ARIZONA
Scottsdale (City)
Jan 25, 2011 . . . . . . $22,525,000
General Obligation Bonds, (Project of 2004) Series 2011 (Preserve Acquisition) (book entry).
Dated Feb 9, 2011.
Due Jul 1, 2012 to 2034.
Callable Jul 1, 2021 at par.
Winning bid: Janney Montgomery, at 100.6391, TIC 4.4047%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $740,000 | 3.00% | 0.60% | ||
| 7/1/13 | $755,000 | 3.00% | 1.00% | ||
| 7/1/14 | $770,000 | 3.00% | 1.27% | ||
| 7/1/15 | $785,000 | 3.00% | 1.73% | ||
| 7/1/17 | $810,000 | 4.00% | 2.35% | ||
| 7/1/18 | $830,000 | 4.00% | 2.70% | ||
| 7/1/19 | $855,000 | 4.00% | 3.04% | ||
| 7/1/20 | $880,000 | 4.00% | 3.32% | ||
| 7/1/21 | $910,000 | 4.00% | 3.60% | ||
| 7/1/22 | $935,000 | 4.00% | 3.80% | ||
| 7/1/23 | $965,000 | 4.00% | 4.00% | ||
| 7/1/24 | $995,000 | 4.00% | 4.13% | ||
| 7/1/25 | $1,025,000 | 4.125% | 4.30% | ||
| 7/1/26 | $1,055,000 | 4.25% | 4.43% | ||
| 7/1/27 | $1,085,000 | 4.50% | 4.60% | ||
| 7/1/28 | $1,120,000 | 4.50% | 4.70% | ||
| 7/1/29 | $1,165,000 | 4.625% | 4.80% | ||
| 7/1/30 | $1,210,000 | 4.75% | 4.87% | ||
| 7/1/31 | $1,260,000 | 4.75% | 4.92% | ||
| 7/1/32 | $1,310,000 | 5.00% | NRO | NRO | |
| 7/1/33 | $1,360,000 | 5.00% | NRO | NRO | |
| 7/1/34 | $1,705,000 | 5.00% | NRO | NRO |
L.O.: Gust Rosenfeld, Phoenix, AZ.
F.A.: Piper Jaffray & Company, Phoenix, AZ.
Other bidders were:
Robert W. Baird, TIC 4.4239%
Piper Jaffray, TIC 4.4335%
Stone & Youngberg, TIC 4.4388%
Prager Sealy, TIC 4.4768%
BMO Capital Markets, TIC 4.4859%
UBS Financial Svcs, TIC 4.4894%
Hutchinson Shockey, TIC 4.4914%
BofA Merrill Lynch, TIC 4.5055%
Morgan Stanley, TIC 4.5294%
CONNECTICUT
East Lyme (Town)
Jan 25, 2011 . . . . . . $3,860,000
General Obligation Bonds, Issue of 2011 (bank qualified) (book entry).
Dated Feb 9, 2011.
Due Feb 1, 2014 to 2031.
Callable Feb 1, 2016 at par.
Winning bid: Morgan Keegan, at 100.2631, TIC 3.6711%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $175,000 | 4.00% | NRO | NRO | |
| 2/1/15 | $175,000 | 4.00% | NRO | NRO | |
| 2/1/16 | $175,000 | 4.00% | NRO | NRO | |
| 2/1/17 | $175,000 | 2.25% | NRO | NRO | |
| 2/1/18 | $175,000 | 2.50% | NRO | NRO | |
| 2/1/19 | $225,000 | 3.00% | NRO | NRO | |
| 2/1/20 | $225,000 | 3.00% | NRO | NRO | |
| 2/1/21 | $225,000 | 3.125% | NRO | NRO | |
| 2/1/22 | $225,000 | 3.25% | NRO | NRO | |
| 2/1/23 | $225,000 | 3.50% | NRO | NRO | |
| 2/1/24 | $225,000 | 3.625% | NRO | NRO | |
| 2/1/25 | $225,000 | 3.75% | NRO | NRO | |
| 2/1/26 | $225,000 | 4.00% | NRO | NRO | |
| 2/1/27 | $225,000 | 4.00% | NRO | NRO | |
| 2/1/28 | $225,000 | 4.00% | NRO | NRO | |
| 2/1/29 | $225,000 | 4.00% | NRO | NRO | |
| 2/1/30 | $250,000 | 4.125% | NRO | NRO | |
| 2/1/31 | $260,000 | 4.25% | NRO | NRO |
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Piper Jaffray, TIC 3.9368%
Raymond James, TIC 3.9553%
M&I Marshall, TIC 3.9585%
Robert W. Baird, TIC 4.0119%
Roosevelt & Cross, TIC 4.0437%
Janney Montgomery, TIC 4.1263%
IOWA
Burlington (City)
Jan 24, 2011 . . . . . . $9,000,000
General Obligation Corporate Purpose Bonds Series 2011 (bank qualified) (book entry).
Dated Feb 1, 2011.
Due Jun 1, 2014 to 2023.
Callable Jun 1, 2017 at par.
