COLORADO
Denver (City and County)
Sep 24, 2013 . . . . . . $121,630,000
General Obligation Better Denver and Refunding Bonds, Series 2013A (book entry).
Dated Oct 2, 2013.
Due Aug 1, 2014 to 2030.
Callable Aug 1, 2023 at par.
Winning bid: BA Merrill Lynch, at n/a, TIC 2.1471%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $15,885,000 | 5.00% | 0.16% | ||
| 8/1/15 | $15,765,000 | 5.00% | 0.34% | ||
| 8/1/16 | $16,475,000 | 5.00% | 0.64% | ||
| 8/1/17 | $17,360,000 | 5.00% | 0.95% | ||
| 8/1/18 | $13,950,000 | 5.00% | 1.30% | ||
| 8/1/19 | $4,685,000 | 5.00% | 1.61% | ||
| 8/1/20 | $4,920,000 | 5.00% | 1.86% | ||
| 8/1/21 | $5,165,000 | 5.00% | 2.16% | ||
| 8/1/22 | $5,425,000 | 5.00% | 2.37% | ||
| 8/1/24 | $5,695,000 | 3.00% | 2.76% | ||
| 8/1/25 | $5,980,000 | 4.00% | 2.99% | ||
| 8/1/26 | $2,395,000 | 4.00% | 3.26% | ||
| 8/1/27 | $2,515,000 | 4.00% | 3.39% | ||
| 8/1/29 | $2,640,000 | 4.00% | 3.64% | ||
| 8/1/30 | $2,775,000 | 4.00% | 3.75% |
L.O.: Greenberg Traurig, LLP, Denver, CO; and The Holt Group, LLC, Denver, CO.
F.A.: FirstSouthwest, Greenwood Village, CO.
Other bidders were:
Morgan Stanley, TIC 2.1476%
Wells Fargo Secs, TIC 2.1536%
Citigroup, TIC 2.1689%
Piper Jaffray, TIC 2.1818%
JPMorgan, TIC 2.1828%
Raymond James, TIC 2.2074%
Stifel Nicolaus, TIC 2.2139%
BMO Cap Mkts GKST, TIC 2.2389%
Hutchinson Shockey, TIC 2.2474%
Janney Montgomery, TIC 2.2478%
TD Securities, TIC 2.2489%
Goldman Sachs, TIC 2.2567%
Robert W. Baird, TIC 2.2692%
CONNECTICUT
Windsor Locks (Town)
Sep 24, 2013 . . . . . . $4,510,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 4, 2013.
Due Jul 1, 2014.
Purchased $3,000,000.00 by TD Securities, at 1.25%, plus $23,010.00, effective rate 0.2158%.
Purchased $1,510,000.00 by TD Securities, at 1.25%, plus $11,702.50, effective rate 0.2051%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.232%
Jefferies, Effective Rate 0.2374%
Windsor Locks (Town)
Sep 24, 2013 . . . . . . $4,740,000
General Obligation Bonds, Issue of 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2014 to 2028.
Callable Oct 1, 2019 at par.
Winning bid: Janney Montgomery, at 102.9143, TIC 2.591%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $320,000 | 2.00% | 0.30% | ||
| 10/1/15 | $320,000 | 3.00% | 0.55% | ||
| 10/1/16 | $320,000 | 3.00% | 0.85% | ||
| 10/1/17 | $315,000 | 4.00% | 1.00% | ||
| 10/1/18 | $315,000 | 4.00% | 1.40% | ||
| 10/1/19 | $315,000 | 4.00% | 1.70% | ||
| 10/1/20 | $315,000 | 2.00% | 1.95% | ||
| 10/1/21 | $315,000 | 2.25% | 2.20% | ||
| 10/1/22 | $315,000 | 2.50% | 2.40% | ||
| 10/1/23 | $315,000 | 2.50% | 2.50% | ||
| 10/1/24 | $315,000 | 2.75% | 2.70% | ||
| 10/1/25 | $315,000 | 3.00% | 2.85% | ||
| 10/1/26 | $315,000 | 3.125% | 3.10% | ||
| 10/1/27 | $315,000 | 3.25% | 3.20% | ||
| 10/1/28 | $315,000 | 3.50% | 3.35% |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Robert W. Baird, TIC 2.5919%
Piper Jaffray, TIC 2.5982%
FTN Fin Cap Mkts, TIC 2.5989%
Sterne Agee, TIC 2.6211%
Roosevelt & Cross, TIC 2.625%
Fidelity Capital, TIC 2.6723%
BMO Cap Mkts GKST, TIC 2.7168%
FLORIDA
Pinellas County School District
Sep 24, 2013 . . . . . . $83,000,000
Tax Anticipation Notes, Series 2013 (book entry).
