CALIFORNIA
Orange County Sanitation District
Oct 3, 2013 . . . . . . $129,690,000
Revenue Refunding Certificate Anticipation Notes Series 2013A (book entry).
Dated Oct 16, 2013.
Due Oct 16, 2014.
Purchased $129,690,000.00 by Morgan Stanley, at 2.0%, plus $2,364,248.69, effective rate 0.1738%.
L.O.: Fulbright & Jaworski, Los Angeles, CA.
F.A.: Public Resources Advisory Group, Los Angeles, CA.
Other bidders were:
JPMorgan, Effective Rate 0.18%
BA Merrill Lynch, Effective Rate 0.1801%
Goldman Sachs, Effective Rate 0.1806%
Citigroup, Effective Rate 0.1814%
Wells Fargo Secs, Effective Rate 0.1836%
US Bancorp Invest, Effective Rate 0.1933%
Jefferies, Effective Rate 0.2107%
COLORADO
Denver (City and County)
Oct 3, 2013 . . . . . . $34,030,000
Refunding Certificates of Participation, Series 2013A (Buell Theatre Property) (book entry).
Dated Oct 9, 2013.
Due Dec 1, 2014 to 2023.
Non-callable.
Winning bid: JPMorgan, at n/a, TIC 2.4625%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $275,000 | 3.00% | 0.32% | ||
| 12/1/15 | $530,000 | 4.00% | 0.55% | ||
| 12/1/16 | $2,090,000 | 5.00% | 0.90% | ||
| 12/1/17 | $3,825,000 | 5.00% | 1.26% | ||
| 12/1/18 | $4,015,000 | 5.00% | 1.70% | ||
| 12/1/19 | $4,215,000 | 5.00% | 2.03% | ||
| 12/1/20 | $4,425,000 | 5.00% | 2.30% | ||
| 12/1/21 | $4,650,000 | 5.00% | 2.58% | ||
| 12/1/22 | $4,880,000 | 5.00% | 2.81% | ||
| 12/1/23 | $5,125,000 | 5.00% | 2.98% |
Other managers: Academy Securities Inc., Wiley Bros.-Aintree Capital LLC.
L.O.: Peck, Shaffer & Williams, Denver, CO; and Kline Alvarado Veio, P.C., Denver, CO.
F.A.: FirstSouthwest, Greenwood Village, CO.
Other bidders were:
Piper Jaffray, TIC 2.4678%
Morgan Stanley, TIC 2.4782%
Guggenheim Secs, TIC 2.4873%
Wells Fargo Secs, TIC 2.4962%
RBC Capital Mkts, TIC 2.5294%
Hutchinson Shockey, TIC 2.533%
Stifel Nicolaus, TIC 2.5354%
Robert W. Baird, TIC 2.5517%
CONNECTICUT
Ledyard (Town)
Oct 3, 2013 . . . . . . $3,400,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Oct 15, 2013.
Due Oct 10, 2014.
Purchased $3,400,000.00 by TD Securities, at 1.0%, plus $25,058.00, effective rate 0.2526%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.2922%
Piper Jaffray, Effective Rate 0.2957%
Roosevelt & Cross, Effective Rate 0.3824%
Ledyard (Town)
Oct 3, 2013 . . . . . . $4,705,000
General Obligation Bonds, Issue of 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2021 at par.
