ARKANSAS
Sloan-Hendrix School District No 45 of Lawrence County
Aug 3, 2010 . . . . . . $1,860,000
Refunding Bonds (bank qualified) (book entry).
Dated Aug 1, 2010.
Due Feb 1, 2012 to 2027.
Callable Feb 1, 2015 at par.
Winning bid: Ross Sinclaire, at n/a, TIC 3.0142%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $75,000 | 0.75% | NRO | NRO | |
| 2/1/14 | $205,000 | 1.10% | NRO | NRO | |
| 2/1/15 | $105,000 | 1.50% | NRO | NRO | |
| 2/1/17 | $215,000 | 2.05% | NRO | NRO | |
| 2/1/19 | $225,000 | 2.40% | NRO | NRO | |
| 2/1/21 | $235,000 | 2.75% | NRO | NRO | |
| 2/1/23 | $245,000 | 3.05% | NRO | NRO | |
| 2/1/25 | $270,000 | 3.25% | NRO | NRO | |
| 2/1/27 | $285,000 | 3.40% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.0166%
Morgan Keegan, TIC 3.0273%
Duncan-Williams, TIC 3.0963%
Stephens, TIC 3.1666%
Sterne Agee, TIC 3.3218%
CONNECTICUT
Waterford (Town)
Aug 3, 2010 . . . . . . $33,000,000
General Obligation Bond Anticipation Notes.
Dated Aug 12, 2010.
Due Aug 11, 2011.
Purchased $33,000,000.00 by Eastern Bank, at 1.5%, plus $381,769.50, effective rate 0.3399%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.3905%
FirstSouthwest, Effective Rate 0.4524%
JPMorgan, Effective Rate 0.4577%
Janney Montgomery, Effective Rate 0.4972%
Woodbury (Town)
Aug 3, 2010 . . . . . . $1,330,500
Bond Anticipation Notes (bank qualified) (book entry).
Dated Aug 17, 2010.
Due Aug 16, 2011.
Purchased $1,330,500.00 by TD Securities, at 1.25%, plus $7,722.22, effective rate 0.668%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Eastern Bank, Effective Rate 0.844%
Oppenheimer, Effective Rate 1.1973%
ILLINOIS
Rock Falls (City)
Aug 3, 2010 . . . . . . $1,555,000
General Obligation Bonds (Electric System Alternate Revenue Source), Series 2010 (bank qualified) (book entry).
Dated Sep 15, 2010.
Due Jan 1, 2012 to 2018.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 1.99%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $200,000 | 1.00% | NRO | NRO | |
| 1/1/13 | $215,000 | 1.20% | NRO | NRO | |
| 1/1/14 | $220,000 | 1.40% | NRO | NRO | |
| 1/1/15 | $220,000 | 1.70% | NRO | NRO | |
| 1/1/16 | $225,000 | 2.00% | NRO | NRO | |
| 1/1/17 | $235,000 | 2.20% | NRO | NRO | |
| 1/1/18 | $240,000 | 2.40% | NRO | NRO |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 2.57%
Bernardi Securities, TIC 2.59%
M&I Marshall, TIC 2.63%
Morgan Keegan, TIC 2.96%
IOWA
Creston Community School District
Aug 2, 2010 . . . . . . $7,545,000
General Obligation School Refunding Bonds, Series 2010 (bank qualified) (book entry).
Dated Sep 1, 2010.
Due May 1, 2013 to 2022.
Callable May 1, 2017 at par.
Winning bid: UMB Bank, at 99.2800, TIC 2.4901%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $685,000 | 1.00% | NRO | NRO | |
| 5/1/14 | $700,000 | 1.20% | NRO | NRO | |
| 5/1/15 | $710,000 | 1.50% | NRO | NRO | |
| 5/1/16 | $730,000 | 1.80% | NRO | NRO | |
| 5/1/17 | $735,000 | 2.10% | NRO | NRO | |
| 5/1/18 | $750,000 | 2.25% | NRO | NRO | |
| 5/1/19 | $775,000 | 2.50% | NRO | NRO | |
| 5/1/20 | $800,000 | 2.70% | NRO | NRO | |
| 5/1/21 | $815,000 | 2.90% | NRO | NRO | |
| 5/1/22 | $845,000 | 3.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 2.7293%
Morgan Keegan, TIC 2.846%
D.A. Davidson, TIC 2.9211%
KENTUCKY
Bourbon County School District Finance Corporation
Aug 3, 2010 . . . . . . $1,280,000
School Building Refunding Revenue Bonds, Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 25, 2010.
