESOTA
Holdingford Independent School District No. 738
Aug 19, 2009 . . . . . . $2,500,000
General Obligation Aid Anticipation Certificates of Indebtedness of 2009 (Minnesota School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 3, 2009.
Due Sep 30, 2010.
Purchased $2,500,000.00 by Wells Fargo Brkge, at 1.25%, plus $5,675.00, effective rate 1.0334%.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Janesville-Waldorf Independent School District No. 2835
Aug 19, 2009 . . . . . . $850,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2009A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 9, 2009.
Due Sep 9, 2010.
Purchased $850,000.00 by Piper Jaffray, at 1.5%, plus $3,561.50, effective rate 1.081%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Wells Fargo Brkge, Effective Rate 1.246%
Oppenheimer, Effective Rate 1.608%
Minnesota
Aug 18, 2009 . . . . . . $74,980,000
Certificates of Participation, Series 2009 (book entry).
Dated Sep 1, 2009.
Due Jun 1, 2010 to 2019.
Callable Jun 1, 2016 at par.
Winning bid: JPMorgan, at 109.7182, TIC 2.8507%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $1,000,000 | 2.00% | NRO | NRO | |
| 6/1/11 | $500,000 | 4.00% | 1.00% | ||
| 6/1/12 | $7,925,000 | 4.00% | 1.27% | ||
| 6/1/13 | $8,245,000 | 4.00% | 1.59% | ||
| 6/1/14 | $8,575,000 | 4.00% | 1.98% | ||
| 6/1/15 | $8,920,000 | 4.00% | 2.35% | ||
| 6/1/16 | $9,270,000 | 4.50% | 2.62% | ||
| 6/1/17 | $9,690,000 | 5.00% | 2.79% | ||
| 6/1/18 | $10,175,000 | 5.00% | 3.03% | ||
| 6/1/19 | $10,680,000 | 5.00% | 3.22% |
L.O.: Briggs & Morgan, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 3.101%
Citigroup, TIC 3.2411%
Merrill Lynch, TIC 3.2478%
Perham-Dent Independent School District No. 549
Aug 19, 2009 . . . . . . $4,510,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2009A (MN SD Credit Enhancement Program) (bank qualified).
Dated Sep 9, 2009.
Due Sep 9, 2010.
Purchased $4,510,000.00 by Oppenheimer, at 1.5%, plus $31,301.00, effective rate 0.806%.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Jefferies, Effective Rate 0.806%
Piper Jaffray, Effective Rate 0.806%
Wells Fargo Brkge, Effective Rate 1.199%
MISSISSIPPI
Madison (City)
Aug 18, 2009 . . . . . . $10,000,000
General Obligation Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Oct 1, 2010 to 2029.
Callable Oct 1, 2019 at par.
Winning bid: FTN Fin Cap Mkts, at n/a, NIC 4.0278%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/10 | $310,000 | 4.80% | NRO | NRO | |
| 10/1/11 | $325,000 | 4.80% | NRO | NRO | |
| 10/1/12 | $340,000 | 4.80% | NRO | NRO | |
| 10/1/13 | $355,000 | 4.75% | NRO | NRO | |
| 10/1/14 | $375,000 | 4.70% | NRO | NRO | |
| 10/1/15 | $390,000 | 4.625% | NRO | NRO | |
| 10/1/16 | $410,000 | 4.625% | NRO | NRO | |
| 10/1/17 | $430,000 | 4.625% | NRO | NRO | |
| 10/1/18 | $450,000 | 4.625% | NRO | NRO | |
| 10/1/19 | $470,000 | 4.625% | NRO | NRO | |
| 10/1/20 | $495,000 | 3.375% | NRO | NRO | |
| 10/1/21 | $515,000 | 3.50% | NRO | NRO | |
| 10/1/22 | $540,000 | 3.60% | NRO | NRO | |
| 10/1/23 | $570,000 | 3.70% | NRO | NRO | |
| 10/1/24 | $595,000 | 3.80% | NRO | NRO | |
| 10/1/25 | $625,000 | 3.875% | NRO | NRO | |
| 10/1/26 | $655,000 | 3.90% | NRO | NRO | |
| 10/1/27 | $685,000 | 4.00% | NRO | NRO | |
| 10/1/28 | $715,000 | 4.10% | NRO | NRO | |
| 10/1/29 | $750,000 | 4.20% | NRO | NRO |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Jackson, MS.