Winning bid: Sterne Agee, at 102.0000, TIC 2.9592%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $240,000 | 2.00% | 0.30% | ||
| 10/1/15 | $235,000 | 2.00% | 0.40% | ||
| 10/1/16 | $235,000 | 2.00% | 0.40% | ||
| 10/1/17 | $235,000 | 2.00% | 0.50% | ||
| 10/1/18 | $235,000 | 2.00% | 0.75% | ||
| 10/1/19 | $235,000 | 2.00% | 1.00% | ||
| 10/1/20 | $235,000 | 2.00% | 1.30% | ||
| 10/1/21 | $235,000 | 2.00% | 1.60% | ||
| 10/1/22 | $235,000 | 3.00% | 1.90% | ||
| 10/1/23 | $235,000 | 3.00% | 2.20% | ||
| 10/1/24 | $235,000 | 3.00% | 2.50% | ||
| 10/1/25 | $235,000 | 3.00% | 2.70% | ||
| 10/1/26 | $235,000 | 3.00% | 2.90% | ||
| 10/1/27 | $235,000 | 3.00% | 3.00% | ||
| 10/1/28 | $235,000 | 3.25% | 3.20% | ||
| 10/1/29 | $235,000 | 3.50% | 3.30% | ||
| 10/1/30 | $235,000 | 4.00% | 3.50% | ||
| 10/1/31 | $235,000 | 4.00% | 3.65% | ||
| 10/1/32 | $235,000 | 4.00% | 3.90% | ||
| 10/1/33 | $235,000 | 4.00% | 4.00% |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Stifel Nicolaus, TIC 3.0623%
Roosevelt & Cross, TIC 3.1097%
Robert W. Baird, TIC 3.1149%
Janney Montgomery, TIC 3.1257%
Piper Jaffray, TIC 3.2495%
ILLINOIS
Cary Park District
Oct 3, 2013 . . . . . . $6,995,000
General Obligation Park Refunding Bonds (Alternate Revenue Source), Series 2013A (bank qualified) (book entry).
Dated Oct 29, 2013.
Due Dec 15, 2014 to 2022.
Non-callable.
Winning bid: BOSC, at 110.0257, TIC 1.7726%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/14 | $470,000 | 3.00% | 0.45% | ||
| 12/15/15 | $510,000 | 3.00% | 0.80% | ||
| 12/15/16 | $520,000 | 3.00% | 1.05% | ||
| 12/15/17 | $530,000 | 3.00% | 1.30% | ||
| 12/15/18 | $1,780,000 | 4.00% | 1.60% | ||
| 12/15/19 | $1,830,000 | 4.00% | 1.80% | ||
| 12/15/20 | $1,135,000 | 4.00% | 2.00% | ||
| 12/15/21 | $105,000 | 4.00% | 2.25% | ||
| 12/15/22 | $115,000 | 4.00% | 2.45% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Janney Montgomery, TIC 1.7763%
Robert W. Baird, TIC 1.7913%
UBS Financial Svcs, TIC 1.8373%
FTN Fin Cap Mkts, TIC 1.8474%
BMO Cap Mkts GKST, TIC 1.9011%
IOWA
Clive (City)
Oct 3, 2013 . . . . . . $1,970,000
General Obligation Corporate Purpose Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 31, 2013.
Due Jun 1, 2015 to 2028.
Callable Jun 1, 2021 at par.
Winning bid: Robert W. Baird, at 100.5725, TIC 2.4269%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $110,000 | 2.00% | 0.45% | ||
| 6/1/16 | $100,000 | 2.00% | 0.70% | ||
| 6/1/17 | $100,000 | 2.00% | 0.95% | ||
| 6/1/18 | $135,000 | 2.00% | 1.25% | ||
| 6/1/19 | $140,000 | 2.00% | 1.50% | ||
| 6/1/20 | $140,000 | 2.00% | 1.75% | ||
| 6/1/21 | $145,000 | 2.00% | 1.95% | ||
| 6/1/22 | $145,000 | 2.15% | 2.15% | ||
| 6/1/23 | $150,000 | 2.30% | 2.30% | ||
| 6/1/24 | $155,000 | 2.45% | 2.45% | ||
| 6/1/25 | $155,000 | 2.60% | 2.60% | ||
| 6/1/26 | $160,000 | 2.75% | 2.75% | ||
| 6/1/27 | $165,000 | 2.90% | 2.90% | ||
| 6/1/28 | $170,000 | 3.05% | 3.05% |
Other managers: CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, Edward Jones, Kildare Capital, Inc., Coastal Securities Corp., Northland Securities, Inc., Davenport & Company LLC, SAMCO Capital Markets, Cronin & Co., Inc., Ross, Sinclaire & Associates LLC, Country Club Bank, Vining-Sparks IBG, Limited Partnership, Bernardi Securities, Inc., Isaak Bond Investments, Inc., CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, D.A. Davidson & Co., Alamo Capital, UMB Bank, N.A..
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.5912%
Storm Lake Community School District
Aug 29, 2013 . . . . . . $10,000,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 3, 2013.
Due Jul 1, 2016 to 2029.
Callable Jul 1, 2022 at par.
