ILLINOIS
Waukegan (City)
Aug 23, 2010 . . . . . . $1,825,000
First Lien Water and Sewer System Revenue Bonds, Series 2010D (bank qualified) (book entry).
Dated Sep 7, 2010.
Due Dec 30, 2011 to 2030.
Callable Dec 30, 2020 at par.
Winning bid: Robert W. Baird, at n/a, TIC 4.6638%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/30/11 | $65,000 | 3.00% | 1.85% | ||
12/30/12 | $65,000 | 3.00% | 1.95% | ||
12/30/13 | $70,000 | 3.00% | 2.10% | ||
12/30/14 | $70,000 | 4.00% | 2.30% | ||
12/30/15 | $70,000 | 4.00% | 2.75% | ||
12/30/16 | $75,000 | 4.00% | 3.05% | ||
12/30/17 | $75,000 | 4.00% | 3.30% | ||
12/30/18 | $80,000 | 4.00% | 3.45% | ||
12/30/19 | $80,000 | 4.00% | 3.70% | ||
12/30/20 | $85,000 | 4.00% | 3.90% | ||
12/30/25 | $485,000 | 4.50% | 4.50% | ||
12/30/30 | $605,000 | 5.00% | 5.00% |
Other managers: CL King & Associates, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Jackson Securities Inc., Wedbush Securities, Isaak Bond Investments, Inc..
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Waukegan (City)
Aug 23, 2010 . . . . . . $7,180,000
General Obligation Bonds, Series 2010C (bank qualified) (book entry).
Dated Sep 7, 2010.
Due Dec 30, 2020 to 2030.
Callable Dec 30, 2018 at par.
Winning bid: BMO Capital Markets, at n/a, TIC 4.0598%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/30/20 | $550,000 | 3.00% | NRO | NRO | AGM |
12/30/21 | $550,000 | 3.50% | NRO | NRO | AGM |
12/30/23 | $635,000 | 3.75% | NRO | NRO | AGM |
12/30/25 | $855,000 | 4.00% | NRO | NRO | AGM |
12/30/27 | $1,710,000 | 4.00% | NRO | NRO | AGM |
12/30/29 | $1,875,000 | 4.25% | NRO | NRO | AGM |
12/30/30 | $1,005,000 | 4.25% | NRO | NRO | AGM |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 4.2534%
M&I Marshall, TIC 4.5036%
IOWA
Fairfax (City)
Aug 10, 2010 . . . . . . $335,000
General Obligation Fire Truck and Refunding, Bonds, Series 2010 (bank qualified) (book entry).
Dated Sep 9, 2010.
Due Jun 1, 2011 to 2015.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 1.8748%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $65,000 | 1.00% | 1.00% | ||
6/1/12 | $65,000 | 1.20% | 1.20% | ||
6/1/13 | $65,000 | 1.40% | 1.40% | ||
6/1/14 | $70,000 | 1.70% | 1.70% | ||
6/1/15 | $70,000 | 2.00% | 2.00% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
UMB Bank, TIC 1.9883%
D.A. Davidson, TIC 2.2013%
Sioux City Community School District
Aug 23, 2010 . . . . . . $15,000,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2010 (bank qualified) (book entry).
Dated Sep 28, 2010.
Due Apr 1, 2028 to Oct 1, 2029.
Callable Apr 1, 2017 at par.
Winning bid: Robert W. Baird, at 98.2804, TIC 4.1348%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/28 | $6,700,000 | 4.00% | 4.00% | ||
10/1/29 | $8,300,000 | 4.00% | 4.05% |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., Jackson Securities Inc., RBC Capital Markets, Edward D. Jones & Co., Vining-Sparks IBG, Limited Partnership.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 4.3703%
D.A. Davidson, TIC 4.3901%
JPMorgan, TIC 4.5962%
KENTUCKY
Lewis County School District Finance Corporation
Aug 20, 2010 . . . . . . $2,195,000
School Building Revenue Refunding Bonds, Series 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2010.
Due Apr 1, 2011 to 2021.
Callable Oct 1, 2020 at par.
