ALABAMA
Alabama Public School and College Authority
Oct 2, 2013 . . . . . . $23,985,000
Capital Improvement Bonds, Series 2013-D (book entry).
Dated Oct 15, 2013.
Due Sep 1, 2015 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.3392, TIC 3.6798%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/15 | $965,000 | 3.00% | 0.45% | ||
9/1/16 | $990,000 | 3.00% | 0.80% | ||
9/1/17 | $1,020,000 | 2.00% | 1.15% | ||
9/1/18 | $1,040,000 | 2.00% | 1.52% | ||
9/1/19 | $1,065,000 | 2.00% | 1.86% | ||
9/1/20 | $1,085,000 | 3.00% | 2.16% | ||
9/1/21 | $1,115,000 | 3.00% | 2.48% | ||
9/1/22 | $1,150,000 | 3.00% | 2.70% | ||
9/1/23 | $1,185,000 | 3.00% | 2.90% | ||
9/1/24 | $1,220,000 | 3.125% | 3.20% | ||
9/1/25 | $1,260,000 | 3.25% | 3.40% | ||
9/1/26 | $1,300,000 | 3.50% | 3.60% | ||
9/1/27 | $1,345,000 | 3.625% | 3.75% | ||
9/1/29 | $2,845,000 | 4.00% | 4.00% | ||
9/1/30 | $1,505,000 | 4.00% | 4.10% | ||
9/1/31 | $1,570,000 | 4.00% | 4.15% | ||
9/1/32 | $1,630,000 | 4.125% | 4.20% | ||
9/1/33 | $1,695,000 | 4.125% | 4.25% |
Other managers: CL King & Associates, Fidelity Capital Markets, Coastal Securities Corp., SAMCO Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Wedbush Securities Inc., CastleOak Securities, L.P., PNC Capital Markets, FTN Financial Capital Markets, Bernardi Securities, Inc., R. Seelaus & Co., Inc..
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
F.A.: Public Finance Management, Inc., Huntsville, AL; and Public Financial Management, Inc., Memphis, TN.
Other bidders were:
BA Merrill Lynch, TIC 3.6905%
Wells Fargo Secs, TIC 3.75%
Hutchinson Shockey, TIC 3.9306%
Morgan Stanley, TIC 3.9498%
Alabama Public School and College Authority
Oct 2, 2013 . . . . . . $80,000,000
Capital Improvement Bonds, Series 2013-C (book entry).
Dated Oct 15, 2013.
Due Sep 1, 2018 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Morgan Stanley, at 113.0126, TIC 2.898%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/18 | $8,675,000 | 5.00% | 1.48% | ||
9/1/19 | $9,115,000 | 5.00% | 1.85% | ||
9/1/20 | $9,570,000 | 5.00% | 2.10% | ||
9/1/21 | $10,045,000 | 5.00% | 2.40% | ||
9/1/22 | $10,550,000 | 5.00% | 2.60% | ||
9/1/23 | $11,075,000 | 5.00% | 2.77% | ||
9/1/24 | $1,780,000 | 3.00% | 3.07% | ||
9/1/25 | $1,830,000 | 3.00% | 3.22% | ||
9/1/26 | $1,890,000 | 3.25% | 3.38% | ||
9/1/27 | $1,955,000 | 3.375% | 3.52% | ||
9/1/28 | $2,035,000 | 3.50% | 3.65% | ||
9/1/29 | $2,115,000 | 4.00% | 3.78% | ||
9/1/30 | $2,200,000 | 4.00% | 3.89% | ||
9/1/31 | $2,290,000 | 4.00% | 3.97% | ||
9/1/32 | $2,385,000 | 4.00% | 4.04% | ||
9/1/33 | $2,490,000 | 4.00% | 4.10% |
Other managers: Raymond James & Associates, Inc., Duncan-Williams, Inc., UBS Financial Services, Inc., Jefferies LLC, BMO Capital Markets GKST, Inc, KeyBanc Capital Markets.
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
F.A.: Public Finance Management, Inc., Huntsville, AL; and Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Goldman Sachs, TIC 2.9987%
Wells Fargo Secs, TIC 3.01%
BA Merrill Lynch, TIC 3.0111%
Barclays Capital, TIC 3.0174%
Citigroup, TIC 3.0389%
Robert W. Baird, TIC 3.0638%
CONNECTICUT
Connecticut Health and Educational Facilities Authority
Oct 2, 2013 . . . . . . $80,340,000
Revenue Bonds, Connecticut State University System Issue, Series N (book entry).
