KENTUCKY
Georgetown (City)
Sep 18, 2013 . . . . . . $2,635,000
Water and Sewer Refunding Revenue Bonds, Series 2013B (bank qualified) (book entry).
Dated Oct 21, 2013.
Due May 1, 2014 to 2023.
Non-callable.
Winning bid: Raymond James, at 99.7635, NIC 2.3447%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $265,000 | 1.00% | 0.55% | ||
| 5/1/15 | $250,000 | 1.00% | 0.80% | ||
| 5/1/16 | $250,000 | 1.00% | 1.00% | ||
| 5/1/17 | $255,000 | 1.35% | 1.35% | ||
| 5/1/18 | $255,000 | 1.70% | 1.70% | ||
| 5/1/19 | $260,000 | 2.05% | 2.05% | ||
| 5/1/20 | $265,000 | 2.30% | 2.30% | ||
| 5/1/21 | $270,000 | 2.55% | 2.55% | ||
| 5/1/22 | $280,000 | 2.70% | 2.70% | ||
| 5/1/23 | $285,000 | 3.00% | 3.00% |
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.4162%
Ross Sinclaire, NIC 2.437%
Sterne Agee, NIC 2.6236%
Janney Montgomery, NIC 2.6992%
Georgetown (City)
Sep 18, 2013 . . . . . . $4,775,000
Water and Sewer Revenue Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 30, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2023 at par.
Winning bid: Stifel Nicolaus, at 100.0553, NIC 3.7173%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $165,000 | 2.00% | 0.50% | ||
| 5/1/15 | $190,000 | 2.00% | 0.75% | ||
| 5/1/16 | $190,000 | 2.00% | 1.00% | ||
| 5/1/17 | $195,000 | 2.00% | 1.40% | ||
| 5/1/18 | $200,000 | 2.00% | 1.80% | ||
| 5/1/19 | $205,000 | 2.00% | 2.00% | ||
| 5/1/20 | $210,000 | 2.25% | 2.20% | ||
| 5/1/21 | $215,000 | 2.50% | 2.40% | ||
| 5/1/22 | $220,000 | 3.00% | 2.75% | ||
| 5/1/23 | $225,000 | 3.00% | 3.00% | ||
| 5/1/24 | $230,000 | 3.25% | 3.15% | ||
| 5/1/25 | $240,000 | 3.50% | 3.30% | ||
| 5/1/26 | $250,000 | 4.00% | 3.40% | ||
| 5/1/27 | $260,000 | 4.00% | 3.50% | ||
| 5/1/28 | $270,000 | 4.00% | 3.70% | ||
| 5/1/29 | $280,000 | 4.00% | 3.90% | ||
| 5/1/30 | $290,000 | 4.00% | 4.00% | ||
| 5/1/33 | $940,000 | 4.25% | 4.35% |
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Ross Sinclaire, NIC 3.7908%
Raymond James, NIC 3.8031%
Sterne Agee, NIC 3.8974%
Janney Montgomery, NIC 4.1028%
Hutchinson Shockey, NIC 4.1807%
MASSACHUSETTS
Auburn (Town)
Sep 18, 2013 . . . . . . $5,480,667
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 30, 2013.
Due Sep 30, 2014.
Purchased $5,480,670.00 by Eastern Bk Cap Mkts, at 1.25%, plus $57,601.81, effective rate 0.199%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
TD Securities, Effective Rate 0.313%
Jefferies, Effective Rate 0.333%
Oppenheimer, Effective Rate 0.4789%
East Bridgewater (Town)
Sep 18, 2013 . . . . . . $4,870,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Sep 27, 2013.
Due Sep 15, 2014 to 2033.
Callable Sep 15, 2023 at par.
