ALABAMA
Smiths Water and Sewer Authority
Oct 22, 2013 . . . . . . $5,400,000
Utility Revenue Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 1, 2013.
Due Jun 1, 2014 to 2034.
First coupon Jun 1, 2014.
2019-2034 Callable Jun 1, 2018 at par.
Purchased through negotiation by Merchant Capital, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/14 | $50,000 | 2.00% | 0.45% | |
| 6/1/15 | $245,000 | 2.00% | 0.70% | |
| 6/1/16 | $245,000 | 3.00% | 1.00% | |
| 6/1/17 | $250,000 | 3.00% | 1.25% | |
| 6/1/18 | $265,000 | 2.00% | 1.56% | |
| 6/1/19 | $270,000 | 1.93% | 1.93% | |
| 6/1/20 | $265,000 | 2.125% | 2.25% | |
| 6/1/21 | $220,000 | 2.40% | 2.55% | |
| 6/1/22 | $225,000 | 2.60% | 2.73% | |
| 6/1/23 | $235,000 | 2.75% | 2.90% | |
| 6/1/24 | $240,000 | 3.00% | 3.09% | |
| 6/1/25 | $245,000 | 3.10% | 3.25% | |
| 6/1/26 | $255,000 | 3.25% | 3.40% | |
| 6/1/27 | $260,000 | 3.50% | 3.59% | |
| 6/1/28 | $270,000 | 3.60% | 3.75% | |
| 6/1/29 | $280,000 | 3.75% | 3.90% | |
| 6/1/30 | $290,000 | 3.85% | 4.00% | |
| 6/1/31 | $305,000 | 4.00% | 4.10% | |
| 6/1/32 | $315,000 | 4.10% | 4.20% | |
| 6/1/33 | $330,000 | 4.20% | 4.30% | |
| 6/1/34 | $340,000 | 4.30% | 4.40% |
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
ARKANSAS
Fayetteville (City)
Oct 22, 2013 . . . . . . $22,750,000
Sales and Use Tax Capital Improvement Bonds, Series 2013 (book entry)
Dated Nov 1, 2013. Interest accrues Nov 1, 2013.
Due Nov 1, 2014 to 2024.
First coupon May 1, 2014.
Non-callable.
Purchased through negotiation by Stephens Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/14 | $2,500,000 | 2.00% | 0.40% | |
| 11/1/21 | $1,280,000 | 3.00% | 3.00% | |
| 11/1/22 | $5,780,000 | 3.125% | 3.22% | |
| 11/1/23 | $7,000,000 | 3.30% | 3.30% | |
| 11/1/24 | $6,190,000 | 2.80% | 2.80% |
L.O.: Kutak Rock, Little Rock, AR.
ILLINOIS
Niles Township Community High School District No. 219
Nov 21, 2013 . . . . . . $3,480,000
General Obligation Refunding Bonds, Series 2013B (Limited Tax) (bank qualified) (book entry) $145,000.
Dated Nov 7, 2013.
Due Dec 1, 2014.
First coupon Dec 1, 2013.
Non-callable.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $145,000 | 2.00% | 0.60% |
General Obligation Refunding Capital Appreciation Bonds, Series 2013C (Limited Tax) (bank qualified) (book entry) $845,000.
Dated Nov 7, 2013.
Due Dec 1, 2013 to Jun 1, 2015.
Non-callable.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/13 | $245,000 | 0.00% | 0.50% | |
| 6/1/14 | $205,000 | 0.00% | 0.65% | |
| 12/1/14 | $200,000 | 0.00% | 0.75% | |
| 6/1/15 | $195,000 | 0.00% | 1.00% |
L.O.: Chapman and Cutler, Chicago, IL.
INDIANA
Ball State University Board of Trustees
Oct 22, 2013 . . . . . . $35,840,000
Ball State University Student Fee Bonds, Series Q (book entry)
Dated Oct 30, 2013.
Due Jan 1, 2014 to Jul 1, 2032.
First coupon Jan 1, 2014.
2024-2032 Callable Jul 1, 2023 at par.