Winning bid: UBS Financial Svcs, at 100.9918, NIC 2.0994%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/11 | $200,000 | 2.00% | NRO | NRO | |
4/1/12 | $180,000 | 2.00% | NRO | NRO | |
4/1/13 | $190,000 | 2.00% | NRO | NRO | |
4/1/14 | $190,000 | 2.00% | NRO | NRO | |
4/1/15 | $190,000 | 2.00% | NRO | NRO | |
4/1/16 | $195,000 | 2.00% | NRO | NRO | |
4/1/17 | $200,000 | 2.00% | NRO | NRO | |
4/1/18 | $205,000 | 2.00% | NRO | NRO | |
4/1/19 | $210,000 | 2.50% | NRO | NRO | |
4/1/20 | $215,000 | 2.50% | NRO | NRO | |
4/1/21 | $220,000 | 2.625% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, NIC 2.2975%
JPMorgan, NIC 2.3506%
Morgan Keegan, NIC 2.3816%
Madison County School District Finance Corporation
Aug 23, 2010 . . . . . . $10,295,000
School Building Refunding Revenue Bonds, Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2010.
Due Feb 1, 2011 to 2021.
Non-callable.
Winning bid: Ross Sinclaire, at 99.0314, NIC 2.2701%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/11 | $680,000 | 0.40% | NRO | NRO | |
2/1/12 | $760,000 | 1.00% | NRO | NRO | |
2/1/13 | $755,000 | 1.00% | NRO | NRO | |
2/1/14 | $840,000 | 1.20% | NRO | NRO | |
2/1/15 | $925,000 | 1.60% | NRO | NRO | |
2/1/16 | $1,005,000 | 2.00% | NRO | NRO | |
2/1/17 | $1,075,000 | 2.00% | NRO | NRO | |
2/1/18 | $1,185,000 | 2.20% | NRO | NRO | |
2/1/19 | $1,185,000 | 2.30% | NRO | NRO | |
2/1/20 | $950,000 | 2.40% | NRO | NRO | |
2/1/21 | $935,000 | 2.50% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Duncan-Williams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., PNC Capital Markets, CL King & Associates.
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.304%
UBS Financial Svcs, NIC 2.4414%
Morgan Keegan, NIC 2.4416%
Powell County School District Finance Corporation
Aug 23, 2010 . . . . . . $4,050,000
School Building Refunding Revenue Bonds, Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2010.
Due Mar 1, 2011 to Sep 1, 2021.
Non-callable.
Winning bid: JPMorgan, at 100.8922, NIC 2.2447%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/11 | $25,000 | 1.50% | 0.50% | ||
9/1/11 | $325,000 | 2.00% | 0.55% | ||
9/1/12 | $335,000 | 2.00% | 0.62% | ||
9/1/13 | $340,000 | 2.00% | 0.80% | ||
9/1/14 | $350,000 | 2.00% | 1.02% | ||
9/1/15 | $355,000 | 2.00% | 1.44% | ||
9/1/16 | $365,000 | 2.00% | 1.75% | ||
9/1/17 | $375,000 | 2.00% | 2.00% | ||
9/1/18 | $380,000 | 2.50% | 2.20% | ||
9/1/19 | $395,000 | 2.50% | 2.43% | ||
9/1/20 | $405,000 | 2.50% | 2.64% | ||
9/1/21 | $400,000 | 3.00% | 2.79% |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, NIC 2.2889%
Morgan Keegan, NIC 2.3725%
Stifel Nicolaus, NIC 2.3918%
MINNESOTA
Crookston Independent School District No. 593
Aug 23, 2010 . . . . . . $4,100,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2010A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 14, 2010.
Due Sep 30, 2011.
Purchased $4,100,000.00 by Piper Jaffray, at 1.0%, plus $16,933.00, effective rate 0.6046%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
M&I Marshall, Effective Rate 0.6124%
Northland Securities, Effective Rate 0.7234%
Oppenheimer, Effective Rate 0.9236%
Gibbon Fairfax Winthrop Independent School District No. 2365
Aug 23, 2010 . . . . . . $1,380,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2010B (MN SD Credit (Enhancement Program) (bank qualified) (book entry).
Dated Sep 14, 2010.
Due Sep 14, 2011.
Purchased $1,380,000.00 by Wells Fargo Secs, at 1.0%, plus $5,147.40, effective rate 0.627%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.661%
M&I Marshall, Effective Rate 0.67%
Northland Securities, Effective Rate 0.682%
Oppenheimer, Effective Rate 1.1309%
Le Sueur-Henderson Independent School District No. 2397
Aug 23, 2010 . . . . . . $3,000,000
General Obligation Aid Anticipation Certificates of Indebtedness of 2010 (MN School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 7, 2010.
Due Sep 7, 2011.
Purchased $3,000,000.00 by Northland Securities, at 1.0%, plus $12,150.00, effective rate 0.5917%.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.6097%
Oppenheimer, Effective Rate 1.0235%
Litchfield Independent School District No 465
Aug 23, 2010 . . . . . . $5,000,000
General Obligation Aid Anticipation Certificates of Indebtedness of 2010 (Minnesota School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 7, 2010.
