ARKANSAS
Bald Knob School District No. 1 of White County
Oct 16, 2013 . . . . . . $1,045,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 1, 2014 to 2030.
Callable Aug 1, 2018 at par.
Winning bid: Ross Sinclaire, at 98.2022, TIC 3.176%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $120,000 | 0.50% | 0.50% | ||
| 2/1/17 | $105,000 | 1.00% | 1.00% | ||
| 2/1/19 | $110,000 | 1.60% | 1.60% | ||
| 2/1/22 | $170,000 | 2.25% | 2.25% | ||
| 2/1/26 | $250,000 | 3.00% | 2.85% | ||
| 2/1/30 | $290,000 | 3.50% | 3.50% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.2173%
Vining-Sparks IBG, TIC 3.3913%
Prairie Grove School District No. 23 of Washington County
Oct 16, 2013 . . . . . . $9,085,000
Refunding and Construction Bonds, Series A (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 1, 2015 to 2043.
Callable Feb 1, 2016 at par.
Winning bid: Ross Sinclaire, at 98.0021, TIC 4.1261%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $105,000 | 1.00% | 0.50% | ||
| 2/1/16 | $215,000 | 1.00% | 0.80% | ||
| 2/1/17 | $220,000 | 1.10% | 1.10% | ||
| 2/1/18 | $220,000 | 1.50% | 1.50% | ||
| 2/1/19 | $225,000 | 1.75% | 1.75% | ||
| 2/1/20 | $225,000 | 2.00% | 2.00% | ||
| 2/1/21 | $230,000 | 2.15% | 2.15% | ||
| 2/1/22 | $235,000 | 2.375% | 2.375% | ||
| 2/1/23 | $245,000 | 2.50% | 2.50% | ||
| 2/1/24 | $250,000 | 2.70% | 2.70% | ||
| 2/1/26 | $520,000 | 3.00% | 3.00% | ||
| 2/1/27 | $275,000 | 3.25% | 3.25% | ||
| 2/1/28 | $285,000 | 3.75% | 3.50% | ||
| 2/1/29 | $290,000 | 4.00% | 3.65% | ||
| 2/1/30 | $305,000 | 4.00% | 3.75% | ||
| 2/1/31 | $315,000 | 4.00% | 3.85% | ||
| 2/1/33 | $665,000 | 4.00% | 4.00% | ||
| 2/1/36 | $1,100,000 | 4.125% | 4.25% | ||
| 2/1/40 | $1,690,000 | 4.40% | 4.40% | ||
| 2/1/43 | $1,470,000 | 4.50% | 4.63% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Raymond James, TIC 4.1804%
FLORIDA
Broward County School District
Oct 16, 2013 . . . . . . $125,000,000
Tax Anticipation Notes, Series 2013 (book entry).
Dated Oct 24, 2013.
Due Jan 30, 2014.
Purchased $125,000,000.00 by BA Merrill Lynch, at 5.0%, plus $1,628,750.00, effective rate 0.1138%.
L.O.: Greenberg Traurig, P.A., Miami, FL; and Edwards & Associates, P.A., Miami, FL.
F.A.: Public Financial Management, Inc., Orlando, FL; and Fidelity Financial Services, Fort Lauderdale, FL.
Other bidders were:
JPMorgan, Effective Rate 0.1175%
RBC Capital Mkts, Effective Rate 0.1275%
Morgan Stanley, Effective Rate 0.1388%
Wells Fargo Secs, Effective Rate 0.1563%
Citigroup, Effective Rate 0.1563%
PNC Capital Markets, Effective Rate 0.1625%
Goldman Sachs, Effective Rate 0.1713%
ILLINOIS
Mount Prospect Park District
Oct 16, 2013 . . . . . . $2,700,000
General Obligation Limited Tax Park Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 30, 2013.
Due Dec 15, 2014 to 2017.
Non-callable.