Winning bid: UMB Bank, at 99.0000, TIC 2.9679%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $325,000 | 1.10% | NRO | NRO | |
| 6/1/15 | $325,000 | 1.75% | NRO | NRO | |
| 6/1/16 | $350,000 | 1.80% | NRO | NRO | |
| 6/1/17 | $850,000 | 2.15% | NRO | NRO | |
| 6/1/18 | $1,075,000 | 2.40% | NRO | NRO | |
| 6/1/19 | $1,200,000 | 2.65% | NRO | NRO | |
| 6/1/20 | $1,225,000 | 2.90% | NRO | NRO | |
| 6/1/21 | $1,250,000 | 3.00% | NRO | NRO | |
| 6/1/22 | $1,375,000 | 3.20% | NRO | NRO | |
| 6/1/23 | $1,025,000 | 3.40% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 3.1283%
D.A. Davidson, TIC 3.1448%
Robert W. Baird, TIC 3.2574%
Piper Jaffray, TIC 3.3441%
BMO Capital Markets, TIC 3.6701%
Citigroup, TIC 3.7141%
JPMorgan, TIC 4.0795%
Des Moines (City)
Jan 25, 2011 . . . . . . $10,250,000
Water Revenue Refunding Bonds, Series 2011 (Des Moines Water Works) (book entry).
Dated Feb 24, 2011.
Due Dec 1, 2011 to 2017.
Non-callable.
Winning bid: Citigroup, at n/a, TIC 1.8301%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $1,500,000 | 3.00% | NRO | NRO | |
| 12/1/12 | $1,475,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $1,510,000 | 3.00% | 1.05% | ||
| 12/1/14 | $1,560,000 | 3.00% | 1.37% | ||
| 12/1/15 | $1,590,000 | 3.00% | 1.83% | ||
| 12/1/16 | $1,655,000 | 3.00% | 2.15% | ||
| 12/1/17 | $960,000 | 3.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Piper Jaffray, TIC 1.8719%
Stifel Nicolaus, TIC 1.8746%
Robert W. Baird, TIC 1.8902%
TD Securities, TIC 1.9024%
UBS Financial Svcs, TIC 1.918%
Raymond James, TIC 1.9209%
Incapital, TIC 1.9554%
BMO Capital Markets, TIC 2.1128%
Independence (City)
Jan 24, 2011 . . . . . . $650,000
Genreal Obligation Sewer Improvements Bonds, Series 2011 (bank qualified) (book entry).
Dated Feb 24, 2011.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2018 at par.
Winning bid: UMB Bank, at n/a, TIC 2.7112%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $115,000 | 1.00% | NRO | NRO | |
| 6/1/15 | $120,000 | 1.65% | NRO | NRO | |
| 6/1/17 | $130,000 | 2.25% | NRO | NRO | |
| 6/1/19 | $140,000 | 2.80% | NRO | NRO | |
| 6/1/21 | $145,000 | 3.15% | NRO | NRO |
Other managers: Bank of Iowa.
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.9292%
Bankers' Bank, TIC 2.9793%
Northland Securities, TIC 3.3685%
KANSAS
Bonner Springs (City)
Jan 24, 2011 . . . . . . $8,765,000
General Obligation Bonds, Series 2011-A (bank qualified) (book entry).
Dated Feb 15, 2011.
Due Sep 1, 2011 to 2030.
Callable Sep 1, 2019 at par.
Winning bid: Country Club Bank, at 101.1236, TIC 3.4869%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $335,000 | 2.00% | NRO | NRO | |
| 9/1/12 | $215,000 | 2.00% | NRO | NRO | |
| 9/1/13 | $415,000 | 2.00% | NRO | NRO | |
| 9/1/14 | $425,000 | 2.50% | NRO | NRO | |
| 9/1/15 | $595,000 | 2.50% | NRO | NRO | |
| 9/1/16 | $615,000 | 2.50% | NRO | NRO | |
| 9/1/17 | $630,000 | 3.00% | NRO | NRO | |
| 9/1/18 | $635,000 | 3.00% | NRO | NRO | |
| 9/1/19 | $650,000 | 3.00% | NRO | NRO | |
| 9/1/20 | $655,000 | 3.00% | NRO | NRO | |
| 9/1/21 | $690,000 | 3.10% | NRO | NRO | |
| 9/1/22 | $705,000 | 3.25% | NRO | NRO | |
| 9/1/23 | $240,000 | 3.50% | NRO | NRO | |
| 9/1/24 | $250,000 | 3.65% | NRO | NRO | |
| 9/1/25 | $260,000 | 3.80% | NRO | NRO | |
| 9/1/26 | $265,000 | 3.90% | NRO | NRO | |
| 9/1/27 | $280,000 | 4.00% | NRO | NRO | |
| 9/1/28 | $290,000 | 4.05% | NRO | NRO | |
| 9/1/29 | $300,000 | 4.15% | NRO | NRO | |
| 9/1/30 | $315,000 | 4.20% | NRO | NRO |
L.O.: Kutak Rock, Kansas City, MO.
F.A.: George K. Baum & Co., Kansas City, MO.
Other bidders were:
Robert W. Baird, TIC 3.7289%
Commerce Bank, TIC 3.7631%
FTN Fin Cap Mkts, TIC 3.923%
UMB Bank, TIC 3.9295%
Morgan Keegan, TIC 3.9427%
UBS Financial Svcs, TIC 3.9533%
Hutchinson Shockey, TIC 4.1526%
KENTUCKY
Carter County School District Finance Corporation
Jan 25, 2011 . . . . . . $12,590,000
School Building Revenue Bonds, Series 2011 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Jan 1, 2011.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2021 at par.