F.A.: Municipal Official(s).
Other bidders were:
Duncan-Williams, NIC 4.0933%
Stephens, NIC 4.4823%
NEW JERSEY
Camden (City)
Aug 19, 2009 . . . . . . $15,366,250
Bond Anticipation Notes of 2009, Series B (bank qualified).
Dated Aug 26, 2009.
Due Aug 25, 2010.
Purchased $15,366,250.00 by PNC Capital Markets, at 2.0%, plus $113,402.90, effective rate 1.2599%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2615%
Janney Montgomery, Effective Rate 3.2493%
Ocean City (City)
Aug 19, 2009 . . . . . . $3,500,000
Bond Anticipation Notes (bank qualified).
Dated Aug 28, 2009.
Due Aug 27, 2010.
Purchased $3,500,000.00 by TD Bank, N.A., at 1.29%, effective rate 1.2864%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.1702%
Janney Montgomery, Effective Rate 2.3746%
Pittsgrove Township
Aug 19, 2009 . . . . . . $678,500
Bond Anticipation Notes (bank qualified).
Dated Aug 27, 2009.
Due Aug 27, 2010.
Purchased $678,500.00 by Oppenheimer, at 3.125%, plus $136.00, effective rate 3.105%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
NEW YORK
Greenburgh (Town)
Aug 19, 2009 . . . . . . $11,459,103
Public Improvement (Serial) Bonds, Series 2009A (bank qualified) (book entry).
Dated Aug 15, 2009.
Due Jun 15, 2010 to 2030.
Callable Jun 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.1938%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/10 | $684,103 | 3.00% | NRO | NRO | |
| 6/15/11 | $725,000 | 3.00% | NRO | NRO | |
| 6/15/12 | $725,000 | 4.00% | NRO | NRO | |
| 6/15/13 | $650,000 | 4.00% | NRO | NRO | |
| 6/15/14 | $650,000 | 2.00% | NRO | NRO | |
| 6/15/15 | $625,000 | 2.25% | NRO | NRO | |
| 6/15/16 | $625,000 | 5.00% | NRO | NRO | |
| 6/15/17 | $650,000 | 5.00% | NRO | NRO | |
| 6/15/18 | $650,000 | 5.00% | NRO | NRO | |
| 6/15/19 | $650,000 | 5.00% | NRO | NRO | |
| 6/15/20 | $500,000 | 3.125% | NRO | NRO | |
| 6/15/21 | $500,000 | 3.25% | NRO | NRO | |
| 6/15/22 | $475,000 | 3.375% | NRO | NRO | |
| 6/15/23 | $475,000 | 3.50% | NRO | NRO | |
| 6/15/24 | $475,000 | 3.50% | NRO | NRO | |
| 6/15/25 | $400,000 | 3.75% | NRO | NRO | |
| 6/15/26 | $400,000 | 3.75% | NRO | NRO | |
| 6/15/27 | $400,000 | 3.875% | NRO | NRO | |
| 6/15/28 | $400,000 | 4.00% | NRO | NRO | |
| 6/15/29 | $400,000 | 4.00% | NRO | NRO | |
| 6/15/30 | $400,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, CL King & Associates, Wells Fargo Advisors, Sterne, Agee & Leach, Inc, Janney Montgomery Scott, Inc., First Southwest Company.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Robert W. Baird, TIC 3.3144%
Boenning&Scattergood, TIC 3.3306%
Jefferies, TIC 3.3811%
Morgan Keegan, TIC 3.423%
FTN Fin Cap Mkts, TIC 3.4535%
Half Hollow Hills Central School District of Huntington and Babylon
Aug 19, 2009 . . . . . . $33,400,000
Tax Anticipation Notes for 2009-2010 Taxes.
Dated Aug 27, 2009.