Dated Oct 3, 2013.
Due Jun 30, 2014.
Purchased $83,000,000.00 by JPMorgan, at 1.25%, plus $654,870.00, effective rate 0.1862%.
L.O.: Nabors, Giblin & Nickerson, Tampa, FL.
F.A.: Ford & Associates, Tampa, FL.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.1906%
BA Merrill Lynch, Effective Rate 0.2058%
Citigroup, Effective Rate 0.2229%
Morgan Stanley, Effective Rate 0.2337%
INDIANA
Danville-Center Township Public Library
Sep 24, 2013 . . . . . . $600,000
General Obligation Bond of 2013 (bank qualified) (book entry).
Dated Oct 10, 2013.
Due Jul 15, 2014 to Jan 15, 2017.
Non-callable.
Winning bid: J.J.B. Hilliard, at n/a, NIC 1.2801%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $110,000 | 0.60% | 0.60% | ||
| 1/15/15 | $115,000 | 0.75% | 0.75% | ||
| 7/15/15 | $115,000 | 0.90% | 0.90% | ||
| 1/15/16 | $120,000 | 1.00% | 1.00% | ||
| 7/15/16 | $70,000 | 1.30% | 1.30% | ||
| 1/15/17 | $70,000 | 1.30% | 1.30% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: H.J. Umbaugh & Associates, Indianapolis, IN.
Other bidders were:
Bankers' Bank, NIC 1.3637%
City Securities, NIC 1.5562%
Huntington Natl Bank, NIC 1.6388%
Ross Sinclaire, NIC 2.5329%
First Financial Bk, NIC 2.5776%
New Durham Township Metropolitan School District
Sep 24, 2013 . . . . . . $225,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Oct 8, 2013.
Due Jun 30, 2014 to Dec 30, 2016.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.7929%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/14 | $20,000 | 1.00% | 0.50% | ||
| 12/30/14 | $25,000 | 1.00% | 0.70% | ||
| 6/30/15 | $50,000 | 1.00% | 0.80% | ||
| 12/30/15 | $55,000 | 1.00% | 0.90% | ||
| 6/30/16 | $35,000 | 1.00% | 1.05% | ||
| 12/30/16 | $40,000 | 1.25% | 1.25% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
IOWA
Clinton (City)
Sep 24, 2013 . . . . . . $4,155,000
General Obligation Capital Loan Notes, Series 2013D (bank qualified) (book entry).
Dated Oct 23, 2013.
Due Jun 1, 2014 to 2033.
Callable Jun 1, 2021 at par.