Purchased through negotiation by Piper Jaffray & Company, City Securities Corp., Backstrom McCarley Berry & Co., LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/1/14 | $1,555,000 | 2.00% | 0.19% | |
| 7/1/14 | $1,610,000 | 2.00% | 0.24% | |
| 7/1/15 | $1,650,000 | 3.00% | 0.39% | |
| 7/1/16 | $1,715,000 | 5.00% | 0.67% | |
| 7/1/17 | $1,800,000 | 5.00% | 1.03% | |
| 7/1/18 | $1,890,000 | 5.00% | 1.41% | |
| 7/1/19 | $1,380,000 | 5.00% | 1.90% | |
| 7/1/19 | $600,000 | 2.50% | 1.90% | |
| 7/1/20 | $2,080,000 | 5.00% | 2.28% | |
| 7/1/21 | $2,185,000 | 5.00% | 2.63% | |
| 7/1/22 | $2,300,000 | 5.00% | 2.91% | |
| 7/1/23 | $2,415,000 | 5.00% | 3.13% | |
| 7/1/24 | $2,530,000 | 4.00% | 3.41% | |
| 7/1/25 | $2,635,000 | 4.00% | 3.63% | |
| 7/1/26 | $1,190,000 | 4.00% | 3.84% | |
| 7/1/27 | $1,240,000 | 4.125% | 3.99% | |
| 7/1/28 | $1,290,000 | 4.25% | 4.13% | |
| 7/1/29 | $1,350,000 | 4.375% | 4.25% | |
| 7/1/30 | $1,410,000 | 4.50% | 4.36% | |
| 7/1/31 | $1,475,000 | 4.50% | 4.43% | |
| 7/1/32 | $1,540,000 | 4.50% | 4.50% |
L.O.: Ice Miller, Indianapolis, IN.
Lawrence Township School Building Corporation
Oct 22, 2013 . . . . . . $5,755,000
Ad Valorem Property Tax First Mortgage Refunding Bonds, Series 2013A (bank qualified) (book entry) $5,580,000.
Dated Nov 12, 2013. Interest accrues Nov 12, 2013.
Due Jul 15, 2014 to Jan 15, 2019.
First coupon Jul 15, 2014.
Non-callable.
Purchased through negotiation by City Securities Corp., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/15/14 | $420,000 | 2.00% | 0.37% | |
| 1/15/15 | $550,000 | 2.00% | 0.50% | |
| 7/15/15 | $550,000 | 2.00% | 0.60% | |
| 1/15/16 | $560,000 | 2.00% | 0.70% | |
| 7/15/16 | $565,000 | 2.00% | 0.85% | |
| 1/15/17 | $570,000 | 3.00% | 1.02% | |
| 7/15/17 | $580,000 | 2.00% | 1.17% | |
| 1/15/18 | $585,000 | 3.00% | 1.37% | |
| 7/15/18 | $595,000 | 4.00% | 1.52% | |
| 1/15/19 | $605,000 | 3.00% | 1.77% |
Ad Valorem Property Tax First Mortgage Refunding Bonds, Series 2013B (bank qualified) (book entry) $175,000.
Dated Nov 12, 2013. Interest accrues Nov 12, 2013.
Due Jan 15, 2014 to Jul 15, 2014.
First coupon Jan 15, 2014.
Non-callable.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/15/14 | $80,000 | 0.60% | 0.60% | |
| 7/15/14 | $95,000 | 0.85% | 0.85% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: H.J. Umbaugh & Associates, Indianapolis, IN.
KANSAS
Hutchinson (City)
Oct 22, 2013 . . . . . . $7,205,000
Healthcare Facilities Revenue Refunding Bonds (Wesley Towers Inc)
Dated Oct 31, 2013.
Due May 1, 2014 to 2020.
First coupon May 1, 2014.
2018-2020 Callable Nov 1, 2017 at par.
Purchased through negotiation by Central States Capital Markets, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/1/14 | $520,000 | 1.00% | 1.00% | |
| 11/1/14 | $525,000 | 1.00% | 1.00% | |
| 5/1/15 | $525,000 | 1.60% | 1.60% | |
| 11/1/15 | $525,000 | 1.60% | 1.60% | |
| 5/1/16 | $535,000 | 2.00% | 2.00% | |
| 11/1/16 | $540,000 | 2.00% | 2.00% | |
| 5/1/17 | $545,000 | 2.50% | 2.50% | |
| 11/1/17 | $550,000 | 2.50% | 2.50% | |
| 5/1/18 | $560,000 | 3.00% | 3.00% | |
| 11/1/18 | $565,000 | 3.00% | 3.00% | |
| 5/1/19 | $580,000 | 3.15% | 3.15% | |
| 11/1/19 | $580,000 | 3.15% | 3.15% | |
| 5/1/20 | $655,000 | 3.30% | 3.30% |
L.O.: Gilmore & Bell, Wichita, KS.