Winning bid: Raymond James, at 99.1040, TIC 3.7556%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $225,000 | 1.50% | 0.85% | ||
| 7/1/17 | $225,000 | 1.50% | 1.30% | ||
| 7/1/18 | $230,000 | 1.80% | 1.80% | ||
| 7/1/19 | $235,000 | 2.20% | 2.20% | ||
| 7/1/20 | $240,000 | 2.40% | 2.40% | ||
| 7/1/21 | $245,000 | 2.75% | 2.75% | ||
| 7/1/22 | $250,000 | 3.00% | 3.00% | ||
| 7/1/23 | $1,085,000 | 3.05% | 3.05% | ||
| 7/1/24 | $1,115,000 | 3.25% | 3.25% | ||
| 7/1/25 | $1,150,000 | 3.60% | 3.60% | ||
| 7/1/26 | $1,190,000 | 3.75% | 3.75% | ||
| 7/1/27 | $1,225,000 | 4.10% | 4.10% | ||
| 7/1/28 | $1,270,000 | 4.125% | 4.15% | ||
| 7/1/29 | $1,315,000 | 4.15% | 4.20% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.7761%
Hutchinson Shockey, TIC 3.8977%
BOSC, TIC 3.9732%
KENTUCKY
Bullitt County School District Finance Corp
Oct 3, 2013 . . . . . . $26,815,000
School Building Revenue Bonds, Series of 2013 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Robert W. Baird, at 98.0000, NIC 4.0844%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $450,000 | 2.00% | 0.30% | ||
| 10/1/15 | $465,000 | 2.00% | 0.55% | ||
| 10/1/16 | $470,000 | 2.00% | 0.85% | ||
| 10/1/17 | $500,000 | 3.00% | 1.18% | ||
| 10/1/18 | $505,000 | 3.00% | 1.60% | ||
| 10/1/19 | $520,000 | 3.00% | 2.00% | ||
| 10/1/20 | $530,000 | 3.00% | 2.25% | ||
| 10/1/21 | $510,000 | 3.00% | 2.55% | ||
| 10/1/22 | $435,000 | 3.00% | 2.80% | ||
| 10/1/23 | $450,000 | 3.00% | 3.00% | ||
| 10/1/24 | $455,000 | 3.125% | 3.20% | ||
| 10/1/25 | $325,000 | 3.25% | 3.35% | ||
| 10/1/26 | $335,000 | 3.375% | 3.50% | ||
| 10/1/27 | $350,000 | 3.50% | 3.65% | ||
| 10/1/28 | $360,000 | 3.75% | 3.80% | ||
| 10/1/30 | $5,005,000 | 4.00% | 4.00% | ||
| 10/1/31 | $4,845,000 | 4.00% | 4.10% | ||
| 10/1/32 | $5,085,000 | 4.125% | 4.15% | ||
| 10/1/33 | $5,220,000 | 4.125% | 4.20% |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, Edward Jones, Crews & Associates, Inc., Loop Capital Markets, LLC, Duncan-Williams, Inc., Kildare Capital, Inc., PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, Isaak Bond Investments, Inc., Wedbush Securities Inc., Stifel, Nicolaus & Co., Inc., CastleOak Securities, L.P., First Kentucky Securities Corp., Sterne, Agee & Leach, Inc, Incapital LLC, R. Seelaus & Co., Inc., KeyBanc Capital Markets.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Hutchinson Shockey, NIC 4.0871%
Morgan Stanley, NIC 4.2698%
JPMorgan, NIC 4.3638%
Citigroup, NIC 4.549%
MASSACHUSETTS
Mendon Upton Regional School District
Oct 3, 2013 . . . . . . $1,450,000
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Oct 18, 2013.
Due Jul 18, 2014.
Purchased $1,450,000.00 by Jefferies, at 1.25%, plus $4,366.00, effective rate 0.8485%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.9%
MICHIGAN
Fruitport Charter Township
Oct 3, 2013 . . . . . . $2,200,000
Limited Tax General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 17, 2013.
Due Apr 1, 2015 to 2039.
