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Ex-IFS Securities head of fixed income Keith Wakefield committed criminal securities and wire fraud from 2017 to 2019, a federal jury in Illinois found.
February 8 -
Anthony Michael Holland has also been ordered to pay almost $1.2 million in restitution.
September 29 -
The SEC’s Public Finance Abuse Unit has brought four enforcement cases against municipal issuers this year, which signals a shift from the usual focus on underwriters and municipal advisors.
July 27 -
Scammers are masquerading as the IRS’ Tax Exempt and Government Entities Division to try and get issuers and borrowers to disclose confidential information.
July 26 -
It's the third time this month that the SEC has announced charges against city officials for disclosure-related violations.
June 17 -
Alderman Patrick Daley Thompson, the grandson and nephew of Chicago mayors, was found guilty of federal charges of making false statement and tax fraud.
February 15 -
The change of plea hearing is set for Thursday in a federal court in Mississippi.
November 30 -
A federal judge signed off on sanctions against IFS Securities Inc.'s former head trader for allegedly pocketing phony commissions and unauthorized trades that bankrupted the firm.
November 3 -
Options for the beleaguered transit authority include expanding its commuter rail base and cracking down on fare evasion.
October 25 -
Keith A. Wakefield's alleged unauthorized and speculative trading at the former IFS Securities Inc. and his attempts to cover it up drew charges Thursday from the SEC and U.S. Attorney's office.
September 30