Winning bid: Janney Montgomery, at 103.8944, TIC 3.4014%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/14 | $175,000 | 2.00% | 0.35% | ||
| 9/15/15 | $185,000 | 3.00% | 0.60% | ||
| 9/15/16 | $190,000 | 3.00% | 0.95% | ||
| 9/15/17 | $195,000 | 4.00% | 1.30% | ||
| 9/15/18 | $200,000 | 3.00% | 1.55% | ||
| 9/15/19 | $210,000 | 4.00% | 1.85% | ||
| 9/15/20 | $220,000 | 4.00% | 2.10% | ||
| 9/15/21 | $230,000 | 4.00% | 2.40% | ||
| 9/15/22 | $235,000 | 4.00% | 2.60% | ||
| 9/15/23 | $250,000 | 4.00% | 2.80% | ||
| 9/15/24 | $255,000 | 4.00% | 2.95% | ||
| 9/15/25 | $265,000 | 3.00% | 3.10% | ||
| 9/15/26 | $275,000 | 3.50% | 3.30% | ||
| 9/15/27 | $280,000 | 3.75% | 3.45% | ||
| 9/15/28 | $290,000 | 4.00% | 3.60% | ||
| 9/15/29 | $260,000 | 4.00% | 3.75% | ||
| 9/15/31 | $555,000 | 4.00% | 4.00% | ||
| 9/15/33 | $600,000 | 4.00% | 4.10% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Sterne Agee, TIC 3.5248%
Roosevelt & Cross, TIC 3.5791%
Robert W. Baird, TIC 3.6602%
Fidelity Capital, TIC 3.724%
Kingston (Town)
Sep 18, 2013 . . . . . . $869,566
General Obligation Bond Anticipation Notes (new money and renewal) (bank qualified).
Dated Oct 4, 2013.
Due Oct 3, 2014.
Purchased $869,570.00 by Eastern Bk Cap Mkts, at 1.0%, plus $3,607.35, effective rate 0.584%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2471%
Massachusetts
Sep 18, 2013 . . . . . . $200,000,000
General Obligation Revenue Anticipation Notes, 2013 Series A (book entry).
Dated Sep 25, 2013.
Due Apr 24, 2014.
Purchased $50,000,000.00 by Morgan Stanley, at 2.0%, plus $680,000.00, effective rate 0.0428%.
Purchased $150,000,000.00 by Jefferies, at 2.0%, plus $1,714,500.00, effective rate 0.0308%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Municipal Official(s); and Public Resources Advisory Group, New York, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.0428%
Jefferies, Effective Rate 0.0615%
BA Merrill Lynch, Effective Rate 0.0649%
RBC Capital Mkts, Effective Rate 0.0683%
TD Securities, Effective Rate 0.07%
BA Merrill Lynch, Effective Rate 0.0734%
JPMorgan, Effective Rate 0.0803%
BA Merrill Lynch, Effective Rate 0.0837%
RBC Capital Mkts, Effective Rate 0.0871%
Citigroup, Effective Rate 0.0888%
Wells Fargo Secs, Effective Rate 0.0905%
RBC Capital Mkts, Effective Rate 0.0956%
Wells Fargo Secs, Effective Rate 0.099%
JPMorgan, Effective Rate 0.1007%
Fidelity Capital, Effective Rate 0.1075%
Barclays Capital, Effective Rate 0.1314%
Goldman Sachs, Effective Rate 0.1382%
Barclays Capital, Effective Rate 0.1416%
Eastern Bk Cap Mkts, Effective Rate 0.1484%
Raymond James, Effective Rate 0.1484%
Barclays Capital, Effective Rate 0.1502%
Citigroup, Effective Rate 0.1519%
US Bancorp Invest, Effective Rate 0.1536%
Siebert Brandford, Effective Rate 0.1604%
Piper Jaffray, Effective Rate 0.1619%
US Bancorp Invest, Effective Rate 0.1638%
Stifel Nicolaus, Effective Rate 0.1672%
US Bancorp Invest, Effective Rate 0.1706%
Mesirow Financial, Effective Rate 0.1817%
Roosevelt & Cross, Effective Rate 0.241%
Massachusetts
Sep 18, 2013 . . . . . . $300,000,000
General Obligation Revenue Anticipation Notes, 2013 Series B (book entry).
Dated Sep 25, 2013.
Due May 29, 2014.
Purchased $25,000,000.00 by TD Securities, at 2.0%, plus $332,000.00, effective rate 0.0401%.
Purchased $25,000,000.00 by Jefferies, at 2.0%, plus $329,750.00, effective rate 0.0532%.
Purchased $50,000,000.00 by Citigroup, at 2.0%, plus $664,000.00, effective rate 0.0401%.