Callable Apr 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.6576, TIC 4.1856%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $50,000 | 3.00% | 0.85% | ||
| 4/1/16 | $50,000 | 3.00% | 1.10% | ||
| 4/1/17 | $50,000 | 3.00% | 1.40% | ||
| 4/1/18 | $50,000 | 4.00% | 1.80% | ||
| 4/1/19 | $50,000 | 4.00% | 2.10% | ||
| 4/1/20 | $50,000 | 4.00% | 2.35% | ||
| 4/1/21 | $50,000 | 4.00% | 2.60% | ||
| 4/1/22 | $50,000 | 4.00% | 2.80% | ||
| 4/1/23 | $75,000 | 4.00% | 3.00% | ||
| 4/1/26 | $250,000 | 4.00% | 3.35% | ||
| 4/1/28 | $200,000 | 4.00% | 3.65% | ||
| 4/1/30 | $200,000 | 4.00% | 4.00% | ||
| 4/1/31 | $100,000 | 4.00% | 4.10% | ||
| 4/1/32 | $100,000 | 4.125% | 4.20% | ||
| 4/1/33 | $125,000 | 4.125% | 4.25% | ||
| 4/1/34 | $125,000 | 4.25% | 4.30% | ||
| 4/1/35 | $125,000 | 4.25% | 4.35% | ||
| 4/1/36 | $125,000 | 4.25% | 4.40% | ||
| 4/1/37 | $125,000 | 4.375% | 4.45% | ||
| 4/1/38 | $125,000 | 4.375% | 4.50% | ||
| 4/1/39 | $125,000 | 4.50% | 4.55% |
Other managers: CL King & Associates, Ross, Sinclaire & Associates LLC, Coastal Securities Corp., SAMCO Capital Markets, Crews & Associates, Inc., Edward Jones, Kildare Capital, Inc., Loop Capital Markets, LLC, CastleOak Securities, L.P., Northland Securities, Inc., Isaak Bond Investments, Inc., City Securities Corp., Vining-Sparks IBG, Limited Partnership, PNC Capital Markets.
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
Other bidders were:
Comerica Securities, TIC 4.4517%
BOSC, TIC 4.7046%
NEW JERSEY
Denville Township
Oct 3, 2013 . . . . . . $7,081,480
Bond Anticipation Note (bank qualified).
Dated Oct 16, 2013.
Due Oct 16, 2014.
Purchased $7,081,480.00 by TD Securities, at 1.25%, plus $65,007.99, effective rate 0.332%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.342%
NW Capital, Effective Rate 0.573%
Oppenheimer, Effective Rate 0.623%
Provident Bank, Effective Rate 0.97%
Garfield (City)
Oct 3, 2013 . . . . . . $3,304,000
General Obligation Bond Anticipation Notes (book entry).
Dated Oct 15, 2013.
Due Feb 28, 2014.
Purchased $3,304,000.00 by Spencer Savings Bk, at 0.34%, effective rate 0.34%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Jefferies, Effective Rate 0.581%
Janney Montgomery, Effective Rate 0.672%
TD Securities, Effective Rate 0.737%
Oppenheimer, Effective Rate 1.03%
River Vale Township
Oct 3, 2013 . . . . . . $18,185,000
$14,205,000 Golf Course Utility Bond Antiicpation Notes and $3,980,000 General Capital Bond Anticipation Notes (book entry).
Dated Oct 11, 2013.
Due Oct 10, 2014.
Purchased $18,185,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
TD Securities, Effective Rate 0.4455%
Oppenheimer, Effective Rate 0.5237%
Jefferies, Effective Rate 0.544%
Tewksbury Township
Oct 3, 2013 . . . . . . $1,915,000
Special Emergency Notes (bank qualified).
Dated Oct 11, 2013.
Due Oct 10, 2014.
Purchased $1,915,000.00 by Peapack-Gladstone, at 0.53%, effective rate 0.53%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.627%
Janney Montgomery, Effective Rate 0.7225%
Jefferies, Effective Rate 0.813%
Oppenheimer, Effective Rate 0.8894%
PNC Bank, Effective Rate 1.05%
NEW YORK
Deposit (Town)
Oct 3, 2013 . . . . . . $715,000
Public Improvement Serial Bonds-2013 (bank qualified) (book entry).
Dated Oct 17, 2013.
Due Oct 15, 2014 to 2033.
