CALIFORNIA
Hillsborough City School District
Jan 13, 2011 . . . . . . $143,370,000
General Obligation Bonds, 2002 Election, Series C (Current Interest Bonds) (book entry). $3,020,000
Dated Jan 27, 2011.
Due Sep 1, 2012 to 2044.
Callable Sep 1, 2021 at par.
Winning bid: Stone & Youngberg, at n/a, TIC 7.1569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $10,000 | 2.00% | 0.75% | ||
| 9/1/13 | $10,000 | 2.00% | 1.00% | ||
| 9/1/44 | $3,000,000 | 6.25% | 5.375% |
General Obligation Bonds, 2002 Election, Series C (Capital Appreciation Bonds) (book entry). $140,350,000
Dated Jan 27, 2011.
Due Sep 1, 2015 to 2045.
Callable Sep 1, 2021 at par.
Winning bid: Stone & Youngberg, at n/a, TIC 7.1569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $20,000 | 0.00% | 2.35% | ||
| 9/1/16 | $25,000 | 0.00% | 2.90% | ||
| 9/1/17 | $40,000 | 0.00% | 3.45% | ||
| 9/1/18 | $50,000 | 0.00% | 4.00% | ||
| 9/1/19 | $65,000 | 0.00% | 4.45% | ||
| 9/1/20 | $90,000 | 0.00% | 4.80% | ||
| 9/1/21 | $100,000 | 0.00% | 5.00% | ||
| 9/1/22 | $120,000 | 0.00% | 5.25% | ||
| 9/1/23 | $135,000 | 0.00% | 5.50% | ||
| 9/1/24 | $160,000 | 0.00% | 5.70% | ||
| 9/1/25 | $180,000 | 0.00% | 5.85% | ||
| 9/1/26 | $205,000 | 0.00% | 6.00% | ||
| 9/1/27 | $235,000 | 0.00% | 6.15% | ||
| 9/1/28 | $680,000 | 0.00% | 6.28% | ||
| 9/1/29 | $740,000 | 0.00% | 6.38% | ||
| 9/1/30 | $800,000 | 0.00% | 6.48% | ||
| 9/1/31 | $865,000 | 0.00% | 6.68% | ||
| 9/1/32 | $6,615,000 | 0.00% | NRO | NRO | |
| 9/1/33 | $7,060,000 | 0.00% | NRO | NRO | |
| 9/1/34 | $7,530,000 | 0.00% | NRO | NRO | |
| 9/1/35 | $8,035,000 | 0.00% | NRO | NRO | |
| 9/1/36 | $8,565,000 | 0.00% | NRO | NRO | |
| 9/1/37 | $9,135,000 | 0.00% | NRO | NRO | |
| 9/1/38 | $9,740,000 | 0.00% | NRO | NRO | |
| 9/1/39 | $10,390,000 | 0.00% | NRO | NRO | |
| 9/1/40 | $11,075,000 | 0.00% | NRO | NRO | |
| 9/1/41 | $11,810,000 | 0.00% | NRO | NRO | |
| 9/1/42 | $12,590,000 | 0.00% | 7.15% | ||
| 9/1/43 | $13,420,000 | 0.00% | 7.20% | ||
| 9/1/44 | $11,305,000 | 0.00% | 7.25% | ||
| 9/1/45 | $8,570,000 | 0.00% | 7.30% |
L.O.: Jones Hall, San Francisco, CA.
F.A.: Stone & Youngberg LLC, San Francisco, CA.
Other bidders were:
BofA Merrill Lynch, TIC 7.5739%
Hutchinson Shockey, TIC 8.0197%
CONNECTICUT
Vernon (Town)
Jan 13, 2011 . . . . . . $6,380,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Jan 19, 2011.
Due Apr 12, 2011.
Purchased $6,380,000.00 by Eastern Bank, at 1.0%, plus $8,252.00, effective rate 0.439%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.532%
Oppenheimer, Effective Rate 1.2311%
KENTUCKY
Oldham County School District Finance Corporation
Jan 13, 2011 . . . . . . $3,050,000
School Building Revenue Bonds, Series 2011 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2011.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2021 at par.