Purchased $200,000,000.00 by Morgan Stanley, at 2.0%, plus $2,640,000.00, effective rate 0.0561%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Stanley, Effective Rate 0.0561%
BA Merrill Lynch, Effective Rate 0.062%
JPMorgan, Effective Rate 0.0663%
BA Merrill Lynch, Effective Rate 0.0678%
BA Merrill Lynch, Effective Rate 0.0722%
Wells Fargo Secs, Effective Rate 0.078%
RBC Capital Mkts, Effective Rate 0.078%
JPMorgan, Effective Rate 0.0795%
Citigroup, Effective Rate 0.0809%
Fidelity Capital, Effective Rate 0.0824%
Wells Fargo Secs, Effective Rate 0.0838%
Wells Fargo Secs, Effective Rate 0.0882%
RBC Capital Mkts, Effective Rate 0.0882%
Barclays Capital, Effective Rate 0.0911%
JPMorgan, Effective Rate 0.0999%
RBC Capital Mkts, Effective Rate 0.1013%
Jefferies, Effective Rate 0.1013%
Barclays Capital, Effective Rate 0.1013%
RBC Capital Mkts, Effective Rate 0.1057%
US Bancorp Invest, Effective Rate 0.1101%
Citigroup, Effective Rate 0.1101%
Goldman Sachs, Effective Rate 0.1203%
Citigroup, Effective Rate 0.1203%
Raymond James, Effective Rate 0.1305%
Eastern Bk Cap Mkts, Effective Rate 0.1392%
Stifel Nicolaus, Effective Rate 0.1436%
Mesirow Financial, Effective Rate 0.1509%
Piper Jaffray, Effective Rate 0.1523%
Piper Jaffray, Effective Rate 0.1625%
Roosevelt & Cross, Effective Rate 0.1911%
Massachusetts
Sep 18, 2013 . . . . . . $300,000,000
General Obligation Revenue Anticipation Notes, 2013 Series C (book entry).
Dated Sep 25, 2013.
Due Jun 26, 2014.
Purchased $100,000,000.00 by JPMorgan, at 2.0%, plus $1,456,000.00, effective rate 0.0649%.
Purchased $50,000,000.00 by Citigroup, at 2.0%, plus $729,500.00, effective rate 0.061%.
Purchased $25,000,000.00 by Fidelity Capital, at 2.0%, plus $362,500.00, effective rate 0.0727%.
Purchased $100,000,000.00 by BA Merrill Lynch, at 2.0%, plus $1,450,999.99, effective rate 0.0714%.
Purchased $25,000,000.00 by Fidelity Capital, at 2.0%, plus $363,500.00, effective rate 0.0675%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Municipal Official(s).
Other bidders were:
Wells Fargo Secs, Effective Rate 0.0793%
Barclays Capital, Effective Rate 0.0806%
Citigroup, Effective Rate 0.0806%
BA Merrill Lynch, Effective Rate 0.0819%
Wells Fargo Secs, Effective Rate 0.0832%
JPMorgan, Effective Rate 0.0858%
Wells Fargo Secs, Effective Rate 0.0885%
JPMorgan, Effective Rate 0.0911%
Morgan Stanley, Effective Rate 0.0911%
Barclays Capital, Effective Rate 0.0911%
BA Merrill Lynch, Effective Rate 0.095%
RBC Capital Mkts, Effective Rate 0.1003%
Stifel Nicolaus, Effective Rate 0.1094%
RBC Capital Mkts, Effective Rate 0.116%
Raymond James, Effective Rate 0.1199%
RBC Capital Mkts, Effective Rate 0.1212%
Citigroup, Effective Rate 0.1212%
Goldman Sachs, Effective Rate 0.1212%
TD Securities, Effective Rate 0.1304%
RBC Capital Mkts, Effective Rate 0.1304%
Siebert Brandford, Effective Rate 0.1304%
Piper Jaffray, Effective Rate 0.1317%
Morgan Stanley, Effective Rate 0.1343%
Eastern Bk Cap Mkts, Effective Rate 0.1383%
Citigroup, Effective Rate 0.1409%
Roosevelt & Cross, Effective Rate 0.1501%
Mesirow Financial, Effective Rate 0.1501%
Piper Jaffray, Effective Rate 0.1514%
US Bancorp Invest, Effective Rate 0.1606%
Piper Jaffray, Effective Rate 0.1619%
Jefferies, Effective Rate 0.1684%
Jefferies, Effective Rate 0.1802%
Jefferies, Effective Rate 0.1855%
Jefferies, Effective Rate 0.196%
Jefferies, Effective Rate 0.2051%
CastleOak Securities, Effective Rate 0.213%
Metrowest Regional Transit Authority
Sep 18, 2013 . . . . . . $6,450,000
General Obligation Revenue Anticipation Notes (bank qualified).
Dated Sep 27, 2013.
Due Sep 26, 2014.