Winning bid: Ross Sinclaire, at n/a, NIC 4.4966%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $375,000 | 1.00% | NRO | NRO | |
| 2/1/13 | $420,000 | 1.50% | NRO | NRO | |
| 2/1/14 | $425,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $435,000 | 2.00% | NRO | NRO | |
| 2/1/16 | $445,000 | 2.50% | NRO | NRO | |
| 2/1/17 | $455,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $470,000 | 3.00% | NRO | NRO | |
| 2/1/19 | $480,000 | 3.25% | NRO | NRO | |
| 2/1/20 | $585,000 | 3.40% | NRO | NRO | |
| 2/1/21 | $605,000 | 4.00% | NRO | NRO | |
| 2/1/22 | $620,000 | 4.00% | NRO | NRO | |
| 2/1/23 | $640,000 | 4.00% | NRO | NRO | |
| 2/1/24 | $665,000 | 4.125% | NRO | NRO | |
| 2/1/25 | $690,000 | 4.25% | NRO | NRO | |
| 2/1/26 | $715,000 | 4.50% | NRO | NRO | |
| 2/1/27 | $840,000 | 4.625% | NRO | NRO | |
| 2/1/28 | $875,000 | 4.75% | NRO | NRO | |
| 2/1/31 | $2,850,000 | 5.00% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 4.5811%
MICHIGAN
Ingham County Brownfield Redevelopment Authority
Jan 25, 2011 . . . . . . $2,685,000
Redevelopment Bonds, Series 2010 (Limited Tax General Obligation) (book entry).
Dated Feb 9, 2011.
Due Aug 1, 2014 to 2026.
Callable Aug 1, 2020 at par.
Winning bid: J.J.B. Hilliard, at 99.0000, TIC 4.6497%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $30,000 | 3.00% | NRO | NRO | |
| 8/1/15 | $55,000 | 3.00% | NRO | NRO | |
| 8/1/16 | $115,000 | 3.25% | NRO | NRO | |
| 8/1/17 | $175,000 | 3.50% | NRO | NRO | |
| 8/1/18 | $200,000 | 4.00% | NRO | NRO | |
| 8/1/19 | $230,000 | 4.25% | NRO | NRO | |
| 8/1/20 | $245,000 | 4.25% | NRO | NRO | |
| 8/1/22 | $535,000 | 4.50% | NRO | NRO | |
| 8/1/24 | $550,000 | 4.75% | NRO | NRO | |
| 8/1/26 | $550,000 | 5.00% | NRO | NRO |
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
PNC Capital Markets, TIC 4.6995%
Raymond James, TIC 4.7998%
Robert W. Baird, TIC 4.9192%
Stifel Nicolaus, TIC 5.1236%
Hutchinson Shockey, TIC 5.3088%
Fifth Third Sec, TIC 5.3464%
MINNESOTA
Eden Prairie Independent School District No 272
Jan 25, 2011 . . . . . . $1,070,000
General Obligation Capital Facilities Bonds, Series 2011B (MN SD Credit Enhancement Program) (book entry).
Dated Feb 17, 2011.
Due Feb 1, 2012 to 2021.
Non-callable.
Winning bid: Robert W. Baird, at 101.8501, TIC 2.8054%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $120,000 | 2.00% | 0.60% | ||
| 2/1/13 | $100,000 | 2.00% | 0.85% | ||
| 2/1/14 | $100,000 | 2.00% | 1.25% | ||
| 2/1/15 | $100,000 | 2.00% | 1.70% | ||
| 2/1/16 | $100,000 | 3.00% | 2.00% | ||
| 2/1/17 | $105,000 | 3.00% | 2.35% | ||
| 2/1/18 | $105,000 | 3.00% | 2.70% | ||
| 2/1/19 | $110,000 | 3.00% | 3.05% | ||
| 2/1/20 | $115,000 | 4.00% | 3.35% | ||
| 2/1/21 | $115,000 | 4.00% | 3.60% |
Other managers: CL King & Associates, SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc., Edward D. Jones & Co., Jackson Securities Inc., Wedbush Securities, NW Capital Markets Inc., RBC Capital Markets, Cronin & Co., Inc..
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 2.8206%
UBS Financial Svcs, TIC 2.8372%
M&I Marshall, TIC 2.8841%
Northland Securities, TIC 2.9873%
Eden Prairie Independent School District No 272
Jan 25, 2011 . . . . . . $11,000,000
General Obligation Alternative Facilities Bonds, Series 2011A (MN SD Credit Enhancement Program) (book entry).
Dated Feb 17, 2011.
Due Feb 1, 2012 to 2027.
Callable Feb 1, 2021 at par.
Winning bid: Piper Jaffray, at 99.5000, TIC 4.2053%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $325,000 | 4.00% | 0.50% | ||
| 2/1/20 | $385,000 | 4.00% | 3.27% | ||
| 2/1/21 | $330,000 | 4.00% | 3.52% | ||
| 2/1/22 | $355,000 | 4.00% | 3.70% | ||
| 2/1/23 | $1,775,000 | 4.00% | 3.85% | ||
| 2/1/24 | $1,840,000 | 4.00% | 4.00% | ||
| 2/1/25 | $1,915,000 | 4.125% | 4.125% | ||
| 2/1/26 | $1,995,000 | 4.25% | 4.25% | ||
| 2/1/27 | $2,080,000 | 4.375% | 4.375% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 4.2304%
BMO Capital Markets, TIC 4.341%
Robert W. Baird, TIC 4.4293%
FirstSouthwest, TIC 4.4735%
Hutchinson Shockey, TIC 4.6718%
NEW HAMPSHIRE
Cheshire County
Jan 25, 2011 . . . . . . $14,000,000
General Obligation Tax Anticipation Notes, (book entry).
