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United First Partners was fined for reporting and supervisory rule violations as part of a wider FINRA disciplinary action involving the firm.
March 26 -
The American Securities Association's federal appeals court case regarding an SEC order has been stayed until Aug. 13.
March 25 -
Plaintiffs are challenging Oconee County's use of general obligation bonds repaid by taxpayers countywide to fund sewer improvements serving a small area.
March 24 -
NewEdge Securities was also ordered to pay disgorgement of $750,746 plus interest.
March 24 -
The bonds, which are expected to sell soon, are rated A1 by Moody's Ratings.
March 20 -
Mesirow's George Barbar said the group's top legislative focus is preserving the municipal bond tax exemption.
March 20 -
The series 2025B Black Belt Energy Gas District bonds are rated Baa1 by Moody's Ratings based on Deutsche Bank's key role in the transaction.
March 20 -
Hospital and health insurance operator UPMC's $735 million deal looks routine. But the volatile healthcare and insurance environments may disrupt that standard.
March 18 -
The state is trying to navigate its way to a fiscal 2026 budget amid potential federal policy changes and the heightened risk of a recession.
March 18 -
The MSRB has said it is amending a pending rule change that would greatly shorten the reporting time standard for municipal bond trades, which could cause problems for certain transactions, dealer firms said.
March 17