Due Sep 7, 2011.
Purchased $5,000,000.00 by Northland Securities, at 1.0%, plus $20,850.00, effective rate 0.5797%.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.5897%
Oppenheimer, Effective Rate 0.8986%
Minnetrista (City)
Aug 23, 2010 . . . . . . $3,270,000
General Obligation Improvement Bonds, Series 2010A (bank qualified) (book entry).
Dated Sep 16, 2010.
Due Feb 1, 2013 to 2031.
Callable Feb 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 99.9443, TIC 2.9659%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $140,000 | 2.00% | NRO | NRO | |
2/1/14 | $140,000 | 2.00% | NRO | NRO | |
2/1/15 | $145,000 | 2.00% | NRO | NRO | |
2/1/16 | $145,000 | 2.00% | NRO | NRO | |
2/1/17 | $150,000 | 2.00% | NRO | NRO | |
2/1/18 | $155,000 | 2.00% | NRO | NRO | |
2/1/19 | $155,000 | 2.50% | NRO | NRO | |
2/1/20 | $160,000 | 2.50% | NRO | NRO | |
2/1/21 | $165,000 | 2.50% | NRO | NRO | |
2/1/22 | $170,000 | 2.625% | NRO | NRO | |
2/1/23 | $170,000 | 2.75% | NRO | NRO | |
2/1/24 | $175,000 | 2.875% | NRO | NRO | |
2/1/25 | $180,000 | 3.00% | NRO | NRO | |
2/1/26 | $185,000 | 3.00% | NRO | NRO | |
2/1/27 | $195,000 | 3.125% | NRO | NRO | |
2/1/28 | $200,000 | 3.25% | NRO | NRO | |
2/1/29 | $205,000 | 3.375% | NRO | NRO | |
2/1/30 | $215,000 | 3.50% | NRO | NRO | |
2/1/31 | $220,000 | 3.50% | NRO | NRO |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Raymond James, TIC 2.9825%
Wells Fargo Secs, TIC 3.0798%
Cronin, TIC 3.1232%
Robert W. Baird, TIC 3.1722%
M&I Marshall, TIC 3.2003%
Northland Securities, TIC 3.2841%
Monticello (City)
Aug 23, 2010 . . . . . . $3,255,000
General Obligation Improvement and Refunding Bonds, Series 2010A (bank qualified) (book entry).
Dated Sep 14, 2010.
Due Feb 1, 2011 to 2021.
Callable Feb 1, 2019 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.0218%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/11 | $160,000 | 0.40% | 0.40% | ||
2/1/12 | $405,000 | 0.50% | 0.50% | ||
2/1/13 | $395,000 | 0.60% | 0.60% | ||
2/1/14 | $310,000 | 0.85% | 0.85% | ||
2/1/15 | $260,000 | 1.05% | 1.05% | ||
2/1/16 | $265,000 | 1.45% | 1.45% | ||
2/1/17 | $275,000 | 1.80% | 1.80% | ||
2/1/18 | $280,000 | 2.05% | 2.05% | ||
2/1/19 | $290,000 | 2.25% | 2.25% | ||
2/1/20 | $300,000 | 2.45% | 2.45% | ||
2/1/21 | $315,000 | 2.70% | 2.70% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Cronin, TIC 2.0239%
UMB Bank, TIC 2.0723%
FirstSouthwest, TIC 2.0912%
JPMorgan, TIC 2.0935%
Robert W. Baird, TIC 2.0962%
BMO Capital Markets, TIC 2.0989%
UBS Financial Svcs, TIC 2.1209%
Morgan Keegan, TIC 2.1419%
Wells Fargo Secs, TIC 2.1685%
NEW JERSEY
Merchantville Borough
Aug 23, 2010 . . . . . . $881,536
Bond Anticipation Notes of 2010, Series B (bank qualified).
Dated Aug 31, 2010.
Due Aug 30, 2011.
Purchased $881,540.00 by First Colonial, at 1.13%, effective rate 1.13%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sun National Bank, Effective Rate 1.44%
Oppenheimer, Effective Rate 2.1127%
PENNSYLVANIA
Southern Lehigh School District
Aug 23, 2010 . . . . . . $10,695,000
General Obligation Bonds, Series of 2010 (bank qualified) (book entry).
Dated Sep 23, 2010.
Due Sep 1, 2013 to 2023.