Dated Feb 3, 2011.
Due Dec 30, 2011.
Purchased $14,000,000.00 by Piper Jaffray, at 1.5%, plus $89,740.00, effective rate 0.7943%.
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: FirstSouthwest, Lincoln, RI.
Other bidders were:
Morgan Stanley, Effective Rate 0.8736%
Oppenheimer, Effective Rate 1.616%
Janney Montgomery, Effective Rate 1.7523%
Laconia Savings Bank, Effective Rate 1.98%
NEW JERSEY
Allendale Borough
Jan 25, 2011 . . . . . . $1,516,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Feb 1, 2011.
Due Feb 1, 2012.
Purchased $1,516,000.00 by Valley National Bank, at 0.86%, effective rate 0.86%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.143%
Janney Montgomery, Effective Rate 1.41%
Beneficial Bk, Effective Rate 1.473%
Oppenheimer, Effective Rate 1.6349%
Maywood Borough
Jan 25, 2011 . . . . . . $590,000
General Oblgiation Bond Anticipation Notes (bank qualified).
Dated Feb 1, 2011.
Due Feb 1, 2012.
Purchased $590,000.00 by Valley National Bank, at 0.86%, effective rate 0.86%.
L.O.: Rogut McCarthy PC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Community Bk, Effective Rate 1.15%
TD Bank, N.A., Effective Rate 1.89%
Oppenheimer, Effective Rate 2.0%
Upper Township
Jan 25, 2011 . . . . . . $2,160,000
Bond Anticipation Notes (bank qualified).
Dated Feb 3, 2011.
Due Feb 3, 2012.
Purchased $2,160,000.00 by Valley National Bank, at 0.9%, effective rate 0.9%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Ocean City Home Bk, Effective Rate 1.0%
Sun National Bank, Effective Rate 1.54%
TD Bank, N.A., Effective Rate 1.59%
Beneficial Bk, Effective Rate 2.047%
Oppenheimer, Effective Rate 2.216%
NEW MEXICO
Clovis Municipal School District No 1
Jan 25, 2011 . . . . . . $8,000,000
General Obligation School Building Bonds, Series 2011 (bank qualified) (book entry).
Dated Mar 1, 2011.
Due Aug 1, 2011 to 2025.
Callable Aug 1, 2020 at par.
Winning bid: Baker Group, at 100.0000, TIC 3.1545%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $975,000 | 3.00% | NRO | NRO | NMSDE |
| 8/1/12 | $510,000 | 2.85% | NRO | NRO | NMSDE |
| 8/1/13 | $610,000 | 2.40% | NRO | NRO | NMSDE |
| 8/1/14 | $455,000 | 2.00% | NRO | NRO | NMSDE |
| 8/1/15 | $465,000 | 2.00% | NRO | NRO | NMSDE |
| 8/1/16 | $325,000 | 2.00% | NRO | NRO | NMSDE |
| 8/1/17 | $325,000 | 2.50% | NRO | NRO | NMSDE |
| 8/1/18 | $430,000 | 2.70% | NRO | NRO | NMSDE |
| 8/1/19 | $575,000 | 2.85% | NRO | NRO | NMSDE |
| 8/1/20 | $300,000 | 3.05% | NRO | NRO | NMSDE |
| 8/1/21 | $440,000 | 3.20% | NRO | NRO | NMSDE |
| 8/1/22 | $500,000 | 3.35% | NRO | NRO | NMSDE |
| 8/1/23 | $500,000 | 3.45% | NRO | NRO | NMSDE |
| 8/1/24 | $750,000 | 3.55% | NRO | NRO | NMSDE |
| 8/1/25 | $840,000 | 3.70% | NRO | NRO | NMSDE |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Morgan Keegan, TIC 3.2163%
Piper Jaffray, TIC 3.312%
Robert W. Baird, TIC 3.3173%
Raymond James, TIC 3.3314%
Stifel Nicolaus, TIC 3.3383%
Sterne Agee, TIC 3.4089%
JPMorgan, TIC 3.7067%
NEW YORK
Freeport Village
Jan 25, 2011 . . . . . . $1,500,000
Bond Anticipation Notes - 2011 Series A (bank qualified).
Dated Feb 3, 2011.
Due May 13, 2011.
Purchased $1,500,000.00 by Flushing Comm Bk, at 0.5%, effective rate 0.5%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 1.19%
Janney Montgomery, Effective Rate 1.64%
Glen Cove (City)
Jan 25, 2011 . . . . . . $4,500,000
Bond Anticipation Notes for Various Purposes-2011 Series A (bank qualified).
Dated Feb 3, 2011.
Due Jan 12, 2012.
Purchased $1,000,000.00 by Flushing Comm Bk, at 0.95%, effective rate 0.95%.
Purchased $3,500,000.00 by Bank of America, at 2.49%, effective rate 2.49%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Bank of America, Effective Rate 2.49%
Janney Montgomery, Effective Rate 2.9204%
Livingston County
Jan 25, 2011 . . . . . . $2,175,000
Public Improvement (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Feb 1, 2011.
