CALIFORNIA
Garden Grove Unified School District
Sep 25, 2013 . . . . . . $119,995,000
General Obligation Bonds, 2010 Election, Series C (book entry)
Dated Oct 9, 2013.
Due Aug 1, 2015 to 2040.
First coupon Feb 1, 2014.
2024-2040 Callable Aug 1, 2023 at par.
Purchased through negotiation by George K. Baum & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/1/15 | $1,390,000 | 3.00% | 0.30% | |
| 8/1/15 | $1,390,000 | 4.00% | 0.30% | |
| 8/1/21 | $175,000 | 4.00% | 2.32% | |
| 8/1/22 | $1,450,000 | 5.00% | 2.54% | |
| 8/1/23 | $1,720,000 | 5.00% | 2.76% | |
| 8/1/24 | $2,230,000 | 5.00% | 3.02% | |
| 8/1/25 | $2,900,000 | 5.00% | 3.27% | |
| 8/1/26 | $3,635,000 | 5.00% | 3.51% | |
| 8/1/27 | $2,745,000 | 5.00% | 3.70% | |
| 8/1/28 | $3,210,000 | 5.00% | 3.88% | |
| 8/1/29 | $1,925,000 | 4.125% | 4.125% | |
| 8/1/29 | $1,900,000 | 5.00% | 4.00% | |
| 8/1/30 | $4,420,000 | 5.00% | 4.14% | |
| 8/1/31 | $4,800,000 | 5.00% | 4.22% | |
| 8/1/32 | $5,560,000 | 5.00% | 4.26% | |
| 8/1/33 | $6,305,000 | 5.00% | 4.34% | |
| 8/1/34 | $7,150,000 | 5.00% | 4.44% | |
| 8/1/35 | $8,090,000 | 5.00% | 4.50% | |
| 8/1/37 | $19,750,000 | 5.25% | 4.50% | |
| 8/1/40 | $39,250,000 | 5.25% | 4.64% |
L.O.: Jones Hall, San Francisco, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Oak Park Unified School District
Sep 26, 2013 . . . . . . $9,299,564
General Obligation Bonds, Election of 2006, Series 2013A (book entry) $3,655,000.
Dated Oct 9, 2013.
Due Aug 1, 2019 to 2027.
First coupon Feb 1, 2014.
2024-2027 Callable Aug 1, 2023 at par.
Purchased through negotiation by Piper Jaffray & Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/1/19 | $80,000 | 3.00% | 2.00% | |
| 8/1/20 | $335,000 | 2.25% | 2.25% | |
| 8/1/21 | $365,000 | 4.00% | 2.58% | |
| 8/1/22 | $415,000 | 4.00% | 2.82% | |
| 8/1/23 | $470,000 | 4.00% | 3.01% | |
| 8/1/24 | $520,000 | 4.00% | 3.32% | |
| 8/1/25 | $585,000 | 4.00% | 3.59% | |
| 8/1/26 | $655,000 | 4.00% | 3.81% | |
| 8/1/27 | $230,000 | 4.00% | 4.00% |
General Obligation Bonds, Election of 2008, Series 2013B (book entry) $1,000,000.
Dated Oct 9, 2013.
Due Aug 1, 2042.
First coupon Feb 1, 2014.
2042-2042 Callable Aug 1, 2023 at par.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/1/42 | $1,000,000 | 5.00% | 5.00% |
General Obligation Capital Appreciation Bonds, Election of 2008, Series 2013B (Maturity Value) (book entry) $4,644,564.
Dated Oct 9, 2013.
Due Aug 1, 2015 to 2042.