Winning bid: Robert W. Baird, at 102.4386, TIC 3.0567%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $100,000 | 3.00% | 0.40% | ||
| 6/1/15 | $100,000 | 3.00% | 0.55% | ||
| 6/1/16 | $100,000 | 3.00% | 0.80% | ||
| 6/1/17 | $300,000 | 3.00% | 1.05% | ||
| 6/1/18 | $300,000 | 3.00% | 1.45% | ||
| 6/1/19 | $300,000 | 3.00% | 1.75% | ||
| 6/1/20 | $300,000 | 3.00% | 2.00% | ||
| 6/1/21 | $305,000 | 3.00% | 2.25% | ||
| 6/1/22 | $310,000 | 3.00% | 2.45% | ||
| 6/1/23 | $330,000 | 3.00% | 2.60% | ||
| 6/1/24 | $340,000 | 3.00% | 2.80% | ||
| 6/1/25 | $355,000 | 3.00% | 3.00% | ||
| 6/1/27 | $220,000 | 3.50% | 3.35% | ||
| 6/1/29 | $240,000 | 4.00% | 3.60% | ||
| 6/1/31 | $265,000 | 4.00% | 3.80% | ||
| 6/1/33 | $290,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Northland Securities, Inc., Davenport & Company LLC, SAMCO Capital Markets, Cronin & Co., Inc., Ross, Sinclaire & Associates LLC, Country Club Bank, Vining-Sparks IBG, Limited Partnership, Bernardi Securities, Inc., Isaak Bond Investments, Inc., CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, PNC Capital Markets, D.A. Davidson & Co., Alamo Capital.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
BOSC, TIC 3.1861%
Hutchinson Shockey, TIC 3.3129%
MINNESOTA
Renville County
Sep 24, 2013 . . . . . . $9,735,000
General Obligation Capital Improvement Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 16, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2021 at par.
Winning bid: Piper Jaffray, at 102.3031, TIC 2.6579%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $470,000 | 2.00% | 0.40% | ||
| 2/1/16 | $560,000 | 2.00% | 0.65% | ||
| 2/1/17 | $570,000 | 2.00% | 0.90% | ||
| 2/1/18 | $580,000 | 2.00% | 1.25% | ||
| 2/1/19 | $595,000 | 2.50% | 1.55% | ||
| 2/1/20 | $610,000 | 2.50% | 1.75% | ||
| 2/1/21 | $625,000 | 3.00% | 2.00% | ||
| 2/1/22 | $645,000 | 3.00% | 2.20% | ||
| 2/1/23 | $660,000 | 3.00% | 2.40% | ||
| 2/1/24 | $680,000 | 3.00% | 2.60% | ||
| 2/1/25 | $705,000 | 3.00% | 2.70% | ||
| 2/1/26 | $725,000 | 3.00% | 2.90% | ||
| 2/1/27 | $745,000 | 3.10% | 3.10% | ||
| 2/1/28 | $770,000 | 3.25% | 3.25% | ||
| 2/1/29 | $795,000 | 3.35% | 3.35% |
L.O.: Faegre Baker Daniels LLP, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.667%
Stifel Nicolaus, TIC 2.6729%
FTN Fin Cap Mkts, TIC 2.699%
BMO Cap Mkts GKST, TIC 2.7086%
Wells Fargo Secs, TIC 2.758%
NEW JERSEY
Glassboro Borough
Sep 24, 2013 . . . . . . $2,596,765
Bond Anticipation Notes of 2013, Series B (bank qualified).
Dated Oct 2, 2013.
Due Jan 17, 2014.
Purchased $2,596,770.00 by TD Securities, at 1.25%, plus $2,207.25, effective rate 0.958%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.095%
Janney Montgomery, Effective Rate 1.1469%
Oppenheimer, Effective Rate 1.272%
Sayreville Borough
Sep 24, 2013 . . . . . . $4,978,000
General Improvement Bonds of 2013 (bank qualified) (book entry).
Dated Oct 8, 2013.
Due Oct 1, 2014 to 2023.
Callable Oct 1, 2021 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 2.2355%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $275,000 | 1.00% | 0.30% | ||
| 10/1/15 | $310,000 | 1.00% | 0.50% | ||
| 10/1/16 | $550,000 | 2.00% | 0.75% | ||
| 10/1/17 | $550,000 | 2.00% | 1.05% | ||
| 10/1/18 | $550,000 | 2.00% | 1.45% | ||
| 10/1/19 | $550,000 | 2.00% | 1.75% | ||
| 10/1/20 | $550,000 | 2.00% | 2.00% | ||
| 10/1/21 | $550,000 | 2.00% | 2.25% | ||
| 10/1/22 | $550,000 | 2.50% | 2.30% | ||
| 10/1/23 | $543,000 | 3.00% | 2.40% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC.
