ARKANSAS
Fayetteville School District No. 1 of Washington County
Nov 5, 2013 . . . . . . $3,500,000
Construction Bonds, Series C (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Jun 1, 2014 to 2035.
Callable Dec 1, 2018 at par.
Winning bid: Crews & Associates, at 99.1827, TIC 3.5969%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $175,000 | 2.00% | 0.50% | ||
| 6/1/15 | $120,000 | 2.00% | 0.65% | ||
| 6/1/16 | $125,000 | 2.00% | 0.85% | ||
| 6/1/17 | $125,000 | 2.00% | 1.10% | ||
| 6/1/18 | $130,000 | 2.00% | 1.30% | ||
| 6/1/19 | $130,000 | 2.00% | 1.75% | ||
| 6/1/20 | $135,000 | 2.00% | 2.00% | ||
| 6/1/21 | $135,000 | 2.25% | 2.25% | ||
| 6/1/22 | $140,000 | 2.50% | 2.50% | ||
| 6/1/23 | $145,000 | 2.625% | 2.625% | ||
| 6/1/24 | $145,000 | 2.75% | 2.75% | ||
| 6/1/25 | $150,000 | 3.00% | 2.90% | ||
| 6/1/26 | $155,000 | 3.125% | 3.125% | ||
| 6/1/27 | $160,000 | 3.30% | 3.30% | ||
| 6/1/28 | $165,000 | 3.50% | 3.50% | ||
| 6/1/29 | $175,000 | 4.00% | 3.625% | ||
| 6/1/32 | $560,000 | 4.00% | 4.00% | ||
| 6/1/35 | $630,000 | 4.125% | 4.125% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.6663%
FTN Fin Cap Mkts, TIC 3.6711%
Sterne Agee, TIC 3.6977%
Vining-Sparks IBG, TIC 3.7781%
Raymond James, TIC 3.7845%
Valley Springs School District No. 2 of Boone County
Nov 5, 2013 . . . . . . $2,960,000
Refunding and Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 1, 2014 to 2038.
Callable Feb 1, 2016 at par.
Winning bid: Ross Sinclaire, at 98.0000, TIC 3.9811%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $185,000 | 1.00% | 0.40% | ||
| 2/1/15 | $140,000 | 1.00% | 0.75% | ||
| 2/1/16 | $85,000 | 1.00% | 1.00% | ||
| 2/1/19 | $260,000 | 1.70% | 1.70% | ||
| 2/1/22 | $275,000 | 2.50% | 2.50% | ||
| 2/1/28 | $620,000 | 3.50% | 3.00% | ||
| 2/1/31 | $360,000 | 4.00% | 4.00% | ||
| 2/1/34 | $405,000 | 4.00% | 4.147% | ||
| 2/1/38 | $630,000 | 4.25% | 4.35% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Sterne Agee, TIC 4.0632%
Stephens, TIC 4.1383%
CALIFORNIA
Palm Springs Unified School District
Nov 5, 2013 . . . . . . $70,000,000
General Obligation Bonds, 2008 Election, Series C (book entry).
Dated Nov 21, 2013.
Due Aug 1, 2014 to 2037.
Callable Aug 1, 2023 at par.
Winning bid: BMO Cap Mkts GKST, at 106.2195, TIC 4.128%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,380,000 | 3.00% | 0.22% | ||
| 8/1/15 | $1,500,000 | 3.00% | 0.31% | ||
| 8/1/16 | $1,050,000 | 4.00% | 0.51% | ||
| 8/1/17 | $1,300,000 | 3.00% | 0.87% | ||
| 8/1/18 | $1,865,000 | 4.00% | 1.16% | ||
| 8/1/19 | $1,975,000 | 5.00% | 1.52% | ||
| 8/1/20 | $2,090,000 | 5.00% | 1.92% | ||
| 8/1/21 | $2,205,000 | 5.00% | 2.27% | ||
| 8/1/22 | $2,330,000 | 5.00% | 2.52% | ||
| 8/1/23 | $2,460,000 | 5.00% | 2.76% | ||
| 8/1/24 | $2,595,000 | 3.00% | 3.10% | ||
| 8/1/25 | $2,735,000 | 4.00% | 3.28% | ||
| 8/1/26 | $2,885,000 | 4.00% | 3.49% | ||
| 8/1/27 | $3,035,000 | 5.00% | 3.69% | ||
| 8/1/28 | $3,200,000 | 5.00% | 3.84% | ||
| 8/1/29 | $3,370,000 | 5.00% | 3.97% | ||
| 8/1/30 | $3,545,000 | 4.00% | 4.10% | ||
| 8/1/31 | $3,730,000 | 5.00% | 4.06% | ||
| 8/1/32 | $3,925,000 | 5.00% | 4.19% | ||
| 8/1/33 | $4,125,000 | 4.25% | 4.38% | ||
| 8/1/34 | $4,335,000 | 5.00% | 4.34% | ||
| 8/1/35 | $4,555,000 | 5.00% | 4.40% | ||
| 8/1/36 | $4,785,000 | 5.00% | 4.45% | ||
| 8/1/37 | $5,025,000 | 5.00% | 4.49% |
Other managers: Ziegler Capital Markets Group.
L.O.: Bowie, Arneson, Wiles & Giannone, Newport Beach, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Guggenheim Secs, TIC 4.1382%
Wells Fargo Secs, TIC 4.14%
Raymond James, TIC 4.1672%
Hutchinson Shockey, TIC 4.1881%
US Bancorp Invest, TIC 4.1896%
William Blair, TIC 4.1989%
Stifel Nicolaus, TIC 4.2015%
BA Merrill Lynch, TIC 4.2054%
CONNECTICUT
Glastonbury (Town)
Nov 5, 2013 . . . . . . $635,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Nov 12, 2013.
Due Nov 10, 2014.
Purchased $635,000.00 by Roosevelt & Cross, at 1.0%, plus $3,168.65, effective rate 0.4982%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.594%
Oppenheimer, Effective Rate 0.7221%
First Niagara Bank, Effective Rate 1.24%
ILLINOIS
Winnetka Village
Nov 5, 2013 . . . . . . $9,000,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 20, 2013.