Winning bid: Ross Sinclaire, at 98.4820, NIC 3.8846%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $155,000 | 1.00% | NRO | NRO | |
| 2/1/13 | $145,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $140,000 | 1.40% | NRO | NRO | |
| 2/1/15 | $130,000 | 1.60% | NRO | NRO | |
| 2/1/16 | $125,000 | 1.85% | NRO | NRO | |
| 2/1/17 | $120,000 | 2.10% | NRO | NRO | |
| 2/1/21 | $440,000 | 2.80% | NRO | NRO | |
| 2/1/25 | $355,000 | 3.40% | NRO | NRO | |
| 2/1/28 | $230,000 | 4.00% | NRO | NRO | |
| 2/1/29 | $395,000 | 4.10% | NRO | NRO | |
| 2/1/30 | $405,000 | 4.20% | NRO | NRO | |
| 2/1/31 | $410,000 | 4.30% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Duncan-Williams, Inc., PNC Capital Markets, FTN Financial Capital Markets, Robert W. Baird & Co., Inc., Edward D. Jones & Co..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Morgan Keegan, NIC 4.026%
Sterne Agee, NIC 4.5851%
MASSACHUSETTS
Ipswich (Town)
Jan 13, 2011 . . . . . . $3,442,000
General Obligation Bond Anticipation Notes (New Money) (bank qualified).
Dated Jan 20, 2011.
Due Jun 16, 2011.
Purchased $3,442,000.00 by TD Securities, at 1.25%, plus $11,324.18, effective rate 0.4388%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bank, Effective Rate 0.469%
Janney Montgomery, Effective Rate 0.5793%
FirstSouthwest, Effective Rate 0.6083%
Century Bk, Effective Rate 0.6589%
Jefferies, Effective Rate 0.743%
Newbury (Town)
Jan 13, 2011 . . . . . . $600,000
Revenue Anticipation Notes (bank qualified).
Dated Jan 25, 2011.
Due May 20, 2011.
Purchased $600,000.00 by Eastern Bank, at 1.05%, effective rate 1.05%.
F.A.: FirstSouthwest, Boston, MA.
Newburyport (City)
Jan 13, 2011 . . . . . . $1,166,000
General Obligation Bond Anticipation Notes (new issue) (bank qualified).
Dated Jan 21, 2011.
Due Jan 20, 2012.
Purchased $1,166,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Bank, N.A., Effective Rate 0.8622%
Century Bk, Effective Rate 0.9986%
Eastern Bank, Effective Rate 1.138%
NEW JERSEY
Bloomfield Township
Jan 13, 2011 . . . . . . $3,416,616
Bond Anticipation Notes (bank qualified).
Dated Jan 20, 2011.
Due Jul 27, 2011.
Purchased $3,416,620.00 by Valley National Bank, at 0.81%, effective rate 0.81%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.1975%
Janney Montgomery, Effective Rate 1.2422%
Beneficial Bk, Effective Rate 1.3457%
PNC Capital Markets, Effective Rate 1.3647%
Carlstadt Borough
Jan 13, 2011 . . . . . . $9,850,000
General Improvement Bonds (bank qualified) (book entry).
Dated Jan 15, 2011.
Due Jan 15, 2012 to 2021.
Non-callable.
Winning bid: Robert W. Baird, at 100.0000, NIC 3.1842%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/12 | $850,000 | 2.00% | NRO | NRO | AGM |
| 1/15/13 | $850,000 | 2.00% | NRO | NRO | AGM |
| 1/15/14 | $850,000 | 2.00% | NRO | NRO | AGM |
| 1/15/15 | $1,000,000 | 2.25% | NRO | NRO | AGM |
| 1/15/16 | $1,000,000 | 3.00% | NRO | NRO | AGM |
| 1/15/17 | $1,000,000 | 3.00% | NRO | NRO | AGM |
| 1/15/18 | $1,000,000 | 3.00% | NRO | NRO | AGM |
| 1/15/19 | $1,100,000 | 3.625% | NRO | NRO | AGM |
| 1/15/20 | $1,100,000 | 3.625% | NRO | NRO | AGM |
| 1/15/21 | $1,100,000 | 3.625% | NRO | NRO | AGM |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Edward D. Jones & Co., Corby Capital Markets, Inc., Crews & Associates, Inc., Bank of New York Mellon Capital Markets, LLC, NW Capital Markets Inc., William Blair & Company, LLC, Davenport & Company LLC, FTN Financial Capital Markets.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Garbarini & Co PC CPA's, Carlstadt, NJ.
