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The Financial Industry Regulatory Authority has fined Goldman, Sachs & Co. $650,000 for failing to disclose that two of its registered representatives, including Fabrice Tourre, received “Wells Notices” from the Securities and Exchange Commission.
November 9 -
MIAMI — Legislation authorizing a national infrastructure bank could see renewed momentum this month as the Obama administration begins to prepare its fiscal 2012 budget.
November 9 - Washington
The Securities Industry and Financial Markets Association’s municipal securities division honored Colin MacNaught, the assistant treasurer for debt management in the Massachusetts treasurer’s office, with its 2010 Honor Roll Award at a luncheon Tuesday.
November 9 - California
ALAMEDA, Calif. — California has firmed up its schedule for issuing almost $14 billion of debt before the Thanksgiving holiday.
November 9 -
MIAMI — Two senators on the Environment and Public Works Committee, including the panel’s outgoing ranking Republican, are calling for a gradual increase of the gasoline tax by 25 cents over three years.
November 9 -
WASHINGTON — Industry groups are urging the Municipal Securities Rulemaking Board to abandon a proposal to alter its Rule G-37 that would require municipal securities dealers to disclose the names of political action committees controlled by bank holding companies or other affiliates.
November 8 - California
ALAMEDA, Calif. — Rice Financial Products Co. has added two municipal bond market veterans to its California ranks and plans to open a Los Angeles office by the end of 2010, the firm announced Friday.
November 8 - Hawaii
ALAMEDA, Calif. — Maui County, Hawaii, is trying some new things this week in the pricing of $74 million of general obligation bonds.
November 8 - California
ALAMEDA, Calif. — Two rating agencies delivered a split verdict Monday on California’s upcoming sale of $10 billion of revenue anticipation notes.
November 8 - California
SAN FRANCISCO — California issuers are unleashing a torrent of bonds this week — about $3.6 billion of debt.
November 8