Due Jun 30, 2010.
Purchased $33,400,000.00 by TD Securities, at 2.0%, plus $440,913.40, effective rate 0.4316%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Wachovia Bank, Effective Rate 0.4317%
JPMorgan, Effective Rate 0.4599%
Roosevelt & Cross, Effective Rate 0.5181%
Jefferies, Effective Rate 0.5341%
Oppenheimer, Effective Rate 0.5588%
State Bank of LI, Effective Rate 0.6484%
Capital One, Effective Rate 0.81%
Capital One, Effective Rate 0.87%
TD Bank, N.A., Effective Rate 1.14%
Bridgehampton Bank, Effective Rate 1.19%
Janney Montgomery, Effective Rate 1.3119%
Flushing Comm Bk, Effective Rate 1.5%
Iroquois Central School District
Aug 19, 2009 . . . . . . $480,000
School District (Serial) Bonds, 2009 (bank qualified).
Dated Sep 1, 2009.
Due Aug 1, 2010 to 2014.
Non-callable.
Winning bid: RBS Citizens, at n/a, NIC 2.78%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $80,000 | 2.78% | NRO | NRO | |
| 8/1/11 | $95,000 | 2.78% | NRO | NRO | |
| 8/1/12 | $95,000 | 2.78% | NRO | NRO | |
| 8/1/13 | $100,000 | 2.78% | NRO | NRO | |
| 8/1/14 | $110,000 | 2.78% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.0461%
J.P. Morgan Chase, NIC 3.11%
Sage Rutty, NIC 3.7064%
First Niagara Bank, NIC 4.25%
Johnson City Central School District
Aug 19, 2009 . . . . . . $3,500,000
Revenue Anticipation Notes, 2009 (bank qualified).
Dated Aug 28, 2009.
Due Jun 30, 2010.
Purchased $3,500,000.00 by J.P. Morgan Chase, at 1.42%, effective rate 1.42%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, Effective Rate 1.84%
M & T Bank, Effective Rate 2.01%
Roosevelt & Cross, Effective Rate 2.4966%
Oppenheimer, Effective Rate 2.6236%
Janney Montgomery, Effective Rate 2.851%
Middletown City School District
Aug 19, 2009 . . . . . . $15,286,510
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 27, 2009.
Due Aug 26, 2010.
Purchased $15,286,510.00 by Roosevelt & Cross, at 1.5%, plus $133,356.00, effective rate 0.6252%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 1.299%
J.P. Morgan Chase, Effective Rate 1.79%
Janney Montgomery, Effective Rate 2.3746%
Ontario (Town)
Aug 19, 2009 . . . . . . $2,250,000
Bond Anticipation Notes, 2009 (New Issue) (bank qualified).
Dated Aug 27, 2009.
Due Aug 26, 2010.
Purchased $2,250,000.00 by J.P. Morgan Chase, at 1.73%, effective rate 1.73%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Lyons National Bk, Effective Rate 1.73%
Lyons National Bk, Effective Rate 1.86%
Lyons National Bk, Effective Rate 1.92%
Lyons National Bk, Effective Rate 2.04%
Oppenheimer, Effective Rate 2.2362%
Janney Montgomery, Effective Rate 3.2249%
Portland (Town)
Aug 19, 2009 . . . . . . $448,000
Bond Anticipation Notes for Highway Garage-2009 (bank qualified).
Dated Aug 25, 2009.
Due Aug 25, 2010.
Purchased $448,000.00 by Community Bank, at 2.99%, effective rate 2.99%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Sachem Central School District at Holbrook
Aug 19, 2009 . . . . . . $3,620,000
School District Refunding Serial Bonds- 2009 Series B (book entry).
Dated Sep 16, 2009.
