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SEC muni enforcement lawyers have become sophisticated and have a wealth of data to mine.
By Lynn HumeOctober 5 -
Some lawyers like the more targeted process, others have concerns,
By Brian Tumulty and Lynn HumeOctober 5 -
The MSRB said its rules prohibit municipal advisors from passing on fees to municipal issuers.
By Lynn HumeOctober 2 -
IRS examiners will focus on compliance with arbitrage, PAB requirements for munis.
By Lynn HumeOctober 2 -
Municpal advisor firms would have to pay $500 rather than $300 annually for each MA professional.
By Lynn HumeSeptember 29 -
The tax reform plan does not mention munis and market participants would rather see it in writing than have assurances from the White House.
By Brian Tumulty and Lynn HumeSeptember 27 -
Underwriters are "holding the price" for five days even if they don't need to.
By Lynn HumeSeptember 25 -
About 36% of municipal advisor firms are sole practitioners, MSRB says.
By Lynn HumeSeptember 21 -
FINRA cases involved muni rule violations relating to minimum denominations and conflicts of interest.
By Lynn HumeSeptember 15 -
The bill passed by the Senate to protect Puerto Rican investors is like one pending in the House.
By Lynn HumeSeptember 12 -
Conventional thinking about local government finances must be re-examined, NLC report says.
By Lynn HumeSeptember 12 -
A compliance outreach program for municipal advisors is to be held on Nov. 8 by three regulators.
By Lynn HumeSeptember 11 -
Treasury acted quickly to open its SLGS window after the debt limit was suspended through Dec. 8.
By Lynn HumeSeptember 11 -
Former Treasury official Kent Hiteshew will keep his hand in infrastructure, Puerto Rico issues.
By Lynn HumeSeptember 8 -
Posey County, Ind., agreed to give a developer tax increment revenues to repay its bonds.
By Lynn HumeSeptember 1 -
The SEC's case against an MA firm and its officials seems to have hinged on why they were hired.
By Lynn Hume and Kyle GlazierAugust 25 -
PAB allocation procedures differ among states; IRS only tracks these bonds on a per project basis.
By Lynn HumeAugust 22 -
The makeup and mission of the IRS advisory committee has changed.
By Lynn HumeAugust 21 -
Former head of the IRS tax-exempt bond office says bonds for D.C. P3 deal never should have been issued.
By Lynn HumeAugust 18 -
The SEC's query followed the start of an audit that led the IRS to find the bonds were taxable.
By Lynn HumeAugust 17