In association with: Wiley Bros.-Aintree Capital LLC., Rockfleet Financial Services, Inc., R. Seelaus & Co., Inc.
L.O.: McCarter & English, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sterne Agee, NIC 2.2684%
Janney Montgomery, NIC 2.2789%
Robert W. Baird, NIC 2.3449%
West Milford Township
Sep 24, 2013 . . . . . . $5,550,000
$4,950,000 Bond Anticipation Notes and $600,000 Special Emergenmcy Notes (bank qualified).
Dated Oct 3, 2013.
Due Oct 3, 2014.
Purchased $5,550,000.00 by TD Securities, at 1.25%, plus $49,728.00, effective rate 0.354%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 0.356%
Jefferies, Effective Rate 0.549%
Oppenheimer, Effective Rate 0.6077%
Lakeland Bank, Effective Rate 0.8%
NEW MEXICO
Artesia Special Hospital District
Sep 23, 2013 . . . . . . $14,500,000
General Obligation Bonds, Series 2013 (book entry).
Dated Oct 30, 2013.
Due Aug 1, 2014 to 2025.
Callable Aug 1, 2022 at par.
Winning bid: Hutchinson Shockey, at 104.7000, TIC 3.1403%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,310,000 | 3.00% | 0.25% | ||
| 8/1/15 | $265,000 | 2.00% | 0.55% | ||
| 8/1/16 | $265,000 | 2.00% | 0.85% | ||
| 8/1/17 | $260,000 | 2.00% | 1.20% | ||
| 8/1/18 | $270,000 | 2.00% | 1.60% | ||
| 8/1/19 | $270,000 | 2.50% | 2.00% | ||
| 8/1/20 | $2,000,000 | 4.00% | 2.30% | ||
| 8/1/21 | $2,000,000 | 3.00% | 2.65% | ||
| 8/1/22 | $2,000,000 | 4.00% | 2.90% | ||
| 8/1/23 | $2,000,000 | 4.00% | 3.10% | ||
| 8/1/24 | $1,950,000 | 3.50% | 3.35% | ||
| 8/1/25 | $1,910,000 | 5.00% | 3.35% |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
JPMorgan, TIC 3.3575%
Southwest Securities, TIC 3.3765%
FirstSouthwest, TIC 3.4145%
Morgan Stanley, TIC 3.4593%
Piper Jaffray, TIC 3.5303%
NEW YORK
Broome County, etc Board of Cooperative Educational Services
Sep 24, 2013 . . . . . . $3,725,000
Revenue Anticipation notes, Series 2013 (bank qualified).
Dated Oct 1, 2013.
Due Apr 1, 2014.
Purchased $3,725,000.00 by JPMorgan Chase, at 0.86%, effective rate 0.86%.
L.O.: Squire Sanders (US) LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.9419%
Oppenheimer, Effective Rate 0.982%
Nassau County Board of Cooperative Educational Services of the Sole Supervisory
Sep 24, 2013 . . . . . . $25,000,000
Revenue Anticipation Notes- 2013.
Dated Oct 3, 2013.
Due Jul 25, 2014.
Purchased $5,000,000.00 by Oppenheimer, at 1.0%, plus $7,850.00, effective rate 0.8064%.
Purchased $10,000,000.00 by JPMorgan Chase, at 0.67%, effective rate 0.67%.
Purchased $10,000,000.00 by JPMorgan Chase, at 0.75%, effective rate 0.75%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8064%
Jefferies, Effective Rate 0.8838%
North Hempstead (Town)
Sep 24, 2013 . . . . . . $48,807,384
Bond Anticipation Notes - 2013 Series B.
Dated Oct 3, 2013.