2025-2042 Callable Aug 1, 2023 at par.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/1/15 | $45,000 | 0.00% | 1.11% | |
| 8/1/16 | $50,000 | 0.00% | 1.50% | |
| 8/1/17 | $55,000 | 0.00% | 1.95% | |
| 8/1/18 | $60,000 | 0.00% | 2.45% | |
| 8/1/19 | $70,000 | 0.00% | 2.86% | |
| 8/1/20 | $75,000 | 0.00% | 3.21% | |
| 8/1/21 | $85,000 | 0.00% | 3.61% | |
| 8/1/22 | $85,000 | 0.00% | 3.92% | |
| 8/1/23 | $95,000 | 0.00% | 4.19% | |
| 8/1/24 | $105,000 | 0.00% | 4.46% | |
| 8/1/25 | $110,000 | 0.00% | 4.74% | |
| 8/1/26 | $120,000 | 0.00% | 4.96% | |
| 8/1/27 | $125,000 | 0.00% | 5.14% | |
| 8/1/28 | $135,000 | 0.00% | 5.32% | |
| 8/1/29 | $145,000 | 0.00% | 5.49% | |
| 8/1/30 | $155,000 | 0.00% | 5.65% | |
| 8/1/31 | $165,000 | 0.00% | 5.78% | |
| 8/1/32 | $175,000 | 0.00% | 5.91% | |
| 8/1/33 | $190,000 | 0.00% | 6.02% | |
| 8/1/34 | $200,000 | 0.00% | 6.14% | |
| 8/1/35 | $215,000 | 0.00% | 6.20% | |
| 8/1/36 | $230,000 | 0.00% | 6.25% | |
| 8/1/37 | $240,000 | 0.00% | 6.30% | |
| 8/1/38 | $3,760,000 | 0.00% | 6.35% | |
| 8/1/39 | $4,210,000 | 0.00% | 6.37% | |
| 8/1/40 | $4,420,000 | 0.00% | 6.39% | |
| 8/1/41 | $4,645,000 | 0.00% | 6.41% | |
| 8/1/42 | $320,000 | 0.00% | 6.45% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
Rancho Mirage Redevelopment Agency Successor Agency
Sep 25, 2013 . . . . . . $10,470,000
Tax Allocation Refunding Bonds, Series 2013A (Merged Redevelopment Project) (Whitewater Sub-Area) (book entry)
Dated Oct 16, 2013.
Due Apr 1, 2014 to 2024.
First coupon Apr 1, 2014.
2024-2024 Callable Apr 1, 2023 at par.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., Citigroup Global Markets, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 4/1/14 | $1,080,000 | 3.00% | 0.42% | BAM |
| 4/1/15 | $1,105,000 | 3.00% | 0.79% | BAM |
| 4/1/16 | $1,145,000 | 4.00% | 1.20% | BAM |
| 4/1/17 | $1,195,000 | 4.00% | 1.60% | BAM |
| 4/1/18 | $1,240,000 | 5.00% | 2.06% | BAM |
| 4/1/19 | $1,295,000 | 5.00% | 2.41% | BAM |
| 4/1/20 | $720,000 | 5.00% | 2.73% | BAM |
| 4/1/21 | $750,000 | 5.00% | 3.09% | BAM |
| 4/1/22 | $790,000 | 5.00% | 3.39% | BAM |
| 4/1/23 | $830,000 | 5.00% | 3.56% | BAM |
| 4/1/24 | $320,000 | 5.00% | 3.77% | BAM |
L.O.: Orrick, Herrington & Sutcliffe, Los Angeles, CA.
F.A.: C.M. de Crinis & Co., Inc., Glendale, CA.
Rancho Mirage Redevelopment Agency Successor Agency
Sep 25, 2013 . . . . . . $16,570,000
Tax Allocation Refunding Bonds, Series 2013A (Merged Redevelopment Project Subordinate Lien) (Northside Sub-Area) (book entry)
Dated Oct 16, 2013.
Due Apr 1, 2014 to 2033.
First coupon Apr 1, 2014.
2024-2033 Callable Apr 1, 2023 at par.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., Citigroup Global Markets, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 4/1/14 | $1,355,000 | 3.00% | 0.53% | BAM |
| 4/1/15 | $1,035,000 | 4.00% | 0.89% | BAM |
| 4/1/16 | $1,080,000 | 4.00% | 1.30% | BAM |
| 4/1/17 | $1,115,000 | 4.00% | 1.70% | BAM |
| 4/1/18 | $835,000 | 5.00% | 2.18% | BAM |
| 4/1/19 | $875,000 | 5.00% | 2.56% | BAM |
| 4/1/20 | $915,000 | 5.00% | 2.86% | BAM |
| 4/1/21 | $970,000 | 5.00% | 3.24% | BAM |
| 4/1/22 | $1,010,000 | 5.00% | 3.54% | BAM |
| 4/1/23 | $1,055,000 | 5.00% | 3.71% | BAM |
| 4/1/24 | $1,115,000 | 5.00% | 3.87% | BAM |
| 4/1/25 | $560,000 | 4.00% | 4.15% | BAM |
| 4/1/26 | $570,000 | 4.25% | 4.30% | BAM |
| 4/1/27 | $590,000 | 4.25% | 4.46% | BAM |
| 4/1/28 | $615,000 | 4.25% | 4.59% | BAM |
| 4/1/33 | $2,875,000 | 5.00% | 5.05% | BAM |
L.O.: Orrick, Herrington & Sutcliffe, Los Angeles, CA.