Purchased $6,450,000.00 by Eastern Bk Cap Mkts, at 0.75%, plus $18,074.15, effective rate 0.4609%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.4966%
Jefferies, Effective Rate 0.7787%
Palmer (Town)
Sep 18, 2013 . . . . . . $8,922,000
General Obligation State Qualified Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Sep 26, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Janney Montgomery, at 101.9722, TIC 3.2679%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $377,000 | 2.00% | 0.46% | ||
| 9/1/15 | $515,000 | 3.00% | 0.60% | ||
| 9/1/16 | $510,000 | 3.00% | 0.90% | ||
| 9/1/17 | $510,000 | 3.00% | 1.20% | ||
| 9/1/18 | $510,000 | 3.00% | 1.60% | ||
| 9/1/19 | $510,000 | 3.00% | 1.90% | ||
| 9/1/20 | $510,000 | 3.00% | 2.15% | ||
| 9/1/21 | $510,000 | 3.00% | 2.45% | ||
| 9/1/22 | $510,000 | 3.00% | 2.65% | ||
| 9/1/23 | $510,000 | 3.00% | 2.85% | ||
| 9/1/24 | $395,000 | 3.00% | 3.00% | ||
| 9/1/25 | $395,000 | 3.25% | 3.15% | ||
| 9/1/26 | $395,000 | 3.50% | 3.35% | ||
| 9/1/27 | $395,000 | 3.75% | 3.50% | ||
| 9/1/28 | $395,000 | 4.00% | 3.65% | ||
| 9/1/29 | $395,000 | 4.00% | 3.80% | ||
| 9/1/31 | $790,000 | 4.00% | 4.00% | ||
| 9/1/33 | $790,000 | 4.00% | 4.15% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.322%
Raymond James, TIC 3.3294%
Robert W. Baird, TIC 3.3374%
MINNESOTA
Howard Lake (City)
Sep 17, 2013 . . . . . . $695,000
General Obligation Tax Increment Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Feb 1, 2016 to 2040.
Callable Feb 1, 2020 at par.
Winning bid: D.A. Davidson, at 98.2822, NIC 4.342%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/20 | $100,000 | 1.75% | 1.75% | ||
| 2/1/25 | $110,000 | 3.00% | 3.00% | ||
| 2/1/29 | $105,000 | 3.85% | 3.85% | ||
| 2/1/33 | $120,000 | 4.35% | 4.35% | ||
| 2/1/37 | $140,000 | 4.60% | 4.60% | ||
| 2/1/40 | $120,000 | 4.75% | 4.75% |
L.O.: Bradley & Deike, P.A., Edina, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Northland Securities, NIC 4.4708%
MISSOURI
St. Louis County Community Fire Protection District
Sep 18, 2013 . . . . . . $2,880,000
General Obligation Fire Protection Refunding Bonds Series 2013B (bank qualified) (book entry).
Dated Oct 16, 2013.
Due Mar 1, 2015 to 2023.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 105.3579, TIC 2.0337%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $255,000 | 3.00% | 0.45% | ||
| 3/1/16 | $255,000 | 3.00% | 0.70% | ||
| 3/1/17 | $275,000 | 3.00% | 1.00% | ||
| 3/1/18 | $275,000 | 3.00% | 1.25% | ||
| 3/1/19 | $295,000 | 3.00% | 1.50% | ||
| 3/1/20 | $295,000 | 3.00% | 1.75% | ||
| 3/1/21 | $290,000 | 3.00% | 2.05% | ||
| 3/1/22 | $285,000 | 3.00% | 2.25% | ||
| 3/1/23 | $655,000 | 3.00% | 2.40% |
L.O.: Armstrong, Teasdale LLP, St Louis, MO.
F.A.: Rognan & Associates, St Louis, MO; and Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Piper Jaffray, TIC 2.0832%
Robert W. Baird, TIC 2.1271%
Stifel Nicolaus, TIC 2.1478%
UMB Bank, TIC 2.1938%
Country Club Bank, TIC 2.2104%
FTN Fin Cap Mkts, TIC 2.2617%
Commerce Bank, TIC 2.2775%
Sterne Agee, TIC 2.3826%
UBS Financial Svcs, TIC 2.6365%
NEW JERSEY
Carlstadt Borough
Sep 18, 2013 . . . . . . $6,347,900
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 27, 2013.
Due Sep 26, 2014.
Purchased $6,347,900.00 by Jefferies, at 1.25%, plus $22,854.00, effective rate 0.889%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.9668%
NW Capital, Effective Rate 1.0738%
TD Securities, Effective Rate 1.1206%
Point Pleasant Beach Borough
Aug 27, 2013 . . . . . . $10,000,000
Tax Anticipation Notes (bank qualified) (book entry).