Due Jan 1, 2011 to Jul 1, 2021.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.2251, NIC 2.4631%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/11 | $10,000 | 1.00% | NRO | NRO | |
| 7/1/11 | $20,000 | 1.00% | NRO | NRO | |
| 7/1/12 | $85,000 | 1.00% | NRO | NRO | |
| 7/1/13 | $85,000 | 1.00% | NRO | NRO | |
| 7/1/14 | $125,000 | 1.25% | NRO | NRO | |
| 7/1/15 | $125,000 | 1.60% | NRO | NRO | |
| 7/1/16 | $135,000 | 2.00% | NRO | NRO | |
| 7/1/17 | $130,000 | 2.25% | NRO | NRO | |
| 7/1/21 | $565,000 | 2.70% | NRO | NRO |
Other managers: Ross, Sinclaire & Associates, Inc., Duncan-Williams, Inc., PNC Capital Markets, FTN Financial Capital Markets, Robert W. Baird & Co., Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
UBS Financial Svcs, NIC 2.5078%
Whitley County School District Finance Corporation
Aug 3, 2010 . . . . . . $7,580,000
School Building Refunding Revenue Bonds, Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 18, 2010.
Due Feb 1, 2011 to 2022.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.0000, NIC 2.679%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $40,000 | 1.00% | NRO | NRO | |
| 2/1/12 | $105,000 | 1.00% | NRO | NRO | |
| 2/1/13 | $105,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $565,000 | 1.25% | NRO | NRO | |
| 2/1/15 | $680,000 | 1.60% | NRO | NRO | |
| 2/1/16 | $690,000 | 2.00% | NRO | NRO | |
| 2/1/17 | $700,000 | 2.25% | NRO | NRO | |
| 2/1/18 | $720,000 | 2.50% | NRO | NRO | |
| 2/1/19 | $745,000 | 2.75% | NRO | NRO | |
| 2/1/20 | $1,050,000 | 2.80% | NRO | NRO | |
| 2/1/21 | $1,075,000 | 2.80% | NRO | NRO | |
| 2/1/22 | $1,105,000 | 2.80% | NRO | NRO |
Other managers: Ross, Sinclaire & Associates, Inc., Duncan-Williams, Inc., PNC Capital Markets, FTN Financial Capital Markets, CL King & Associates, Robert W. Baird & Co., Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Morgan Keegan, NIC 2.7794%
MASSACHUSETTS
Marblehead (Town)
Aug 3, 2010 . . . . . . $3,332,000
Unlimited Tax General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 12, 2010.
Due Aug 12, 2011.
Purchased $3,332,000.00 by Eastern Bank, at 2.0%, plus $51,012.92, effective rate 0.469%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
FirstSouthwest, Effective Rate 0.5114%
TD Securities, Effective Rate 0.569%
Beneficial Bk, Effective Rate 0.681%
Century Bk, Effective Rate 0.755%
Jefferies, Effective Rate 0.806%
Oppenheimer, Effective Rate 1.0879%
Marblehead (Town)
Aug 3, 2010 . . . . . . $12,000,000
Unlimited Tax General Obligation School Bonds (bank qualified) (book entry).
Dated Aug 1, 2010.
Due Aug 1, 2011 to 2030.
Callable Aug 1, 2020 at par.
Winning bid: UBS Financial Svcs, at 104.5815, TIC 3.0644%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $255,000 | 2.00% | NRO | NRO | |
| 8/1/12 | $465,000 | 3.00% | NRO | NRO | |
| 8/1/13 | $475,000 | 3.00% | NRO | NRO | |
| 8/1/14 | $485,000 | 3.00% | NRO | NRO | |
| 8/1/15 | $495,000 | 4.00% | NRO | NRO | |
| 8/1/16 | $510,000 | 4.00% | NRO | NRO | |
| 8/1/17 | $525,000 | 4.00% | NRO | NRO | |
| 8/1/18 | $540,000 | 5.00% | NRO | NRO | |
| 8/1/19 | $555,000 | 5.00% | NRO | NRO | |
| 8/1/20 | $575,000 | 5.00% | NRO | NRO | |
| 8/1/21 | $595,000 | 2.75% | NRO | NRO | |
| 8/1/22 | $615,000 | 3.00% | NRO | NRO | |
| 8/1/23 | $640,000 | 3.00% | NRO | NRO | |
| 8/1/24 | $665,000 | 3.00% | NRO | NRO | |
| 8/1/25 | $695,000 | 3.25% | NRO | NRO | |
| 8/1/26 | $720,000 | 3.25% | NRO | NRO | |
| 8/1/27 | $750,000 | 3.50% | NRO | NRO | |
| 8/1/28 | $780,000 | 3.50% | NRO | NRO | |
| 8/1/29 | $815,000 | 3.625% | NRO | NRO | |
| 8/1/30 | $845,000 | 3.625% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Fidelity Capital Markets, CL King & Associates, Sterne, Agee & Leach, Inc, Wells Fargo Advisors, Loop Capital Markets, LLC, Bank of New York Mellon Capital Markets, LLC.
In association with: Wiley Bros.-Aintree Capital LLC. Winslow, Evans & Crocker, Oppenheimer & Co., Inc., Moors & Cabot, Inc..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 3.1495%
BofA Merrill Lynch, TIC 3.1875%
JPMorgan, TIC 3.1878%
Morgan Keegan, TIC 3.2304%
FirstSouthwest, TIC 3.2348%
TD Securities, TIC 3.2386%
Janney Montgomery, TIC 3.2515%
BMO Capital Markets, TIC 3.2578%
Medway (Town)
Aug 3, 2010 . . . . . . $1,235,000
General Obligation Refunding Bonds, Series B (bank qualified) (book entry).