Due Sep 15, 2010 to 2018.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 2.1688%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/10 | $405,000 | 2.00% | 0.50% | ||
| 9/15/11 | $420,000 | 2.00% | 0.80% | ||
| 9/15/12 | $410,000 | 2.00% | 1.02% | ||
| 9/15/13 | $400,000 | 2.00% | 1.34% | ||
| 9/15/14 | $390,000 | 2.00% | 1.73% | ||
| 9/15/15 | $405,000 | 3.00% | 2.02% | ||
| 9/15/16 | $400,000 | 4.00% | 2.30% | ||
| 9/15/17 | $395,000 | 4.00% | 2.58% | ||
| 9/15/18 | $395,000 | 4.00% | 2.80% |
Other managers: Morgan Keegan & Co., Inc., Davenport & Company LLC, Eastern Bank Capital Markets, Edward D. Jones & Co., Vining-Sparks IBG, Limited Partnership, Kildare Capital, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY; and Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
UBS Financial Svcs, TIC 2.2298%
Boenning&Scattergood, TIC 2.3265%
Jefferies, TIC 2.3574%
Bernardi Securities, TIC 2.6087%
Sachem Central School District at Holbrook
Aug 19, 2009 . . . . . . $10,000,000
Bond Anticipation Notes for School Construction-2009.
Dated Aug 27, 2009.
Due Aug 27, 2010.
Purchased $7,000,000.00 by Wachovia Bank, at 2.0%, plus $98,770.00, effective rate 0.589%.
Purchased $3,000,000.00 by Bank of America, at 0.54%, effective rate 0.54%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Wachovia Bank, Effective Rate 0.589%
Roosevelt & Cross, Effective Rate 0.596%
Jefferies, Effective Rate 0.692%
Bank of America, Effective Rate 0.8%
Capital One, Effective Rate 0.9%
Capital One, Effective Rate 1.1%
TD Bank, N.A., Effective Rate 1.18%
Bridgehampton Bank, Effective Rate 1.19%
J.P. Morgan Chase, Effective Rate 1.19%
J.P. Morgan Chase, Effective Rate 1.39%
Bank of America, Effective Rate 1.5%
Oppenheimer, Effective Rate 1.729%
Janney Montgomery, Effective Rate 1.875%
Sachem Central School District at Holbrook
Aug 19, 2009 . . . . . . $15,000,000
School District Serial Bonds-2009 Series A (book entry).
Dated Aug 15, 2009.
Due Aug 15, 2010 to 2029.
Callable Aug 15, 2019 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 3.5762%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/10 | $330,000 | 2.00% | NRO | NRO | |
| 8/15/11 | $590,000 | 2.00% | NRO | NRO | |
| 8/15/12 | $595,000 | 2.00% | NRO | NRO | |
| 8/15/13 | $605,000 | 2.25% | NRO | NRO | |
| 8/15/14 | $620,000 | 2.50% | NRO | NRO | |
| 8/15/15 | $635,000 | 2.75% | NRO | NRO | |
| 8/15/16 | $650,000 | 3.00% | NRO | NRO | |
| 8/15/17 | $670,000 | 3.00% | NRO | NRO | |
| 8/15/18 | $690,000 | 3.00% | NRO | NRO | |
| 8/15/19 | $710,000 | 3.125% | NRO | NRO | |
| 8/15/20 | $740,000 | 3.25% | NRO | NRO | |
| 8/15/21 | $765,000 | 3.25% | NRO | NRO | |
| 8/15/22 | $795,000 | 3.50% | NRO | NRO | |
| 8/15/23 | $830,000 | 3.50% | NRO | NRO | |
| 8/15/24 | $860,000 | 3.625% | NRO | NRO | |
| 8/15/25 | $900,000 | 3.75% | NRO | NRO | |
| 8/15/26 | $940,000 | 4.00% | NRO | NRO | |
| 8/15/27 | $980,000 | 4.00% | NRO | NRO | |
| 8/15/28 | $1,025,000 | 4.00% | NRO | NRO | |
| 8/15/29 | $1,070,000 | 4.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, Loop Capital Markets, LLC, CL King & Associates, First Southwest Company, Sterne, Agee & Leach, Inc, Wells Fargo Advisors.