Winning bid: Mt Prospect St Bk, at n/a, TIC 0.9976%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/14 | $785,000 | 0.40% | NRO | ||
| 12/15/15 | $300,000 | 0.70% NRO | |||
| 12/15/16 | $750,000 | 1.00% NRO | |||
| 12/15/17 | $865,000 | 1.20% | NRO |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.1245%
Raymond James, TIC 1.1523%
BMO Cap Mkts GKST, TIC 1.1697%
Robert W. Baird, TIC 1.2382%
Janney Montgomery, TIC 1.2461%
BOSC, TIC 1.3119%
Bernardi Securities, TIC 1.4029%
IOWA
Ottumwa (City)
Oct 15, 2013 . . . . . . $1,330,000
General Obligation Bonds, Series 2013C (bank qualified) (book entry).
Dated Nov 18, 2013.
Due Jun 1, 2016 to 2020.
Callable Jun 1, 2018 at par.
Winning bid: UMB Bank, at n/a, TIC 1.5398%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $260,000 | 2.00% | 0.70% | ||
| 6/1/17 | $260,000 | 2.00% | 1.00% | ||
| 6/1/18 | $265,000 | 2.00% | 1.30% | ||
| 6/1/19 | $270,000 | 2.00% | 1.55% | ||
| 6/1/20 | $275,000 | 2.00% | 1.85% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 1.5981%
D.A. Davidson, TIC 1.6493%
Hutchinson Shockey, TIC 1.7819%
MAINE
Falmouth (Town)
Oct 16, 2013 . . . . . . $5,000,000
2013 General Obligation Bonds (bank qualified) (book entry).
Dated Oct 15, 2013.
Due Oct 15, 2014 to 2033.
Callable Oct 15, 2023 at par.
Winning bid: Piper Jaffray, at 102.8499, TIC 2.958%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/14 | $250,000 | 2.00% | 0.35% | ||
| 10/15/15 | $250,000 | 2.00% | 0.50% | ||
| 10/15/16 | $250,000 | 2.00% | 0.75% | ||
| 10/15/17 | $250,000 | 2.00% | 1.00% | ||
| 10/15/18 | $250,000 | 3.00% | 1.30% | ||
| 10/15/19 | $250,000 | 3.00% | 1.60% | ||
| 10/15/20 | $250,000 | 3.00% | 1.80% | ||
| 10/15/21 | $250,000 | 3.00% | 2.00% | ||
| 10/15/22 | $250,000 | 3.00% | 2.15% | ||
| 10/15/23 | $250,000 | 3.00% | 2.30% | ||
| 10/15/24 | $250,000 | 3.00% | 2.50% | ||
| 10/15/25 | $250,000 | 3.00% | 2.70% | ||
| 10/15/26 | $250,000 | 3.00% | 2.90% | ||
| 10/15/27 | $250,000 | 3.00% | 3.00% | ||
| 10/15/28 | $250,000 | 3.25% | 3.10% | ||
| 10/15/29 | $250,000 | 3.50% | 3.25% | ||
| 10/15/30 | $250,000 | 3.50% | 3.40% | ||
| 10/15/31 | $250,000 | 3.75% | 3.60% | ||
| 10/15/32 | $250,000 | 4.00% | 3.75% | ||
| 10/15/33 | $250,000 | 4.25% | 3.80% |
L.O.: Drummond Woodsum & McMahon, Portland, ME.
F.A.: Gorham Savings Bank, Portland, ME.
Other bidders were:
BOSC, TIC 3.1092%
UBS Financial Svcs, TIC 3.1251%
Robert W. Baird, TIC 3.148%
FTN Fin Cap Mkts, TIC 3.1541%
Fidelity Capital, TIC 3.3168%
Janney Montgomery, TIC 3.3754%
MASSACHUSETTS
Fairhaven (Town)
Oct 16, 2013 . . . . . . $9,200,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2021 at par.