Due Dec 15, 2015 to 2046.
Callable Dec 15, 2021 at par.
Winning bid: BMO Cap Mkts GKST, at n/a, TIC 4.1449%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/15 | $675,000 | 2.00% | 0.70% | ||
| 12/15/16 | $680,000 | 2.00% | 0.85% | ||
| 12/15/17 | $685,000 | 2.00% | 1.15% | ||
| 12/15/18 | $695,000 | 2.00% | 1.45% | ||
| 12/15/19 | $705,000 | 2.00% | 1.75% | ||
| 12/15/46 | $5,560,000 | 4.375% | 4.40% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Janney Montgomery, TIC 4.1906%
Piper Jaffray, TIC 4.1917%
Mesirow Financial, TIC 4.1947%
Robert W. Baird, TIC 4.2146%
BOSC, TIC 5.1934%
INDIANA
Hamilton County
Nov 5, 2013 . . . . . . $11,240,000
General Obligation Bonds of 2013 B (book entry).
Dated Nov 19, 2013.
Due Jul 15, 2015 to Jan 15, 2026.
Callable Jan 15, 2022 at par.
Winning bid: Robert W. Baird, at 99.5000, NIC 3.0843%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $85,000 | 2.00% | 0.45% | ||
| 1/15/16 | $90,000 | 2.00% | 0.55% | ||
| 7/15/16 | $90,000 | 2.00% | 0.65% | ||
| 1/15/17 | $90,000 | 2.00% | 0.85% | ||
| 7/15/17 | $95,000 | 2.00% | 1.00% | ||
| 1/15/18 | $95,000 | 2.00% | 1.15% | ||
| 7/15/18 | $95,000 | 2.00% | 1.25% | ||
| 1/15/19 | $95,000 | 2.00% | 1.55% | ||
| 7/15/19 | $95,000 | 2.00% | 1.65% | ||
| 1/15/20 | $100,000 | 3.00% | 1.90% | ||
| 7/15/20 | $100,000 | 3.00% | 2.00% | ||
| 1/15/21 | $100,000 | 3.00% | 2.25% | ||
| 7/15/21 | $935,000 | 3.00% | 2.35% | ||
| 1/15/22 | $950,000 | 3.00% | 2.55% | ||
| 7/15/22 | $965,000 | 3.00% | 2.60% | ||
| 1/15/23 | $980,000 | 3.00% | 2.75% | ||
| 7/15/23 | $1,000,000 | 3.00% | 2.80% | ||
| 7/15/24 | $2,050,000 | 3.00% | 3.00% | ||
| 7/15/25 | $2,130,000 | 3.125% | 3.20% | ||
| 1/15/26 | $1,100,000 | 3.25% | 3.40% |
Other managers: CL King & Associates, Fidelity Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Incapital LLC, Sterne, Agee & Leach, Inc, Vining-Sparks IBG, Limited Partnership, J.J.B. Hilliard, W.L. Lyons, Inc., Northland Securities, Inc., PNC Capital Markets, NW Capital a division of Windsor Financial Group.
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Hutchinson Shockey, NIC 3.1395%
City Securities, NIC 3.2449%
Jefferies, NIC 3.5842%
Union-North United School Corporation
Nov 5, 2013 . . . . . . $1,585,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 21, 2013.
Due Jul 1, 2014 to Jan 1, 2022.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.7167, NIC 1.916%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $125,000 | 1.00% | 0.35% | ||
| 1/1/15 | $130,000 | 1.00% | 0.45% | ||
| 7/1/15 | $90,000 | 1.00% | 0.50% | ||
| 7/1/16 | $180,000 | 1.00% | 0.75% | ||
| 7/1/19 | $570,000 | 1.20% | 1.20% | ||
| 7/1/20 | $190,000 | 2.00% | 2.00% | ||
| 1/1/22 | $300,000 | 2.75% | 2.40% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
City Securities, NIC 2.067%
Ross Sinclaire, NIC 2.194%
KANSAS
Mulvane (City)
Nov 4, 2013 . . . . . . $8,225,000
General Obligation Bonds, Series A, 2013 (bank qualified) (book entry).
Dated Nov 21, 2013.
Due Oct 1, 2015 to 2034.
Callable Oct 1, 2019 at par.
Winning bid: BOSC, at 100.7772, NIC 3.3498%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $120,000 | 2.00% | 0.45% | ||
| 10/1/16 | $330,000 | 2.00% | 0.65% | ||
| 10/1/17 | $340,000 | 2.25% | 0.90% | ||
| 10/1/18 | $345,000 | 2.25% | 1.20% | ||
| 10/1/19 | $350,000 | 2.25% | 1.50% | ||
| 10/1/20 | $360,000 | 2.25% | 1.75% | ||
| 10/1/21 | $365,000 | 2.25% | 2.00% | ||
| 10/1/22 | $375,000 | 3.00% | 2.20% | ||
| 10/1/23 | $385,000 | 3.00% | 2.40% | ||
| 10/1/24 | $395,000 | 3.00% | 2.60% | ||
| 10/1/25 | $405,000 | 3.00% | 2.75% | ||
| 10/1/26 | $425,000 | 3.00% | 2.90% | ||
| 10/1/27 | $440,000 | 3.50% | 3.10% | ||
| 10/1/28 | $455,000 | 3.50% | 3.20% | ||
| 10/1/29 | $470,000 | 3.50% | 3.35% | ||
| 10/1/30 | $490,000 | 3.50% | 3.50% | ||
| 10/1/31 | $510,000 | 3.75% | 3.60% | ||
| 10/1/32 | $530,000 | 3.75% | 3.75% | ||
| 10/1/33 | $555,000 | 4.00% | 3.85% | ||
| 10/1/34 | $580,000 | 4.00% | 3.95% |
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: Central States Capital Markets, LLC, Wichita, KS.