Dated Oct 23, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Barclays Capital, at 110.3952, TIC 3.6858%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/14 | $2,350,000 | 5.00% | 0.23% | ||
11/1/15 | $2,555,000 | 5.00% | 0.50% | ||
11/1/16 | $2,680,000 | 5.00% | 0.82% | ||
11/1/17 | $2,820,000 | 5.00% | 1.09% | ||
11/1/18 | $2,955,000 | 5.00% | 1.50% | ||
11/1/19 | $3,105,000 | 5.00% | 1.85% | ||
11/1/20 | $3,260,000 | 5.00% | 2.16% | ||
11/1/21 | $3,425,000 | 5.00% | 2.47% | ||
11/1/22 | $3,595,000 | 5.00% | 2.71% | ||
11/1/23 | $3,775,000 | 5.00% | 2.90% | ||
11/1/24 | $3,965,000 | 5.00% | 3.08% | ||
11/1/25 | $4,165,000 | 5.00% | 3.24% | ||
11/1/26 | $4,370,000 | 5.00% | 3.41% | ||
11/1/27 | $4,590,000 | 5.00% | 3.55% | ||
11/1/28 | $4,820,000 | 5.00% | 3.70% | ||
11/1/29 | $5,060,000 | 5.00% | 3.83% | ||
11/1/30 | $5,315,000 | 5.00% | 3.94% | ||
11/1/31 | $5,580,000 | 5.00% | 4.02% | ||
11/1/32 | $5,855,000 | 4.125% | 4.28% | ||
11/1/33 | $6,100,000 | 4.20% | 4.351% |
Other managers: Siebert, Brandford, Shank & Co., LLC.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Citigroup, TIC 3.689%
BA Merrill Lynch, TIC 3.7129%
Wells Fargo Secs, TIC 3.7203%
JPMorgan, TIC 3.7234%
Jefferies, TIC 3.7783%
INDIANA
Evansville (City)
Oct 2, 2013 . . . . . . $29,060,000
Waterworks District Revenue Bonds, Series 2013A (book entry).
Dated Oct 16, 2013.
Due Jan 1, 2016 to 2035.
Callable Jan 1, 2022 at par.
Winning bid: UBS Financial Svcs, at 100.4039, NIC 4.5168%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/16 | $55,000 | 3.00% | 0.90% | ||
1/1/17 | $55,000 | 3.00% | 1.20% | ||
1/1/18 | $55,000 | 3.00% | 1.60% | ||
1/1/19 | $60,000 | 3.00% | 1.95% | ||
1/1/20 | $60,000 | 3.00% | 2.25% | ||
1/1/21 | $60,000 | 3.00% | 2.55% | ||
1/1/22 | $65,000 | 3.00% | 2.80% | ||
1/1/23 | $70,000 | 3.50% | 3.05% | ||
1/1/24 | $70,000 | 3.50% | 3.20% | ||
1/1/27 | $215,000 | 4.00% | 3.70% | ||
1/1/30 | $255,000 | 4.00% | 4.05% | ||
1/1/31 | $5,075,000 | 4.125% | 4.10% | ||
1/1/32 | $5,325,000 | 4.125% | 4.20% | ||
1/1/33 | $5,590,000 | 4.25% | 4.30% | ||
1/1/34 | $5,875,000 | 5.00% | 4.25% | ||
1/1/35 | $6,175,000 | 5.00% | 4.30% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 4.5183%
Jefferies, NIC 4.5251%
Robert W. Baird, NIC 4.5573%
Fifth Third Secs, NIC 4.5609%
Hutchinson Shockey, NIC 4.5829%
Mesirow Financial, NIC 4.5957%
Piper Jaffray, NIC 4.6156%
Citigroup, NIC 4.7359%
Evansville-Vanderburgh School Corporation
Oct 1, 2013 . . . . . . $4,000,000
General Obligation Bonds of 2013 (book entry).
Dated Oct 15, 2013.
Due Jul 15, 2014 to Jan 15, 2017.
Non-callable.
Winning bid: J.J.B. Hilliard, at n/a, NIC 0.7402%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/14 | $1,355,000 | 1.00% | 0.32% | SAIP | |
1/15/15 | $1,395,000 | 1.00% | 0.42% | SAIP | |
7/15/15 | $305,000 | 1.00% | 0.52% | SAIP | |
1/15/16 | $310,000 | 1.50% | 0.65% | SAIP | |
7/15/16 | $315,000 | 1.50% | 0.80% | SAIP | |
1/15/17 | $320,000 | 1.50% | 0.99% | SAIP |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Educational Services Company, Indianapolis, IN.