Due Feb 1, 2012 to 2026.
Callable Feb 1, 2018 at par.
Winning bid: M&I Marshall, at 100.2102, NIC 3.5088%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $80,000 | 2.00% | 0.55% | ||
| 2/1/13 | $120,000 | 2.00% | 0.85% | ||
| 2/1/14 | $120,000 | 2.50% | 1.25% | ||
| 2/1/15 | $125,000 | 3.00% | 1.70% | ||
| 2/1/16 | $130,000 | 3.00% | 2.00% | ||
| 2/1/17 | $135,000 | 3.00% | 2.30% | ||
| 2/1/18 | $140,000 | 3.00% | 2.65% | ||
| 2/1/19 | $145,000 | 3.00% | 2.95% | ||
| 2/1/20 | $150,000 | 3.20% | 3.20% | ||
| 2/1/21 | $155,000 | 3.40% | 3.40% | ||
| 2/1/22 | $160,000 | 3.55% | 3.55% | ||
| 2/1/23 | $170,000 | 3.70% | 3.70% | ||
| 2/1/24 | $175,000 | 3.85% | 3.85% | ||
| 2/1/25 | $180,000 | 3.95% | 3.95% | ||
| 2/1/26 | $190,000 | 4.05% | 4.05% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.6625%
Robert W. Baird, NIC 3.817%
NORTH CAROLINA
Lincoln County
Jan 25, 2011 . . . . . . $9,600,000
General Obligation School Bonds, Series 2011B (book entry).
Dated Feb 15, 2011.
Due Jun 1, 2012 to 2029.
Callable Jun 1, 2020 at par.
Winning bid: UBS Financial Svcs, at 100.7520, TIC 4.1278%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $325,000 | 3.00% | NRO | NRO | |
| 6/1/13 | $325,000 | 3.00% | NRO | NRO | |
| 6/1/14 | $325,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $325,000 | 3.00% | NRO | NRO | |
| 6/1/16 | $325,000 | 3.00% | NRO | NRO | |
| 6/1/17 | $400,000 | 4.00% | NRO | NRO | |
| 6/1/18 | $400,000 | 4.00% | NRO | NRO | |
| 6/1/19 | $400,000 | 4.00% | NRO | NRO | |
| 6/1/20 | $400,000 | 4.00% | NRO | NRO | |
| 6/1/21 | $400,000 | 4.00% | NRO | NRO | |
| 6/1/22 | $400,000 | 3.75% | NRO | NRO | |
| 6/1/23 | $400,000 | 4.00% | NRO | NRO | |
| 6/1/24 | $900,000 | 4.00% | NRO | NRO | |
| 6/1/25 | $900,000 | 4.25% | NRO | NRO | |
| 6/1/26 | $900,000 | 4.375% | NRO | NRO | |
| 6/1/27 | $900,000 | 4.50% | NRO | NRO | |
| 6/1/28 | $900,000 | 4.625% | NRO | NRO | |
| 6/1/29 | $675,000 | 4.75% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Wiley Bros.-Aintree Capital LLC.
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: First Tryon Securities, Charlotte, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Wells Fargo Secs, TIC 4.1864%
Morgan Keegan, TIC 4.1884%
BofA Merrill Lynch, TIC 4.3032%
Southwest Securities, TIC 4.3396%
Incapital, TIC 4.3651%
Hutchinson Shockey, TIC 4.4387%
JPMorgan, TIC 4.5598%
Morgan Stanley, TIC 4.5979%
Lincoln County
Jan 25, 2011 . . . . . . $17,405,000
General Obligation Refunding Bonds, Series 2011A (book entry).
Dated Feb 15, 2011.
Due Jun 1, 2012 to 2021.
Non-callable.
Winning bid: Wells Fargo Secs, at n/a, TIC 2.8577%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $55,000 | 2.00% | 0.50% | ||
| 6/1/13 | $660,000 | 3.00% | 0.90% | ||
| 6/1/14 | $1,100,000 | 3.00% | 1.28% | ||
| 6/1/15 | $1,485,000 | 4.00% | 1.75% | ||
| 6/1/16 | $1,475,000 | 4.00% | 2.06% | ||
| 6/1/17 | $2,215,000 | 3.00% | 2.38% | ||
| 6/1/18 | $2,980,000 | 5.00% | 2.75% | ||
| 6/1/19 | $3,240,000 | 4.00% | 3.09% | ||
| 6/1/20 | $3,210,000 | 4.00% | 3.37% | ||
| 6/1/21 | $985,000 | 3.50% | 3.62% |
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: First Tryon Securities, Charlotte, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
BMO Capital Markets, TIC 2.9616%
BofA Merrill Lynch, TIC 2.9782%
Morgan Keegan, TIC 2.9811%
M&I Marshall, TIC 3.0352%
TD Securities, TIC 3.0551%
Hutchinson Shockey, TIC 3.066%
Southwest Securities, TIC 3.0716%
Morgan Stanley, TIC 3.0773%
JPMorgan, TIC 3.0811%
OREGON
Tigard (City)
Jan 25, 2011 . . . . . . $9,000,000
General Obligation Refunding Bonds, Series 2011B (book entry).
Dated Feb 3, 2011.
Due Dec 1, 2011 to 2022.
Callable Dec 1, 2020 at par.