Due Oct 3, 2014.
Purchased $24,000,000.00 by TD Securities, at 0.5%, plus $62,136.00, effective rate 0.2411%.
Purchased $24,807,380.00 by JPMorgan, at 0.75%, plus $107,912.10, effective rate 0.315%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan, Effective Rate 0.315%
TD Securities, Effective Rate 0.3221%
Oppenheimer, Effective Rate 0.3879%
Jefferies, Effective Rate 0.397%
Capital One, Effective Rate 0.43%
Oppenheimer, Effective Rate 0.4345%
Oppenheimer, Effective Rate 0.4857%
Morgan Stanley, Effective Rate 0.513%
JPMorgan Chase, Effective Rate 0.66%
Northport-East Northport Union Free School District
Sep 24, 2013 . . . . . . $32,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Oct 3, 2013.
Due Jun 26, 2014.
Purchased $32,000,000.00 by JPMorgan, at 1.25%, plus $235,200.00, effective rate 0.2439%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.2849%
TD Securities, Effective Rate 0.3479%
Jefferies, Effective Rate 0.3835%
Oppenheimer, Effective Rate 0.4211%
Oppenheimer, Effective Rate 0.4721%
JPMorgan Chase, Effective Rate 0.61%
Oakfield Village
Sep 24, 2013 . . . . . . $2,849,000
Bond Anticipation Notes, 2013B (bank qualified).
Dated Oct 3, 2013.
Due Oct 2, 2014.
Purchased $2,849,000.00 by Oppenheimer, at 1.125%, plus $155.00, effective rate 1.1195%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 1.24%
Roosevelt & Cross, Effective Rate 1.6%
M & T Bank, Effective Rate 1.84%
Oysterponds Union Free School District in Orient
Sep 24, 2013 . . . . . . $1,000,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified) (book entry).
Dated Oct 3, 2013.
Due Jun 26, 2014.
Purchased $1,000,000.00 by Bridgehampton Bank, at 0.9%, effective rate 0.9%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.4713%
Putnam/Northern Westchester Board of Cooperative Educational Services of Sole Supervisory District
Sep 24, 2013 . . . . . . $5,000,000
Revenue Anticipation Notes - 2013.
Dated Oct 3, 2013.
Due Sep 30, 2014.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.69%, effective rate 0.69%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.7876%
Jefferies, Effective Rate 0.7942%
South Huntington Union Free School District
Sep 24, 2013 . . . . . . $21,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Oct 3, 2013.
Due Jun 26, 2014.
Purchased $21,000,000.00 by Morgan Stanley, at 1.0%, plus $125,370.00, effective rate 0.1828%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.1979%
JPMorgan, Effective Rate 0.202%
Janney Montgomery, Effective Rate 0.3074%
Capital One, Effective Rate 0.34%
Jefferies, Effective Rate 0.3835%
Oppenheimer, Effective Rate 0.424%
Oppenheimer, Effective Rate 0.4896%
NORTH DAKOTA
Bismarck (City)
Sep 24, 2013 . . . . . . $27,695,000
Lodging and Restaurant Tax Revenue Bonds, Series 2013 (book entry).
Dated Oct 1, 2013.
Due Dec 1, 2014 to 2034.