Other bidders were:
Roosevelt & Cross, NIC 3.2997%
Janney Montgomery, NIC 4.1105%
Glen Rock Borough
Jan 13, 2011 . . . . . . $8,470,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jan 21, 2011.
Due Jan 20, 2012.
Purchased $8,470,000.00 by TD Securities, at 1.0%, plus $29,390.00, effective rate 0.652%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.6714%
Valley National Bank, Effective Rate 0.86%
Bank of America, Effective Rate 0.86%
Beneficial Bk, Effective Rate 0.9445%
Oppenheimer, Effective Rate 1.184%
Hawthorne Borough Board of Education
Jan 13, 2011 . . . . . . $5,476,000
School Bonds (bank qualified) (book entry).
Dated Feb 1, 2011.
Due Feb 1, 2012 to 2026.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.7026%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $250,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $265,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $270,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $280,000 | 2.25% | NRO | NRO | |
| 2/1/16 | $300,000 | 2.50% | NRO | NRO | |
| 2/1/17 | $345,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $360,000 | 3.25% | NRO | NRO | |
| 2/1/19 | $365,000 | 3.50% | NRO | NRO | |
| 2/1/20 | $370,000 | 3.50% | NRO | NRO | |
| 2/1/21 | $420,000 | 4.00% | NRO | NRO | |
| 2/1/22 | $425,000 | 4.00% | NRO | NRO | |
| 2/1/23 | $435,000 | 4.00% | NRO | NRO | |
| 2/1/24 | $445,000 | 4.00% | NRO | NRO | |
| 2/1/25 | $450,000 | 4.00% | NRO | NRO | |
| 2/1/26 | $496,000 | 4.00% | NRO | NRO |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Edward D. Jones & Co., Corby Capital Markets, Inc., Crews & Associates, Inc., Bank of New York Mellon Capital Markets, LLC, NW Capital Markets Inc., Davenport & Company LLC, FTN Financial Capital Markets.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
UBS Financial Svcs, NIC 4.0185%
Janney Montgomery, NIC 4.1988%
Morgan Stanley, NIC 4.7978%
Highlands Borough
Jan 13, 2011 . . . . . . $423,700
Bond Anticipation Notes (bank qualified).
Dated Jan 19, 2011.
Due Jan 18, 2012.
Purchased $483,700.00 by Oppenheimer, at 2.25%, plus $50.00, effective rate 2.2382%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Livingston Township
Jan 13, 2011 . . . . . . $29,000,000
$27,120,000 General Improvement Notes and $1,880,000 Tax Appearl Refunding Notes (book entry).
Dated Jan 20, 2011.
Due Jan 19, 2012.
Purchased $29,000,000.00 by TD Securities, at 1.0%, plus $111,215.00, effective rate 0.6154%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.6162%
Janney Montgomery, Effective Rate 0.6179%
Beneficial Bk, Effective Rate 0.8181%
Morgan Stanley, Effective Rate 0.84%
Madison Borough
Jan 13, 2011 . . . . . . $4,700,000
Bond Anticipation Notes (bank qualified).
Dated Jan 21, 2011.
Due Jan 20, 2012.
Purchased $4,700,000.00 by Jefferies, at 1.0%, plus $20,352.00, effective rate 0.5658%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 0.85%
Beneficial Bk, Effective Rate 0.8669%
Provident Bank, Effective Rate 1.16%
Oppenheimer, Effective Rate 1.1834%
Piscataway Township
Jan 13, 2011 . . . . . . $15,694,000
$4,564,000 General Improvement Bonds; $700,000 Sewer Utility Bonds; $2,610,000 Tax Appeal Refunding Bonds, Series A and $7,820,000 Tax Appeal Refunding Bonds, Series B (book entry).
Dated Jan 27, 2011.