Other bidders were:
Piper Jaffray, NIC 3.3738%
Guggenheim Secs, NIC 3.4598%
Commerce Bank, NIC 3.5318%
FTN Fin Cap Mkts, NIC 3.6797%
Topeka Public Building Commission
Nov 5, 2013 . . . . . . $57,420,000
Leasehold Revenue Bonds, Series 2013 (KBI Forensic Laboratory Project) (book entry).
Dated Nov 26, 2013.
Due Dec 1, 2015 to 2033.
Callable Dec 1, 2021 at par.
Winning bid: BA Merrill Lynch, at n/a, TIC 3.7782%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $2,095,000 | 0.55% | 0.55% | ||
| 12/1/16 | $2,105,000 | 0.75% | 0.75% | ||
| 12/1/17 | $2,170,000 | 5.00% | 1.07% | ||
| 12/1/18 | $2,280,000 | 5.00% | 1.41% | ||
| 12/1/19 | $2,395,000 | 5.00% | 1.84% | ||
| 12/1/20 | $2,520,000 | 5.00% | 2.23% | ||
| 12/1/21 | $2,650,000 | 5.00% | 2.59% | ||
| 12/1/22 | $2,785,000 | 5.00% | 2.83% | ||
| 12/1/23 | $2,895,000 | 3.00% | 3.06% | ||
| 12/1/24 | $2,990,000 | 3.125% | 3.22% | ||
| 12/1/25 | $3,085,000 | 3.25% | 3.43% | ||
| 12/1/26 | $3,190,000 | 3.50% | 3.64% | ||
| 12/1/27 | $3,310,000 | 4.00% | 3.79% | ||
| 12/1/28 | $3,450,000 | 4.00% | 3.94% | ||
| 12/1/29 | $3,590,000 | 4.00% | 4.07% | ||
| 12/1/30 | $3,735,000 | 4.00% | 4.15% | ||
| 12/1/31 | $3,890,000 | 4.125% | 4.28% | ||
| 12/1/32 | $4,055,000 | 4.25% | 4.35% | ||
| 12/1/33 | $4,230,000 | 4.25% | 4.38% |
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Guggenheim Secs, TIC 3.8104%
Robert W. Baird, TIC 3.8412%
Wells Fargo Secs, TIC 3.897%
Hutchinson Shockey, TIC 3.9029%
Mesirow Financial, TIC 4.1296%
KENTUCKY
Estill County School District Finance Corporation
Nov 5, 2013 . . . . . . $1,555,000
School Building Revenue Bonds, Series of 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 19, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Ross Sinclaire, at 98.0000, NIC 4.1495%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/18 | $105,000 | 1.40% | 1.40% | ||
| 11/1/23 | $210,000 | 2.80% | 2.80% | ||
| 11/1/30 | $230,000 | 4.00% | 4.00% | ||
| 11/1/31 | $325,000 | 4.10% | 4.10% | ||
| 11/1/32 | $335,000 | 4.20% | 4.20% | ||
| 11/1/33 | $350,000 | 4.25% | 4.25% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
MASSACHUSETTS
Clinton (Town)
Nov 5, 2013 . . . . . . $300,000
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Nov 15, 2013.
Due Nov 14, 2014.
Purchased $300,000.00 by People's United Bk, at 0.64%, effective rate 0.64%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.65%
Century Bk, Effective Rate 0.65%
UniBank Fiscal Adv, Effective Rate 0.75%
Roosevelt & Cross, Effective Rate 1.2547%
Clinton (Town)
Nov 5, 2013 . . . . . . $3,195,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Nov 14, 2013.
Due Nov 1, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 102.7924, TIC 2.0746%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $430,000 | 2.00% | 0.37% | ||
| 11/1/15 | $415,000 | 2.00% | 0.65% | ||
| 11/1/16 | $390,000 | 2.00% | 0.85% | ||
| 11/1/17 | $290,000 | 2.00% | 1.10% | ||
| 11/1/18 | $290,000 | 2.00% | 1.40% | ||
| 11/1/19 | $285,000 | 3.00% | 1.70% | ||
| 11/1/20 | $280,000 | 3.00% | 2.00% | ||
| 11/1/21 | $275,000 | 3.00% | 2.30% | ||
| 11/1/22 | $270,000 | 3.00% | 2.50% | ||
| 11/1/23 | $270,000 | 3.00% | 2.65% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., Bernardi Securities, Inc., R. Seelaus & Co., Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Fidelity Capital, TIC 2.0999%
PNC Capital Markets, TIC 2.1225%
BOSC, TIC 2.2193%
UBS Financial Svcs, TIC 2.2449%
Taunton (City)
Nov 5, 2013 . . . . . . $3,688,878
General Obligation Bond Anticipation Notes (new money).
Dated Nov 14, 2013.
Due May 23, 2014.
Purchased $3,688,880.00 by Jefferies, at 1.0%, plus $15,089.00, effective rate 0.2209%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.4595%
Century Bk, Effective Rate 0.4786%
TD Securities, Effective Rate 0.4957%
Oppenheimer, Effective Rate 0.6575%
MINNESOTA
New Germany (City)
Nov 5, 2013 . . . . . . $1,505,000
General Obligation Bonds, Series 2013C (bank qualified) (book entry).
Dated Dec 3, 2013.
Due Feb 1, 2017 to 2035.
Callable Feb 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.9000, TIC 4.1823%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $55,000 | 3.00% | 1.25% | ||
| 2/1/18 | $55,000 | 3.00% | 1.55% | ||
| 2/1/19 | $60,000 | 3.00% | 2.00% | ||
| 2/1/20 | $65,000 | 4.00% | 2.25% | ||
| 2/1/21 | $65,000 | 4.00% | 2.55% | ||
| 2/1/22 | $65,000 | 4.00% | 2.75% | ||
| 2/1/23 | $70,000 | 4.00% | 3.00% | ||
| 2/1/26 | $220,000 | 4.00% | 3.25% | ||
| 2/1/29 | $250,000 | 4.00% | 3.75% | ||
| 2/1/33 | $385,000 | 4.125% | 4.25% | ||
| 2/1/35 | $215,000 | 4.375% | 4.50% |
Other managers: CL King & Associates, Kildare Capital, Inc., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Northland Securities, Inc., Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., Alamo Capital.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Pipestone County
Nov 4, 2013 . . . . . . $1,520,000
General Obligation Hospital Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 1, 2015 to 2022.