F.A.: C.M. de Crinis & Co., Inc., Glendale, CA.
University of California Regents
Sep 26, 2013 . . . . . . $1,858,550,000
General Revenue Bonds, 2013 Series AI (book entry) $546,235,000.
Dated Oct 2, 2013.
Due May 15, 2031 to 2038.
First coupon May 15, 2014.
2031-2038 Callable May 15, 2023 at par.
Purchased through negotiation by Barclays Capital, Bank of America Merrill Lynch, Raymond James & Associates, Inc., J.P. Morgan Securities LLC, US Bancorp Investments, Inc., Alamo Capital, BMO Capital Markets GKST, Inc, Citigroup Global Markets, Inc., De La Rosa & Co., Drexel Hamilton, LLC, Goldman, Sachs & Co., Great Pacific Securities, Jefferies LLC, Loop Capital Markets, LLC, M.R. Beal & Co., Mischler Financial Group, Inc., Morgan Stanley & Co., Inc., Prager & Co., LLC, Stifel, Nicolaus & Co., Inc., Sutter Securities Inc., Wells Fargo Securities, The Williams Capital Group, L.P., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/15/31 | $3,890,000 | 4.00% | 4.15% | |
| 5/15/32 | $72,855,000 | 5.00% | 4.06% | |
| 5/15/33 | $76,495,000 | 5.00% | 4.12% | |
| 5/15/34 | $80,320,000 | 5.00% | 4.19% | |
| 5/15/38 | $3,505,000 | 4.50% | 4.60% | |
| 5/15/38 | $309,170,000 | 5.00% | 4.34% |
General Revenue Bonds, 2013 Series AK (Mandatory Put Date: 05/15/2023) (book entry) $600,000,000.
Dated Oct 2, 2013.
Due May 15, 2048.
First coupon May 15, 2014.
Non-callable.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/15/48 | $593,960,000 | 5.00% | 3.10% | |
| 5/15/48 | $6,040,000 | 3.25% | 3.10% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Swap Financial Group, South Orange, NJ.
COLORADO
Clifton Water District
Sep 25, 2013 . . . . . . $4,360,000
Water Revenue Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Oct 1, 2013.
Due Dec 1, 2013 to 2023.
First coupon Dec 1, 2013.
2021-2023 Callable Dec 1, 2020 at par.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/13 | $70,000 | 2.00% | 0.30% | |
| 12/1/14 | $400,000 | 2.00% | 0.40% | |
| 12/1/15 | $405,000 | 2.00% | 0.65% | |
| 12/1/16 | $410,000 | 2.00% | 1.00% | |
| 12/1/17 | $420,000 | 2.00% | 1.30% | |
| 12/1/18 | $430,000 | 2.00% | 1.70% | |
| 12/1/19 | $440,000 | 2.25% | 2.00% | |
| 12/1/20 | $450,000 | 2.25% | 2.15% | |
| 12/1/21 | $460,000 | 4.00% | 2.25% | |
| 12/1/22 | $475,000 | 4.00% | 2.50% | |
| 12/1/23 | $400,000 | 3.50% | 2.70% |
L.O.: Sherman & Howard L.L.C., Denver, CO.
F.A.: Drew Financial, LLC, Lakewood, CO.
Douglas County
Sep 26, 2013 . . . . . . $8,020,000
Multifamily Housing Revenue Bonds (Traditions Denver Project), Series A (Federal Home Loan Mortgage Corporation) (book entry)
Dated Oct 4, 2013.
Due Oct 1, 2014 to 2029.
First coupon Apr 1, 2014.
2022-2029 Callable Oct 1, 2021 at par.
Purchased through negotiation by Dougherty & Company LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/14 | $90,000 | 0.85% | 0.85% | |
| 10/1/15 | $90,000 | 1.10% | 1.10% | |
| 10/1/16 | $95,000 | 1.40% | 1.40% | |
| 10/1/17 | $95,000 | 1.75% | 1.75% | |
| 10/1/18 | $100,000 | 2.20% | 2.20% | |
| 10/1/21 | $315,000 | 3.15% | 3.15% | |
| 10/1/29 | $7,235,000 | 4.50% | 4.50% |
L.O.: Peck, Shaffer & Williams, Denver, CO.
ILLINOIS
Westmont Village
Sep 25, 2013 . . . . . . $10,000,000
General Obligation Bonds (Alternate Revenue Source), Series 2013A (bank qualified) (book entry) $8,500,000.
Dated Oct 10, 2013. Interest accrues Oct 10, 2013.