Other bidders were:
Fifth Third Secs, NIC 0.794%
BMO Cap Mkts GKST, NIC 0.8296%
Hutchinson Shockey, NIC 0.8309%
Morgan Stanley, NIC 0.8996%
City Securities, NIC 1.1739%
Lebanon (City)
Oct 1, 2013 . . . . . . $2,000,000
Storm Water District Bonds, Series 2013 (book entry).
Dated Oct 15, 2013.
Due Jul 1, 2021 to Jan 1, 2033.
Callable Jan 1, 2021 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 4.3632%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/21 | $60,000 | 2.00% | 2.50% | ||
7/1/22 | $125,000 | 3.00% | 2.75% | ||
7/1/23 | $130,000 | 4.00% | 3.00% | ||
7/1/24 | $130,000 | 4.00% | 3.25% | ||
7/1/25 | $140,000 | 4.00% | 3.50% | ||
7/1/27 | $290,000 | 4.00% | 4.00% | ||
7/1/29 | $310,000 | 4.25% | 4.25% | ||
7/1/31 | $330,000 | 4.50% | 4.50% | ||
7/1/32 | $285,000 | 4.65% | 4.65% | ||
1/1/33 | $200,000 | 4.75% | 4.75% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 4.5665%
MASSACHUSETTS
Uxbridge (Town)
Oct 2, 2013 . . . . . . $5,317,000
General Obligation Bond Anticipation Notes (new money and renewal) (bank qualified).
Dated Oct 18, 2013.
Due Aug 1, 2014.
Purchased $5,317,000.00 by Mitsubishi UFJ Secs, at 1.5%, plus $52,691.47, effective rate 0.2394%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.273%
Eastern Bk Cap Mkts, Effective Rate 0.279%
TD Securities, Effective Rate 0.2851%
Century Bk, Effective Rate 0.6247%
MISSISSIPPI
Leland (City)
Oct 1, 2013 . . . . . . $1,800,000
General Obligtion Street Improvement Bonds, Series 2013 (bank qualified).
Dated Nov 29, 2013.
Due Sep 1, 2014 to 2023.
The bonds shall be callable in accordance with the specification.
Winning bid: Planter's Bk & Tr, at n/a, NIC 2.47%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $159,000 | 2.47% | NRO | ||
9/1/15 | $163,000 | 2.47% | NRO | ||
9/1/16 | $168,000 | 2.47% | NRO | ||
9/1/17 | $172,000 | 2.47% | NRO | ||
9/1/18 | $177,000 | 2.47% | NRO | ||
9/1/19 | $182,000 | 2.47% | NRO | ||
9/1/20 | $187,000 | 2.47% | NRO | ||
9/1/21 | $192,000 | 2.47% | NRO | ||
9/1/22 | $197,000 | 2.47% | NRO | ||
9/1/23 | $203,000 | 2.47% | NRO |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Ridgeland, MS.
F.A.: Municipal Official(s).
MISSOURI
Missouri State Board of Public Buildings
Oct 2, 2013 . . . . . . $29,370,000
Special Obligation Refunding Bonds, Series A 2013 (book entry).
Dated Oct 11, 2013.
Due Oct 1, 2014 to 2028.
Callable Oct 1, 2020 at par.
Winning bid: Jefferies, at n/a, TIC 3.0028%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $1,505,000 | 2.00% | 0.21% | ||
10/1/15 | $1,530,000 | 4.00% | 0.42% | ||
10/1/16 | $1,580,000 | 4.00% | 0.75% | ||
10/1/17 | $1,635,000 | 4.00% | 1.05% | ||
10/1/18 | $1,705,000 | 5.00% | 1.46% | ||
10/1/19 | $1,780,000 | 5.00% | 1.78% | ||
10/1/20 | $1,860,000 | 5.00% | 2.05% | ||
10/1/21 | $1,950,000 | 5.00% | 2.30% | ||
10/1/22 | $2,050,000 | 5.00% | 2.50% | ||
10/1/23 | $2,125,000 | 3.00% | 3.00% | ||
10/1/24 | $2,190,000 | 3.00% | 3.10% | ||
10/1/25 | $2,255,000 | 3.00% | 3.20% | ||
10/1/26 | $2,325,000 | 3.25% | 3.40% | ||
10/1/27 | $2,395,000 | 3.50% | 3.60% | ||
10/1/28 | $2,485,000 | 3.625% | 3.75% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., FTN Financial Capital Markets.