Callable Feb 1, 2020 at par.
Winning bid: BOSC, at 102.1819, TIC 1.7648%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $170,000 | 2.25% | 0.45% | ||
| 2/1/16 | $180,000 | 2.25% | 0.65% | ||
| 2/1/17 | $185,000 | 2.25% | 0.80% | ||
| 2/1/18 | $190,000 | 2.25% | 1.10% | ||
| 2/1/19 | $195,000 | 2.25% | 1.45% | ||
| 2/1/20 | $195,000 | 2.25% | 1.75% | ||
| 2/1/21 | $200,000 | 2.25% | 1.95% | ||
| 2/1/22 | $205,000 | 2.25% | 2.10% |
L.O.: Faegre Baker Daniels LLP, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
NEW YORK
Camden Central School District
Nov 5, 2013 . . . . . . $21,600,000
School District (Serial) Bonds, 2013 (book entry).
Dated Nov 19, 2013.
Due Jun 15, 2015 to 2028.
Callable Jun 15, 2022 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 3.2404%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $1,260,000 | 3.00% | 0.45% | AGM | |
| 6/15/16 | $1,295,000 | 3.00% | 0.64% | AGM | |
| 6/15/17 | $1,340,000 | 3.00% | 1.00% | AGM | |
| 6/15/18 | $1,380,000 | 3.00% | 1.35% | AGM | |
| 6/15/19 | $1,420,000 | 3.00% | 1.73% | AGM | |
| 6/15/20 | $1,460,000 | 3.00% | 2.15% | AGM | |
| 6/15/21 | $1,505,000 | 3.00% | 2.50% | AGM | |
| 6/15/22 | $1,555,000 | 3.00% | 2.75% | AGM | |
| 6/15/23 | $1,600,000 | 3.00% | 3.00% | AGM | |
| 6/15/24 | $1,645,000 | 3.125% | 3.20% | AGM | |
| 6/15/25 | $1,695,000 | 3.25% | 3.40% | AGM | |
| 6/15/26 | $1,755,000 | 3.50% | 3.55% | AGM | |
| 6/15/27 | $1,810,000 | 4.00% | 3.75% | AGM | |
| 6/15/28 | $1,880,000 | 4.00% | 3.90% | AGM |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., M.R. Beal & Co., Citigroup Global Markets, Inc., Ross, Sinclaire & Associates LLC.
In association with: Rockfleet Financial Services, Inc., Oppenheimer & Co., Inc., Wiley Bros.-Aintree Capital LLC, M & T Securities, Inc.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, NIC 3.3956%
Robert W. Baird, NIC 3.4563%
Fidelity Capital, NIC 3.4609%
Erwin (Town)
Nov 5, 2013 . . . . . . $315,000
Public Improvement (Serial) Bonds, 2013 (bank qualified).
Dated Nov 19, 2013.
Due May 1, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $60,000 | 1.875% | 0.60% | ||
| 5/1/15 | $60,000 | 1.875% | 0.80% | ||
| 5/1/16 | $65,000 | 1.875% | 1.10% | ||
| 5/1/17 | $65,000 | 1.875% | 1.35% | ||
| 5/1/18 | $65,000 | 1.875% | 1.65% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Bank of Greene Co, NIC 1.9944%
Sage Rutty, NIC 2.2961%
Hamilton Village
Nov 5, 2013 . . . . . . $3,300,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Nov 15, 2013.
Due May 15, 2014.
Purchased $3,300,000.00 by Jefferies, at 1.25%, plus $5,810.00, effective rate 0.8979%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9395%
NBT Bank, Effective Rate 0.95%
NBT Bank, Effective Rate 1.15%
Roosevelt & Cross, Effective Rate 1.222%
Harrietstown (Town)
Nov 5, 2013 . . . . . . $391,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Nov 14, 2013.
Due Nov 14, 2014.
Purchased $391,000.00 by Roosevelt & Cross, at 1.5%, plus $2,080.00, effective rate 0.968%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, Effective Rate 1.49%
Oppenheimer, Effective Rate 1.7983%
McGraw Central School District
Nov 5, 2013 . . . . . . $344,800
Bond Anticipation Notes, 2013 (bank qualified).
Dated Nov 14, 2013.
Due Nov 14, 2014.
Purchased $344,800.00 by Bank of Greene Co, at 0.92%, effective rate 0.92%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9925%
NBT Bank, Effective Rate 1.33%
Sage Rutty, Effective Rate 1.43%
Oppenheimer, Effective Rate 1.4826%
First Niagara Bank, Effective Rate 1.57%
Newark Central School District
Nov 5, 2013 . . . . . . $6,425,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Nov 19, 2013.
Due Jun 26, 2014.
Purchased $6,425,000.00 by TD Securities, at 1.0%, plus $16,952.00, effective rate 0.562%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.667%
JPMorgan Chase, Effective Rate 0.74%
Oppenheimer, Effective Rate 0.832%
Nyack Village
Oct 24, 2013 . . . . . . $933,000
Bond Anticipation Notes, Various Purpose, 2013B (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Oct 31, 2014.
Purchased $933,000.00 by Roosevelt & Cross, at 1.5%, plus $3,325.00, effective rate 1.1436%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Official(s).
Odessa-Montour Central School District
Nov 5, 2013 . . . . . . $237,000
School District Bonds, 2013 (SIB or Serial Bonds) (bank qualified).
Dated Nov 14, 2013.
Due Nov 1, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.9064%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $47,000 | 1.75% | 0.60% | ||
| 11/1/15 | $45,000 | 1.75% | 0.90% | ||
| 11/1/16 | $45,000 | 1.75% | 1.20% | ||
| 11/1/17 | $50,000 | 2.00% | 1.40% | ||
| 11/1/18 | $50,000 | 2.00% | 1.75% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Bank of Greene Co, NIC 1.9936%
Sage Rutty, NIC 2.1052%
Pembroke (Town)
Nov 5, 2013 . . . . . . $1,980,688
Bond Anticipation Note, 2013 (bank qualified).