In association with: Corby Capital Markets, Inc., Oppenheimer & Co., Inc., Charles Schwab & Co., Stifel, Nicolaus & Co., Inc., Wiley Bros.-Aintree Capital LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY; and Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
Merrill Lynch, NIC 3.6826%
Morgan Stanley, NIC 3.7095%
Robert W. Baird, NIC 3.7143%
Jefferies, NIC 3.7785%
Sachem Central School District at Holbrook
Aug 19, 2009 . . . . . . $40,000,000
Tax Anticipation Notes for 2009-2010 Taxes (book entry).
Dated Aug 27, 2009.
Due Jun 23, 2010.
Purchased $40,000,000.00 by Morgan Stanley, at 2.5%, plus $668,001.00, effective rate 0.4689%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan, Effective Rate 0.4809%
Wachovia Bank, Effective Rate 0.4968%
Roosevelt & Cross, Effective Rate 0.5215%
Jefferies, Effective Rate 0.5951%
Capital One, Effective Rate 0.79%
Capital One, Effective Rate 0.85%
Capital One, Effective Rate 0.97%
Capital One, Effective Rate 1.09%
Bridgehampton Bank, Effective Rate 1.19%
Flushing Comm Bk, Effective Rate 1.4%
Janney Montgomery, Effective Rate 1.4662%
Sheridan (Town)
Aug 19, 2009 . . . . . . $160,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 26, 2009.
Due Aug 26, 2010.
Purchased $160,000.00 by M & T Bank, at 2.37%, effective rate 2.37%.
L.O.: Foley Foley & Pasaafaro, Dunkirk, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Wyandanch Union Free School District
Aug 19, 2009 . . . . . . $2,000,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 27, 2009.
Due Aug 27, 2010.
Purchased $2,000,000.00 by J.P. Morgan Chase, at 1.99%, effective rate 1.99%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 2.25%
Jefferies, Effective Rate 2.452%
Bridgehampton Bank, Effective Rate 2.48%
Roosevelt & Cross, Effective Rate 2.495%
Oppenheimer, Effective Rate 2.9998%
Wyandanch Union Free School District
Aug 19, 2009 . . . . . . $8,700,000
Tax Anticipation Notes, 2009 (bank qualified).
Dated Aug 27, 2009.
Due Jun 25, 2010.
Purchased $4,000,000.00 by J.P. Morgan Chase, at 1.79%, effective rate 1.79%.
Purchased $4,700,000.00 by Janney Montgomery, at 2.5%, plus n/a, effective rate n/a.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.9866%
Jefferies, Effective Rate 2.4517%
Bridgehampton Bank, Effective Rate 2.48%
Oppenheimer, Effective Rate 2.8501%
Oppenheimer, Effective Rate 3.0845%
PENNSYLVANIA
Union Area School District
Aug 19, 2009 . . . . . . $3,885,000
General Obligation Bonds, Series of 2009 (bank qualified) (book entry).
Dated Sep 22, 2009.
Due Nov 15, 2009 to 2016.
Callable Nov 15, 2014 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.2682%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/09 | $355,000 | 2.00% | NRO | NRO | AGC |
| 11/15/10 | $480,000 | 2.00% | NRO | NRO | AGC |
| 11/15/11 | $485,000 | 2.00% | NRO | NRO | AGC |
| 11/15/12 | $490,000 | 2.00% | NRO | NRO | AGC |
| 11/15/13 | $500,000 | 2.00% | NRO | NRO | AGC |
| 11/15/14 | $515,000 | 2.25% | NRO | NRO | AGC |
| 11/15/15 | $520,000 | 2.25% | NRO | NRO | AGC |
| 11/15/16 | $540,000 | 2.50% | NRO | NRO | AGC |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Loop Capital Markets, LLC, Citigroup Global Markets, Inc..
L.O.: Cohen & Grigsby, P.C., Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Robert W. Baird, TIC 2.2693%
BNY Mellon Cap Mkts, TIC 2.2947%
Fifth Third Sec, TIC 2.4331%
Boenning&Scattergood, TIC 2.4757%
SOUTH CAROLINA
South Carolina Association of Governmental Organizations (SCAGO)
Aug 19, 2009 . . . . . . $80,175,000
Certificates of Participation, Series 2009C (book entry).
Dated Sep 8, 2009.