Callable Dec 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 99.8989, NIC 3.9049%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $830,000 | 3.00% | 0.42% | AGM | |
| 12/1/15 | $1,000,000 | 3.00% | 0.65% | AGM | |
| 12/1/16 | $1,015,000 | 3.00% | 0.95% | AGM | |
| 12/1/17 | $1,030,000 | 3.00% | 1.31% | AGM | |
| 12/1/18 | $1,050,000 | 3.00% | 1.78% | AGM | |
| 12/1/19 | $1,075,000 | 3.00% | 2.12% | AGM | |
| 12/1/20 | $1,105,000 | 3.00% | 2.46% | AGM | |
| 12/1/21 | $1,135,000 | 3.00% | 2.81% | AGM | |
| 12/1/22 | $1,175,000 | 3.00% | 3.02% | AGM | |
| 12/1/23 | $1,215,000 | 3.00% | 3.18% | AGM | |
| 12/1/24 | $1,255,000 | 4.00% | 3.35% | AGM | |
| 12/1/25 | $1,305,000 | 4.00% | 3.53% | AGM | |
| 12/1/26 | $1,355,000 | 4.00% | 3.68% | AGM | |
| 12/1/27 | $1,410,000 | 4.00% | 3.79% | AGM | |
| 12/1/28 | $1,465,000 | 4.00% | 3.92% | AGM | |
| 12/1/29 | $1,530,000 | 4.00% | 4.04% | AGM | |
| 12/1/30 | $1,595,000 | 4.00% | 4.15% | AGM | |
| 12/1/31 | $1,670,000 | 4.125% | 4.23% | AGM | |
| 12/1/32 | $1,745,000 | 4.125% | 4.31% | AGM | |
| 12/1/33 | $1,825,000 | 4.25% | 4.37% | AGM | |
| 12/1/34 | $1,910,000 | 4.25% | 4.44% | AGM |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Dougherty & Company LLC, Bismarck, ND.
Other bidders were:
Morgan Stanley, NIC 3.9994%
Piper Jaffray, NIC 4.0498%
Hutchinson Shockey, NIC 4.0709%
Robert W. Baird, NIC 4.1322%
KeyBanc Cap Mkts, NIC 4.1469%
Guggenheim Secs, NIC 4.3443%
JPMorgan, NIC 4.3996%
Mesirow Financial, NIC 4.4962%
OHIO
Broadview Heights (City)
Sep 24, 2013 . . . . . . $1,267,000
Sanitary Sewer Improvement Bond Anticipation Notes (General Obligation Limited Tax), Series 2013B (Sprague Road, Valley Parkway and Wallings Road Projects) (bank qualified) (book entry).
Dated Oct 8, 2013.
Due Sep 25, 2014.
Purchased $1,267,000.00 by KeyBanc Cap Mkts, at 1.0%, plus $5,410.09, effective rate 0.557%.
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
First Merit, Effective Rate 0.629%
Jefferies, Effective Rate 0.893%
Oppenheimer, Effective Rate 0.9377%
PENNSYLVANIA
Franklin County
Sep 24, 2013 . . . . . . $9,960,000
General Obligation Bonds, Series of 2013 (bank qualified) (book entry).
Dated Nov 4, 2013.
Due Apr 1, 2014 to 2023.
Callable Oct 1, 2018 at par.
Winning bid: Fifth Third Secs, at n/a, TIC 2.3557%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $5,000 | 2.00% | 0.50% | ||
| 4/1/15 | $185,000 | 2.00% | 0.60% | ||
| 4/1/16 | $190,000 | 2.00% | 0.85% | ||
| 4/1/17 | $190,000 | 2.00% | 1.10% | ||
| 4/1/18 | $195,000 | 2.00% | 1.45% | ||
| 4/1/19 | $200,000 | 2.00% | 1.75% | ||
| 4/1/20 | $2,270,000 | 2.00% | 2.00% | ||
| 4/1/21 | $2,825,000 | 2.25% | 2.20% | ||
| 4/1/22 | $2,890,000 | 2.50% | 2.40% | ||
| 4/1/23 | $1,010,000 | 2.50% | 2.60% |
L.O.: Barley, Snyder, Senft & Cohen, Lancaster, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Stifel Nicolaus, TIC 2.3623%
Janney Montgomery, TIC 2.3631%
Robert W. Baird, TIC 2.4588%
Vining-Sparks IBG, TIC 2.51%
UBS Financial Svcs, TIC 2.539%
PNC Capital Markets, TIC 2.5473%
Boenning&Scattergood, TIC 2.6116%
Sterne Agee, TIC 2.6142%
Halifax Area School District
Sep 24, 2013 . . . . . . $9,920,000
General Obligation Bonds, Series of 2013 (bank qualified) (book entry).