Due Feb 1, 2012 to 2021.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 2.9079%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $2,025,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $2,050,000 | 3.00% | 1.33% | ||
| 2/1/14 | $2,075,000 | 3.00% | 1.69% | ||
| 2/1/15 | $2,100,000 | 3.00% | 2.11% | ||
| 2/1/16 | $2,135,000 | 4.00% | 2.41% | ||
| 2/1/17 | $1,650,000 | 4.00% | 2.70% | ||
| 2/1/18 | $1,795,000 | 4.00% | 3.06% | ||
| 2/1/19 | $575,000 | 4.00% | 3.38% | ||
| 2/1/20 | $625,000 | 4.00% | 3.66% | ||
| 2/1/21 | $664,000 | 4.00% | 3.91% |
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Hodulik & Morrison, Highland Park, NJ.
Other bidders were:
UBS Financial Svcs, TIC 2.9211%
Robert W. Baird, TIC 3.0793%
Morgan Stanley, TIC 4.0278%
Roselle Borough
Jan 13, 2011 . . . . . . $1,000,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Jan 18, 2011.
Due Jan 17, 2012.
Purchased $1,000,000.00 by Valley National Bank, at 0.86%, effective rate 0.86%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.5989%
TD Bank, N.A., Effective Rate 1.8629%
Oppenheimer, Effective Rate 1.9118%
Scotch Plains Township
Jan 13, 2011 . . . . . . $9,150,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jan 21, 2011.
Due Jan 20, 2012.
Purchased $9,150,000.00 by TD Securities, at 1.5%, plus $91,829.40, effective rate 0.4936%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.5012%
Beneficial Bk, Effective Rate 0.6711%
Wells Fargo Secs, Effective Rate 0.675%
Valley National Bank, Effective Rate 0.86%
Oppenheimer, Effective Rate 1.1834%
NEW YORK
Ilion Central School District
Jan 13, 2011 . . . . . . $3,000,000
Bond Anticipation Notes, 2011 (New Issue) (bank qualified) (book entry).
Dated Jan 27, 2011.
Due Jun 30, 2011.
Purchased $3,000,000.00 by JPMorgan Chase, at 1.11%, effective rate 1.11%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 1.2317%
Janney Montgomery, Effective Rate 1.71%
Adirondack Bank, Effective Rate 1.85%
New York City Educational Construction Fund
Jan 13, 2011 . . . . . . $137,525,000
Revenue Bonds, 2011 Series A (book entry).
Dated Jan 25, 2011.
Due Apr 1, 2017 to 2041.
Callable Apr 1, 2021 at par.
Winning bid: Barclays Capital, at 99.0000, TIC 5.8224%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $2,745,000 | 3.25% | 3.25% | ||
| 4/1/18 | $2,835,000 | 3.75% | 3.75% | ||
| 4/1/19 | $2,940,000 | 4.00% | 4.00% | ||
| 4/1/20 | $3,060,000 | 4.125% | 4.25% | ||
| 4/1/21 | $3,185,000 | 4.375% | 4.50% | ||
| 4/1/22 | $3,325,000 | 6.50% | 4.73% | ||
| 4/1/23 | $3,540,000 | 6.50% | 4.90% | ||
| 4/1/24 | $3,770,000 | 5.00% | 5.10% | ||
| 4/1/25 | $3,960,000 | 6.50% | 5.22% | ||
| 4/1/26 | $4,220,000 | 6.50% | 5.36% | ||
| 4/1/27 | $4,490,000 | 6.50% | 5.48% | ||
| 4/1/28 | $4,785,000 | 6.50% | 5.58% | ||
| 4/1/33 | $28,575,000 | 5.75% | 5.875% | ||
| 4/1/41 | $66,095,000 | 5.75% | 6.00% |
Other managers: Siebert, Brandford, Shank & Co., LLC.
L.O.: Nixon Peabody LLP, New York, NY.
F.A.: A.C. Advisory, Inc., Chicago, IL; and A.C. Advisory, Inc., New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 5.9165%
Goldman Sachs, TIC 5.9212%
JPMorgan, TIC 5.9389%
Citigroup, TIC 5.9451%
BofA Merrill Lynch, TIC 6.112%
Morgan Stanley, TIC 6.3812%
Northern Adirondack Central School District at Ellenburg
Jan 13, 2011 . . . . . . $269,025
Statutory Installment Bond, 2011 (bank qualified).