Dated Aug 15, 2010.
Due Jun 15, 2011 to 2016.
Non-callable.
Winning bid: Robert W. Baird, at 101.8944, TIC 1.3337%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/11 | $280,000 | 2.00% | NRO | NRO | |
| 6/15/12 | $245,000 | 2.00% | NRO | NRO | |
| 6/15/13 | $225,000 | 2.00% | NRO | NRO | |
| 6/15/14 | $195,000 | 2.00% | NRO | NRO | |
| 6/15/15 | $170,000 | 2.00% | NRO | NRO | |
| 6/15/16 | $120,000 | 2.00% | NRO | NRO |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Corby Capital Markets, Inc., Crews & Associates, Inc., Davenport & Company LLC, Edward D. Jones & Co., Kildare Capital, Inc., NW Capital Markets Inc., SAMCO Capital Markets, Stifel, Nicolaus & Co., Inc., FTN Financial Capital Markets, Jackson Securities Inc., Wedbush Securities.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Fidelity Capital, TIC 1.3751%
Medway (Town)
Aug 3, 2010 . . . . . . $7,501,093
General Obligation Municipal Purpose Loan of 2010 Bonds, Series A (bank qualified) (book entry).
Dated Aug 15, 2010.
Due Aug 15, 2011 to 2029.
Callable Aug 15, 2018 at par.
Winning bid: Robert W. Baird, at 100.7335, TIC 2.9279%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/11 | $591,093 | 2.00% | NRO | NRO | |
| 8/15/12 | $585,000 | 2.00% | NRO | NRO | |
| 8/15/13 | $580,000 | 2.00% | NRO | NRO | |
| 8/15/14 | $580,000 | 2.00% | NRO | NRO | |
| 8/15/15 | $580,000 | 3.00% | NRO | NRO | |
| 8/15/16 | $345,000 | 2.00% | NRO | NRO | |
| 8/15/17 | $345,000 | 2.00% | NRO | NRO | |
| 8/15/18 | $345,000 | 2.50% | NRO | NRO | |
| 8/15/19 | $345,000 | 2.50% | NRO | NRO | |
| 8/15/20 | $345,000 | 3.00% | NRO | NRO | |
| 8/15/21 | $330,000 | 3.00% | NRO | NRO | |
| 8/15/22 | $330,000 | 3.00% | NRO | NRO | |
| 8/15/23 | $330,000 | 3.125% | NRO | NRO | |
| 8/15/24 | $320,000 | 3.25% | NRO | NRO | |
| 8/15/25 | $320,000 | 3.40% | NRO | NRO | |
| 8/15/26 | $310,000 | 3.50% | NRO | NRO | |
| 8/15/27 | $310,000 | 3.625% | NRO | NRO | |
| 8/15/28 | $305,000 | 3.70% | NRO | NRO | |
| 8/15/29 | $305,000 | 3.75% | NRO | NRO |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Corby Capital Markets, Inc., Crews & Associates, Inc., Davenport & Company LLC, Edward D. Jones & Co., Kildare Capital, Inc., NW Capital Markets Inc., SAMCO Capital Markets, Stifel, Nicolaus & Co., Inc., FTN Financial Capital Markets, Jackson Securities Inc., Wedbush Securities.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UBS Financial Svcs, TIC 2.9826%
Morgan Keegan, TIC 3.0559%
BMO Capital Markets, TIC 3.1481%
MINNESOTA
Minnesota
Aug 3, 2010 . . . . . . $225,000,000
General Obligation State Trunk Highway Bonds, Series 2010B (book entry).
Dated Aug 19, 2010.
Due Aug 1, 2011 to 2030.
Callable Aug 1, 2020 at par.
Winning bid: Piper Jaffray, at 110.3048, TIC 3.1277%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $11,250,000 | 4.00% | NRO | NRO | |
| 8/1/12 | $11,250,000 | 4.00% | NRO | NRO | |
| 8/1/13 | $11,250,000 | 4.00% | NRO | NRO | |
| 8/1/14 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/15 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/16 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/17 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/18 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/19 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/20 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/21 | $11,250,000 | 5.00% | NRO | NRO | |
| 8/1/22 | $11,250,000 | 4.00% | NRO | NRO | |
| 8/1/23 | $11,250,000 | 4.00% | NRO | NRO | |
| 8/1/24 | $11,250,000 | 4.25% | NRO | NRO | |
| 8/1/25 | $11,250,000 | 4.25% | NRO | NRO | |
| 8/1/26 | $11,250,000 | 4.00% | 3.56% | ||
| 8/1/27 | $11,250,000 | 4.00% | 3.66% | ||
| 8/1/28 | $11,250,000 | 4.00% | 3.76% | ||
| 8/1/29 | $11,250,000 | 4.00% | 3.84% | ||
| 8/1/30 | $11,250,000 | 4.00% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY; and Public Resources Advisory Group, Media, PA.