MISSOURI
Jackson County Public Water Supply District 15
Oct 21, 2013 . . . . . . $3,500,000
Waterworks System Revenue Bonds, Series 2013 (bank qualified) (book entry)
Dated Oct 28, 2013.
Due Dec 1, 2019 to 2028.
First coupon Dec 1, 2013.
2024-2028 Callable Dec 1, 2023 at par.
Purchased through negotiation by D.A. Davidson & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/19 | $335,000 | 2.65% | 2.30% | |
| 12/1/20 | $310,000 | 2.85% | 2.65% | |
| 12/1/21 | $315,000 | 3.15% | 3.00% | |
| 12/1/22 | $325,000 | 3.30% | 3.15% | |
| 12/1/23 | $335,000 | 3.45% | 3.30% | |
| 12/1/28 | $1,880,000 | 4.00% | 4.10% |
L.O.: Gilmore & Bell, Kansas City, MO.
NEBRASKA
Gretna (City)
Oct 21, 2013 . . . . . . $1,550,000
Combined Utilities Revenue Bond Anticipation Notes (bank qualified) (book entry)
Dated Nov 15, 2013.
Due Nov 15, 2016.
First coupon May 15, 2014.
2016-2016 Callable Nov 15, 2014 at par.
Purchased through negotiation by D.A. Davidson & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/15/16 | $1,550,000 | 1.20% | 1.20% |
L.O.: Rembolt Ludtke, Lincoln, NE.
TEXAS
Hallsville Independent School District
Oct 21, 2013 . . . . . . $3,735,000
Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 1, 2013. Interest accrues Nov 21, 2013.
Due Feb 15, 2014 to 2017.
First coupon Feb 15, 2014.
Non-callable.
Purchased through negotiation by Estrada Hinojosa & Company, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/15/14 | $75,000 | 2.00% | 0.25% | PSF |
| 2/15/15 | $1,175,000 | 4.00% | 0.32% | PSF |
| 2/15/16 | $1,220,000 | 4.00% | 0.53% | PSF |
| 2/15/17 | $1,265,000 | 3.00% | 0.86% | PSF |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Lawrence Financial Consulting, Dallas, TX.
Hurst (City)
Oct 22, 2013 . . . . . . $7,830,000
General Obligation Refunding Bonds, Series 2013 (Limited Tax) (bank qualified) (book entry)
Dated Oct 15, 2013. Interest accrues Nov 19, 2013.
Due Aug 15, 2014 to 2026.
First coupon Feb 15, 2014.
2024-2026 Callable Aug 15, 2023 at par.
Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/15/14 | $140,000 | 2.00% | 0.30% | |
| 8/15/15 | $525,000 | 2.00% | 0.45% | |
| 8/15/16 | $585,000 | 2.00% | 0.67% | |
| 8/15/17 | $445,000 | 3.00% | 1.00% | |
| 8/15/18 | $635,000 | 3.00% | 1.30% | |
| 8/15/19 | $660,000 | 3.00% | 1.62% | |
| 8/15/20 | $670,000 | 3.00% | 1.85% | |
| 8/15/21 | $700,000 | 3.00% | 2.10% | |
| 8/15/22 | $720,000 | 3.00% | 2.20% | |
| 8/15/23 | $745,000 | 3.50% | 2.35% | |
| 8/15/24 | $760,000 | 3.50% | 2.50% | |
| 8/15/25 | $785,000 | 3.50% | 2.70% | |
| 8/15/26 | $460,000 | 3.50% | 2.85% |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
San Felipe Del Rio Consolidated Independent School District
Oct 21, 2013 . . . . . . $17,430,000
Refunding Bonds, Series 2013 (book entry)
Dated Nov 1, 2013.
Due Feb 15, 2014 to 2025.
First coupon Feb 15, 2014.
2023-2025 Callable Feb 15, 2022 at par.