Due Jan 1, 2015 to 2034.
First coupon Jul 1, 2014.
2024-2034 Callable Jan 1, 2023 at par.
Purchased through negotiation by Raymond James & Associates, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/1/15 | $240,000 | 3.00% | 0.60% | |
| 1/1/16 | $320,000 | 3.00% | 0.92% | |
| 1/1/17 | $330,000 | 3.00% | 1.25% | |
| 1/1/18 | $340,000 | 3.00% | 1.65% | |
| 1/1/19 | $350,000 | 3.00% | 1.95% | |
| 1/1/20 | $360,000 | 3.00% | 2.20% | |
| 1/1/21 | $370,000 | 3.00% | 2.50% | |
| 1/1/22 | $380,000 | 3.00% | 2.75% | |
| 1/1/23 | $390,000 | 3.50% | 2.90% | |
| 1/1/24 | $405,000 | 3.50% | 3.05% | |
| 1/1/25 | $420,000 | 3.50% | 3.25% | |
| 1/1/26 | $435,000 | 3.50% | 3.40% | |
| 1/1/27 | $450,000 | 4.00% | 3.55% | |
| 1/1/28 | $470,000 | 4.00% | 3.72% | |
| 1/1/29 | $485,000 | 4.00% | 3.90% | |
| 1/1/30 | $505,000 | 4.25% | 4.05% | |
| 1/1/32 | $1,075,000 | 4.50% | 4.25% | |
| 1/1/34 | $1,175,000 | 4.50% | 4.40% |
General Obligation Bonds (Alternate Revenue Source), Series 2013B (bank qualified) (book entry) $1,500,000.
Dated Oct 10, 2013. Interest accrues Oct 10, 2013.
Due Jan 1, 2015 to 2034.
First coupon Jul 1, 2014.
2024-2034 Callable Jan 1, 2023 at par.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/1/15 | $40,000 | 3.00% | 0.60% | |
| 1/1/16 | $55,000 | 3.00% | 0.95% | |
| 1/1/17 | $55,000 | 3.00% | 1.30% | |
| 1/1/20 | $185,000 | 3.00% | 2.20% | |
| 1/1/23 | $200,000 | 3.50% | 2.90% | |
| 1/1/25 | $145,000 | 3.50% | 3.25% | |
| 1/1/27 | $155,000 | 4.00% | 3.55% | |
| 1/1/29 | $170,000 | 4.00% | 3.90% | |
| 1/1/31 | $185,000 | 4.50% | 4.15% | |
| 1/1/34 | $310,000 | 4.50% | 4.40% |
L.O.: Ice Miller, Chicago, IL.
INDIANA
Princeton Redevelopment Authority
Sep 26, 2013 . . . . . . $6,525,000
Income Tax Lease Rent Economic Development Bonds (bank qualified) (book entry)
Dated Oct 15, 2013. Interest accrues Oct 15, 2013.
Due Jul 15, 2016 to Jan 15, 2033.
First coupon Jan 15, 2014.
2024-2033 Callable Jul 15, 2023 at par.
Purchased through negotiation by J.J.B. Hilliard, W.L. Lyons, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/15/16 | $150,000 | 2.00% | 0.95% | |
| 1/15/17 | $150,000 | 2.00% | 1.05% | |
| 7/15/17 | $155,000 | 2.00% | 1.20% | |
| 1/15/18 | $155,000 | 2.00% | 1.55% | |
| 7/15/18 | $155,000 | 2.00% | 1.65% | |
| 7/15/19 | $320,000 | 2.00% | 2.00% | |
| 7/15/20 | $325,000 | 2.15% | 2.25% | |
| 7/15/21 | $330,000 | 3.00% | 2.60% | |
| 1/15/22 | $170,000 | 3.00% | 2.75% | |
| 7/15/22 | $170,000 | 3.00% | 2.85% | |
| 7/15/23 | $350,000 | 3.00% | 3.00% | |
| 7/15/24 | $365,000 | 4.00% | 3.35% | |
| 7/15/25 | $375,000 | 4.00% | 3.55% | |
| 7/15/26 | $395,000 | 3.50% | 3.65% | |
| 7/15/27 | $405,000 | 4.00% | 3.80% | |
| 7/15/28 | $425,000 | 4.00% | 4.00% | |
| 7/15/29 | $445,000 | 4.00% | 4.10% | |
| 7/15/30 | $455,000 | 4.125% | 4.25% | |
| 7/15/31 | $475,000 | 4.25% | 4.35% | |
| 1/15/33 | $755,000 | 4.50% | 4.60% |
L.O.: Ice Miller, Indianapolis, IN.