Due Mar 1, 2010.
Purchased $80,175,000.00 by Citigroup, at 1.5%, plus $416,910.00, effective rate 0.4157%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC; and Ross, Sinclaire & Associates, Inc., Frankfort, KY.
Other bidders were:
Wachovia Bank, Effective Rate 0.4195%
Barclays Capital, Effective Rate 0.4216%
JPMorgan, Effective Rate 0.4236%
Morgan Stanley, Effective Rate 0.4261%
Piper Jaffray, Effective Rate 0.4531%
Merrill Lynch, Effective Rate 0.4666%
Southwest Securities, Effective Rate 0.494%
Jefferies, Effective Rate 0.5458%
TEXAS
Harris County Municipal Utility District No. 390
Aug 19, 2009 . . . . . . $2,000,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Apr 1, 2017 to 2033.
Callable Apr 1, 2018 at par.
Winning bid: GMS Group, at 97.0000, NIC 6.0595%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $50,000 | 5.00% | NRO | NRO | |
| 4/1/18 | $50,000 | 5.15% | NRO | NRO | |
| 4/1/19 | $50,000 | 5.30% | NRO | NRO | |
| 4/1/20 | $50,000 | 5.45% | NRO | NRO | |
| 4/1/21 | $50,000 | 5.60% | NRO | NRO | |
| 4/1/22 | $50,000 | 5.75% | NRO | NRO | |
| 4/1/23 | $50,000 | 5.90% | NRO | NRO | |
| 4/1/33 | $1,650,000 | 5.95% | NRO | NRO |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: First Southwest Company, Houston, TX.
Other bidders were:
First Southwest, NIC 6.1798%
Northwest Park Municpal Utility District
Aug 19, 2009 . . . . . . $5,920,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Mar 1, 2011 to 2031.
Callable Mar 1, 2018 at par.
Winning bid: Sterne Agee, at 97.0242, NIC 4.6798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/11 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/12 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/13 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/14 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/15 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/16 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/17 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/18 | $50,000 | 5.875% | NRO | NRO | AGC |
| 3/1/20 | $500,000 | 3.875% | NRO | NRO | AGC |
| 3/1/22 | $500,000 | 4.00% | NRO | NRO | AGC |
| 3/1/24 | $670,000 | 4.25% | NRO | NRO | AGC |
| 3/1/25 | $450,000 | 4.25% | NRO | NRO | AGC |
| 3/1/26 | $450,000 | 4.375% | NRO | NRO | AGC |
| 3/1/27 | $575,000 | 4.50% | NRO | NRO | AGC |
| 3/1/28 | $575,000 | 4.50% | NRO | NRO | AGC |
| 3/1/29 | $600,000 | 4.625% | NRO | NRO | AGC |
| 3/1/30 | $600,000 | 4.75% | NRO | NRO | AGC |
| 3/1/31 | $600,000 | 4.75% | NRO | NRO | AGC |
L.O.: Young & Brooks, Houston, TX; and State Attorney General.
F.A.: First Southwest Company, Houston, TX.
Other bidders were:
Morgan Keegan, NIC 4.7115%
Vining-Sparks IBG, NIC 4.7156%
SAMCO Cap Mkts, NIC 4.7392%
Ross Sinclaire, NIC 4.7463%
First Southwest, NIC 4.7559%
Bernardi Securities, NIC 4.7784%
Wells Fargo Advisors, NIC 4.7995%
Walsh Ranch Municipal Utility District
Aug 19, 2009 . . . . . . $2,000,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Aug 15, 2009.
Due Aug 1, 2011 to 2033.