Dated Nov 21, 2013.
Due Nov 19, 2014.
Purchased $1,980,690.00 by Roosevelt & Cross, at 1.5%, plus $5,249.00, effective rate 1.2335%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
M & T Bank, Effective Rate 1.34%
Jefferies, Effective Rate 1.347%
Ravena-Coeymans-Selkirk Central School District
Nov 5, 2013 . . . . . . $246,956
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Nov 14, 2013.
Due Nov 14, 2014.
Purchased $246,960.00 by Bank of Greene Co, at 0.92%, effective rate 0.92%.
L.O.: Shaw Perelson May & Lambert, LLP, Poughkeepsie, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Natl Bk Coxsackie, Effective Rate 0.95%
Roosevelt & Cross, Effective Rate 0.9938%
First Niagara Bank, Effective Rate 1.68%
Oppenheimer, Effective Rate 2.0703%
Schoharie County
Nov 5, 2013 . . . . . . $25,500,000
Bond Anticipation Notes, 2013 (book entry).
Dated Nov 14, 2013.
Due Nov 14, 2014.
Purchased $25,500,000.00 by TD Securities, at 1.25%, plus $137,190.00, effective rate 0.712%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.85%
Oppenheimer, Effective Rate 1.0725%
Jefferies, Effective Rate 1.079%
Oppenheimer, Effective Rate 1.1171%
Oppenheimer, Effective Rate 1.1672%
OKLAHOMA
Broken Arrow (City)
Nov 5, 2013 . . . . . . $3,700,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2015 to 2023.
Non-callable.
Winning bid: Piper Jaffray, at 100.9210, TIC 1.7504%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $410,000 | 1.00% | 0.35% | ||
| 12/1/16 | $410,000 | 1.00% | 0.50% | ||
| 12/1/17 | $410,000 | 1.00% | 0.80% | ||
| 12/1/18 | $410,000 | 2.00% | 1.10% | ||
| 12/1/19 | $410,000 | 2.00% | 1.45% | ||
| 12/1/20 | $410,000 | 2.00% | 1.70% | ||
| 12/1/21 | $410,000 | 2.00% | 1.95% | ||
| 12/1/22 | $410,000 | 2.125% | 2.20% | ||
| 12/1/23 | $420,000 | 2.375% | 2.30% |
L.O.: Kiser Law Firm, Edmond, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
Raymond James, TIC 1.8014%
Baker Group, TIC 1.8423%
Country Club Bank, TIC 1.9624%
FTN Fin Cap Mkts, TIC 2.0607%
Broken Arrow (City)
Nov 5, 2013 . . . . . . $6,200,000
General Obligation Bonds, Series 2013B (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2015 to 2033.
Callable Dec 1, 2023 at par.
Winning bid: Raymond James, at 101.0000, TIC 2.9686%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $325,000 | 2.00% | 0.45% | ||
| 12/1/16 | $325,000 | 2.00% | 0.65% | ||
| 12/1/17 | $325,000 | 2.00% | 0.85% | ||
| 12/1/18 | $325,000 | 2.00% | 1.15% | ||
| 12/1/19 | $325,000 | 2.00% | 1.45% | ||
| 12/1/20 | $325,000 | 2.00% | 1.75% | ||
| 12/1/21 | $325,000 | 2.00% | 2.00% | ||
| 12/1/22 | $325,000 | 2.05% | 2.15% | ||
| 12/1/23 | $325,000 | 2.75% | 2.35% | ||
| 12/1/24 | $325,000 | 3.00% | 2.50% | ||
| 12/1/25 | $325,000 | 3.00% | 2.70% | ||
| 12/1/26 | $325,000 | 3.25% | 2.80% | ||
| 12/1/27 | $325,000 | 3.25% | 2.90% | ||
| 12/1/28 | $325,000 | 3.375% | 3.10% | ||
| 12/1/29 | $325,000 | 3.50% | 3.35% | ||
| 12/1/30 | $325,000 | 3.50% | 3.50% | ||
| 12/1/31 | $325,000 | 3.75% | 3.60% | ||
| 12/1/32 | $325,000 | 3.75% | 3.70% | ||
| 12/1/33 | $350,000 | 3.75% | 3.75% |
L.O.: Kiser Law Firm, Edmond, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
Baker Group, TIC 3.0431%
FTN Fin Cap Mkts, TIC 3.1105%
Independent School District No. 20 of Johnston County (Tishomingo)
Nov 5, 2013 . . . . . . $440,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2015 to 2016.
Non-callable.
Winning bid: Commerce Bank, at n/a, NIC 0.6895%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $215,000 | 1.00% | 0.40% | ||
| 12/1/16 | $225,000 | 1.00% | 0.55% |
In association with: Landmark Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BancFirst, NIC 0.8833%
BOSC, NIC 0.9027%
F&M Bank, NIC 0.9416%
UMB Bank, NIC 1.0583%
TENNESSEE
Williamson County
Nov 5, 2013 . . . . . . $83,000,000
General Obligation School and Public Improvement Bonds, Series 2013 (book entry).
Dated Nov 20, 2013.
Due May 1, 2015 to 2034.