MINNESOTA
Belle Plaine Independent School District No. 716
Sep 26, 2013 . . . . . . $705,000
Certificates of Participation, Series 2013A (bank qualified) (book entry)
Dated Oct 24, 2013. Interest accrues Oct 24, 2013.
Due Feb 1, 2015 to 2024.
First coupon Aug 1, 2014.
2018-2024 Callable Feb 1, 2017 at par.
Purchased through negotiation by Northland Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/1/16 | $125,000 | 1.75% | 1.75% | |
| 2/1/18 | $130,000 | 2.50% | 2.50% | |
| 2/1/20 | $140,000 | 3.00% | 3.00% | |
| 2/1/22 | $150,000 | 3.45% | 3.45% | |
| 2/1/24 | $160,000 | 3.85% | 3.85% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
St. Paul Housing and Redevelopment Authority
Sep 25, 2013 . . . . . . $22,330,000
District Heating Revenue Refunding Bonds, Series 2013A (051(c)(3)) (book entry) $18,640,000.
Dated Oct 21, 2013.
Due Oct 1, 2014 to 2033.
First coupon Apr 1, 2014.
2015-2033 Callable Oct 1, 2014 at par.
Purchased through negotiation by Piper Jaffray & Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/33 | $18,640,000 | 5.25% | 5.25% |
District Heating Revenue Refunding Bonds, Series 2013B (book entry) $3,690,000.
Dated Oct 21, 2013.
Due Oct 1, 2014 to 2033.
First coupon Apr 1, 2014.
2015-2033 Callable Oct 1, 2014 at par.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/33 | $3,690,000 | 5.25% | 5.25% |
L.O.: Kennedy & Graven, Minneapolis, MN.
St. Paul Housing and Redevelopment Authority
Sep 25, 2013 . . . . . . $20,445,000
District Cooling Revenue Refunding Bonds, Series 2013A (501(c)(3)) (book entry) $15,635,000.
Dated Oct 21, 2013.
Due Oct 1, 2014 to 2033.
First coupon Apr 1, 2014.
Non-callable.
Purchased through negotiation by Piper Jaffray & Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/33 | $15,635,000 | 5.25% | 5.25% |
District Cooling Revenue Refunding Bonds, Series 2013B (book entry) $4,810,000.
Dated Oct 21, 2013.
Due Oct 1, 2014 to 2033.
First coupon Apr 1, 2014.
Non-callable.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/33 | $4,810,000 | 5.25% | 5.25% |
L.O.: Kennedy & Graven, Minneapolis, MN.
MISSOURI
Moline Acres (City)
Sep 25, 2013 . . . . . . $2,500,000
General Obligation Street Bonds, Series 2013 (bank qualified) (book entry)
Dated Oct 9, 2013.
Due Sep 1, 2014 to 2033.
First coupon Mar 1, 2014.
2022-2033 Callable Sep 1, 2021 at par.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/14 | $55,000 | 2.00% | 0.75% | AGM |
| 9/1/15 | $60,000 | 2.00% | 1.00% | AGM |
| 9/1/16 | $75,000 | 2.00% | 1.40% | AGM |
| 9/1/17 | $95,000 | 2.00% | 1.80% | AGM |
| 9/1/18 | $95,000 | 2.125% | 2.25% | AGM |
| 9/1/19 | $100,000 | 2.50% | 2.60% | AGM |
| 9/1/21 | $205,000 | 3.125% | 3.25% | AGM |
| 9/1/23 | $230,000 | 3.60% | 3.60% | AGM |
| 9/1/25 | $250,000 | 3.80% | 4.00% | AGM |
| 9/1/27 | $280,000 | 4.125% | 4.26% | AGM |
| 9/1/29 | $310,000 | 4.375% | 4.52% | AGM |
| 9/1/31 | $350,000 | 5.25% | 4.75% | AGM |
| 9/1/33 | $395,000 | 5.25% | 4.90% | AGM |
L.O.: Armstrong, Teasdale LLP, St Louis, MO.
F.A.: Rognan & Associates, St Louis, MO.
NEW YORK
New York State Dormitory Authority
Sep 26, 2013 . . . . . . $158,805,000
New York University Revenue Bonds, Series 2013A (book entry) $126,525,000.
Dated Oct 8, 2013.
Due Jul 1, 2014 to 2043.
First coupon Jan 1, 2014.
2024-2043 Callable Jul 1, 2023 at par.