Winning bid: Citigroup, at 104.4700, TIC 2.9143%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $565,000 | 3.00% | 0.40% | ||
| 12/1/12 | $670,000 | 3.00% | 0.60% | ||
| 12/1/13 | $680,000 | 3.00% | 1.00% | ||
| 12/1/14 | $695,000 | 3.00% | 1.25% | ||
| 12/1/15 | $710,000 | 3.00% | 1.75% | ||
| 12/1/16 | $730,000 | 3.00% | 2.00% | ||
| 12/1/17 | $755,000 | 3.00% | 2.35% | ||
| 12/1/18 | $780,000 | 4.00% | 2.68% | ||
| 12/1/19 | $805,000 | 4.00% | 3.05% | ||
| 12/1/20 | $835,000 | 4.00% | 3.35% | ||
| 12/1/21 | $870,000 | 4.00% | 3.57% | ||
| 12/1/22 | $905,000 | 4.00% | 3.78% |
Other managers: Morgan Stanley & Co., Inc..
L.O.: K&L Gates LLP, Portland, OR.
F.A.: Western Financial Group, LLC, Portland, OR.
Other bidders were:
Wells Fargo Secs, TIC 2.9979%
Robert W. Baird, TIC 3.0238%
Piper Jaffray, TIC 3.0253%
JPMorgan, TIC 3.0376%
Hutchinson Shockey, TIC 3.0416%
Fidelity Capital, TIC 3.0483%
Southwest Securities, TIC 3.0654%
BMO Capital Markets, TIC 3.0765%
M&I Marshall, TIC 3.2302%
Tigard (City)
Jan 25, 2011 . . . . . . $17,000,000
General Obligation Bonds, Series 2011A (book entry).
Dated Feb 3, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Wells Fargo Secs, at 100.7057, TIC 4.1447%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $395,000 | 3.00% | 0.42% | ||
| 6/1/13 | $625,000 | 3.00% | 0.83% | ||
| 6/1/14 | $645,000 | 3.00% | 1.21% | ||
| 6/1/15 | $665,000 | 3.00% | 1.67% | ||
| 6/1/16 | $685,000 | 3.00% | 1.99% | ||
| 6/1/17 | $705,000 | 3.00% | 2.30% | ||
| 6/1/18 | $725,000 | 3.00% | 2.66% | ||
| 6/1/19 | $750,000 | 4.00% | 2.99% | ||
| 6/1/20 | $780,000 | 4.00% | 3.27% | ||
| 6/1/21 | $810,000 | 4.00% | 3.52% | ||
| 6/1/22 | $845,000 | 4.00% | 3.76% | ||
| 6/1/23 | $875,000 | 4.00% | 3.94% | ||
| 6/1/24 | $910,000 | 4.00% | 4.10% | ||
| 6/1/25 | $950,000 | 4.25% | 4.25% | ||
| 6/1/26 | $990,000 | 4.25% | 4.40% | ||
| 6/1/28 | $2,105,000 | 4.50% | 4.62% | ||
| 6/1/31 | $3,540,000 | 4.75% | 4.75% |
L.O.: K&L Gates LLP, Portland, OR.
F.A.: Western Financial Group, LLC, Portland, OR.
Other bidders were:
Piper Jaffray, TIC 4.1822%
Robert W. Baird, TIC 4.1883%
Citigroup, TIC 4.2498%
Hutchinson Shockey, TIC 4.2536%
Fidelity Capital, TIC 4.3001%
BMO Capital Markets, TIC 4.3209%
JPMorgan, TIC 4.3252%
Southwest Securities, TIC 4.3481%
PENNSYLVANIA
Mount Lebanon School District
Jan 25, 2011 . . . . . . $10,690,000
General Obligation Bonds, Series of 2011 (book entry).
Dated Feb 22, 2011.
Due May 15, 2011 to Nov 15, 2016.
Non-callable.
Winning bid: Piper Jaffray, at n/a, TIC 1.7223%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/11 | $115,000 | 2.00% | 0.38% | ||
| 11/15/11 | $1,175,000 | 3.00% | NRO | NRO | |
| 11/15/12 | $1,780,000 | 3.00% | 0.70% | ||
| 11/15/13 | $1,830,000 | 2.00% | 1.11% | ||
| 11/15/14 | $1,875,000 | 3.00% | 1.53% | ||
| 11/15/15 | $1,930,000 | 3.00% | 1.88% | ||
| 11/15/16 | $1,985,000 | 2.50% | 2.19% |
L.O.: Houston Harbaugh, Pittsburgh, PA.
F.A.: Janney Montgomery Scott, Inc., Pittsburgh, PA.
Other bidders were:
Hutchinson Shockey, TIC 1.7285%
Roosevelt & Cross, TIC 1.7998%
Southwest Securities, TIC 1.8185%
TD Securities, TIC 1.874%
BNY Mellon Cap Mkts, TIC 1.9059%
PNC Capital Markets, TIC 1.9078%
Boenning&Scattergood, TIC 1.9299%
Robert W. Baird, TIC 1.9457%
TEXAS
League City (City)
Jan 25, 2011 . . . . . . $13,040,000
Waterworks and Sewer System Revenue Bonds, Series 2011 (book entry).
Dated Feb 1, 2011.
Due Feb 15, 2012 to 2031.
Callable Feb 15, 2020 at par.