Dated Jan 15, 2011.
Due Dec 15, 2011 to 2015.
Non-callable.
Winning bid: Glens Falls Natl Bk, at n/a, NIC 3.45%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/11 | $49,025 | 3.45% | NRO | NRO | |
| 12/15/12 | $50,000 | 3.45% | NRO | NRO | |
| 12/15/13 | $55,000 | 3.45% | NRO | NRO | |
| 12/15/14 | $55,000 | 3.45% | NRO | NRO | |
| 12/15/15 | $60,000 | 3.45% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, NIC 3.6%
Roosevelt & Cross, NIC 3.7436%
Ravena-Coeymans-Selkirk Central School District
Jan 13, 2011 . . . . . . $432,965
Statutory Installment Bond, 2011 (bank qualified).
Dated Jan 27, 2011.
Due Jan 15, 2012 to 2016.
Non-callable.
Winning bid: Pioneer Savings Bk, at n/a, NIC 1.902%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/12 | $77,965 | 1.902% | NRO | NRO | |
| 1/15/13 | $85,000 | 1.902% | NRO | NRO | |
| 1/15/14 | $85,000 | 1.902% | NRO | NRO | |
| 1/15/15 | $90,000 | 1.902% | NRO | NRO | |
| 1/15/16 | $95,000 | 1.902% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Valley National Bank, NIC 2.7%
First Niagara Bank, NIC 2.75%
Roosevelt & Cross, NIC 3.9891%
Tully Village
Jan 13, 2011 . . . . . . $465,000
Public Improvement (Serial) Bonds, 2011 (bank qualified).
Dated Feb 1, 2011.
Due Feb 1, 2012 to 2026.
Callable Feb 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 5.461%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $20,000 | 5.00% | NRO | NRO | |
| 2/1/13 | $25,000 | 5.00% | NRO | NRO | |
| 2/1/14 | $25,000 | 5.00% | NRO | NRO | |
| 2/1/15 | $25,000 | 5.00% | NRO | NRO | |
| 2/1/16 | $30,000 | 5.00% | NRO | NRO | |
| 2/1/17 | $30,000 | 5.00% | NRO | NRO | |
| 2/1/18 | $30,000 | 5.00% | NRO | NRO | |
| 2/1/19 | $30,000 | 5.00% | NRO | NRO | |
| 2/1/20 | $30,000 | 5.25% | NRO | NRO | |
| 2/1/21 | $35,000 | 5.25% | NRO | NRO | |
| 2/1/22 | $35,000 | 5.50% | NRO | NRO | |
| 2/1/23 | $35,000 | 5.75% | NRO | NRO | |
| 2/1/24 | $35,000 | 5.75% | NRO | NRO | |
| 2/1/25 | $40,000 | 5.75% | NRO | NRO | |
| 2/1/26 | $40,000 | 5.75% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Wallkill (Town)
Jan 13, 2011 . . . . . . $770,000
Bond Anticipation Notes, 2011 Series A (Renewals) (bank qualified).
Dated Jan 20, 2011.
Due Jan 20, 2012.
Purchased $770,000.00 by KeyBank NY, at 1.2%, effective rate 1.2%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.74%
Jefferies, Effective Rate 2.2138%
Oppenheimer, Effective Rate 2.48%
West Haverstraw Village
Jan 13, 2011 . . . . . . $585,000
Bond Anticipation Notes-2010 (bank qualified).
Dated Jan 20, 2011.
Due Jan 20, 2012.
Purchased $585,000.00 by KeyBank NY, at 1.2%, effective rate 1.2%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Provident Bank, Effective Rate 1.79%
JPMorgan Chase, Effective Rate 1.9%
Oppenheimer, Effective Rate 2.48%
Westchester County Board of Cooperative Educational Services of the Sole Supervisory District
Jan 13, 2011 . . . . . . $8,000,000
Revenue Anticipation Notes - 2011.
Dated Jan 20, 2011.
Due Jun 30, 2011.
Purchased $8,000,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.2%
Oppenheimer, Effective Rate 1.399%
OKLAHOMA
Tulsa (City)
Jan 13, 2011 . . . . . . $21,105,000
General Obligation Refunding Bonds of 2011 Series A (book entry).
