1/25/2011 | 1/18/2011 | ||||
---|---|---|---|---|---|
State | # Iss | $ Amount | # Iss | $ Amount | Chg in $ Amt |
Illinois | 10 | 596,400,000 | 9 | 818,185,000 | -221,785,000 |
Indiana | 5 | 146,850,000 | 6 | 145,405,000 | 1,445,000 |
Iowa | 6 | 51,720,000 | 4 | 40,725,000 | 10,995,000 |
Michigan | 10 | 146,375,000 | 11 | 160,500,000 | -14,125,000 |
Minnesota | 13 | 158,550,000 | 5 | 66,010,000 | 92,540,000 |
Missouri | 5 | 55,885,000 | 5 | 45,285,000 | 10,600,000 |
Nebraska | 1 | 8,200,000 | 0 | 0 | 8,200,000 |
North Dakota | 0 | 0 | 3 | 138,360,000 | -138,360,000 |
Ohio | 9 | 441,559,000 | 10 | 487,257,000 | -45,698,000 |
South Dakota | 0 | 0 | 0 | 0 | 0 |
Wisconsin | 9 | 41,015,000 | 10 | 111,610,000 | -70,595,000 |
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The SEC has won a partial victory against Choice Advisors and its principal Matthias O'Meara for their role in acting as unregistered brokers and for engaging in a fee-splitting arrangement.
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