Winning bid: UBS Financial Svcs, at 100.0000, TIC 4.2831%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/12 | $565,000 | 3.00% | NRO | NRO | |
| 2/15/13 | $570,000 | 3.00% | NRO | NRO | |
| 2/15/14 | $570,000 | 3.00% | NRO | NRO | |
| 2/15/15 | $580,000 | 3.00% | NRO | NRO | |
| 2/15/16 | $585,000 | 3.00% | NRO | NRO | |
| 2/15/17 | $590,000 | 3.125% | NRO | NRO | |
| 2/15/18 | $600,000 | 3.25% | NRO | NRO | |
| 2/15/19 | $605,000 | 3.25% | NRO | NRO | |
| 2/15/20 | $620,000 | 3.50% | NRO | NRO | |
| 2/15/21 | $630,000 | 3.75% | NRO | NRO | |
| 2/15/22 | $645,000 | 4.00% | NRO | NRO | |
| 2/15/23 | $660,000 | 4.00% | NRO | NRO | |
| 2/15/24 | $670,000 | 4.25% | NRO | NRO | |
| 2/15/25 | $685,000 | 4.375% | NRO | NRO | |
| 2/15/26 | $700,000 | 4.50% | NRO | NRO | |
| 2/15/28 | $1,450,000 | 4.75% | NRO | NRO | |
| 2/15/31 | $2,315,000 | 5.00% | NRO | NRO |
Other managers: J.P. Morgan Securities Inc..
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Piper Jaffray, TIC 4.2849%
Hutchinson Shockey, TIC 4.2868%
Robert W. Baird, TIC 4.2951%
Morgan Stanley, TIC 4.3352%
RBC Capital Mkts, TIC 4.3469%
Wells Fargo Secs, TIC 4.3587%
Southwest Securities, TIC 4.4255%
Raymond James, TIC 4.4829%
League City (City)
Jan 25, 2011 . . . . . . $20,390,000
Combination Tax and Revenue Certificates of Obligation, Series 2011 (book entry).
Dated Feb 1, 2011.
Due Aug 15, 2011 to Feb 15, 2030.
Callable Feb 15, 2020 at par.
Winning bid: Hutchinson Shockey, at 100.0000, TIC 4.2004%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/11 | $800,000 | 3.25% | NRO | NRO | |
| 2/15/12 | $810,000 | 4.00% | NRO | NRO | |
| 2/15/13 | $820,000 | 2.75% | NRO | NRO | |
| 2/15/14 | $840,000 | 2.75% | NRO | NRO | |
| 2/15/15 | $855,000 | 2.75% | NRO | NRO | |
| 2/15/16 | $870,000 | 3.00% | NRO | NRO | |
| 2/15/17 | $895,000 | 3.00% | NRO | NRO | |
| 2/15/18 | $915,000 | 3.00% | NRO | NRO | |
| 2/15/19 | $945,000 | 3.20% | NRO | NRO | |
| 2/15/20 | $970,000 | 4.00% | NRO | NRO | |
| 2/15/21 | $1,000,000 | 4.00% | NRO | NRO | |
| 2/15/22 | $1,035,000 | 4.00% | NRO | NRO | |
| 2/15/23 | $1,060,000 | 4.00% | NRO | NRO | |
| 2/15/24 | $1,100,000 | 4.75% | NRO | NRO | |
| 2/15/25 | $1,135,000 | 4.375% | NRO | NRO | |
| 2/15/26 | $1,175,000 | 4.50% | NRO | NRO | |
| 2/15/27 | $1,220,000 | 4.50% | NRO | NRO | |
| 2/15/28 | $1,265,000 | 4.60% | NRO | NRO | |
| 2/15/29 | $1,315,000 | 4.75% | NRO | NRO | |
| 2/15/30 | $1,365,000 | 4.75% | NRO | NRO |
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Robert W. Baird, TIC 4.2552%
Morgan Stanley, TIC 4.2863%
BOSC, TIC 4.3053%
Wells Fargo Secs, TIC 4.3197%
UBS Financial Svcs, TIC 4.3223%
Southwest Securities, TIC 4.331%
RBC Capital Mkts, TIC 4.3367%
BMO Capital Markets, TIC 4.371%
Waller County Road Improvement District No. 1
Jan 25, 2011 . . . . . . $4,625,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Feb 1, 2011.
Due Mar 1, 2014 to 2038.
Callable Mar 1, 2020 at par.
Winning bid: GMS Group, at 97.0000, NIC 7.2067%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $75,000 | 5.00% | NRO | NRO | |
| 3/1/15 | $75,000 | 5.20% | NRO | NRO | |
| 3/1/16 | $75,000 | 5.40% | NRO | NRO | |
| 3/1/17 | $75,000 | 5.60% | NRO | NRO | |
| 3/1/18 | $100,000 | 5.80% | NRO | NRO | |
| 3/1/19 | $100,000 | 6.00% | NRO | NRO | |
| 3/1/20 | $100,000 | 6.20% | NRO | NRO | |
| 3/1/25 | $675,000 | 6.50% | NRO | NRO | |
| 3/1/29 | $700,000 | 6.75% | NRO | NRO | |
| 3/1/38 | $2,650,000 | 7.25% | NRO | NRO |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
VIRGINIA
Fairfax County
Jan 25, 2011 . . . . . . $190,090,000
Public Improvement and Refunding Bonds, Series 2011 A (book entry).
Dated Feb 10, 2011.
Due Apr 1, 2012 to 2031.