Callable May 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 108.3236, TIC 3.3338%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $1,300,000 | 3.00% | 0.26% | ||
| 5/1/16 | $1,800,000 | 5.00% | 0.47% | ||
| 5/1/17 | $2,940,000 | 5.00% | 0.74% | ||
| 5/1/18 | $3,100,000 | 5.00% | 1.03% | ||
| 5/1/19 | $3,250,000 | 5.00% | 1.44% | ||
| 5/1/20 | $3,410,000 | 5.00% | 1.82% | ||
| 5/1/21 | $3,580,000 | 5.00% | 2.15% | ||
| 5/1/22 | $3,760,000 | 5.00% | 2.36% | ||
| 5/1/23 | $3,950,000 | 5.00% | 2.54% | ||
| 5/1/24 | $4,150,000 | 4.00% | 2.72% | ||
| 5/1/25 | $4,310,000 | 4.00% | 2.88% | ||
| 5/1/26 | $4,490,000 | 4.00% | 3.09% | ||
| 5/1/27 | $4,670,000 | 4.00% | 3.24% | ||
| 5/1/28 | $4,850,000 | 4.00% | 3.39% | ||
| 5/1/29 | $5,040,000 | 4.00% | 3.55% | ||
| 5/1/30 | $5,250,000 | 4.00% | 3.67% | ||
| 5/1/31 | $5,450,000 | 4.00% | 3.76% | ||
| 5/1/32 | $5,670,000 | 4.00% | 3.85% | ||
| 5/1/33 | $5,900,000 | 4.00% | 3.91% | ||
| 5/1/34 | $6,130,000 | 4.00% | 3.97% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Citigroup, TIC 3.34%
Piper Jaffray, TIC 3.3453%
Wells Fargo Secs, TIC 3.3553%
Raymond James, TIC 3.3688%
JPMorgan, TIC 3.3728%
William Blair, TIC 3.4136%
Robert W. Baird, TIC 3.546%
Hutchinson Shockey, TIC 3.5532%
TEXAS
Deer Park (City)
Nov 5, 2013 . . . . . . $6,925,000
Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Mar 15, 2014 to 2033.
Callable Mar 15, 2022 at par.
Winning bid: Raymond James, at 101.4839, TIC 3.1552%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/14 | $35,000 | 2.00% | 0.50% | ||
| 3/15/15 | $20,000 | 2.00% | 0.60% | ||
| 3/15/16 | $50,000 | 2.00% | 0.70% | ||
| 3/15/17 | $55,000 | 2.00% | 1.00% | ||
| 3/15/18 | $140,000 | 2.50% | 1.05% | ||
| 3/15/19 | $150,000 | 3.00% | 1.40% | ||
| 3/15/20 | $160,000 | 3.00% | 1.70% | ||
| 3/15/21 | $245,000 | 3.00% | 1.85% | ||
| 3/15/22 | $320,000 | 3.00% | 2.25% | ||
| 3/15/23 | $330,000 | 3.00% | 2.30% | ||
| 3/15/24 | $420,000 | 3.25% | 2.35% | ||
| 3/15/33 | $5,000,000 | 3.35% | 3.35% |
L.O.: Bracewell & Giuliani LLP, Houston, TX; and State Attorney General.
F.A.: BOSC, Inc., Houston, TX.
Other bidders were:
Robert W. Baird, TIC 3.1592%
FTN Fin Cap Mkts, TIC 3.1611%
Stifel Nicolaus, TIC 3.1695%
Southwest Securities, TIC 3.1717%
George K. Baum, TIC 3.3262%
Coastal Securities, TIC 3.3753%
Sterne Agee, TIC 3.4524%
FirstSouthwest, TIC 3.4729%
Harris County Water Control & Improvement District No. 89
Nov 5, 2013 . . . . . . $2,925,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Oct 1, 2026 to 2039.
Callable Oct 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.7798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/27 | $300,000 | 5.25% | 3.25% | AGM | |
| 10/1/29 | $350,000 | 4.00% | 4.25% | AGM | |
| 10/1/31 | $375,000 | 4.25% | 4.50% | AGM | |
| 10/1/33 | $400,000 | 4.50% | 4.60% | AGM | |
| 10/1/35 | $450,000 | 4.625% | 4.80% | AGM | |
| 10/1/37 | $500,000 | 4.75% | 4.90% | AGM | |
| 10/1/39 | $550,000 | 4.85% | 5.00% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: Strawn & Richardson, P.C., Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
Southwest Securities, NIC 4.9086%
BOSC, NIC 5.1142%
Sugar Land (City)
Nov 5, 2013 . . . . . . $15,765,000
Waterworks and Sewer System Revenue Bonds, Series 2013 (book entry).
Dated Dec 1, 2013.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2022 at par.
Winning bid: Robert W. Baird, at 100.0303, TIC 3.5653%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $575,000 | 2.50% | 0.28% | ||
| 8/15/15 | $625,000 | 2.50% | 0.50% | ||
| 8/15/16 | $635,000 | 2.50% | 0.65% | ||
| 8/15/17 | $645,000 | 3.00% | 0.90% | ||
| 8/15/18 | $655,000 | 3.00% | 1.25% | ||
| 8/15/19 | $670,000 | 3.00% | 1.65% | ||
| 8/15/20 | $685,000 | 3.00% | 2.00% | ||
| 8/15/21 | $700,000 | 3.00% | 2.35% | ||
| 8/15/22 | $715,000 | 3.00% | 2.58% | ||
| 8/15/23 | $735,000 | 3.00% | 2.80% | ||
| 8/15/24 | $760,000 | 3.00% | 3.00% | ||
| 8/15/25 | $790,000 | 3.125% | 3.20% | ||
| 8/15/26 | $820,000 | 3.375% | 3.40% | ||
| 8/15/27 | $855,000 | 3.50% | 3.60% | ||
| 8/15/28 | $890,000 | 3.625% | 3.80% | ||
| 8/15/30 | $1,885,000 | 4.00% | 4.00% | ||
| 8/15/31 | $1,000,000 | 4.00% | 4.05% | ||
| 8/15/32 | $1,040,000 | 4.00% | 4.10% | ||
| 8/15/33 | $1,085,000 | 4.00% | 4.15% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Wedbush Securities Inc., Cronin & Co., Inc., Bernardi Securities, Inc., FTN Financial Capital Markets, George K. Baum & Co., Alamo Capital, J.J.B. Hilliard, W.L. Lyons, Inc., NW Capital a division of Windsor Financial Group.