Winning bid: Sterne Agee, at 102.4541, TIC 3.082%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $475,000 | 3.00% | 0.30% | ||
| 11/1/15 | $470,000 | 3.00% | 0.50% | ||
| 11/1/16 | $470,000 | 3.00% | 0.80% | ||
| 11/1/17 | $470,000 | 4.00% | 1.15% | ||
| 11/1/18 | $470,000 | 2.50% | 1.30% | ||
| 11/1/19 | $470,000 | 2.50% | 1.60% | ||
| 11/1/20 | $470,000 | 2.50% | 1.90% | ||
| 11/1/21 | $470,000 | 3.00% | 2.10% | ||
| 11/1/22 | $470,000 | 3.00% | 2.30% | ||
| 11/1/23 | $455,000 | 3.00% | 2.50% | ||
| 11/1/24 | $455,000 | 3.00% | 2.70% | ||
| 11/1/25 | $455,000 | 3.00% | 2.90% | ||
| 11/1/26 | $450,000 | 3.50% | 3.10% | ||
| 11/1/27 | $450,000 | 3.50% | 3.20% | ||
| 11/1/28 | $450,000 | 3.50% | 3.30% | ||
| 11/1/29 | $450,000 | 3.50% | 3.40% | ||
| 11/1/30 | $450,000 | 3.75% | 3.50% | ||
| 11/1/31 | $450,000 | 3.75% | 3.625% | ||
| 11/1/32 | $450,000 | 3.75% | 3.75% | ||
| 11/1/33 | $450,000 | 4.00% | 3.85% |
Other managers: BOSC, Inc., SunTrust Robinson Humphrey.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UBS Financial Svcs, TIC 3.1813%
Stifel Nicolaus, TIC 3.1863%
Robert W. Baird, TIC 3.1984%
Janney Montgomery, TIC 3.3476%
Mattapoisett (Town)
Oct 15, 2013 . . . . . . $4,370,000
General Obligation Refunding Bonds, Series B (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Mar 15, 2015 to 2026.
Callable Mar 15, 2022 at par.
Winning bid: Stifel Nicolaus, at 102.7705, TIC 2.202%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/15 | $360,000 | 2.00% | 0.35% | ||
| 3/15/16 | $390,000 | 3.00% | 0.65% | ||
| 3/15/17 | $385,000 | 4.00% | 0.95% | ||
| 3/15/18 | $385,000 | 2.00% | 1.25% | ||
| 3/15/19 | $380,000 | 2.00% | 1.55% | ||
| 3/15/20 | $375,000 | 2.00% | 1.80% | ||
| 3/15/21 | $365,000 | 2.00% | 2.00% | ||
| 3/15/22 | $360,000 | 2.25% | 2.10% | ||
| 3/15/23 | $350,000 | 3.00% | 2.25% | ||
| 3/15/24 | $345,000 | 3.00% | 2.45% | ||
| 3/15/25 | $340,000 | 3.00% | 2.65% | ||
| 3/15/26 | $335,000 | 3.00% | 2.80% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Piper Jaffray, TIC 2.2193%
FTN Fin Cap Mkts, TIC 2.2434%
Robert W. Baird, TIC 2.2793%
Raymond James, TIC 2.2813%
UBS Financial Svcs, TIC 2.297%
Sterne Agee, TIC 2.2978%
Janney Montgomery, TIC 2.3684%
Westfield (City)
Oct 16, 2013 . . . . . . $28,564,000
General Obligation Bond Anticipation Notes.
Dated Oct 25, 2013.
Due Apr 11, 2014.
Purchased $28,564,000.00 by JPMorgan, at 1.0%, plus $112,827.80, effective rate 0.1434%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.1466%
Morgan Stanley, Effective Rate 0.2152%
MINNESOTA
Commissioner of Iron Range Resources and Rehabilitation
Oct 16, 2013 . . . . . . $37,830,000
Educational Facilities Revenue Bonds, Series 2013 (MN SD Credit Enhancement Program) (book entry).