L.O.: Gilmore & Bell, Kansas City, MO; and Fields & Brown, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, St Louis, MO.
Other bidders were:
Robert W. Baird, TIC 3.0189%
Wells Fargo Secs, TIC 3.029%
Hutchinson Shockey, TIC 3.0375%
BA Merrill Lynch, TIC 3.0648%
Guggenheim Secs, TIC 3.1558%
Piper Jaffray, TIC 3.1836%
BMO Cap Mkts GKST, TIC 3.1963%
Stifel Nicolaus, TIC 3.2015%
US Bancorp Invest, TIC 3.2755%
NEW JERSEY
Matawan Borough
Oct 2, 2013 . . . . . . $2,992,500
Bond Anticipation Note (bank qualified).
Dated Oct 10, 2013.
Due Oct 9, 2014.
Purchased $2,992,500.00 by Oppenheimer, at 1.375%, plus $1,616.00, effective rate 1.3208%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Investors Savings Bk, Effective Rate 1.45%
Montville Township
Oct 2, 2013 . . . . . . $1,750,000
$53,960 BAN; $915,000 Water Utility BAN; $250,000 Sewer Utility BAN; $415,000 Tax Appeal Refunding BAN and $116,040,000 Special Emergency Note (bank qualified).
Dated Oct 10, 2013.
Due Oct 10, 2014.
Purchased $1,750,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.694%
TD Securities, Effective Rate 0.703%
Oppenheimer, Effective Rate 0.8868%
South Brunswick Township
Oct 2, 2013 . . . . . . $12,759,000
General Obligation Bonds, Series 2013 consisting of $4,638,000 Gen Imp Bonds, $7,760,000 Water-Sewer Utils Bonds, and $361,000 Open Space Bonds (book entry).
Dated Oct 23, 2013.
Due Oct 1, 2014 to 2028.
Callable Oct 1, 2023 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.9348%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $520,000 | 1.00% | 0.28% | ||
10/1/15 | $520,000 | 2.00% | 0.45% | ||
10/1/16 | $645,000 | 3.00% | 0.75% | ||
10/1/17 | $660,000 | 3.00% | 1.05% | ||
10/1/18 | $775,000 | 4.00% | 1.40% | ||
10/1/19 | $775,000 | 4.00% | 1.75% | ||
10/1/20 | $875,000 | 4.00% | 2.00% | ||
10/1/21 | $950,000 | 3.00% | 2.30% | ||
10/1/22 | $975,000 | 3.00% | 2.50% | ||
10/1/23 | $975,000 | 3.00% | 2.70% | ||
10/1/24 | $1,000,000 | 3.00% | 3.00% | ||
10/1/25 | $1,015,000 | 3.00% | 3.15% | ||
10/1/26 | $1,025,000 | 3.25% | 3.25% | ||
10/1/27 | $1,025,000 | 3.25% | 3.45% | ||
10/1/28 | $1,024,000 | 3.50% | 3.60% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Citigroup Global Markets, Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Oppenheimer & Co., Inc., M.R. Beal & Co..
In association with: Wiley Bros.-Aintree Capital LLC., Rockfleet Financial Services, Inc., R. Seelaus & Co., Inc..
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Morgan Stanley, TIC 2.9368%
PNC Capital Markets, TIC 2.9593%
Hutchinson Shockey, TIC 2.9859%
Robert W. Baird, TIC 3.1145%
BA Merrill Lynch, TIC 3.1584%
RBC Capital Mkts, TIC 3.179%
West Wildwood Borough
Oct 2, 2013 . . . . . . $1,116,248
Bond Anticipation Note (bank qualified).
Dated Oct 9, 2013.
Due Feb 7, 2014.
Purchased $1,116,250.00 by Janney Montgomery, at 1.75%, plus n/a, effective rate n/a.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.23%
NEW YORK
Blenheim (Town)
Oct 2, 2013 . . . . . . $308,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Oct 11, 2013.
Due Oct 10, 2014.
Purchased $308,000.00 by Roosevelt & Cross, at 1.5%, plus $750.00, effective rate 1.2558%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, Effective Rate 1.8%
Oppenheimer, Effective Rate 2.2305%
Bk of Richmondville, Effective Rate 2.99%
Elmira City School District
Oct 2, 2013 . . . . . . $1,355,000
Bond Anticipation Notes, 2013 Series C (Renewal Issue) (book entry).