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
William Blair, TIC 3.5794%
Hutchinson Shockey, TIC 3.5873%
Citigroup, TIC 3.5916%
Southwest Securities, TIC 3.656%
Morgan Stanley, TIC 3.6878%
BOSC, TIC 3.7258%
VIRGINIA
Virginia Housing Development Authority
Nov 5, 2013 . . . . . . $11,650,000
Rental Housing Bonds, 2013 Series G Non-AMT (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2015 to 2043.
Callable Jun 1, 2014 at par.
Winning bid: Davenport, at 99.0000, TIC 4.3547%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $1,350,000 | 0.58% | 0.58% | ||
| 12/1/16 | $220,000 | 0.75% | 0.75% | ||
| 12/1/17 | $225,000 | 1.125% | 1.125% | ||
| 12/1/18 | $225,000 | 1.45% | 1.45% | ||
| 12/1/19 | $230,000 | 2.00% | 2.00% | ||
| 12/1/20 | $235,000 | 2.375% | 2.375% | ||
| 12/1/21 | $245,000 | 2.75% | 2.75% | ||
| 12/1/22 | $250,000 | 3.00% | 3.00% | ||
| 12/1/23 | $260,000 | 3.20% | 3.20% | ||
| 12/1/24 | $270,000 | 3.35% | 3.35% | ||
| 12/1/25 | $275,000 | 3.55% | 3.55% | ||
| 12/1/26 | $290,000 | 3.75% | 3.75% | ||
| 12/1/28 | $615,000 | 4.00% | 4.00% | ||
| 12/1/29 | $325,000 | 4.125% | 4.125% | ||
| 12/1/30 | $340,000 | 4.25% | 4.25% | ||
| 12/1/31 | $360,000 | 4.375% | 4.375% | ||
| 12/1/32 | $375,000 | 4.45% | 4.45% | ||
| 12/1/33 | $395,000 | 4.50% | 4.50% | ||
| 12/1/38 | $2,270,000 | 4.625% | 4.625% | ||
| 12/1/43 | $2,895,000 | 4.75% | 4.75% |
Other managers: Robert W. Baird & Co., Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., Crews & Associates, Inc., Edward Jones, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, NW Capital a division of Windsor Financial Group, Wedbush Securities Inc., SunTrust Robinson Humphrey, SAMCO Capital Markets.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Stanley, TIC 4.4491%
Janney Montgomery, TIC 4.4655%
BA Merrill Lynch, TIC 4.4809%
Hutchinson Shockey, TIC 4.5221%
RBC Capital Mkts, TIC 4.524%
Wells Fargo Secs, TIC 4.576%
Virginia Public School Authority
Nov 5, 2013 . . . . . . $45,075,000
School Financing Bonds (1997 Resolution) Series 2013B (book entry).
Dated Nov 21, 2013.
Due Aug 1, 2014 to 2040.
Callable Aug 1, 2023 at par.
Winning bid: Wells Fargo Secs, at 106.1126, TIC 3.479%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,100,000 | 5.00% | 0.20% | ||
| 8/1/15 | $1,580,000 | 5.00% | 0.39% | ||
| 8/1/16 | $1,655,000 | 5.00% | 0.56% | ||
| 8/1/17 | $1,725,000 | 5.00% | 0.83% | ||
| 8/1/18 | $1,810,000 | 5.00% | 1.13% | ||
| 8/1/19 | $1,890,000 | 5.00% | 1.54% | ||
| 8/1/20 | $1,970,000 | 5.00% | 1.90% | ||
| 8/1/21 | $2,075,000 | 5.00% | 2.25% | ||
| 8/1/22 | $2,155,000 | 2.25% | 2.45% | ||
| 8/1/23 | $2,210,000 | 3.00% | 2.65% | ||
| 8/1/24 | $2,280,000 | 4.00% | 2.82% | ||
| 8/1/25 | $2,365,000 | 4.00% | 2.98% | ||
| 8/1/26 | $2,445,000 | 3.00% | 3.217% | ||
| 8/1/27 | $2,530,000 | 4.25% | 3.39% | ||
| 8/1/28 | $2,705,000 | 4.25% | 3.54% | ||
| 8/1/29 | $2,365,000 | 4.25% | 3.67% | ||
| 8/1/30 | $1,750,000 | 4.25% | 3.79% | ||
| 8/1/31 | $1,840,000 | 4.25% | 3.88% | ||
| 8/1/32 | $1,960,000 | 4.25% | 3.97% | ||
| 8/1/33 | $2,080,000 | 4.25% | 4.03% | ||
| 8/1/34 | $180,000 | 4.00% | 4.15% | ||
| 8/1/35 | $240,000 | 4.00% | 4.20% | ||
| 8/1/36 | $295,000 | 4.125% | 4.25% | ||
| 8/1/38 | $780,000 | 4.25% | 4.35% | ||
| 8/1/40 | $3,090,000 | 4.25% | 4.40% |
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Citigroup, TIC 3.5077%
JPMorgan, TIC 3.508%
BA Merrill Lynch, TIC 3.53%
William Blair, TIC 3.5413%
Piper Jaffray, TIC 3.5993%
Robert W. Baird, TIC 3.7252%
UBS Financial Svcs, TIC 3.7773%
WASHINGTON
Bellevue School District No. 405
Nov 5, 2013 . . . . . . $100,000,000
Unlimited Tax General Obligation Bonds, 2013 (Washington State School District Credit Enhancement Program) (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2014 to 2032.
Callable Dec 1, 2023 at par.