Purchased through negotiation by J.P. Morgan Securities LLC, Bank of America Merrill Lynch, Wells Fargo Securities, Morgan Stanley & Co., Inc., Lebenthal & Co., Inc., Southwest Securities, Inc., The Williams Capital Group, L.P., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/14 | $1,495,000 | 2.00% | 0.18% | |
| 7/1/15 | $2,080,000 | 3.00% | 0.36% | |
| 7/1/16 | $2,140,000 | 4.00% | 0.70% | |
| 7/1/17 | $2,225,000 | 5.00% | 1.05% | |
| 7/1/18 | $2,335,000 | 5.00% | 1.48% | |
| 7/1/19 | $2,455,000 | 5.00% | 1.84% | |
| 7/1/20 | $2,575,000 | 5.00% | 2.14% | |
| 7/1/21 | $2,705,000 | 5.00% | 2.46% | |
| 7/1/22 | $2,840,000 | 5.00% | 2.72% | |
| 7/1/23 | $2,985,000 | 5.00% | 2.89% | |
| 7/1/24 | $3,130,000 | 5.00% | 3.10% | |
| 7/1/25 | $3,290,000 | 5.00% | 3.29% | |
| 7/1/26 | $3,455,000 | 5.00% | 3.43% | |
| 7/1/27 | $3,625,000 | 5.00% | 3.58% | |
| 7/1/28 | $3,805,000 | 5.00% | 3.72% | |
| 7/1/29 | $3,995,000 | 4.00% | 4.05% | |
| 7/1/30 | $4,155,000 | 5.00% | 3.99% | |
| 7/1/31 | $4,365,000 | 5.00% | 4.07% | |
| 7/1/32 | $4,585,000 | 5.00% | 4.14% | |
| 7/1/33 | $940,000 | 4.375% | 4.375% | |
| 7/1/33 | $3,870,000 | 5.00% | 4.20% | |
| 7/1/37 | $21,750,000 | 5.00% | 4.41% | |
| 7/1/43 | $41,725,000 | 5.00% | 4.51% |
L.O.: Nixon Peabody LLP, New York, NY.
OHIO
Woodmere Village
Sep 26, 2013 . . . . . . $238,000
Real Estate Acquisition Limited Tax General Obligation Bond Anticipation Notes, Series 2013 (bank qualified) (book entry)
Dated Oct 10, 2013.
Due Oct 9, 2014.
First coupon Oct 9, 2014.
Non-callable.
Purchased through negotiation by Huntington Investment Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/9/14 | $238,000 | 1.50% | 0.85% |
L.O.: Squire Sanders (US) LLP, Columbus, OH.
OKLAHOMA
University of Oklahoma Board of Regents
Sep 26, 2013 . . . . . . $23,295,000
General Revenue Refunding Bonds, Series 2013C (book entry) $6,100,000.
Dated Nov 6, 2013. Interest accrues Nov 6, 2013.
Due Jul 1, 2014 to 2016.
First coupon Jan 1, 2014.
Non-callable.
Purchased through negotiation by BOSC, Inc., Wells Nelson & Associates, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/14 | $2,000,000 | 2.00% | 0.25% | |
| 7/1/15 | $2,040,000 | 2.00% | 0.51% | |
| 7/1/16 | $2,060,000 | 3.00% | 0.85% |
L.O.: Floyd Law Firm, Norman, OK; and State Attorney General.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
PENNSYLVANIA
Oxford Area School District
Sep 25, 2013 . . . . . . $4,940,000
General Obligation Bonds, Series A of 2013 (bank qualified) (book entry)
Dated Oct 28, 2013.
Due Feb 15, 2014 to 2026.
First coupon Feb 15, 2014.
2020-2026 Callable Feb 15, 2019 at par.
Purchased through negotiation by RBC Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/15/14 | $30,000 | 0.35% | 0.35% | |
| 2/15/15 | $25,000 | 0.55% | 0.55% | |
| 2/15/16 | $25,000 | 0.85% | 0.85% | |
| 2/15/17 | $25,000 | 1.10% | 1.10% | |
| 2/15/18 | $25,000 | 1.50% | 1.55% | |
| 2/15/19 | $25,000 | 2.00% | 1.90% | |
| 2/15/20 | $25,000 | 2.10% | 2.15% | |
| 2/15/21 | $25,000 | 2.375% | 2.45% | |
| 2/15/22 | $25,000 | 2.60% | 2.70% | |
| 2/15/23 | $1,155,000 | 3.00% | 2.83% | |
| 2/15/24 | $1,170,000 | 3.00% | 2.999% | |
| 2/15/25 | $1,305,000 | 3.00% | 3.15% | |
| 2/15/26 | $1,080,000 | 3.25% | 3.37% |
L.O.: Saul Ewing LLP, Philadelphia, PA.