Dated Oct 15, 2013.
Due Oct 15, 2014.
Purchased $1,355,000.00 by Jefferies, at 1.25%, plus $6,313.00, effective rate 0.7839%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.976%
Oppenheimer, Effective Rate 1.1788%
Roosevelt & Cross, Effective Rate 1.504%
Elmira City School District
Oct 2, 2013 . . . . . . $12,185,000
School District (Serial) Bonds-2013 (book entry).
Dated Oct 15, 2013.
Due Oct 15, 2014 to 2024.
Callable Oct 15, 2023 at par.
Winning bid: PNC Capital Markets, at 107.3734, TIC 2.4857%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/14 | $895,000 | 3.00% | 0.38% | BAM | |
10/15/15 | $1,035,000 | 5.00% | 0.52% | BAM | |
10/15/16 | $1,045,000 | 5.00% | 0.90% | BAM | |
10/15/17 | $1,055,000 | 5.00% | 1.22% | BAM | |
10/15/18 | $1,075,000 | 5.00% | 1.69% | BAM | |
10/15/19 | $1,095,000 | 5.00% | 2.06% | BAM | |
10/15/20 | $1,125,000 | 5.00% | 2.31% | BAM | |
10/15/21 | $1,155,000 | 3.00% | 2.59% | BAM | |
10/15/22 | $1,190,000 | 3.00% | 2.82% | BAM | |
10/15/23 | $1,235,000 | 3.00% | 3.02% | BAM | |
10/15/24 | $1,280,000 | 3.00% | 3.22% | BAM |
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, TIC 2.4946%
Robert W. Baird, TIC 2.5372%
BMO Cap Mkts GKST, TIC 2.5496%
Fidelity Capital, TIC 2.5835%
Hutchinson Shockey, TIC 2.7527%
JPMorgan, TIC 2.9466%
Lewisboro (Town)
Oct 2, 2013 . . . . . . $725,000
Bond Anticipation Renewal Notes, Series 2013 C (bank qualified).
Dated Oct 15, 2013.
Due Apr 24, 2014.
Purchased $725,000.00 by JPMorgan Chase, at 0.83%, effective rate 0.83%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 0.84%
Roosevelt & Cross, Effective Rate 1.2898%
Oppenheimer, Effective Rate 1.6119%
Signature Bank, Effective Rate 2.12%
Mexico Village
Oct 2, 2013 . . . . . . $600,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Oct 16, 2013.
Due Oct 16, 2014.
Purchased $600,000.00 by Glens Falls Natl Bk, at 1.0%, effective rate 1.0%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.4825%
Roosevelt & Cross, Effective Rate 2.5%
Van Hornesville-Owen D. Young Central School District
Oct 2, 2013 . . . . . . $125,000
School District Serial Bonds, 2013 (bank qualified).
Dated Oct 22, 2013.
Due Oct 15, 2014 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.5007%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/14 | $25,000 | 2.00% | 0.70% | ||
10/15/15 | $25,000 | 2.25% | 1.10% | ||
10/15/16 | $25,000 | 2.50% | 1.40% | ||
10/15/17 | $25,000 | 2.50% | 1.80% | ||
10/15/18 | $25,000 | 2.70% | 2.15% |
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.6919%
Webster Central School District
Oct 2, 2013 . . . . . . $1,260,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Oct 17, 2013.
Due Oct 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at 102.1499, NIC 1.0526%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/14 | $235,000 | 1.00% | 0.30% | ||
10/15/15 | $250,000 | 1.25% | 0.50% | ||
10/15/16 | $255,000 | 1.50% | 0.70% | ||
10/15/17 | $255,000 | 2.00% | 0.90% | ||
10/15/18 | $265,000 | 2.00% | 1.20% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Raymond James, NIC 1.1077%
Robert W. Baird, NIC 1.1274%
FTN Fin Cap Mkts, NIC 1.1285%
JPMorgan Chase, NIC 1.95%
OKLAHOMA
Garfield County Independent School District No. 56 (Pioneer-Pleasant Vale)
Oct 2, 2013 . . . . . . $1,600,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Nov 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.9571%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/15 | $400,000 | 0.70% | 0.50% | NRO | |
11/1/16 | $400,000 | 1.00% | 0.70% | NRO | |
11/1/17 | $400,000 | 1.00% | 0.90% | NRO | |
11/1/18 | $400,000 | 1.00% | 1.00% | NRO |
In association with: Bank of Oklahoma.