Dated Feb 15, 2011.
Due Mar 1, 2012 to 2022.
Non-callable.
Winning bid: BMO Capital Markets, at 102.0906, TIC 2.8649%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $2,220,000 | 2.25% | NRO | NRO | |
| 3/1/13 | $2,150,000 | 2.25% | 0.90% | ||
| 3/1/14 | $2,085,000 | 2.25% | 1.30% | ||
| 3/1/15 | $2,025,000 | 2.375% | NRO | NRO | |
| 3/1/16 | $1,965,000 | 2.50% | NRO | NRO | |
| 3/1/17 | $1,910,000 | 2.75% | NRO | NRO | |
| 3/1/18 | $1,850,000 | 3.125% | 2.71% | ||
| 3/1/19 | $1,800,000 | 3.375% | 3.03% | ||
| 3/1/20 | $1,745,000 | 3.75% | 3.35% | ||
| 3/1/21 | $1,690,000 | 4.00% | 3.60% | ||
| 3/1/22 | $1,665,000 | 4.25% | 3.80% |
Other managers: Stifel, Nicolaus & Co., Inc., KeyBanc Capital Markets, FirstSouthwest.
In association with: Oppenheimer & Co., Inc..
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Municipal Official(s).
Other bidders were:
Piper Jaffray, TIC 2.9393%
Hutchinson Shockey, TIC 2.9521%
JPMorgan, TIC 3.0226%
Wells Fargo Secs, TIC 3.0276%
Robert W. Baird, TIC 3.131%
Raymond James, TIC 3.2192%
RHODE ISLAND
Smithfield (Town)
Jan 13, 2011 . . . . . . $6,270,000
General Obligation Bonds, 2011 Series A (bank qualified) (book entry).
Dated Jan 15, 2011.
Due Jan 15, 2012 to 2031.
Callable Jan 15, 2021 at par.
Winning bid: Robert W. Baird, at 100.0254, TIC 3.8621%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/12 | $105,000 | 3.00% | NRO | NRO | |
| 1/15/13 | $110,000 | 3.00% | NRO | NRO | |
| 1/15/14 | $110,000 | 3.00% | NRO | NRO | |
| 1/15/15 | $110,000 | 3.00% | NRO | NRO | |
| 1/15/16 | $110,000 | 3.00% | NRO | NRO | |
| 1/15/17 | $385,000 | 3.00% | NRO | NRO | |
| 1/15/18 | $385,000 | 3.00% | NRO | NRO | |
| 1/15/19 | $385,000 | 3.25% | NRO | NRO | |
| 1/15/20 | $385,000 | 4.00% | NRO | NRO | |
| 1/15/21 | $385,000 | 4.00% | NRO | NRO | |
| 1/15/22 | $380,000 | 4.00% | NRO | NRO | |
| 1/15/23 | $380,000 | 4.00% | NRO | NRO | |
| 1/15/24 | $380,000 | 4.00% | NRO | NRO | |
| 1/15/25 | $380,000 | 4.00% | NRO | NRO | |
| 1/15/28 | $1,140,000 | 4.00% | NRO | NRO | |
| 1/15/31 | $1,140,000 | 4.00% | NRO | NRO |
Other managers: Eastern Bank Capital Markets, Corby Capital Markets, Inc., Crews & Associates, Inc., Edward D. Jones & Co., Kildare Capital, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, NW Capital Markets Inc., Stifel, Nicolaus & Co., Inc., FTN Financial Capital Markets, Jackson Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc..
L.O.: Partridge, Snow & Hahn, Providence, RI.
F.A.: FirstSouthwest, Lincoln, RI.
Other bidders were:
Sterne Agee, TIC 3.9229%
Roosevelt & Cross, TIC 3.9453%
Morgan Keegan, TIC 3.971%
Janney Montgomery, TIC 4.428%
TEXAS
Big Spring Independent School District
Jan 13, 2011 . . . . . . $6,740,000
Unlimited Tax School Building Bonds, Series 2011 (bank qualified) (book entry).
Dated Jan 1, 2011.
Due Aug 15, 2012 to 2026.
Callable Aug 15, 2020 at par.