Callable Apr 1, 2021 at par.
Winning bid: JPMorgan, at 106.7654, TIC 3.7069%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $12,150,000 | 2.00% | NRO | NRO | |
| 4/1/13 | $13,330,000 | 5.00% | 0.75% | ||
| 4/1/14 | $13,290,000 | 5.00% | 1.15% | ||
| 4/1/15 | $13,240,000 | 5.00% | 1.58% | ||
| 4/1/16 | $8,630,000 | 5.00% | 1.89% | ||
| 4/1/17 | $8,630,000 | 5.00% | NRO | NRO | |
| 4/1/18 | $8,630,000 | 5.00% | NRO | NRO | |
| 4/1/19 | $8,630,000 | 5.00% | 2.88% | ||
| 4/1/20 | $8,630,000 | 5.00% | NRO | NRO | |
| 4/1/21 | $8,630,000 | 4.00% | NRO | NRO | |
| 4/1/22 | $8,630,000 | 4.00% | NRO | NRO | |
| 4/1/23 | $8,630,000 | 4.00% | NRO | NRO | |
| 4/1/24 | $8,630,000 | 4.00% | NRO | NRO | |
| 4/1/25 | $8,630,000 | 4.00% | 4.10% | ||
| 4/1/26 | $8,630,000 | 4.125% | 4.25% | ||
| 4/1/27 | $8,630,000 | 4.25% | 4.35% | ||
| 4/1/28 | $8,630,000 | 5.00% | NRO | NRO | |
| 4/1/29 | $8,630,000 | 5.00% | NRO | NRO | |
| 4/1/30 | $8,630,000 | 5.00% | NRO | NRO | |
| 4/1/31 | $8,630,000 | 5.00% | NRO | NRO |
L.O.: Sidley Austin LLP, Washington D.C, DC.
F.A.: Public Financial Management, Inc., Arlington, VA.
Other bidders were:
Citigroup, TIC 3.7144%
Wells Fargo Secs, TIC 3.728%
BofA Merrill Lynch, TIC 3.7306%
Barclays Capital, TIC 3.7366%
Morgan Stanley, TIC 3.7392%
Piper Jaffray, TIC 3.7579%
Jefferies, TIC 3.7763%
Robert W. Baird, TIC 3.7902%
WASHINGTON
Washington
Jan 25, 2011 . . . . . . $14,265,000
Certificates of Participation, Series 2011A (State and Local Agency Real Property) (book entry).
Dated Feb 8, 2011.
Due Jan 1, 2012 to 2031.
Callable Jan 1, 2021 at par.
Winning bid: Morgan Stanley, at 99.4500, TIC 4.8189%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $685,000 | 3.00% | 1.00% | ||
| 1/1/13 | $645,000 | 3.00% | 1.30% | ||
| 1/1/14 | $665,000 | 3.00% | 1.75% | ||
| 1/1/15 | $675,000 | 3.00% | 2.35% | ||
| 1/1/16 | $705,000 | 3.00% | 2.70% | ||
| 1/1/17 | $530,000 | 4.00% | 3.00% | ||
| 1/1/18 | $550,000 | 4.00% | 3.40% | ||
| 1/1/19 | $570,000 | 4.00% | 3.75% | ||
| 1/1/20 | $595,000 | 4.00% | 4.00% | ||
| 1/1/21 | $620,000 | 4.20% | 4.20% | ||
| 1/1/22 | $645,000 | 4.40% | 4.40% | ||
| 1/1/23 | $670,000 | 4.60% | 4.60% | ||
| 1/1/24 | $705,000 | 4.75% | 4.80% | ||
| 1/1/25 | $740,000 | 4.75% | 4.90% | ||
| 1/1/26 | $770,000 | 5.00% | 5.00% | ||
| 1/1/27 | $810,000 | 5.00% | 5.10% | ||
| 1/1/28 | $850,000 | 5.20% | 5.20% | ||
| 1/1/29 | $895,000 | 5.25% | 5.30% | ||
| 1/1/30 | $945,000 | 5.40% | 5.40% | ||
| 1/1/31 | $995,000 | 5.50% | 5.50% |
Other managers: Citigroup Global Markets, Inc..
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA; Montague DeRose & Associates, Walnut Creek, CA; and KNN Public Finance, Oakland, CA.
Other bidders were:
UBS Financial Svcs, TIC 4.8698%
Hutchinson Shockey, TIC 4.9283%
JPMorgan, TIC 4.9857%
BofA Merrill Lynch, TIC 5.0084%
Goldman Sachs, TIC 5.086%
Stone & Youngberg, TIC 5.2386%
TAXABLE ISSUES
NEW JERSEY
Bloomfield Township Parking Authority
Jan 25, 2011 . . . . . . $3,650,000
Parking Project Note (Township Guaranteed, Series 2010) (book entry).
Dated Feb 1, 2011.
Due Feb 1, 2012.
Purchased $3,650,000.00 by Oppenheimer, at 2.625%, plus $659.00, effective rate 2.6069%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Janney Montgomery, Effective Rate 2.651%
Somerville Borough
Jan 25, 2011 . . . . . . $5,050,000
Taxable Bond Anticipation Notes.
Dated Jan 31, 2011.
Due Apr 28, 2011.
Purchased $5,050,000.00 by Janney Montgomery, at 1.75%, plus n/a, effective rate n/a.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.2131%