SOUTH CAROLINA
South Carolina Public Service Authority
Sep 26, 2013 . . . . . . $506,765,000
Revenue Obligation, 2013 Series E (book entry)
Dated Oct 4, 2013.
Due Dec 1, 2044 to 2053.
First coupon Jun 1, 2014.
2044-2053 Callable Dec 1, 2023 at par.
Purchased through negotiation by Bank of America Merrill Lynch, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/48 | $252,600,000 | 5.00% | 5.22% | |
| 12/1/53 | $254,165,000 | 5.50% | 5.25% |
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Public Financial Management, Inc., Atlanta, GA.
WISCONSIN
Western Technical College District
Sep 26, 2013 . . . . . . $1,500,000
General Obligation Promissory Notes, Series 2013H (book entry)
Dated Oct 16, 2013.
Due Apr 1, 2014 to 2023.
First coupon Apr 1, 2014.
2021-2023 Callable Apr 1, 2020 at par.
Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 4/1/14 | $135,000 | 2.00% | 0.35% | |
| 4/1/15 | $135,000 | 2.00% | 0.50% | |
| 4/1/16 | $140,000 | 2.00% | 0.80% | |
| 4/1/17 | $140,000 | 2.00% | 1.15% | |
| 4/1/18 | $145,000 | 3.00% | 1.58% | |
| 4/1/19 | $150,000 | 2.50% | 1.99% | |
| 4/1/20 | $155,000 | 3.00% | 2.34% | |
| 4/1/21 | $160,000 | 4.00% | 2.68% | |
| 4/1/22 | $165,000 | 4.00% | 2.94% | |
| 4/1/23 | $175,000 | 4.00% | 3.11% |
L.O.: Quarles & Brady, Milwaukee, WI.
TAXABLE ISSUES
ARKANSAS
Arkansas Development Finance Authority
Sep 26, 2013 . . . . . . $4,100,000
Economic Development Revenue Refunding Bonds, 2013 Series C (ADFA/AEDC Guaranty Programs) (book entry) (Taxable)
Dated Oct 22, 2013. Interest accrues Oct 22, 2013.
Due Jan 1, 2014 to 2024.
First coupon Jan 1, 2014.
Non-callable.
Purchased through negotiation by Raymond James & Associates, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/1/14 | $25,000 | 0.50% | 0.50% | |
| 1/1/15 | $450,000 | 1.00% | 1.00% | |
| 1/1/16 | $455,000 | 1.40% | 1.40% | |
| 1/1/17 | $455,000 | 2.00% | 2.00% | |
| 1/1/18 | $470,000 | 2.60% | 2.60% | |
| 1/1/19 | $475,000 | 3.10% | 3.10% | |
| 1/1/20 | $490,000 | 3.40% | 3.40% | |
| 1/1/21 | $510,000 | 3.85% | 3.85% | |
| 1/1/22 | $255,000 | 4.10% | 4.10% | |
| 1/1/23 | $265,000 | 4.30% | 4.30% | |
| 1/1/24 | $250,000 | 4.55% | 4.55% |
L.O.: Mitchell, Williams, Selig, Gates & Woodyard, Little Rock, AR.
CALIFORNIA
University of California Regents
Sep 26, 2013 . . . . . . $1,858,550,000
General Revenue Bonds, 2013 Series AJ (book entry) (Taxable) $712,315,000.
Dated Oct 2, 2013.
Due May 15, 2014 to 2031.
First coupon May 15, 2014.
Non-callable.