Other bidders were:
RBC Capital Mkts, TIC 3.1528%
Wells Fargo Secs, TIC 3.165%
Citigroup, TIC 3.1666%
Morgan Stanley, TIC 3.1932%
Barclays Capital, TIC 3.1934%
BofA Merrill Lynch, TIC 3.2092%
JPMorgan, TIC 3.2117%
Goldman Sachs, TIC 3.2277%
Minnesota
Aug 3, 2010 . . . . . . $635,000,000
General Obligation State Various Purpose Bonds, Series 2010A (book entry).
Dated Aug 19, 2010.
Due Aug 1, 2011 to 2030.
Callable Aug 1, 2020 at par.
Winning bid: RBC Capital Mkts, at 113.9232, TIC 3.1685%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $31,525,000 | 3.00% | 0.25% | ||
| 8/1/12 | $31,525,000 | 5.00% | NRO | NRO | |
| 8/1/13 | $31,525,000 | 5.00% | 0.62% | ||
| 8/1/14 | $31,525,000 | 5.00% | 0.84% | ||
| 8/1/15 | $36,025,000 | 5.00% | 1.30% | ||
| 8/1/16 | $31,525,000 | 5.00% | NRO | NRO | |
| 8/1/17 | $31,525,000 | 5.00% | 2.01% | ||
| 8/1/18 | $31,525,000 | 5.00% | 2.23% | ||
| 8/1/19 | $31,525,000 | 5.00% | 2.42% | ||
| 8/1/20 | $31,525,000 | 5.00% | 2.62% | ||
| 8/1/21 | $31,525,000 | 5.00% | 2.78% | ||
| 8/1/22 | $31,525,000 | 5.00% | 2.91% | ||
| 8/1/23 | $31,525,000 | 5.00% | 3.03% | ||
| 8/1/24 | $31,525,000 | 5.00% | 3.14% | ||
| 8/1/25 | $31,525,000 | 5.00% | 3.24% | ||
| 8/1/26 | $31,525,000 | 5.00% | NRO | NRO | |
| 8/1/27 | $31,525,000 | 5.00% | NRO | NRO | |
| 8/1/28 | $31,525,000 | 5.00% | NRO | NRO | |
| 8/1/29 | $31,525,000 | 4.00% | 3.92% | ||
| 8/1/30 | $31,525,000 | 4.00% | 4.00% |
L.O.: Dorsey & Whitney, Minneapolis, MN; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY; and Public Resources Advisory Group, Media, PA.
Other bidders were:
Citigroup, TIC 3.1753%
Morgan Stanley, TIC 3.1886%
BofA Merrill Lynch, TIC 3.2001%
Wells Fargo Secs, TIC 3.2036%
JPMorgan, TIC 3.207%
Piper Jaffray, TIC 3.2251%
Goldman Sachs, TIC 3.254%
MONTANA
Gallatin County
Aug 3, 2010 . . . . . . $4,715,000
Rural Improvement District No. 396 Bonds Series 2010 (bank qualified).
Dated Aug 17, 2010.
Due Jul 1, 2011 to 2030.
Callable Jul 1, 2017 at par.
Winning bid: D.A. Davidson, at 98.5010, TIC 5.7641%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/11 | $155,000 | 2.50% | 2.50% | ||
| 7/1/12 | $160,000 | 3.00% | 3.00% | ||
| 7/1/13 | $165,000 | 3.50% | 3.50% | ||
| 7/1/14 | $170,000 | 3.75% | 3.75% | ||
| 7/1/15 | $175,000 | 4.00% | 4.00% | ||
| 7/1/16 | $180,000 | 4.25% | 4.25% | ||
| 7/1/17 | $190,000 | 4.50% | 4.50% | ||
| 7/1/25 | $1,865,000 | 5.50% | 5.50% | ||
| 7/1/30 | $1,655,000 | 6.00% | 6.00% |
L.O.: Jackson, Murdo, Grant & McFarland, P.C., Helena, MT.
F.A.: D.A. Davidson & Co., Bozeman, MT.
NEW JERSEY
Bradley Beach Borough
Aug 3, 2010 . . . . . . $328,000
Bond Anticipation Notes (bank qualified).
Dated Aug 9, 2010.
Due Aug 9, 2011.
Purchased $328,000.00 by PNC Bank, at 1.86%, effective rate 1.86%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Central Jersey Bk, Effective Rate 2.0%
Oppenheimer, Effective Rate 3.0945%
Keansburg Borough
Aug 3, 2010 . . . . . . $3,000,000
Tax Anticipation Notes of 2010 (bank qualified).
Dated Aug 5, 2010.
Due Feb 25, 2011.
Purchased $3,000,000.00 by TD Securities, at 2.0%, plus $2,250.00, effective rate 1.865%.