Callable Oct 15, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.4527%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/14 | $45,000 | 3.25% | 0.70% | ||
| 10/15/15 | $45,000 | 3.25% | 1.00% | ||
| 10/15/16 | $45,000 | 3.25% | 1.40% | ||
| 10/15/17 | $50,000 | 3.25% | 1.80% | ||
| 10/15/18 | $30,000 | 3.25% | 2.30% | ||
| 10/15/19 | $30,000 | 3.25% | 2.70% | ||
| 10/15/20 | $30,000 | 3.25% | 3.10% | ||
| 10/15/21 | $30,000 | 3.50% | 3.40% | ||
| 10/15/22 | $30,000 | 3.75% | 3.60% | ||
| 10/15/23 | $30,000 | 4.00% | 3.80% | ||
| 10/15/24 | $30,000 | 4.125% | 4.10% | ||
| 10/15/25 | $30,000 | 4.25% | 4.30% | ||
| 10/15/26 | $35,000 | 4.50% | 4.50% | ||
| 10/15/27 | $35,000 | 4.625% | 4.60% | ||
| 10/15/28 | $35,000 | 4.75% | 4.70% | ||
| 10/15/29 | $35,000 | 4.875% | 4.80% | ||
| 10/15/30 | $35,000 | 4.875% | 4.90% | ||
| 10/15/31 | $35,000 | 5.00% | 5.00% | ||
| 10/15/32 | $40,000 | 5.00% | 5.00% | ||
| 10/15/33 | $40,000 | 5.00% | 5.00% |
L.O.: Walsh & Walsh, LLP, Saratoga Springs, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Endicott Village
Oct 3, 2013 . . . . . . $720,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Oct 15, 2013.
Due Jan 24, 2014.
Purchased $720,000.00 by Glens Falls Natl Bk, at 0.95%, effective rate 0.95%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.51%
Grand Island (Town)
Oct 3, 2013 . . . . . . $9,653,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Oct 15, 2013.
Due Oct 15, 2014.
Purchased $9,653,000.00 by Jefferies, at 0.75%, plus $42,668.00, effective rate 0.308%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.372%
Oppenheimer, Effective Rate 0.5649%
JPMorgan Chase, Effective Rate 0.67%
M & T Bank, Effective Rate 0.85%
Middletown (City)
Oct 3, 2013 . . . . . . $600,000
Bond Anticipation Notes, 2013 Series B.
Dated Oct 15, 2013.
Due Feb 21, 2014.
Purchased $600,000.00 by JPMorgan Chase, at 1.09%, effective rate 1.09%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 1.49%
Oppenheimer, Effective Rate 2.2262%
Oyster Bay (Town)
Oct 3, 2013 . . . . . . $10,000,000
Revenue Anticipation Notes, 2013 (book entry).
Dated Oct 11, 2013.
Due Mar 28, 2014.
Purchased $1,000,000.00 by Flushing Comm Bk, at 0.29%, effective rate 0.29%.
Purchased $9,000,000.00 by Jefferies, at 1.5%, plus $13,052.00, effective rate 1.1874%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.1874%
Oppenheimer, Effective Rate 1.2737%
TD Securities, Effective Rate 1.2778%
Shoreham-Wading River Central School District
Oct 3, 2013 . . . . . . $7,500,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Oct 15, 2013.
Due Jun 26, 2014.
Purchased $7,500,000.00 by Jefferies, at 1.25%, plus $29,628.00, effective rate 0.6834%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.0007%
Smithtown Central School District
Oct 3, 2013 . . . . . . $40,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Oct 15, 2013.
Due Jun 30, 2014.
Purchased $40,000,000.00 by BA Merrill Lynch, at 1.5%, plus $377,200.00, effective rate 0.1687%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.1812%
TD Securities, Effective Rate 0.1819%
Jefferies, Effective Rate 0.1918%
Tarrytown Village
Oct 3, 2013 . . . . . . $27,016,341
Public Improvement (Serial) Bonds, Series 2013 (book entry).
Dated Oct 16, 2013.
Due Oct 15, 2014 to 2037.
Callable Oct 15, 2021 at par.