Winning bid: Citigroup, at 108.8925, TIC 3.2201%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $20,300,000 | 5.00% | 0.18% | ||
| 12/1/15 | $3,000,000 | 3.00% | 0.37% | ||
| 12/1/16 | $3,100,000 | 5.00% | 0.57% | ||
| 12/1/17 | $3,300,000 | 5.00% | 0.87% | ||
| 12/1/18 | $3,400,000 | 1.75% | 1.15% | ||
| 12/1/19 | $3,500,000 | 5.00% | 1.52% | ||
| 12/1/20 | $3,600,000 | 5.00% | 1.88% | ||
| 12/1/21 | $3,800,000 | 5.00% | 2.20% | ||
| 12/1/22 | $4,000,000 | 5.00% | 2.42% | ||
| 12/1/23 | $4,200,000 | 5.00% | 2.66% | ||
| 12/1/24 | $4,400,000 | 5.00% | 2.82% | ||
| 12/1/25 | $4,700,000 | 5.00% | 2.98% | ||
| 12/1/26 | $4,900,000 | 4.00% | 3.24% | ||
| 12/1/27 | $5,100,000 | 4.00% | 3.46% | ||
| 12/1/28 | $5,300,000 | 4.00% | 3.64% | ||
| 12/1/29 | $5,500,000 | 4.25% | 3.70% | ||
| 12/1/30 | $5,700,000 | 4.25% | 3.82% | ||
| 12/1/31 | $6,000,000 | 4.25% | 3.91% | ||
| 12/1/32 | $6,200,000 | 4.25% | 4.00% |
Other managers: M.R. Beal & Co., Mesirow Financial, Inc., FirstSouthwest, Ramirez & Co., Inc., Drexel Hamilton, LLC., Rice Financial Products Company.
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: Piper Jaffray & Company, Seattle, WA.
Other bidders were:
JPMorgan, TIC 3.2283%
Wells Fargo Secs, TIC 3.2295%
Barclays Capital, TIC 3.2443%
Raymond James, TIC 3.25%
BA Merrill Lynch, TIC 3.257%
William Blair, TIC 3.2748%
Morgan Stanley, TIC 3.2761%
Robert W. Baird, TIC 3.3357%
WISCONSIN
Nekoosa School District
Oct 17, 2013 . . . . . . $2,000,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 24, 2013.
Due Aug 22, 2014.
Purchased $2,000,000.00 by BOSC, at 1.0%, plus $4,740.00, effective rate 0.7124%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, Effective Rate 0.9383%
First Merit, Effective Rate 0.94%
North Lake School District
Oct 31, 2013 . . . . . . $450,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Nov 6, 2013.
Due Oct 29, 2014.
Purchased $450,000.00 by Robert W. Baird, at 1.0%, plus $1,489.50, effective rate 0.6624%.
L.O.: Davis & Kuelthau, S.C., Milwaukee, WI.
F.A.: Municipal Official(s).
Wauwatosa (City)
Nov 5, 2013 . . . . . . $4,575,000
Waterworks System Revenue Bonds, Series 2013 (book entry).
Dated Nov 19, 2013.
Due Jan 1, 2015 to 2034.
Callable Jan 1, 2024 at par.
Winning bid: Stifel Nicolaus, at 100.0000, TIC 3.6648%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/15 | $175,000 | 3.00% | 0.39% | ||
| 1/1/16 | $200,000 | 3.00% | 0.56% | ||
| 1/1/17 | $200,000 | 3.00% | 0.82% | ||
| 1/1/18 | $175,000 | 3.00% | 1.11% | ||
| 1/1/19 | $175,000 | 3.00% | 1.49% | ||
| 1/1/20 | $200,000 | 3.00% | 1.85% | ||
| 1/1/21 | $200,000 | 3.00% | 2.20% | ||
| 1/1/22 | $200,000 | 3.00% | 2.40% | ||
| 1/1/23 | $200,000 | 3.00% | 2.60% | ||
| 1/1/24 | $200,000 | 3.00% | 2.80% | ||
| 1/1/25 | $200,000 | 3.00% | 3.10% | ||
| 1/1/26 | $175,000 | 3.25% | 3.30% | ||
| 1/1/27 | $175,000 | 3.375% | 3.45% | ||
| 1/1/28 | $200,000 | 3.50% | 3.60% | ||
| 1/1/29 | $200,000 | 4.00% | 3.75% | ||
| 1/1/30 | $300,000 | 4.00% | 3.85% | ||
| 1/1/32 | $675,000 | 4.00% | 4.00% | ||
| 1/1/33 | $350,000 | 4.05% | 4.05% | ||
| 1/1/34 | $375,000 | 4.125% | 4.125% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Hutchinson, Shockey, Erley & Co., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 3.762%
William Blair, TIC 3.7625%
UBS Financial Svcs, TIC 3.8336%
Morgan Stanley, TIC 4.0385%
Wauwatosa (City)
Nov 5, 2013 . . . . . . $9,475,000
General Obligation Sewerage Bonds, Series 2013 (book entry).
Dated Nov 19, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: William Blair, at 101.6198, TIC 3.6402%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $150,000 | 2.50% | 0.33% | ||
| 11/1/15 | $150,000 | 2.50% | 0.52% | ||
| 11/1/16 | $175,000 | 2.50% | 0.71% | ||
| 11/1/17 | $200,000 | 3.00% | 1.00% | ||
| 11/1/18 | $250,000 | 3.00% | 1.30% | ||
| 11/1/19 | $250,000 | 3.00% | 1.75% | ||
| 11/1/20 | $275,000 | 3.00% | 2.12% | ||
| 11/1/21 | $325,000 | 3.00% | 2.45% | ||
| 11/1/22 | $375,000 | 3.00% | 2.66% | ||
| 11/1/23 | $350,000 | 3.00% | 2.86% | ||
| 11/1/24 | $625,000 | 3.00% | 3.02% | ||
| 11/1/25 | $625,000 | 3.25% | 3.25% | ||
| 11/1/26 | $675,000 | 4.00% | 3.39% | ||
| 11/1/27 | $675,000 | 4.00% | 3.59% | ||
| 11/1/28 | $700,000 | 4.00% | 3.76% | ||
| 11/1/29 | $725,000 | 4.00% | 3.90% | ||
| 11/1/30 | $725,000 | 4.00% | 4.02% | ||
| 11/1/31 | $725,000 | 4.00% | 4.11% | ||
| 11/1/32 | $750,000 | 4.25% | 4.20% | ||
| 11/1/33 | $750,000 | 4.25% | 4.24% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Hutchinson, Shockey, Erley & Co., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 3.6432%
UBS Financial Svcs, TIC 3.6711%
Morgan Stanley, TIC 4.0153%