Dated Oct 31, 2013.
Due Sep 1, 2015 to 2036.
Callable Mar 1, 2019 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.8638%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $5,000 | 3.00% | 0.60% | AGM | |
| 9/1/16 | $340,000 | 3.00% | 0.85% | AGM | |
| 9/1/17 | $345,000 | 3.00% | 1.15% | AGM | |
| 9/1/18 | $360,000 | 4.00% | 1.50% | AGM | |
| 9/1/19 | $370,000 | 3.00% | 1.80% | AGM | |
| 9/1/20 | $380,000 | 2.00% | 2.05% | AGM | |
| 9/1/21 | $390,000 | 2.35% | 2.40% | AGM | |
| 9/1/22 | $400,000 | 2.60% | 2.65% | AGM | |
| 9/1/23 | $410,000 | 3.00% | 2.90% | AGM | |
| 9/1/24 | $425,000 | 3.00% | 3.05% | AGM | |
| 9/1/25 | $435,000 | 3.10% | 3.20% | AGM | |
| 9/1/26 | $450,000 | 3.30% | 3.40% | AGM | |
| 9/1/27 | $470,000 | 3.40% | 3.45% | AGM | |
| 9/1/28 | $485,000 | 3.60% | 3.65% | AGM | |
| 9/1/29 | $500,000 | 4.00% | 3.80% | AGM | |
| 9/1/30 | $525,000 | 4.00% | 3.90% | AGM | |
| 9/1/31 | $545,000 | 4.40% | 4.10% | AGM | |
| 9/1/32 | $565,000 | 4.10% | 4.20% | AGM | |
| 9/1/33 | $590,000 | 4.15% | 4.25% | AGM | |
| 9/1/36 | $1,930,000 | 4.30% | 4.00% | AGM |
L.O.: Eckert, Seamans, Cherin & Mellott, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BMO Cap Mkts GKST, TIC 3.864%
Roosevelt & Cross, TIC 3.9157%
Robert W. Baird, TIC 3.9166%
FTN Fin Cap Mkts, TIC 3.9258%
Sterne Agee, TIC 4.0053%
TENNESSEE
Church Hill (City)
Sep 24, 2013 . . . . . . $1,875,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 10, 2013.
Due Jun 1, 2014 to 2035.
Callable Jun 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.2886, TIC 3.3944%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $70,000 | 2.00% | 0.45% | ||
| 6/1/15 | $235,000 | 2.00% | 0.60% | ||
| 6/1/16 | $180,000 | 2.00% | 0.75% | ||
| 6/1/17 | $155,000 | 3.00% | 1.20% | ||
| 6/1/18 | $155,000 | 3.00% | 1.50% | ||
| 6/1/19 | $155,000 | 3.00% | 1.80% | ||
| 6/1/20 | $105,000 | 2.00% | 2.00% | ||
| 6/1/21 | $60,000 | 2.125% | 2.20% | ||
| 6/1/22 | $55,000 | 2.50% | 2.50% | ||
| 6/1/23 | $55,000 | 2.625% | 2.65% | ||
| 6/1/24 | $60,000 | 2.75% | 2.80% | ||
| 6/1/28 | $255,000 | 3.50% | 3.50% | ||
| 6/1/31 | $215,000 | 4.00% | 4.00% | ||
| 6/1/35 | $120,000 | 4.00% | 4.25% |
Other managers: CL King & Associates, Davenport & Company LLC, SAMCO Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Loop Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Duncan-Williams, Inc., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc., Isaak Bond Investments, Inc., CastleOak Securities, L.P., Alamo Capital.
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Raymond James & Associates, Inc., Nashville, TN.
Other bidders were:
UBS Financial Svcs, TIC 3.5599%
FTN Fin Cap Mkts, TIC 3.5816%
Sterne Agee, TIC 3.803%
UTAH
Canyons School District Board of Education
Sep 24, 2013 . . . . . . $60,000,000
General Obligation Bonds (Utah School Bond Guaranty Program), Series 2013 (book entry).