Winning bid: Morgan Keegan, at 100.0740, TIC 2.9172%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $260,000 | 1.25% | NRO | NRO | PSF |
| 8/15/13 | $390,000 | 1.50% | NRO | NRO | PSF |
| 8/15/14 | $400,000 | 1.50% | NRO | NRO | PSF |
| 8/15/15 | $405,000 | 1.50% | NRO | NRO | PSF |
| 8/15/16 | $415,000 | 2.00% | NRO | NRO | PSF |
| 8/15/17 | $425,000 | 2.00% | NRO | NRO | PSF |
| 8/15/18 | $435,000 | 2.25% | NRO | NRO | PSF |
| 8/15/19 | $445,000 | 2.50% | NRO | NRO | PSF |
| 8/15/20 | $460,000 | 2.65% | NRO | NRO | PSF |
| 8/15/21 | $475,000 | 3.00% | NRO | NRO | PSF |
| 8/15/22 | $490,000 | 3.00% | NRO | NRO | PSF |
| 8/15/23 | $505,000 | 3.50% | NRO | NRO | PSF |
| 8/15/24 | $525,000 | 3.50% | NRO | NRO | PSF |
| 8/15/25 | $545,000 | 3.50% | NRO | NRO | PSF |
| 8/15/26 | $565,000 | 3.60% | NRO | NRO | PSF |
L.O.: Underwood, Wilson, Berry, Stein & Johnson, P.C.,, Amarillo, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Lubbock, TX.
Other bidders were:
SAMCO Cap Mkts, TIC 2.9646%
FTN Fin Cap Mkts, TIC 2.9912%
BOSC, TIC 3.0207%
Baker Group, TIC 3.0347%
FirstSouthwest, TIC 3.0407%
Southwest Securities, TIC 3.0814%
RBC Capital Mkts, TIC 3.1151%
Robert W. Baird, TIC 3.2181%
Vining-Sparks IBG, TIC 3.2205%
Citigroup, TIC 3.2681%
Piper Jaffray, TIC 3.2778%
BMO Capital Markets, TIC 3.2927%
JPMorgan, TIC 3.3858%
Hutchinson Shockey, TIC 3.4218%
WISCONSIN
Algoma Sanitary District No. 1
Jan 13, 2011 . . . . . . $2,550,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Feb 2, 2011.
Due Apr 1, 2012 to 2026.
Callable Apr 1, 2020 at par.
Winning bid: M&I Marshall, at 99.5119, TIC 3.6063%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $100,000 | 2.00% | NRO | NRO | |
| 4/1/13 | $100,000 | 2.00% | 1.05% | ||
| 4/1/14 | $125,000 | 2.00% | 1.35% | ||
| 4/1/15 | $100,000 | 2.00% | 1.75% | ||
| 4/1/16 | $100,000 | 2.50% | 2.05% | ||
| 4/1/17 | $100,000 | 2.50% | 2.30% | ||
| 4/1/18 | $100,000 | 3.00% | 2.65% | ||
| 4/1/19 | $100,000 | 3.00% | 2.95% | ||
| 4/1/20 | $205,000 | 3.25% | NRO | NRO | |
| 4/1/21 | $230,000 | 3.45% | 3.45% | ||
| 4/1/22 | $240,000 | 3.55% | 3.55% | ||
| 4/1/23 | $255,000 | 3.70% | 3.70% | ||
| 4/1/24 | $260,000 | 3.85% | 3.85% | ||
| 4/1/25 | $265,000 | 4.00% | 4.00% | ||
| 4/1/26 | $270,000 | 4.05% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN; and Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.6608%
Bankers' Bank, TIC 3.7685%
Morgan Keegan, TIC 3.9979%
Bernardi Securities, TIC 4.0704%
Mequon (City)
Jan 11, 2011 . . . . . . $3,185,000
General Obligation Refunding Bonds, Series 2011A (bank qualified) (book entry).
Dated Feb 3, 2011.
Due Apr 1, 2012 to 2023.