Callable Aug 1, 2019 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.9715%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $35,000 | 3.75% | NRO | NRO | |
| 8/1/12 | $40,000 | 4.00% | NRO | NRO | |
| 8/1/13 | $45,000 | 4.20% | NRO | NRO | |
| 8/1/14 | $45,000 | 4.40% | NRO | NRO | |
| 8/1/15 | $50,000 | 4.60% | NRO | NRO | |
| 8/1/16 | $50,000 | 4.80% | NRO | NRO | |
| 8/1/17 | $55,000 | 5.00% | NRO | NRO | |
| 8/1/18 | $60,000 | 5.15% | NRO | NRO | |
| 8/1/19 | $65,000 | 5.30% | NRO | NRO | |
| 8/1/20 | $70,000 | 5.45% | NRO | NRO | |
| 8/1/21 | $75,000 | 5.60% | NRO | NRO | |
| 8/1/22 | $80,000 | 5.75% | NRO | NRO | |
| 8/1/23 | $85,000 | 5.90% | NRO | NRO | |
| 8/1/33 | $1,245,000 | 5.90% | NRO | NRO |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
M. E. Allison & Co., NIC 6.2912%
UTAH
Summit County
Aug 19, 2009 . . . . . . $8,545,000
Sales Tax Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Dec 15, 2014 to 2023.
Callable Jun 15, 2019 at par.
Winning bid: UBS Financial Svcs, at 100.3204, TIC 3.3931%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/14 | $405,000 | 3.00% | NRO | NRO | |
| 12/15/15 | $415,000 | 3.00% | NRO | NRO | |
| 12/15/16 | $745,000 | 3.00% | NRO | NRO | |
| 12/15/17 | $765,000 | 3.00% | NRO | NRO | |
| 12/15/18 | $790,000 | 3.00% | NRO | NRO | |
| 12/15/19 | $810,000 | 3.50% | NRO | NRO | |
| 12/15/20 | $845,000 | 3.50% | NRO | NRO | |
| 12/15/21 | $1,215,000 | 3.50% | NRO | NRO | |
| 12/15/22 | $1,255,000 | 3.625% | NRO | NRO | |
| 12/15/23 | $1,300,000 | 3.70% | NRO | NRO |
Other managers: Fidelity Capital Markets.
L.O.: Ballard Spahr Andrews & Ingersoll LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Hutchinson Shockey, TIC 3.6486%
Zions First Natl Bk, TIC 3.6631%
Stifel Nicolaus, TIC 3.8019%
WISCONSIN
Oconomowoc Area School District
Aug 18, 2009 . . . . . . $12,000,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Aug 27, 2009.
Due Aug 23, 2010.
Purchased $8,000,000.00 by Jefferies, at 1.75%, plus $76,960.00, effective rate 0.7683%.
Purchased $4,000,000.00 by Piper Jaffray, at 1.75%, plus $39,000.00, effective rate 0.7553%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Jefferies, Effective Rate 0.7683%
Robert W. Baird, Effective Rate 0.7837%
Wisconsin
Aug 19, 2009 . . . . . . $197,265,000
General Obligation Bonds of 2009, Series C (book entry).
Dated Sep 3, 2009.
Due May 1, 2012 to 2022.
Callable May 1, 2020 at par.
Winning bid: Merrill Lynch, at 106.0000, TIC 3.1987%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $15,130,000 | 3.00% | NRO | NRO | |
| 5/1/13 | $15,730,000 | 3.00% | 1.74% | ||
| 5/1/14 | $16,365,000 | 4.00% | NRO | NRO | |
| 5/1/15 | $17,185,000 | 4.00% | 2.40% | ||
| 5/1/16 | $17,870,000 | 5.00% | NRO | NRO | |
| 5/1/17 | $18,765,000 | 4.00% | 2.99% | ||
| 5/1/18 | $19,700,000 | 4.00% | 3.22% | ||
| 5/1/19 | $20,690,000 | 4.00% | 3.41% | ||
| 5/1/20 | $21,725,000 | 4.50% | NRO | NRO | |
| 5/1/21 | $16,635,000 | 4.00% | 3.66% | ||
| 5/1/22 | $17,470,000 | 4.00% | 3.79% |
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Wachovia Bank, TIC 3.2045%
JPMorgan, TIC 3.2376%
Barclays Capital, TIC 3.3093%
Citigroup, TIC 3.3102%
Jefferies, TIC 3.3163%
Morgan Stanley, TIC 3.4102%
Robert W. Baird, TIC 3.4608%
TAXABLE ISSUES
MISSISSIPPI
Itawamba County
Aug 18, 2009 . . . . . . $3,000,000
Taxable General Obligation Industrial Development Bonds, Series 2009 (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2019.