In association with: Bank of Kremlin.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Country Club Bank, NIC 1.2036%
Baker Group, NIC 1.2143%
Commerce Bank, NIC 1.2653%
UMB Bank, NIC 1.2829%
Oklahoma County Independent School District No. 53 (Crooked Oak)
Oct 2, 2013 . . . . . . $1,550,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Nov 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.9333%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/15 | $365,000 | 0.50% | 0.50% | ||
11/1/16 | $395,000 | 1.00% | 0.70% | ||
11/1/17 | $395,000 | 1.00% | 0.90% | ||
11/1/18 | $395,000 | 1.00% | 1.00% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Baker Group, NIC 1.0758%
First Bankers' Banc, NIC 1.0928%
Country Club Bank, NIC 1.2333%
UMB Bank, NIC 1.3228%
SOUTH CAROLINA
Spartanburg County School District No. 6
Oct 2, 2013 . . . . . . $10,450,000
General Obligation Bonds, Series 2013 (book entry).
Dated Oct 16, 2013.
Due Apr 1, 2014 to 2016.
Non-callable.
Winning bid: Morgan Stanley, at 106.8775, TIC 0.4507%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/14 | $2,945,000 | 5.00% | 0.16% | SCSDE | |
4/1/15 | $3,660,000 | 5.00% | 0.28% | SCSDE | |
4/1/16 | $3,845,000 | 5.00% | 0.50% | SCSDE |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, UBS Financial Services, Inc., M.R. Beal & Co., StockCross Financial Services, Inc..
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
BOSC, TIC 0.5123%
TD Securities, TIC 0.5242%
JPMorgan, TIC 0.5266%
Fidelity Capital, TIC 0.5392%
Citigroup, TIC 0.5416%
KeyBanc Cap Mkts, TIC 0.5418%
FirstSouthwest, TIC 0.543%
FTN Fin Cap Mkts, TIC 0.551%
Piper Jaffray, TIC 0.5633%
Hutchinson Shockey, TIC 0.5675%
BMO Cap Mkts GKST, TIC 0.5898%
Stephens, TIC 0.5989%
BA Merrill Lynch, TIC 0.6003%
Robert W. Baird, TIC 0.6321%
TEXAS
Fort Bend County Municipal Utility District No. 162
Oct 2, 2013 . . . . . . $1,600,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2014 to 2037.
Callable Sep 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 4.7717%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $50,000 | 3.00% | 1.00% | ||
9/1/15 | $35,000 | 3.00% | 1.50% | ||
9/1/16 | $35,000 | 3.00% | 2.00% | ||
9/1/17 | $40,000 | 3.00% | 2.25% | ||
9/1/18 | $40,000 | 3.00% | 2.50% | ||
9/1/19 | $45,000 | 3.00% | 2.75% | ||
9/1/20 | $45,000 | 3.00% | 3.00% | ||
9/1/21 | $50,000 | 3.00% | 3.20% | ||
9/1/22 | $50,000 | 3.25% | 3.40% | ||
9/1/23 | $55,000 | 3.50% | 3.60% | ||
9/1/24 | $55,000 | 3.80% | 3.80% | ||
9/1/25 | $60,000 | 4.00% | 4.00% | ||
9/1/26 | $65,000 | 4.00% | 4.15% | ||
9/1/27 | $65,000 | 4.25% | 4.30% | ||
9/1/28 | $70,000 | 4.375% | 4.45% | ||
9/1/29 | $75,000 | 4.50% | 4.60% | ||
9/1/30 | $80,000 | 4.625% | 4.70% | ||
9/1/31 | $85,000 | 4.75% | 4.80% | ||
9/1/32 | $90,000 | 4.75% | 4.90% | ||
9/1/37 | $510,000 | 5.00% | 5.00% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 4.8799%
GMS Group, NIC 5.0452%
Harris County Municipal Utility District No. 383
Oct 2, 2013 . . . . . . $1,500,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2014 to 2037.
Callable Sep 1, 2019 at par.