Winning bid: Citigroup, at 100.0000, TIC 3.745%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/14 | $266,341 | 2.00% | 0.31% | ||
| 10/15/15 | $800,000 | 3.00% | 0.45% | ||
| 10/15/16 | $810,000 | 3.00% | 0.70% | ||
| 10/15/17 | $835,000 | 3.00% | 1.05% | ||
| 10/15/18 | $850,000 | 3.00% | 1.43% | ||
| 10/15/19 | $875,000 | 3.125% | 1.75% | ||
| 10/15/20 | $890,000 | 3.125% | 2.00% | ||
| 10/15/21 | $935,000 | 3.125% | 2.35% | ||
| 10/15/22 | $960,000 | 3.125% | 2.55% | ||
| 10/15/23 | $980,000 | 3.125% | 2.75% | ||
| 10/15/24 | $1,010,000 | 3.125% | 3.00% | ||
| 10/15/25 | $1,040,000 | 3.125% | 3.125% | ||
| 10/15/26 | $1,100,000 | 3.25% | 3.30% | ||
| 10/15/27 | $1,135,000 | 3.375% | 3.42% | ||
| 10/15/28 | $1,180,000 | 3.50% | 3.55% | ||
| 10/15/29 | $1,225,000 | 3.625% | 3.70% | ||
| 10/15/30 | $1,290,000 | 4.00% | 3.85% | ||
| 10/15/31 | $1,350,000 | 4.00% | 3.95% | ||
| 10/15/32 | $1,420,000 | 4.00% | 4.00% | ||
| 10/15/33 | $1,490,000 | 4.00% | 4.05% | ||
| 10/15/34 | $1,550,000 | 4.00% | 4.10% | ||
| 10/15/35 | $1,605,000 | 4.00% | 4.15% | ||
| 10/15/36 | $1,675,000 | 4.125% | 4.20% | ||
| 10/15/37 | $1,745,000 | 4.25% | 4.25% |
Other managers: M.R. Beal & Co., Roosevelt & Cross, Inc., Rockfleet Financial Services, Inc., Ramirez & Co., Inc., Piper Jaffray & Company, Stifel, Nicolaus & Co., Inc., Lebenthal & Co., Inc., R. Seelaus & Co., Inc., UBS Financial Services, Inc., CL King & Associates.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, TIC 3.7579%
Hutchinson Shockey, TIC 3.8156%
Robert W. Baird, TIC 3.9259%
BA Merrill Lynch, TIC 3.929%
Tuckahoe Common School District
Oct 3, 2013 . . . . . . $2,500,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Oct 15, 2013.
Due Jun 27, 2014.
Purchased $2,500,000.00 by Jefferies, at 1.25%, plus $12,377.00, effective rate 0.5427%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.55%
Bridgehampton Bank, Effective Rate 0.6%
Oppenheimer, Effective Rate 0.8743%
OHIO
Powell (City)
Oct 3, 2013 . . . . . . $4,100,000
Municipal Facilities Construction and Improvement Bonds, Series 2013 (General Obligation-Unlimited Tax) (bank qualified) (book entry).
Dated Oct 17, 2013.
Due Dec 1, 2014 to 2020.
Non-callable.
Winning bid: Fifth Third Secs, at 106.4997, TIC 1.2444%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $695,000 | 5.00% | 0.25% | ||
| 12/1/15 | $700,000 | 5.00% | 0.40% | ||
| 12/1/16 | $710,000 | 5.00% | 0.70% | ||
| 12/1/17 | $485,000 | 3.00% | 1.00% | ||
| 12/1/18 | $495,000 | 2.00% | 1.25% | ||
| 12/1/19 | $500,000 | 2.00% | 1.50% | ||
| 12/1/20 | $515,000 | 2.00% | 1.75% |
L.O.: Bricker & Eckler, LLP, Columbus, OH.
F.A.: PRISM Municipal Advisors, Powell, OH.
Other bidders were:
Janney Montgomery, TIC 1.2707%
Piper Jaffray, TIC 1.279%
Stifel Nicolaus, TIC 1.3082%
Robert W. Baird, TIC 1.3087%
BMO Cap Mkts GKST, TIC 1.3106%
PNC Capital Markets, TIC 1.3712%
FTN Fin Cap Mkts, TIC 1.395%
Huntington Invest, TIC 1.4005%
KeyBanc Cap Mkts, TIC 1.454%
OKLAHOMA
Texas County Independent School District No. 8 (Guymon)
Oct 3, 2013 . . . . . . $500,000
Transportation Equipment Bonds of 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Nov 1, 2015.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.625%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $500,000 | 2.00% | 0.45% |
In association with: First Security Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.65%
First Bankers' Banc, NIC 0.665%
Baker Group, NIC 0.7%
SOUTH CAROLINA
Charleston County School District
Oct 3, 2013 . . . . . . $67,600,000
Tax Anticipation Notes of 2013 (book entry).