L.O.: Dilworth Paxson, Neptune, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.8996%
Janney Montgomery, Effective Rate 2.241%
Livingston Township Board of Education
Aug 3, 2010 . . . . . . $9,000,000
School Bonds (bank qualified) (book entry).
Dated Aug 10, 2010.
Due Jul 15, 2012 to 2020.
Non-callable.
Winning bid: Robert W. Baird, at 100.0000, NIC 2.0697%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/12 | $1,000,000 | 1.00% | NRO | NRO | |
| 7/15/13 | $1,000,000 | 1.50% | NRO | NRO | |
| 7/15/14 | $1,000,000 | 1.50% | NRO | NRO | |
| 7/15/15 | $1,000,000 | 2.00% | NRO | NRO | |
| 7/15/16 | $1,000,000 | 2.00% | NRO | NRO | |
| 7/15/17 | $1,000,000 | 2.00% | NRO | NRO | |
| 7/15/18 | $1,000,000 | 2.125% | NRO | NRO | |
| 7/15/19 | $1,000,000 | 2.35% | NRO | NRO | |
| 7/15/20 | $1,000,000 | 2.50% | NRO | NRO |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Corby Capital Markets, Inc., Crews & Associates, Inc., Davenport & Company LLC, Edward D. Jones & Co., Kildare Capital, Inc., NW Capital Markets Inc., Vining-Sparks IBG, Limited Partnership, FTN Financial Capital Markets, Jackson Securities Inc., Wedbush Securities.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
UBS Financial Svcs, NIC 2.0816%
TD Securities, NIC 2.0944%
Janney Montgomery, NIC 2.2006%
JPMorgan, NIC 2.2136%
Morgan Keegan, NIC 2.2757%
BofA Merrill Lynch, NIC 2.4508%
FirstSouthwest, NIC 2.5185%
Secaucus Board of Education
Aug 3, 2010 . . . . . . $528,957
Temporary Notes (bank qualified).
Dated Aug 10, 2010.
Due Feb 10, 2011.
Purchased $528,960.00 by TD Bank, N.A., at 1.05%, effective rate 1.05%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.5777%
NEW YORK
Amsterdam (City)
Aug 3, 2010 . . . . . . $4,455,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Aug 10, 2010.
Due Aug 10, 2011.
Purchased $4,455,000.00 by TD Securities, at 1.5%, plus $9,890.10, effective rate 1.278%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.5%
Oppenheimer, Effective Rate 1.8799%
Janney Montgomery, Effective Rate 1.99%
Belfast Central School District
Aug 3, 2010 . . . . . . $4,969,176
Bond Anticipation Notes 2010A (bank qualified).
Dated Aug 12, 2010.
Due May 17, 2011.
Purchased $4,969,180.00 by JPMorgan Chase, at 1.34%, effective rate 1.34%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.4245%
Jefferies, Effective Rate 1.496%
Janney Montgomery, Effective Rate 1.6715%
Oppenheimer, Effective Rate 1.8599%
Broadalbin-Perth Central School District
Aug 3, 2010 . . . . . . $299,165
School District (Serial) Bonds, 2010 (bank qualified).
Dated Aug 17, 2010.
Due Jun 15, 2012 to 2015.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.332%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $69,165 | 2.25% | NRO | NRO | |
| 6/15/13 | $75,000 | 2.25% | NRO | NRO | |
| 6/15/14 | $75,000 | 2.375% | NRO | NRO | |
| 6/15/15 | $80,000 | 2.375% | NRO | NRO |
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, NIC 2.43%
Sage Rutty, NIC 2.4426%
Citizens Bank, NIC 2.5%
Cassadaga Village
Aug 3, 2010 . . . . . . $3,000,000
Bond Anticipation Notes, 2010 (Renewal Notes) (bank qualified).
Dated Aug 13, 2010.
Due Aug 12, 2011.
Purchased $3,000,000.00 by Oppenheimer, at 2.25%, plus $6,480.00, effective rate 2.0334%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 2.49%
Lisbon Central School District
Aug 3, 2010 . . . . . . $4,014,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Aug 12, 2010.
Due Aug 12, 2011.
Purchased $4,014,000.00 by Jefferies, at 2.0%, plus $20,954.00, effective rate 1.478%.
L.O.: Schwerzmann & Wise, P.C., Watertown, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.8734%
Janney Montgomery, Effective Rate 1.91%
Lockport City School District
Aug 3, 2010 . . . . . . $13,000,000
Bond Anticipation Notes, 2010A (bank qualified).
Dated Aug 12, 2010.
Due Aug 11, 2011.
Purchased $13,000,000.00 by Beneficial Bk, at 1.5%, plus $75,400.00, effective rate 0.9184%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.9411%
JPMorgan Chase, Effective Rate 1.0%
HSBC Bank, Effective Rate 1.27%
First Niagara Bank, Effective Rate 1.3%
Jefferies, Effective Rate 1.3526%
M & T Bank, Effective Rate 1.4%
Oppenheimer, Effective Rate 1.4845%
First Niagara Bank, Effective Rate 1.5%
Janney Montgomery, Effective Rate 1.6597%
Mahopac Central School District
Aug 3, 2010 . . . . . . $2,408,000
Bond Anticipation Notes, Series 2010c (Renewals and New Issue) (bank qualified).