Purchased through negotiation by Barclays Capital, Bank of America Merrill Lynch, Raymond James & Associates, Inc., J.P. Morgan Securities LLC, US Bancorp Investments, Inc., Alamo Capital, BMO Capital Markets GKST, Inc, Citigroup Global Markets, Inc., De La Rosa & Co., Drexel Hamilton, LLC, Goldman, Sachs & Co., Great Pacific Securities, Jefferies LLC, Loop Capital Markets, LLC, M.R. Beal & Co., Mischler Financial Group, Inc., Morgan Stanley & Co., Inc., Prager & Co., LLC, Stifel, Nicolaus & Co., Inc., Sutter Securities Inc., Wells Fargo Securities, The Williams Capital Group, L.P., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/15/14 | $32,725,000 | 0.25% | 0.25% | |
| 5/15/15 | $41,015,000 | 0.528% | 0.528% | |
| 5/15/16 | $24,395,000 | 0.907% | 0.907% | |
| 5/15/17 | $26,735,000 | 1.554% | 1.554% | |
| 5/15/18 | $25,515,000 | 2.054% | 2.054% | |
| 5/15/19 | $26,020,000 | 2.566% | 2.566% | |
| 5/15/20 | $26,215,000 | 3.016% | 3.016% | |
| 5/15/21 | $12,270,000 | 3.239% | 3.239% | |
| 5/15/22 | $12,650,000 | 3.439% | 3.439% | |
| 5/15/23 | $13,065,000 | 3.639% | 3.639% | |
| 5/15/24 | $51,375,000 | 3.789% | 3.789% | |
| 5/15/31 | $420,335,000 | 4.601% | 4.601% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Swap Financial Group, South Orange, NJ.
NEW YORK
New York State Dormitory Authority
Sep 26, 2013 . . . . . . $158,805,000
New York University Revenue Bonds, Series 2013B (book entry) (Taxable) $32,280,000.
Dated Oct 8, 2013.
Due Jul 1, 2014 to 2043.
First coupon Jan 1, 2014.
Non-callable.
Purchased through negotiation by J.P. Morgan Securities LLC, Bank of America Merrill Lynch, Wells Fargo Securities, Morgan Stanley & Co., Inc., Lebenthal & Co., Inc., Southwest Securities, Inc., The Williams Capital Group, L.P., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/14 | $850,000 | 0.44% | 0.44% | |
| 7/1/15 | $1,170,000 | 0.674% | 0.674% | |
| 7/1/16 | $1,175,000 | 1.194% | 1.194% | |
| 7/1/17 | $1,190,000 | 1.883% | 1.883% | |
| 7/1/18 | $1,215,000 | 2.333% | 2.333% | |
| 7/1/19 | $1,240,000 | 2.768% | 2.768% | |
| 7/1/20 | $1,275,000 | 3.098% | 3.098% | |
| 7/1/21 | $1,320,000 | 3.476% | 3.476% | |
| 7/1/22 | $1,365,000 | 3.676% | 3.676% | |
| 7/1/23 | $1,415,000 | 3.826% | 3.826% | |
| 7/1/24 | $1,470,000 | 3.976% | 3.976% | |
| 7/1/25 | $1,525,000 | 4.176% | 4.176% | |
| 7/1/26 | $1,585,000 | 4.376% | 4.376% | |
| 7/1/27 | $1,660,000 | 4.526% | 4.526% | |
| 7/1/28 | $1,730,000 | 4.626% | 4.626% | |
| 7/1/33 | $3,075,000 | 5.00% | 5.00% | |
| 7/1/43 | $9,020,000 | 5.25% | 5.25% |
L.O.: Nixon Peabody LLP, New York, NY.
OKLAHOMA
University of Oklahoma Board of Regents
Sep 26, 2013 . . . . . . $23,295,000
General Revenue Refunding Bonds, Series 2013D (book entry) (Taxable) $17,195,000.
Dated Nov 6, 2013. Interest accrues Nov 6, 2013.
Due Jul 1, 2014 to 2034.
First coupon Jan 1, 2014.
2024-2034 Callable Jul 1, 2023 at par.
Purchased through negotiation by BOSC, Inc., Wells Nelson & Associates, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/14 | $935,000 | 0.54% | 0.54% | |
| 7/1/15 | $940,000 | 0.79% | 0.79% | |
| 7/1/16 | $950,000 | 1.302% | 1.302% | |
| 7/1/17 | $965,000 | 1.948% | 1.948% | |
| 7/1/18 | $980,000 | 2.348% | 2.348% | |
| 7/1/19 | $1,005,000 | 2.856% | 2.856% | |
| 7/1/20 | $1,035,000 | 3.106% | 3.106% | |
| 7/1/21 | $1,070,000 | 3.38% | 3.38% | |
| 7/1/22 | $1,105,000 | 3.70% | 3.70% | |
| 7/1/23 | $1,145,000 | 3.88% | 3.88% | |
| 7/1/26 | $3,725,000 | 4.38% | 4.38% | |
| 7/1/29 | $1,115,000 | 4.625% | 4.625% | |
| 7/1/32 | $1,275,000 | 4.75% | 4.75% | |
| 7/1/33 | $465,000 | 5.015% | 5.015% | |
| 7/1/34 | $485,000 | 5.115% | 5.115% |
L.O.: Floyd Law Firm, Norman, OK; and State Attorney General.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