Dated Oct 31, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.6356, TIC 3.7591%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $1,430,000 | 4.00% | 0.40% | ||
| 10/1/15 | $1,370,000 | 4.00% | 0.50% | ||
| 10/1/16 | $1,425,000 | 4.00% | 0.80% | ||
| 10/1/17 | $1,485,000 | 3.00% | 1.10% | ||
| 10/1/18 | $1,530,000 | 4.00% | 1.55% | ||
| 10/1/19 | $1,590,000 | 3.50% | 2.00% | ||
| 10/1/20 | $1,645,000 | 4.00% | 2.30% | ||
| 10/1/21 | $1,710,000 | 3.00% | 2.60% | ||
| 10/1/22 | $1,760,000 | 3.00% | 2.80% | ||
| 10/1/23 | $1,815,000 | 3.00% | 3.00% | ||
| 10/1/24 | $1,870,000 | 3.125% | 3.20% | ||
| 10/1/25 | $1,930,000 | 3.375% | 3.40% | ||
| 10/1/26 | $1,990,000 | 3.50% | 3.60% | ||
| 10/1/27 | $2,060,000 | 3.75% | 3.80% | ||
| 10/1/28 | $2,140,000 | 4.00% | 4.00% | ||
| 10/1/29 | $2,225,000 | 4.00% | 4.10% | ||
| 10/1/30 | $2,315,000 | 4.125% | 4.20% | ||
| 10/1/31 | $2,410,000 | 4.25% | 4.30% | ||
| 10/1/33 | $5,130,000 | 4.30% | 4.40% |
Other managers: CL King & Associates, Fidelity Capital Markets, Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Crews & Associates, Inc., Davenport & Company LLC, Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Incapital LLC, Wedbush Securities Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., R. Seelaus & Co., Inc., Alamo Capital.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 3.8525%
Mesirow Financial, TIC 3.8901%
Wells Fargo Secs, TIC 4.064%
UBS Financial Svcs, TIC 4.1153%
Hutchinson Shockey, TIC 4.4159%
East Bethel (City)
Oct 16, 2013 . . . . . . $1,250,000
General Obligation Public Safety Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated Nov 13, 2013.
Due Feb 1, 2015 to 2026.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 103.0818, TIC 2.5109%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $75,000 | 3.00% | 0.45% | ||
| 2/1/16 | $90,000 | 3.00% | 0.65% | ||
| 2/1/17 | $90,000 | 3.00% | 0.90% | ||
| 2/1/18 | $95,000 | 3.00% | 1.25% | ||
| 2/1/19 | $100,000 | 3.00% | 1.50% | ||
| 2/1/20 | $100,000 | 3.00% | 1.75% | ||
| 2/1/21 | $110,000 | 3.00% | 2.05% | ||
| 2/1/22 | $110,000 | 3.00% | 2.20% | ||
| 2/1/24 | $235,000 | 3.00% | 2.50% | ||
| 2/1/26 | $245,000 | 3.00% | 2.72% |
Other managers: CL King & Associates, Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Northland Securities, Inc., Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., UMB Bank, N.A., R. Seelaus & Co., Inc., Alamo Capital.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 2.5335%
Heron Lake-Okabena Independent School District No. 330
Oct 15, 2013 . . . . . . $2,105,000
General Obligation School Building Refunding Bonds, Series 2013A (Minnesota School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 12, 2013.
Due Feb 1, 2015 to 2023.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 1.9434%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $205,000 | 0.40% | 0.40% | ||
| 2/1/16 | $220,000 | 0.625% | 0.625% | ||
| 2/1/17 | $225,000 | 0.90% | 0.90% | ||
| 2/1/18 | $225,000 | 1.25% | 1.25% | ||
| 2/1/19 | $230,000 | 1.55% | 1.55% | ||
| 2/1/20 | $240,000 | 1.80% | 1.80% | ||
| 2/1/21 | $245,000 | 2.05% | 2.05% | ||
| 2/1/22 | $255,000 | 2.25% | 2.25% | ||
| 2/1/23 | $260,000 | 2.45% | 2.45% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 1.9435%
Robert W. Baird, TIC 1.9648%
Piper Jaffray, TIC 1.9895%
NEW JERSEY
Allamuchy Township
Oct 16, 2013 . . . . . . $3,783,205
$3,6632,05 General Improvement Bond Anticipation Notes, Series 2013B and $120,000 Special Emergency Notes (bank qualified).