Winning bid: BOSC, at 99.2073, NIC 4.2391%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $60,000 | 4.00% | 0.50% | AGM | |
9/1/15 | $65,000 | 4.00% | 0.70% | AGM | |
9/1/16 | $65,000 | 4.00% | 1.00% | AGM | |
9/1/17 | $65,000 | 4.00% | 1.40% | AGM | |
9/1/18 | $65,000 | 4.00% | 1.90% | AGM | |
9/1/20 | $130,000 | 2.60% | 2.60% | AGM | |
9/1/23 | $195,000 | 3.25% | 3.30% | AGM | |
9/1/26 | $195,000 | 3.75% | 3.80% | AGM | |
9/1/29 | $180,000 | 4.00% | 4.20% | AGM | |
9/1/33 | $240,000 | 4.50% | 4.55% | AGM | |
9/1/37 | $240,000 | 4.75% | 4.75% | AGM |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.34%
Southwest Securities, NIC 4.7101%
Montgomery County Municipal Utility District No. 107
Oct 2, 2013 . . . . . . $1,750,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Aug 1, 2014 to 2038.
Callable Aug 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.0229, NIC 4.6817%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $30,000 | 4.50% | 0.75% | AGM | |
8/1/15 | $40,000 | 4.50% | 1.00% | AGM | |
8/1/16 | $40,000 | 4.50% | 1.50% | AGM | |
8/1/17 | $40,000 | 4.50% | 1.90% | AGM | |
8/1/18 | $45,000 | 4.00% | 2.25% | AGM | |
8/1/19 | $45,000 | 4.00% | 2.60% | AGM | |
8/1/20 | $50,000 | 4.00% | 2.90% | AGM | |
8/1/21 | $50,000 | 4.00% | 3.05% | AGM | |
8/1/22 | $55,000 | 4.00% | 3.25% | AGM | |
8/1/23 | $55,000 | 4.00% | 3.45% | AGM | |
8/1/24 | $60,000 | 4.00% | 3.60% | AGM | |
8/1/25 | $65,000 | 4.00% | 3.75% | AGM | |
8/1/29 | $285,000 | 4.00% | 4.25% | AGM | |
8/1/32 | $255,000 | 4.50% | 4.60% | AGM | |
8/1/38 | $635,000 | 4.75% | 4.90% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., M. E. Allison & Co., Inc., Raymond James & Associates, Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.7565%
BOSC, NIC 4.8036%
Southwest Securities, NIC 4.9205%
Sunfield Municipal Utility District No. 1
Oct 2, 2013 . . . . . . $2,160,000
Unlimited Tax Road Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2015 to 2038.
Callable Sep 1, 2021 at par.
Winning bid: Southwest Securities, at 97.0000, NIC 5.1061%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/15 | $60,000 | 3.00% | 1.50% | ||
9/1/16 | $60,000 | 3.00% | 1.80% | ||
9/1/17 | $60,000 | 3.00% | 2.25% | ||
9/1/18 | $60,000 | 3.00% | 2.50% | ||
9/1/19 | $55,000 | 3.00% | 2.75% | ||
9/1/20 | $55,000 | 3.00% | 3.00% | ||
9/1/21 | $45,000 | 3.25% | 3.25% | ||
9/1/22 | $40,000 | 3.50% | 3.50% | ||
9/1/23 | $40,000 | 3.75% | 3.75% | ||
9/1/24 | $45,000 | 4.00% | 4.00% | ||
9/1/25 | $30,000 | 4.20% | 4.20% | ||
9/1/26 | $35,000 | 4.35% | 4.35% | ||
9/1/27 | $30,000 | 4.50% | 4.50% | ||
9/1/28 | $20,000 | 4.65% | 4.65% | ||
9/1/29 | $25,000 | 4.80% | 4.80% | ||
9/1/30 | $20,000 | 4.90% | 4.85% | ||
9/1/33 | $45,000 | 5.00% | 5.00% | ||
9/1/36 | $460,000 | 5.10% | 5.10% | ||
9/1/37 | $475,000 | 5.125% | 5.125% | ||
9/1/38 | $500,000 | 5.125% | 5.15% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 5.3221%
UTAH
Cache County School District Board of Education
Oct 2, 2013 . . . . . . $21,090,000
General Obligation Refunding Bonds (Utah School Bond Guaranty Program), Series 2013 (book entry).
Dated Oct 17, 2013.
Due Jun 15, 2015 to 2021.
Non-callable.