Dated Aug 12, 2010.
Due Aug 12, 2011.
Purchased $2,408,000.00 by JPMorgan Chase, at 0.81%, effective rate 0.81%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Putnam Co Saving Bnk, Effective Rate 0.89%
TD Securities, Effective Rate 0.9009%
Jefferies, Effective Rate 1.099%
Oppenheimer, Effective Rate 1.3547%
Janney Montgomery, Effective Rate 1.495%
Mahopac Nat'l Bk, Effective Rate 2.25%
Mamaroneck Village
Aug 3, 2010 . . . . . . $24,315,000
Public Improvement (Serial) Bonds, Series 2010A (bank qualified) (book entry).
Dated Aug 15, 2010.
Due Aug 15, 2011 to 2030.
Callable Aug 15, 2019 at par.
Winning bid: Morgan Keegan, at 103.0494, TIC 3.2359%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/11 | $920,000 | 4.00% | NRO | NRO | |
| 8/15/12 | $925,000 | 3.00% | NRO | NRO | |
| 8/15/13 | $940,000 | 3.00% | NRO | NRO | |
| 8/15/14 | $955,000 | 3.00% | NRO | NRO | |
| 8/15/15 | $975,000 | 4.00% | NRO | NRO | |
| 8/15/16 | $1,000,000 | 4.00% | NRO | NRO | |
| 8/15/17 | $1,025,000 | 4.50% | NRO | NRO | |
| 8/15/18 | $1,060,000 | 4.50% | NRO | NRO | |
| 8/15/19 | $1,095,000 | 4.50% | NRO | NRO | |
| 8/15/20 | $1,135,000 | 2.75% | NRO | NRO | |
| 8/15/21 | $1,235,000 | 2.75% | NRO | NRO | |
| 8/15/22 | $1,260,000 | 3.00% | NRO | NRO | |
| 8/15/23 | $1,295,000 | 3.125% | NRO | NRO | |
| 8/15/24 | $1,335,000 | 3.25% | NRO | NRO | |
| 8/15/25 | $1,380,000 | 3.375% | NRO | NRO | |
| 8/15/26 | $1,445,000 | 3.50% | NRO | NRO | |
| 8/15/27 | $1,500,000 | 3.625% | NRO | NRO | |
| 8/15/28 | $1,555,000 | 3.75% | NRO | NRO | |
| 8/15/29 | $1,610,000 | 3.75% | NRO | NRO | |
| 8/15/30 | $1,670,000 | 3.875% | NRO | NRO |
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
UBS Financial Svcs, TIC 3.2853%
JPMorgan, TIC 3.3372%
TD Securities, TIC 3.3526%
Stone & Youngberg, TIC 3.3604%
Robert W. Baird, TIC 3.3881%
Janney Montgomery, TIC 3.3884%
FirstSouthwest, TIC 3.4078%
Prager Sealy, TIC 3.4301%
BMO Capital Markets, TIC 3.4416%
Piper Jaffray, TIC 3.5742%
Orchard Park Central School District
Aug 3, 2010 . . . . . . $600,000
School District Bonds, 2010 (SIB or Serial Bonds) (bank qualified).
Dated Aug 13, 2010.
Due Aug 1, 2011 to 2015.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.1813%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $110,000 | 2.00% | NRO | NRO | |
| 8/1/12 | $115,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $120,000 | 2.20% | NRO | NRO | |
| 8/1/14 | $125,000 | 2.20% | NRO | NRO | |
| 8/1/15 | $130,000 | 2.25% | NRO | NRO |
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.22%
JPMorgan Chase, NIC 2.37%
M & T Securities, NIC 2.37%
Bank of Greene Co, NIC 2.3974%
First Niagara Bank, NIC 2.5%
Oswego City School District
Aug 3, 2010 . . . . . . $28,725,000
Bond Anticipation Notes, Series 2010A (Renewals) (bank qualified).
Dated Aug 12, 2010.
Due Jun 30, 2011.
Purchased $28,725,000.00 by Jefferies, at 1.25%, plus $145,924.00, effective rate 0.6749%.
L.O.: Bond, Schoeneck & King, PLLCP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.96%
TD Securities, Effective Rate 1.0781%
TD Securities, Effective Rate 1.0845%
Oppenheimer, Effective Rate 1.385%
Janney Montgomery, Effective Rate 1.6368%
Pulaski Central School District
Aug 3, 2010 . . . . . . $9,000,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Aug 12, 2010.
Due Jun 30, 2011.