Dated Oct 22, 2013.
Due Oct 21, 2014.
Purchased $3,783,210.00 by Jefferies, at 1.0%, plus $957.15, effective rate 0.746%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.777%
Oppenheimer, Effective Rate 0.9158%
Allamuchy Township
Oct 16, 2013 . . . . . . $4,144,195
$3,164,195 Water-Sewer Utility Bond Anticipation Notes, Series 2013A and $980,000 General Improvement Bond Anticipation Notes, Series 2013C (bank qualified).
Dated Oct 22, 2013.
Due Jul 9, 2014.
Purchased $4,144,200.00 by Jefferies, at 1.2%, plus $7,169.40, effective rate 0.757%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.757%
Oppenheimer, Effective Rate 0.898%
Harrington Park Borough
Oct 16, 2013 . . . . . . $960,000
Bond Anticipation Notes (bank qualified).
Dated Oct 23, 2013.
Due Oct 22, 2014.
Purchased $960,000.00 by TD Bank, N.A., at 1.1%, effective rate 1.1%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.141%
Oppenheimer, Effective Rate 1.1967%
Manville Borough
Oct 16, 2013 . . . . . . $1,236,400
General Obligation Bond Anticipation Notes (bank qualified).
Dated Oct 24, 2013.
Due Jun 27, 2014.
Purchased $1,236,400.00 by Peapack-Gladstone, at 0.79%, effective rate 0.79%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.1907%
Oppenheimer, Effective Rate 1.2222%
Montville Township
Oct 16, 2013 . . . . . . $9,450,000
General Obligation Bonds, Consisting of $6,530,000 General Improvement; $550,000 Water Utility and $2,370,000 Sewer Utility (bank qualified) (book entry).
Dated Oct 25, 2013.
Due Oct 15, 2014 to 2028.
Callable Oct 15, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.0977%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/14 | $530,000 | 2.00% | 0.25% | ||
| 10/15/15 | $605,000 | 4.00% | 0.35% | ||
| 10/15/16 | $905,000 | 4.00% | 0.65% | ||
| 10/15/17 | $905,000 | 4.00% | 1.00% | ||
| 10/15/18 | $905,000 | 3.00% | 1.30% | ||
| 10/15/19 | $905,000 | 3.00% | 1.55% | ||
| 10/15/20 | $910,000 | 3.00% | 1.80% | ||
| 10/15/21 | $910,000 | 3.00% | 2.00% | ||
| 10/15/22 | $1,000,000 | 3.00% | 2.15% | ||
| 10/15/23 | $1,030,000 | 3.00% | 2.30% | ||
| 10/15/24 | $165,000 | 3.00% | 2.80% | ||
| 10/15/25 | $170,000 | 3.00% | 3.00% | ||
| 10/15/26 | $170,000 | 3.00% | 3.15% | ||
| 10/15/27 | $170,000 | 3.125% | 3.30% | ||
| 10/15/28 | $170,000 | 3.25% | 3.45% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
PNC Capital Markets, TIC 2.1337%
Robert W. Baird, TIC 2.1729%
Raymond James, TIC 2.3832%
RBC Capital Mkts, TIC 2.4454%
Janney Montgomery, TIC 2.4554%
Wayne Township
Oct 16, 2013 . . . . . . $15,780,000
Bond Anticipation Note.
Dated Oct 23, 2013.
Due Jul 22, 2014.
Purchased $15,780,000.00 by TD Securities, at 1.0%, plus $837,918.00, effective rate 0.289%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.6025%
Jefferies, Effective Rate 0.833%
West Orange Township
Oct 16, 2013 . . . . . . $8,186,365
$465,000 Tax Appeal Refunding Notes; $1,200,000 Special Emergency Notes and $6,521,364.56 General Improvement Notes (bank qualified).
Dated Oct 22, 2013.
Due Oct 21, 2014.