Winning bid: PNC Capital Markets, at 116.0146, TIC 1.8708%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/15 | $205,000 | 3.00% | 0.25% | ||
6/15/16 | $185,000 | 4.00% | 0.68% | ||
6/15/17 | $180,000 | 4.00% | 1.04% | ||
6/15/18 | $5,040,000 | 5.00% | 1.33% | ||
6/15/19 | $5,310,000 | 4.00% | 1.66% | ||
6/15/20 | $5,520,000 | 5.00% | 1.94% | ||
6/15/21 | $4,650,000 | 5.00% | 2.22% |
L.O.: Chapman and Cutler, Salt Lake City, UT.
F.A.: George K. Baum & Co., Salt Lake City, UT.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.8952%
Oppenheimer, TIC 1.9175%
JPMorgan, TIC 1.9259%
Raymond James, TIC 1.9311%
Piper Jaffray, TIC 1.9314%
Citigroup, TIC 1.934%
Robert W. Baird, TIC 1.9414%
Morgan Stanley, TIC 1.9414%
Guggenheim Secs, TIC 1.9699%
TD Securities, TIC 1.9778%
FTN Fin Cap Mkts, TIC 2.029%
Stifel Nicolaus, TIC 2.0867%
WISCONSIN
Chilton (City)
Oct 1, 2013 . . . . . . $1,360,000
General Obligation Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 22, 2013.
Due Nov 1, 2014 to 2017.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 0.9334%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/14 | $220,000 | 0.40% | 0.40% | ||
11/1/15 | $215,000 | 0.50% | 0.50% | ||
11/1/16 | $460,000 | 0.75% | 0.75% | ||
11/1/17 | $465,000 | 1.05% | 1.05% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.0593%
BOSC, TIC 1.0666%
UBS Financial Svcs, TIC 1.108%
Raymond James, TIC 1.1649%
UMB Bank, TIC 1.1669%
Piper Jaffray, TIC 1.1996%
D.A. Davidson, TIC 1.3225%
BMO Cap Mkts GKST, TIC 1.3687%
Eau Claire County
Oct 1, 2013 . . . . . . $7,600,000
General Obligation Promissory Notes, Series 2013 (bank qualified) (book entry).
Dated Oct 22, 2013.
Due Sep 1, 2014 to 2023.
Callable Sep 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 101.6401, TIC 1.8204%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $730,000 | 2.00% | 0.30% | ||
9/1/15 | $710,000 | 2.00% | 0.45% | ||
9/1/16 | $720,000 | 2.00% | 0.70% | ||
9/1/17 | $730,000 | 2.00% | 1.00% | ||
9/1/18 | $740,000 | 2.00% | 1.35% | ||
9/1/19 | $755,000 | 2.00% | 1.60% | ||
9/1/20 | $770,000 | 2.00% | 1.75% | ||
9/1/21 | $790,000 | 2.00% | 2.00% | ||
9/1/22 | $815,000 | 2.25% | 2.15% | ||
9/1/23 | $840,000 | 2.50% | 2.35% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Wells Fargo Secs, TIC 1.8724%
BOSC, TIC 1.8953%
Piper Jaffray, TIC 1.9171%
Robert W. Baird, TIC 1.927%
BMO Cap Mkts GKST, TIC 1.9584%
KeyBanc Cap Mkts, TIC 1.9606%
FTN Fin Cap Mkts, TIC 2.0092%
Hutchinson Shockey, TIC 2.0222%
Guggenheim Secs, TIC 2.0388%
UBS Financial Svcs, TIC 2.277%
TAXABLE ISSUES
WISCONSIN
Sturgeon Bay (City)
Oct 1, 2013 . . . . . . $1,755,000
Taxable General Obligation Refunding Bonds (book entry).
Dated Oct 22, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: BOSC, at 99.0000, TIC 4.0691%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $100,000 | 2.625% | 0.40% | ||
10/1/15 | $100,000 | 2.625% | 0.65% | ||
10/1/16 | $100,000 | 2.625% | 1.00% | ||
10/1/17 | $100,000 | 2.625% | 1.45% | ||
10/1/18 | $100,000 | 2.625% | 1.90% | ||
10/1/20 | $120,000 | 2.625% | 2.625% | ||
10/1/22 | $135,000 | 3.15% | 3.15% | ||
10/1/24 | $145,000 | 3.55% | 3.55% | ||
10/1/26 | $155,000 | 4.00% | 3.85% | ||
10/1/28 | $175,000 | 4.05% | 4.05% | ||
10/1/30 | $195,000 | 4.25% | 4.25% | ||
10/1/33 | $330,000 | 4.625% | 4.50% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Bernardi Securities, TIC 4.1298%
Northland Securities, TIC 4.566%