NEW JERSEY

Vernon Township

Dec 29, 2009 . . . . . . $13,487,398

Bond Anticipation Notes (bank qualified) (book entry).

Dated Jan 7, 2010.

Due Jan 7, 2011.

Purchased $13,487,400.00 by Jefferies, at 2.0%, plus $156,454.00, effective rate 0.84%.

L.O.: Hawkins, Delafield & Wood, Newark, NJ.

F.A.: Municipal Official(s).

Other bidders were:

Valley National Bank, Effective Rate 1.0%

Janney Montgomery, Effective Rate 1.05%

Oppenheimer, Effective Rate 1.1675%

NEW YORK

Chautauqua County

Dec 29, 2009 . . . . . . $16,950,000

Public Improvement (Serial) Bonds, 2010 (bank qualified) (book entry).

Dated Jan 15, 2010.

Due Jan 15, 2011 to 2030.

Callable Jan 15, 2019 at par.

Winning bid: Roosevelt & Cross, at n/a, NIC 4.1667%.

Due Amount Cpn Yield Conc Ins
1/15/11 $300,000 3.00% NRO NRO
1/15/12 $665,000 3.00% NRO NRO
1/15/13 $685,000 3.00% NRO NRO
1/15/14 $710,000 3.00% NRO NRO
1/15/15 $740,000 4.00% NRO NRO
1/15/16 $765,000 4.00% NRO NRO
1/15/17 $795,000 4.00% NRO NRO
1/15/18 $825,000 4.00% NRO NRO
1/15/19 $855,000 4.00% NRO NRO
1/15/20 $890,000 4.00% NRO NRO
1/15/21 $925,000 4.00% NRO NRO
1/15/22 $965,000 4.00% NRO NRO
1/15/23 $1,015,000 4.00% NRO NRO
1/15/24 $1,050,000 4.125% NRO NRO
1/15/25 $1,100,000 4.25% NRO NRO
1/15/26 $850,000 4.25% NRO NRO
1/15/27 $890,000 4.25% NRO NRO
1/15/28 $930,000 4.375% NRO NRO
1/15/29 $975,000 4.50% NRO NRO
1/15/30 $1,020,000 4.50% NRO NRO

Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, CL King & Associates, Sterne, Agee & Leach, Inc.

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Ithaca (City)

Dec 29, 2009 . . . . . . $11,283,389

Public Improvement (Serial) Bonds, 2010 Series A (bank qualified) (book entry).

Dated Jan 15, 2010.

Due Jan 15, 2011 to 2027.

Callable Jan 15, 2019 at par.

Winning bid: UBS Financial Svcs, at n/a, NIC 4.0998%.

Due Amount Cpn Yield Conc Ins
1/15/11 $238,389 4.00% NRO NRO
1/15/12 $490,000 4.00% NRO NRO
1/15/13 $515,000 4.00% NRO NRO
1/15/14 $535,000 4.00% NRO NRO
1/15/15 $560,000 4.00% NRO NRO
1/15/16 $585,000 4.00% NRO NRO
1/15/17 $610,000 4.00% NRO NRO
1/15/18 $635,000 4.00% NRO NRO
1/15/19 $665,000 4.00% NRO NRO
1/15/20 $690,000 4.00% NRO NRO
1/15/21 $720,000 4.00% NRO NRO
1/15/22 $755,000 4.00% NRO NRO
1/15/23 $785,000 4.00% NRO NRO
1/15/24 $820,000 4.00% NRO NRO
1/15/25 $855,000 4.00% NRO NRO
1/15/26 $895,000 4.25% NRO NRO
1/15/27 $930,000 4.50% NRO NRO

Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, Loop Capital Markets, LLC, CL King & Associates, Sterne, Agee & Leach, Inc, Wells Fargo Advisors, FirstSouthwest.

In association with: Corby Capital Markets, Inc., Charles Schwab & Co., Stifel, Nicolaus & Co., Inc., Wiley Bros.-Aintree Capital LLC.

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

Hutchinson Shockey, NIC 4.1908%

TAXABLE ISSUES

NEW YORK

Ithaca (City)

Dec 29, 2009 . . . . . . $7,662,000

Public Improvement (Serial) Bonds, 2010 Series B (Federally Taxable) (book entry).

Dated Jan 15, 2010.

Due Jan 15, 2011 to 2034.

Callable Jan 15, 2019 at par.

Winning bid: Morgan Keegan, at n/a, NIC 6.0574%.

Due Amount Cpn Yield Conc Ins
1/15/11 $7,000 5.00% 2.00%
1/15/12 $185,000 5.00% NRO NRO
1/15/13 $195,000 5.00% NRO NRO
1/15/14 $205,000 5.00% 3.30%
1/15/15 $215,000 5.00% 3.80%
1/15/16 $225,000 5.00% 4.10%
1/15/17 $235,000 5.00% NRO NRO
1/15/18 $250,000 5.00% 4.70%
1/15/19 $260,000 5.00% 5.00%
1/15/20 $275,000 6.00% 5.15%
1/15/21 $290,000 6.00% 5.30%
1/15/22 $300,000 6.00% 5.45%
1/15/23 $315,000 6.00% 5.60%
1/15/24 $335,000 6.00% 5.70%
1/15/25 $350,000 6.00% 5.80%
1/15/26 $365,000 6.00% 5.90%
1/15/27 $385,000 6.00% 6.00%
1/15/28 $405,000 6.125% NRO NRO
1/15/29 $425,000 6.125% NRO NRO
1/15/30 $445,000 6.25% NRO NRO
1/15/31 $465,000 6.25% 6.30%
1/15/32 $485,000 6.25% 6.35%
1/15/33 $510,000 6.25% 6.40%
1/15/34 $535,000 6.375% 6.50%

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

Hutchinson Shockey, NIC 6.1579%

UBS Financial Svcs, NIC 6.7224%

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