Purchased $9,000,000.00 by Beneficial Bk, at 1.75%, plus $45,900.00, effective rate 1.1726%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.279%
TD Securities, Effective Rate 1.3252%
Jefferies, Effective Rate 1.4577%
Janney Montgomery, Effective Rate 2.1193%
Rome City School District
Aug 3, 2010 . . . . . . $5,900,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Aug 12, 2010.
Due Aug 12, 2011.
Purchased $5,900,000.00 by TD Securities, at 1.25%, plus $7,611.00, effective rate 1.121%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of America, Effective Rate 1.19%
JPMorgan Chase, Effective Rate 1.2%
Jefferies, Effective Rate 1.333%
Oppenheimer, Effective Rate 1.5189%
First Niagara Bank, Effective Rate 1.7%
Janney Montgomery, Effective Rate 1.74%
Rondout Valley Central School District at Accord
Aug 3, 2010 . . . . . . $10,860,298
Bond Anticipation Notes, 2010 (bank qualified).
Dated Aug 12, 2010.
Due Aug 11, 2011.
Purchased $10,860,300.00 by KeyBanc Cap Mkts, at 1.25%, plus $77,542.53, effective rate 0.534%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.5849%
Jefferies, Effective Rate 0.5992%
TD Securities, Effective Rate 0.6333%
Bank of America, Effective Rate 1.04%
Janney Montgomery, Effective Rate 1.149%
Oppenheimer, Effective Rate 1.3421%
Scotia Glenville Central School District
Aug 3, 2010 . . . . . . $8,100,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Aug 12, 2010.
Due Aug 12, 2011.
Purchased $8,100,000.00 by Jefferies, at 1.25%, plus $45,847.00, effective rate 0.684%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.87%
Pioneer Comm Bk, Effective Rate 0.88%
TD Securities, Effective Rate 1.085%
Oppenheimer, Effective Rate 1.4438%
First Niagara Bank, Effective Rate 1.5%
Janney Montgomery, Effective Rate 1.74%
First Niagara Bank, Effective Rate 1.75%
OHIO
Bellville Village
Aug 3, 2010 . . . . . . $994,853
General Obligation Bond Anticipation Notes (Limited Tax Bonds) (bank qualified).
Dated Aug 17, 2010.
Due Aug 16, 2011.
Purchased $994,850.00 by U.S. Bank, N.A., at 1.71%, effective rate 1.71%.
L.O.: Squire, Sanders & Dempsey, Columbus, OH.
F.A.: Municipal Official(s).
Other bidders were:
Sweney Cartwright, Effective Rate 2.7964%
PENNSYLVANIA
Northern Lebanon School District
Aug 3, 2010 . . . . . . $3,225,000
General Obligation Bonds, Series of 2010 (bank qualified) (book entry).
Dated Sep 9, 2010.
Due Apr 1, 2011 to 2018.
Callable Oct 1, 2015 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.4895%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $15,000 | 2.00% | 0.75% | ||
| 4/1/12 | $30,000 | 2.00% | 0.90% | ||
| 4/1/13 | $95,000 | 2.00% | 1.10% | ||
| 4/1/14 | $90,000 | 2.00% | 1.25% | ||
| 4/1/15 | $775,000 | 3.00% | 1.75% | ||
| 4/1/16 | $760,000 | 2.00% | 2.05% | ||
| 4/1/17 | $740,000 | 2.35% | 2.40% | ||
| 4/1/18 | $720,000 | 2.50% | 2.60% |
L.O.: Hartman Underhill & Brubaker, Lancaster, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Roosevelt & Cross, TIC 2.6169%
Boenning&Scattergood, TIC 2.7355%
Robert W. Baird, TIC 2.9257%
TEXAS
Montgomery County Municipal Utility District No. 112
Aug 3, 2010 . . . . . . $4,575,000
Unlimited Tax Bonds, Series 2010 (bank qualified) (book entry).
Dated Aug 1, 2010.
Due Oct 1, 2012 to 2035.
Callable Oct 1, 2017 at par.
Winning bid: Southwest Securities, at 97.2000, NIC 5.0185%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $95,000 | 3.25% | 2.00% | ||
| 10/1/13 | $100,000 | 3.25% | 2.50% | ||
| 10/1/14 | $105,000 | 3.25% | 3.00% | ||
| 10/1/15 | $110,000 | 3.25% | 3.25% | ||
| 10/1/16 | $115,000 | 3.50% | 3.50% | ||
| 10/1/17 | $125,000 | 3.90% | 3.90% | ||
| 10/1/18 | $130,000 | 4.10% | 4.10% | ||
| 10/1/19 | $140,000 | 4.20% | 4.20% | ||
| 10/1/20 | $145,000 | 4.25% | 4.30% | ||
| 10/1/21 | $155,000 | 4.40% | 4.40% | ||
| 10/1/22 | $165,000 | 4.50% | 4.50% | ||
| 10/1/23 | $170,000 | 4.50% | 4.60% | ||
| 10/1/24 | $180,000 | 4.60% | 4.70% | ||
| 10/1/25 | $190,000 | 4.75% | 4.80% | ||
| 10/1/26 | $205,000 | 4.80% | 4.90% | ||
| 10/1/27 | $215,000 | 4.90% | 4.95% | ||
| 10/1/30 | $720,000 | 5.00% | 5.00% | ||
| 10/1/32 | $555,000 | 5.00% | 5.10% | ||
| 10/1/35 | $955,000 | 5.10% | 5.20% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
GMS Group, NIC 5.0692%
FirstSouthwest, NIC 5.1539%
WASHINGTON
Washington
Aug 3, 2010 . . . . . . $9,310,000
Certificates of Participation, Refunding Series 2010C (Department of Ecology) (book entry).