Callable Aug 1, 2014 at par.
Winning bid: Duncan-Williams, at n/a, NIC 4.76%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $225,000 | 6.00% | NRO | NRO | |
| 8/1/11 | $240,000 | 6.00% | NRO | NRO | |
| 8/1/12 | $255,000 | 6.00% | NRO | NRO | |
| 8/1/13 | $270,000 | 6.00% | NRO | NRO | |
| 8/1/14 | $285,000 | 5.875% | NRO | NRO | |
| 8/1/15 | $305,000 | 4.25% | NRO | NRO | |
| 8/1/16 | $325,000 | 4.25% | NRO | NRO | |
| 8/1/17 | $345,000 | 4.50% | NRO | NRO | |
| 8/1/18 | $365,000 | 4.50% | NRO | NRO | |
| 8/1/19 | $385,000 | 4.50% | NRO | NRO |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Jackson, MS.
F.A.: Municipal Official(s).
TENNESSEE
Hawkins County
Aug 19, 2009 . . . . . . $17,700,000
Taxable General Obligation School Bonds, Series 2009 (Build America Bonds-Direct Pay) (book entry).
Dated Aug 28, 2009.
Due Jun 1, 2030 to 2038.
Callable Jun 1, 2019 at par.
Winning bid: Robert W. Baird, at 99.2806, TIC 6.2394%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/30 | $500,000 | 5.80% | 5.80% | AGC | |
| 6/1/31 | $500,000 | 5.90% | 5.90% | AGC | |
| 6/1/32 | $975,000 | 6.00% | 6.00% | AGC | |
| 6/1/33 | $1,450,000 | 6.05% | 6.05% | AGC | |
| 6/1/34 | $2,150,000 | 6.15% | 6.15% | AGC | |
| 6/1/35 | $2,300,000 | 6.20% | 6.20% | AGC | |
| 6/1/38 | $9,825,000 | 6.25% | 6.25% | AGC |
Other managers: Fidelity Capital Markets, Coastal Securities Corp., CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, William Blair & Company, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Isaak Bond Investments, Inc., Crews & Associates, Inc., Bernardi Securities, Inc., Edward D. Jones & Co., Wells Fargo Advisors, Vining-Sparks IBG, Limited Partnership, Ramirez & Co., Inc., J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Morgan Keegan & Co., Inc., Knoxville, TN.
Other bidders were:
Morgan Keegan, TIC 6.3161%
UBS Financial Svcs, TIC 6.3294%
Mesirow Financial, TIC 6.5966%
Raymond James, TIC 7.3087%
WISCONSIN
Wisconsin
Aug 19, 2009 . . . . . . $225,825,000
General Obligation Bonds of 2009, Series D (Build America Bonds) (book entry).
Dated Sep 3, 2009.
Due May 1, 2023 to 2040.
Callable May 1, 2020 at par.
Winning bid: Wachovia Bank, at 98.8972, TIC 5.5234%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/23 | $18,340,000 | 4.90% | 4.90% | ||
| 5/1/24 | $19,395,000 | 5.00% | NRO | NRO | |
| 5/1/25 | $20,515,000 | 5.10% | NRO | NRO | |
| 5/1/26 | $21,860,000 | 5.20% | 5.23% | ||
| 5/1/27 | $23,300,000 | 5.30% | 5.33% | ||
| 5/1/28 | $24,825,000 | 5.40% | 5.43% | ||
| 5/1/29 | $26,460,000 | 5.50% | 5.53% | ||
| 5/1/30 | $28,195,000 | 5.60% | 5.63% | ||
| 5/1/34 | $13,990,000 | 5.80% | 5.90% | ||
| 5/1/40 | $28,945,000 | 5.90% | 6.00% |
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, TIC 5.6354%
Merrill Lynch, TIC 5.7634%
Citigroup, TIC 5.8363%
Robert W. Baird, TIC 6.0443%
Jefferies, TIC 6.3486%