Callable Apr 1, 2018 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.6758%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $100,000 | 0.80% | NRO | NRO | |
| 4/1/13 | $635,000 | 1.00% | NRO | NRO | |
| 4/1/14 | $150,000 | 1.30% | NRO | NRO | |
| 4/1/15 | $225,000 | 1.70% | NRO | NRO | |
| 4/1/16 | $225,000 | 2.00% | NRO | NRO | |
| 4/1/17 | $225,000 | 2.20% | NRO | NRO | |
| 4/1/18 | $225,000 | 2.50% | NRO | NRO | |
| 4/1/19 | $250,000 | 2.70% | NRO | NRO | |
| 4/1/20 | $250,000 | 2.85% | NRO | NRO | |
| 4/1/21 | $300,000 | 3.00% | NRO | NRO | |
| 4/1/22 | $300,000 | 3.15% | NRO | NRO | |
| 4/1/23 | $300,000 | 3.25% | NRO | NRO |
L.O.: Godfrey & Kahn, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
M&I Marshall, TIC 2.7609%
UMB Bank, TIC 2.7696%
Piper Jaffray, TIC 2.8147%
Morgan Keegan, TIC 2.8302%
Northland Securities, TIC 2.831%
Robert W. Baird, TIC 2.9624%
BMO Capital Markets, TIC 3.0068%
TAXABLE ISSUES
RHODE ISLAND
Smithfield (Town)
Jan 13, 2011 . . . . . . $1,380,000
General Obligation Taxable Bonds, 2011 Series B (book entry).
Dated Jan 15, 2011.
Due Jan 15, 2012 to 2016.
Non-callable.
Winning bid: Sterne Agee, at 100.1403, TIC 1.9291%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/12 | $280,000 | 1.25% | NRO | NRO | |
| 1/15/13 | $275,000 | 1.25% | NRO | NRO | |
| 1/15/14 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/15 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/16 | $275,000 | 2.40% | NRO | NRO |
L.O.: Partridge, Snow & Hahn, Providence, RI.
F.A.: FirstSouthwest, Lincoln, RI.
Other bidders were:
UMB Bank, TIC 2.1383%
M&I Marshall, TIC 2.1803%
Morgan Keegan, TIC 2.3062%
Bernardi Securities, TIC 2.4211%
Robert W. Baird, TIC 2.6929%
Roosevelt & Cross, TIC 3.0634%
UTAH
Beaver County School District Board of Education
Jan 13, 2011 . . . . . . $12,100,000
Federal Taxable General Obligation Bonds (Issuer Subsidy-Qualified School Construction Bonds) (Utah School Bond Guaranty Program) Series 2011A (book entry).
Dated Feb 1, 2011.
Due Feb 1, 2027.
Non-callable.
Winning bid: BMO Capital Markets, at 99.3250, TIC 5.5643%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/27 | $12,100,000 | 5.50% | NRO | NRO |
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Zions First Natl Bk, TIC 5.5953%
Morgan Keegan, TIC 5.6239%
M&I Marshall, TIC 5.7712%
Ramirez, TIC 5.7766%
Robert W. Baird, TIC 5.8417%
Stifel Nicolaus, TIC 6.0344%
WISCONSIN
Medford Area Public School District
Jan 13, 2011 . . . . . . $1,265,000
Taxable General Obligation Promissory Notes (book entry).
Dated Jan 26, 2011.
Due Apr 1, 2011 to 2020.
Callable Apr 1, 2017 at par.
Winning bid: Northland Securities, at 99.3318, TIC 3.2821%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $55,000 | 2.00% | 1.00% | ||
| 4/1/12 | $85,000 | 2.00% | 1.10% | ||
| 4/1/13 | $115,000 | 2.00% | 1.25% | ||
| 4/1/14 | $120,000 | 2.00% | 1.50% | ||
| 4/1/15 | $125,000 | 2.00% | 2.00% | ||
| 4/1/16 | $135,000 | 2.50% | 2.50% | ||
| 4/1/17 | $140,000 | 2.75% | 2.75% | ||
| 4/1/18 | $150,000 | 3.40% | 3.40% | ||
| 4/1/19 | $165,000 | 3.70% | 3.70% | ||
| 4/1/20 | $175,000 | 4.00% | 4.00% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
M&I Marshall, TIC 3.3186%
Cronin, TIC 3.3475%
UMB Bank, TIC 3.458%
Robert W. Baird, TIC 3.5482%
Bankers' Bank, TIC 3.568%