Dated Aug 17, 2010.
Due Apr 1, 2011 to 2012.
Non-callable.
Winning bid: RBC Capital Mkts, at 101.1483, TIC 0.4732%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $4,650,000 | 1.50% | 0.37% | ||
| 4/1/12 | $4,660,000 | 1.50% | 0.44% |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA.
Other bidders were:
Goldman Sachs, TIC 0.5226%
Fidelity Capital, TIC 0.6175%
JPMorgan, TIC 0.6464%
Piper Jaffray, TIC 0.6773%
Citigroup, TIC 0.6964%
Hutchinson Shockey, TIC 0.6968%
Morgan Stanley, TIC 0.7772%
BofA Merrill Lynch, TIC 0.8364%
TAXABLE ISSUES
MASSACHUSETTS
Winchester (Town)
Aug 3, 2010 . . . . . . $12,020,000
Taxable General Obligation Bond Anticipation Notes (renewal).
Dated Aug 10, 2010.
Due Dec 30, 2010.
Purchased $12,020,000.00 by FirstSouthwest, at 1.0%, plus $22,126.42, effective rate 0.5267%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.63%
TD Securities, Effective Rate 0.854%
Eastern Bank, Effective Rate 1.078%
Bank of America, Effective Rate 1.1601%
Jefferies, Effective Rate 1.1746%
Oppenheimer, Effective Rate 1.3523%
MINNESOTA
Minnesota
Aug 3, 2010 . . . . . . $5,000,000
General Obligation Taxable State Bonds, Series 2010C (book entry).
Dated Aug 19, 2010.
Due Aug 1, 2015.
Non-callable.
Winning bid: Morgan Keegan, at 105.3280, TIC 1.8682%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $5,000,000 | 3.00% | 1.80% |
L.O.: Dorsey & Whitney, Minneapolis, MN; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY; and Public Resources Advisory Group, Media, PA.
Other bidders were:
Robert W. Baird, TIC 1.9928%
BofA Merrill Lynch, TIC 2.0344%
Barclays Capital, TIC 2.0723%
Cronin, TIC 2.0754%
RBC Capital Mkts, TIC 2.0845%
M&I Marshall, TIC 2.1436%
Ramirez, TIC 2.1501%
Piper Jaffray, TIC 2.1527%
BMO Capital Markets, TIC 2.1653%
UMB Bank, TIC 2.2137%
Northland Securities, TIC 2.2269%
Vining-Sparks IBG, TIC 2.3001%
Wells Fargo Secs, TIC 2.4501%
NEW JERSEY
Livingston Township Board of Education
Aug 3, 2010 . . . . . . $28,075,000
Taxable School Bonds (Build America Bonds- Direct Pay) (book entry).
Dated Aug 10, 2010.
Due Jul 15, 2021 to 2035.
Callable Jul 15, 2020 at par.
Winning bid: Morgan Keegan, at n/a, NIC 3.4562%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/21 | $1,870,000 | 4.45% | NRO | NRO | |
| 7/15/22 | $1,960,000 | 4.625% | 4.35% | ||
| 7/15/23 | $2,000,000 | 4.75% | NRO | NRO | |
| 7/15/24 | $2,000,000 | 4.875% | 4.60% | ||
| 7/15/25 | $2,000,000 | 4.95% | NRO | NRO | |
| 7/15/26 | $1,600,000 | 5.15% | NRO | NRO | |
| 7/15/27 | $1,650,000 | 5.30% | NRO | NRO | |
| 7/15/28 | $1,700,000 | 5.45% | NRO | NRO | |
| 7/15/29 | $1,750,000 | 5.45% | NRO | NRO | |
| 7/15/30 | $1,770,000 | 5.45% | NRO | NRO | |
| 7/15/35 | $9,775,000 | 5.60% | 5.60% |
Other managers: Robert W. Baird & Co., Inc., Davenport & Company LLC, Coastal Securities Corp., Duncan-Williams, Inc., Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., FTN Financial Capital Markets, Bank of New York Mellon Capital Markets, LLC, NW Capital Markets Inc., Eastern Bank Capital Markets, Vining-Sparks IBG, Limited Partnership.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Janney Montgomery, NIC 3.5015%
Prager Sealy, NIC 3.5149%
UBS Financial Svcs, NIC 3.5836%
BMO Capital Markets, NIC 3.6062%