Callable Mar 1, 2016 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.7237%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $15,000 | 2.00% | 0.80% | ||
9/1/14 | $245,000 | 2.00% | 1.10% | ||
9/1/15 | $245,000 | 2.00% | 1.51% | ||
9/1/16 | $260,000 | 2.00% | 1.81% | ||
9/1/17 | $260,000 | 2.00% | 2.07% | ||
9/1/18 | $1,835,000 | 2.20% | 2.23% | ||
9/1/19 | $1,890,000 | 2.375% | 2.44% | ||
9/1/20 | $1,925,000 | 2.625% | 2.65% | ||
9/1/21 | $1,975,000 | 2.75% | 2.80% | ||
9/1/22 | $2,035,000 | 3.00% | 2.95% | ||
9/1/23 | $10,000 | 3.00% | 3.05% |
Other managers: Corby Capital Markets, Inc., Davenport & Company LLC, Kildare Capital, Inc., Crews & Associates, Inc., Jackson Securities Inc., Stifel, Nicolaus & Co., Inc., Edward D. Jones & Co., Vining-Sparks IBG, Limited Partnership.
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Concord Public Financial Advisors, Inc., Lancaster, PA.
Other bidders were:
Janney Montgomery, TIC 2.725%
Roosevelt & Cross, TIC 2.7395%
BNY Mellon Cap Mkts, TIC 2.7469%
Southwest Securities, TIC 2.7967%
Wells Fargo Advisors, TIC 2.8096%
JPMorgan, TIC 2.812%
TEXAS
Harris County Municipal Utility District No. 285
Aug 23, 2010 . . . . . . $4,540,000
Unlimited Tax Bonds, Series 2010 (bank qualified) (book entry).
Dated Sep 1, 2010.
Due Sep 1, 2012 to 2037.
Callable Sep 1, 2017 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.867%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $25,000 | 4.50% | NRO | NRO | |
9/1/13 | $25,000 | 4.50% | NRO | NRO | |
9/1/14 | $25,000 | 4.50% | NRO | NRO | |
9/1/15 | $25,000 | 4.50% | NRO | NRO | |
9/1/16 | $25,000 | 4.50% | NRO | NRO | |
9/1/17 | $50,000 | 4.50% | NRO | NRO | |
9/1/21 | $200,000 | 3.75% | NRO | NRO | |
9/1/25 | $300,000 | 4.25% | NRO | NRO | |
9/1/30 | $375,000 | 4.50% | NRO | NRO | |
9/1/37 | $3,490,000 | 4.80% | NRO | NRO |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Raymond James & Associates, Inc., Stifel, Nicolaus & Co., Inc., National Alliance Capital.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.9731%
Wells Fargo Advisors, NIC 4.9955%
RBC Capital Mkts, NIC 4.9958%
GMS Group, NIC 5.0683%
TAXABLE ISSUES
MINNESOTA
Alexandria (City)
Aug 23, 2010 . . . . . . $5,205,000
General Obligation Capital Improvement Plan Bonds, Series 2010A (Taxable Build America Bonds) (book entry).
Dated Sep 15, 2010.
Due Feb 1, 2014 to 2031.
Callable Feb 1, 2021 at par.
Winning bid: Cronin, at n/a, TIC 2.8198%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $235,000 | 1.50% | 1.50% | ||
2/1/15 | $235,000 | 2.00% | 1.95% | ||
2/1/16 | $240,000 | 2.35% | 2.35% | ||
2/1/17 | $245,000 | 2.70% | 2.70% | ||
2/1/18 | $250,000 | 2.90% | 2.90% | ||
2/1/19 | $255,000 | 3.50% | 3.25% | ||
2/1/20 | $260,000 | 3.60% | 3.45% | ||
2/1/21 | $270,000 | 3.60% | 3.60% | ||
2/1/22 | $275,000 | 3.80% | 3.80% | ||
2/1/23 | $285,000 | 4.00% | 4.00% | ||
2/1/24 | $295,000 | 4.20% | 4.20% | ||
2/1/25 | $305,000 | 4.399% | 4.399% | ||
2/1/26 | $315,000 | 4.499% | 4.499% | ||
2/1/27 | $325,000 | 4.649% | 4.649% | ||
2/1/28 | $335,000 | 4.799% | 4.799% | ||
2/1/29 | $345,000 | 4.899% | 4.899% | ||
2/1/30 | $360,000 | 5.00% | 5.00% | ||
2/1/31 | $375,000 | 0.00% | 0.00% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
United Banker's Bk, TIC 2.8578%
Northland Securities, TIC 2.8648%
BMO Capital Markets, TIC 2.867%
Morgan Keegan, TIC 2.9904%
Robert W. Baird, TIC 2.9958%
Sterne Agee, TIC 3.156%