Purchased $8,186,360.00 by TD Securities, at 1.0%, plus $48,872.03, effective rate 0.4013%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.6192%
Jefferies, Effective Rate 0.7887%
Wildwood (City)
Oct 16, 2013 . . . . . . $1,064,000
Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Oct 25, 2013.
Due Apr 25, 2014.
Purchased $1,064,000.00 by Jefferies, at 1.25%, effective rate 1.25%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.663%
Wildwood (City)
Oct 16, 2013 . . . . . . $1,245,100
$657,500 General Improvement Bond Anticipation Notes and $587,600 Special Emergency Notes (bank qualified).
Dated Oct 25, 2013.
Due Oct 24, 2014.
Purchased $1,245,100.00 by Jefferies, at 1.25%, plus $113.00, effective rate 1.2409%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.263%
NEW YORK
Cornwall (Town)
Oct 16, 2013 . . . . . . $805,000
Public Improvement Serial Bonds, 2013 (bank qualified) (book entry).
Dated Oct 29, 2013.
Due May 15, 2014 to 2023.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.0538%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/14 | $85,000 | 2.50% | 0.70% | ||
| 5/15/15 | $85,000 | 2.50% | 1.00% | ||
| 5/15/16 | $85,000 | 2.50% | 1.35% | ||
| 5/15/17 | $85,000 | 2.50% | 1.65% | ||
| 5/15/18 | $85,000 | 2.50% | 2.10% | ||
| 5/15/19 | $85,000 | 2.75% | 2.50% | ||
| 5/15/20 | $85,000 | 3.00% | 2.90% | ||
| 5/15/21 | $85,000 | 3.25% | 3.20% | ||
| 5/15/22 | $65,000 | 3.50% | 3.40% | ||
| 5/15/23 | $60,000 | 3.75% | 3.60% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Sage Rutty, NIC 3.317%
Croton-Harmon Union Free School District
Oct 16, 2013 . . . . . . $678,137
Bond Anticipation Notes for School Buses-2013 (bank qualified).
Dated Oct 23, 2013.
Due Oct 23, 2014.
Purchased $678,140.00 by Putnam Co Saving Bnk, at 0.95%, effective rate 0.95%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 1.0%
Roosevelt & Cross, Effective Rate 1.082%
Oppenheimer, Effective Rate 1.099%
JPMorgan Chase, Effective Rate 1.17%
New Rochelle (City)
Oct 16, 2013 . . . . . . $2,000,000
Bond Anticipation Notes, 2013 Series C.
Dated Oct 24, 2013.
Due Mar 7, 2014.
Purchased $2,000,000.00 by Jefferies, at 1.0%, plus $1,620.00, effective rate 0.7808%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Webster Bank, Effective Rate 0.98%
Oppenheimer, Effective Rate 1.0627%
VIRGINIA
Winchester (City)
Oct 16, 2013 . . . . . . $24,265,000
General Obligation Public Improvement Bonds, Series 2013 (book entry).
Dated Oct 30, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 107.6850, TIC 3.5671%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $460,000 | 3.00% | 0.15% | ||
| 9/1/15 | $580,000 | 4.00% | 0.35% | ||
| 9/1/16 | $705,000 | 4.00% | 0.64% | ||
| 9/1/17 | $750,000 | 5.00% | 1.00% | ||
| 9/1/18 | $785,000 | 5.00% | 1.39% | ||
| 9/1/19 | $1,005,000 | 5.00% | 1.75% | ||
| 9/1/20 | $1,055,000 | 5.00% | 2.07% | ||
| 9/1/21 | $1,110,000 | 5.00% | 2.36% | ||
| 9/1/22 | $1,165,000 | 5.00% | 2.55% | ||
| 9/1/23 | $1,220,000 | 4.00% | 2.72% | ||
| 9/1/24 | $1,270,000 | 4.00% | 3.04% | ||
| 9/1/25 | $1,320,000 | 4.00% | 3.20% | ||
| 9/1/26 | $1,375,000 | 4.00% | 3.36% | ||
| 9/1/27 | $1,430,000 | 4.00% | 3.51% | ||
| 9/1/28 | $1,490,000 | 4.50% | 3.64% | ||
| 9/1/29 | $1,560,000 | 4.50% | 3.77% | ||
| 9/1/30 | $1,635,000 | 4.50% | 3.89% | ||
| 9/1/31 | $1,710,000 | 4.50% | 3.97% | ||
| 9/1/32 | $1,780,000 | 4.00% | 4.15% | ||
| 9/1/33 | $1,860,000 | 4.50% | 4.11% |
Other managers: M & T Securities, Inc..