Dated Oct 9, 2013.
Due Apr 1, 2014.
Purchased $67,600,000.00 by BA Merrill Lynch, at 5.0%, plus $1,573,052.00, effective rate 0.1295%.
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Goldman Sachs, Effective Rate 0.1409%
JPMorgan, Effective Rate 0.1409%
Citigroup, Effective Rate 0.1435%
Wells Fargo Secs, Effective Rate 0.1442%
TD Securities, Effective Rate 0.1628%
Jefferies, Effective Rate 0.2412%
TEXAS
Fort Bend County Municipal Utility District No. 194
Oct 3, 2013 . . . . . . $5,850,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2014 to 2038.
Callable Sep 1, 2019 at par.
Winning bid: RBC Capital Mkts, at 97.2500, NIC 4.8588%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $150,000 | 3.00% | 1.00% | ||
| 9/1/15 | $135,000 | 3.00% | 1.50% | ||
| 9/1/16 | $140,000 | 3.00% | 2.00% | ||
| 9/1/17 | $145,000 | 3.00% | 2.25% | ||
| 9/1/18 | $155,000 | 3.00% | 2.50% | ||
| 9/1/19 | $160,000 | 3.00% | 2.75% | ||
| 9/1/20 | $165,000 | 3.00% | 3.00% | ||
| 9/1/21 | $175,000 | 3.25% | 3.25% | ||
| 9/1/22 | $185,000 | 3.50% | 3.50% | ||
| 9/1/23 | $190,000 | 3.75% | 3.75% | ||
| 9/1/24 | $200,000 | 4.00% | 4.00% | ||
| 9/1/25 | $210,000 | 4.00% | 4.15% | ||
| 9/1/26 | $220,000 | 4.25% | 4.30% | ||
| 9/1/27 | $230,000 | 4.375% | 4.45% | ||
| 9/1/28 | $240,000 | 4.50% | 4.60% | ||
| 9/1/29 | $255,000 | 4.70% | 4.70% | ||
| 9/1/30 | $265,000 | 4.75% | 4.80% | ||
| 9/1/34 | $1,195,000 | 5.00% | 5.00% | ||
| 9/1/38 | $1,435,000 | 5.00% | 5.10% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
GMS Group, NIC 5.146%
Northwest Harris County Municipal Utility District No. 10
Oct 3, 2013 . . . . . . $2,650,000
Unlimited Tax Bonds, Series 2013A (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Apr 1, 2016 to 2039.
Callable Apr 1, 2020 at par.
Winning bid: BOSC, at 98.0597, NIC 4.5004%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $50,000 | 4.00% | 0.95% | AGM | |
| 4/1/17 | $50,000 | 4.00% | 1.35% | AGM | |
| 4/1/18 | $75,000 | 4.00% | 1.85% | AGM | |
| 4/1/19 | $75,000 | 4.00% | 2.25% | AGM | |
| 4/1/20 | $75,000 | 4.00% | 2.55% | AGM | |
| 4/1/21 | $75,000 | 4.00% | 2.85% | AGM | |
| 4/1/22 | $75,000 | 4.00% | 3.10% | AGM | |
| 4/1/23 | $100,000 | 4.00% | 3.30% | AGM | |
| 4/1/25 | $200,000 | 3.65% | 3.65% | AGM | |
| 4/1/27 | $200,000 | 3.95% | 3.95% | AGM | |
| 4/1/29 | $200,000 | 4.00% | 4.20% | AGM | |
| 4/1/31 | $250,000 | 4.25% | 4.40% | AGM | |
| 4/1/33 | $250,000 | 4.375% | 4.50% | AGM | |
| 4/1/35 | $300,000 | 4.50% | 4.65% | AGM | |
| 4/1/37 | $325,000 | 4.625% | 4.75% | AGM | |
| 4/1/39 | $350,000 | 4.75% | 4.85% | AGM |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.5198%
SAMCO Cap Mkts, NIC 4.5535%