Dated Oct 9, 2013.
Due Jun 15, 2014 to 2033.
Callable Jun 15, 2023 at par.
Winning bid: Piper Jaffray, at 105.3639, TIC 3.5875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $1,440,000 | 3.00% | 0.17% | ||
| 6/15/15 | $660,000 | 3.00% | 0.32% | ||
| 6/15/16 | $675,000 | 3.00% | 0.64% | ||
| 6/15/17 | $690,000 | 3.00% | 0.89% | ||
| 6/15/18 | $700,000 | 3.00% | 1.29% | ||
| 6/15/19 | $725,000 | 3.00% | 1.61% | ||
| 6/15/20 | $760,000 | 5.00% | 1.87% | ||
| 6/15/21 | $790,000 | 5.00% | 2.17% | ||
| 6/15/22 | $835,000 | 5.00% | 2.38% | ||
| 6/15/23 | $3,875,000 | 5.00% | 2.55% | ||
| 6/15/24 | $4,040,000 | 5.00% | 2.76% | ||
| 6/15/25 | $4,200,000 | 3.25% | 3.00% | ||
| 6/15/26 | $4,370,000 | 4.00% | 3.26% | ||
| 6/15/27 | $4,550,000 | 4.00% | 3.44% | ||
| 6/15/28 | $4,735,000 | 4.00% | 3.59% | ||
| 6/15/29 | $4,930,000 | 4.00% | 3.71% | ||
| 6/15/30 | $5,150,000 | 4.00% | 3.82% | ||
| 6/15/31 | $5,375,000 | 4.00% | 3.90% | ||
| 6/15/32 | $5,625,000 | 4.00% | 3.98% | ||
| 6/15/33 | $5,875,000 | 4.25% | 4.04% |
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: George K. Baum & Co., Salt Lake City, UT.
Other bidders were:
Citigroup, TIC 3.5892%
JPMorgan, TIC 3.6036%
Wells Fargo Secs, TIC 3.605%
Jefferies, TIC 3.6288%
PNC Capital Markets, TIC 3.6337%
FTN Fin Cap Mkts, TIC 3.6538%
Janney Montgomery, TIC 3.6724%
William Blair, TIC 3.6857%
Morgan Stanley, TIC 3.6899%
BA Merrill Lynch, TIC 3.6963%
BMO Cap Mkts GKST, TIC 3.7125%
Mesirow Financial, TIC 3.7788%
Robert W. Baird, TIC 3.8182%
WISCONSIN
Cambridge School District
Sep 24, 2013 . . . . . . $2,400,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 30, 2013.
Due Sep 22, 2014.
Purchased $2,400,000.00 by Bankers' Bank, at 0.48%, effective rate 0.48%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Wisconsin Public Finance Professional, LLC, Milwaukee, WI.
Other bidders were:
Robert W. Baird, Effective Rate 0.4825%
Oppenheimer, Effective Rate 0.683%
Milwaukee Area Technical College District
Sep 24, 2013 . . . . . . $1,500,000
General Obligation Promissory Notes, Series 2013-14D (book entry).
Dated Oct 15, 2013.
Due Jun 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at 102.9031, TIC 0.9902%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $350,000 | 2.00% | 0.40% | ||
| 6/1/16 | $500,000 | 2.00% | 0.70% | ||
| 6/1/17 | $500,000 | 2.00% | 1.00% | ||
| 6/1/18 | $150,000 | 2.00% | 1.45% |
L.O.: Michael, Best & Friedrich, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.0672%
UBS Financial Svcs, TIC 1.1111%
FTN Fin Cap Mkts, TIC 1.1391%
Hutchinson Shockey, TIC 1.2082%
Piper Jaffray, TIC 1.2921%
Bernardi Securities, TIC 1.3005%