L.O.: Hunton & Williams LLP, Richmond, VA.
F.A.: Public Financial Management, Inc., Arlington, VA.
Other bidders were:
Davenport, TIC 3.5762%
William Blair, TIC 3.603%
FTN Fin Cap Mkts, TIC 3.6069%
Piper Jaffray, TIC 3.6097%
PNC Capital Markets, TIC 3.6152%
JPMorgan, TIC 3.6194%
Janney Montgomery, TIC 3.6238%
Wells Fargo Secs, TIC 3.6481%
Hutchinson Shockey, TIC 3.6514%
Raymond James, TIC 3.7514%
BMO Cap Mkts GKST, TIC 3.752%
WISCONSIN
Belleville School District
Oct 11, 2013 . . . . . . $1,200,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Oct 30, 2014.
Purchased $1,200,000.00 by Bankers' Bank, at 0.5%, effective rate 0.5%.
In association with: Middleton Community Bank.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Union Bk & Tr Co, Effective Rate 1.03%
Robert W. Baird, Effective Rate 1.1216%
Farmers State Bk, Effective Rate 1.19%
Grantsburg School District
Oct 15, 2013 . . . . . . $2,300,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Nov 4, 2013.
Due Oct 30, 2014.
Purchased $2,300,000.00 by Robert W. Baird, at 1.0%, plus $12,167.00, effective rate 0.465%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
US Bancorp Invest, Effective Rate 0.484%
Middleton-Cross Plains Area School District
Oct 15, 2013 . . . . . . $4,000,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 22, 2013.
Due Sep 18, 2014.
Purchased $4,000,000.00 by Robert W. Baird, at 1.0%, plus $20,280.00, effective rate 0.4401%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
US Bancorp Invest, Effective Rate 0.456%
Town Bk of Delafield, Effective Rate 0.59%
JPMorgan Chase, Effective Rate 0.69%
BMO Cap Mkts GKST, Effective Rate 0.7%
Milwaukee (City)
Oct 16, 2013 . . . . . . $130,000,000
School Revenue Anticiaption Notes, Series 2013 M7 (book entry).
Dated Oct 24, 2013.
Due Jun 30, 2014.
Purchased $130,000,000.00 by Morgan Stanley, at 2.0%, plus $1,625,000.00, effective rate 0.1686%.
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
PNC Capital Markets, Effective Rate 0.1711%
JPMorgan, Effective Rate 0.1716%
TD Securities, Effective Rate 0.1847%
BA Merrill Lynch, Effective Rate 0.1882%
Citigroup, Effective Rate 0.1897%
PNC Capital Markets, Effective Rate 0.19%
Wells Fargo Secs, Effective Rate 0.1987%
US Bancorp Invest, Effective Rate 0.2062%
PNC Capital Markets, Effective Rate 0.2103%
US Bancorp Invest, Effective Rate 0.2163%
Goldman Sachs, Effective Rate 0.2207%
PNC Capital Markets, Effective Rate 0.2306%
US Bancorp Invest, Effective Rate 0.2467%
US Bancorp Invest, Effective Rate 0.2859%
BMO Cap Mkts GKST, Effective Rate 0.3895%
TAXABLE ISSUES
NEW YORK
New Rochelle (City)
Oct 16, 2013 . . . . . . $800,000
Bond Anticipation Notes, 2013 Series D (Federally Taxable).
Dated Oct 24, 2013.
Due Mar 7, 2014.
Purchased $800,000.00 by Webster Bank, at 1.59%, effective rate 1.59%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.1989%