Purchased through negotiation by Estrada Hinojosa & Company, Inc., FirstSouthwest, Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/15/14 | $155,000 | 2.00% | 0.22% | PSF |
| 2/15/15 | $1,255,000 | 3.00% | 0.32% | PSF |
| 2/15/16 | $1,300,000 | 3.00% | 0.53% | PSF |
| 2/15/17 | $1,340,000 | 4.00% | 0.86% | PSF |
| 2/15/18 | $1,400,000 | 4.00% | 1.21% | PSF |
| 2/15/19 | $1,470,000 | 5.00% | 1.62% | PSF |
| 2/15/20 | $1,545,000 | 4.00% | 1.97% | PSF |
| 2/15/21 | $1,615,000 | 5.00% | 2.31% | PSF |
| 2/15/22 | $1,705,000 | 5.00% | 2.58% | PSF |
| 2/15/23 | $1,805,000 | 5.00% | 2.78% | PSF |
| 2/15/24 | $1,890,000 | 3.00% | 3.26% | PSF |
| 2/15/25 | $1,950,000 | 3.25% | 3.45% | PSF |
L.O.: Winstead PC, San Antonio, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Sonora (City)
Oct 21, 2013 . . . . . . $4,780,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry)
Dated Nov 1, 2013. Interest accrues Nov 20, 2013.
Due Dec 1, 2014 to 2033.
First coupon Jun 1, 2014.
2026-2033 Callable Dec 1, 2023 at par.
Purchased through negotiation by SAMCO Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $85,000 | 2.00% | 0.40% | BAM |
| 12/1/15 | $90,000 | 2.00% | 0.55% | BAM |
| 12/1/16 | $90,000 | 2.00% | 0.85% | BAM |
| 12/1/17 | $95,000 | 2.00% | 1.25% | BAM |
| 12/1/18 | $90,000 | 2.00% | 1.50% | BAM |
| 12/1/19 | $95,000 | 2.00% | 1.70% | BAM |
| 12/1/20 | $95,000 | 3.00% | 2.05% | BAM |
| 12/1/21 | $100,000 | 3.00% | 2.30% | BAM |
| 12/1/22 | $100,000 | 3.00% | 2.40% | BAM |
| 12/1/23 | $105,000 | 3.50% | 2.55% | BAM |
| 12/1/26 | $330,000 | 3.25% | 3.20% | BAM |
| 12/1/29 | $380,000 | 4.00% | 3.60% | BAM |
| 12/1/30 | $730,000 | 4.50% | 3.75% | BAM |
| 12/1/31 | $765,000 | 4.50% | 3.85% | BAM |
| 12/1/32 | $800,000 | 4.00% | 4.12% | BAM |
| 12/1/33 | $830,000 | 4.00% | 4.17% | BAM |
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
TAXABLE ISSUES
CALIFORNIA
California
Oct 21, 2013 . . . . . . $186,020,000
Various Purpose General Obligation Bonds (book entry) (Taxable)
Dated Nov 5, 2013.
Due Nov 1, 2016 to 2017.
First coupon May 1, 2014.
Non-callable.
Purchased through negotiation by Citigroup Global Markets, Inc., J.P. Morgan Securities LLC, De La Rosa & Co., BMO Capital Markets GKST, Inc, Drexel Hamilton, LLC, Great Pacific Securities, M.R. Beal & Co., Mesirow Financial, Inc., Mischler Financial Group, Inc., Piper Jaffray & Company, Raymond James & Associates, Inc., The Williams Capital Group, L.P., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/16 | $100,000,000 | 1.25% | 1.09% | |
| 11/1/17 | $86,020,000 | 1.75% | 1.657% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Public Resources Advisory Group, Los Angeles, CA.
ILLINOIS
Niles Township Community High School District No. 219
Nov 21, 2013 . . . . . . $3,480,000
General Obligation Refunding Bonds, Series 2013A (book entry) (Taxable) $590,000.
Dated Nov 7, 2013.
Due Dec 1, 2030.
First coupon Dec 1, 2013.
2030-2030 Callable Dec 1, 2023 at par.
Purchased through negotiation by Hutchinson, Shockey, Erley & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/30 | $590,000 | 5.00% | 5.20% |
General Obligation Refunding Capital Appreciation Bonds, Series 2013D (Limited Tax) (book entry) (Taxable) $1,900,000.
Dated Nov 7, 2013.
Due Dec 1, 2014 to Jun 1, 2015.
Non-callable.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $490,000 | 0.00% | 0.85% | |
| 6/1/15 | $1,410,000 | 0.00% | 0.90% |
L.O.: Chapman and Cutler, Chicago, IL.