Dated Aug 27, 2013.
Due Jan 15, 2014.
Purchased $10,000,000.00 by Jefferies, at 1.0%, plus $402.00, effective rate 0.989%.
L.O.: Bathgate Wegener & Wolf, Lakewood, NJ.
F.A.: Municipal Official(s).
Stillwater Township
Sep 18, 2013 . . . . . . $1,401,900
Bond Anticipation Note (bank qualified).
Dated Sep 26, 2013.
Due Sep 26, 2013.
Purchased $1,401,900.00 by Oppenheimer, at 1.25%, plus $3,908.00, effective rate 0.971%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Lakeland Bank, Effective Rate 1.25%
Roosevelt & Cross, Effective Rate 2.01%
NEW YORK
Frankfort Village
Sep 18, 2013 . . . . . . $48,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Sep 27, 2013.
Due Sep 26, 2014.
Purchased $48,000.00 by M & T Bank, at 2.25%, effective rate 2.25%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Adirondack Bank, Effective Rate 2.25%
Roosevelt & Cross, Effective Rate 4.0195%
Gananda Central School District
Sep 18, 2013 . . . . . . $278,710
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Oct 1, 2013.
Due Jun 26, 2014.
Purchased $278,710.00 by Roosevelt & Cross, at 2.0%, plus $850.00, effective rate 1.5857%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.8952%
Half Hollow Hills Central School District of Huntington and Babylon
Sep 18, 2013 . . . . . . $43,500,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Oct 1, 2013.
Due Jun 26, 2014.
Purchased $43,500,000.00 by JPMorgan, at 0.75%, plus $182,265.00, effective rate 0.1808%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.1829%
Jefferies, Effective Rate 0.2827%
Oppenheimer, Effective Rate 0.3814%
Oppenheimer, Effective Rate 0.4494%
Oppenheimer, Effective Rate 0.5145%
Peekskill (City)
Sep 18, 2013 . . . . . . $2,040,000
Bond Anticipation Notes-2013 (bank qualified).
Dated Sep 27, 2013.
Due Sep 26, 2014.
Purchased $2,040,000.00 by Pioneer Comm Bk, at 0.42%, effective rate 0.42%.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.7245%
Oppenheimer, Effective Rate 0.8716%
JPMorgan Chase, Effective Rate 0.89%
St. Lawrence County
Sep 18, 2013 . . . . . . $10,000,000
Revenue Anticipation Notes, 2013.
Dated Sep 27, 2013.
Due Aug 29, 2014.
Purchased $2,000,000.00 by TD Securities, at 1.5%, plus $8,920.00, effective rate 1.0164%.
Purchased $8,000,000.00 by JPMorgan Chase, at 0.91%, effective rate 0.91%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 1.0164%
KeyBanc Cap Mkts, Effective Rate 1.2333%
Oppenheimer, Effective Rate 1.2755%
Roosevelt & Cross, Effective Rate 1.2831%
Oppenheimer, Effective Rate 1.3616%
Jefferies, Effective Rate 1.3884%
Victor Central School District
Sep 18, 2013 . . . . . . $22,600,949
Bond Anticipation Notes for Various Purposes-2013.
Dated Sep 27, 2013.
Due Sep 26, 2014.
Purchased $22,600,950.00 by Jefferies, at 1.0%, plus $170,865.00, effective rate 0.2419%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan, Effective Rate 0.2442%
TD Securities, Effective Rate 0.2442%
Janney Montgomery, Effective Rate 0.3071%
Oppenheimer, Effective Rate 0.4329%
Oppenheimer, Effective Rate 0.5082%
JPMorgan Chase, Effective Rate 0.6%
Webster (Town)
Sep 18, 2013 . . . . . . $5,038,700
Bond Anticipation Notes, 2013 (New Issue/Renewals) (bank qualified).
Dated Oct 2, 2013.
Due Oct 1, 2014.
Purchased $5,038,700.00 by TD Securities, at 1.0%, plus $32,852.32, effective rate 0.346%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.3592%
Jefferies, Effective Rate 0.534%
JPMorgan Chase, Effective Rate 0.56%
Oppenheimer, Effective Rate 0.643%
Westhill Central School District
Sep 18, 2013 . . . . . . $374,000
School District (Serial) Bonds, 2013.
Dated Oct 1, 2013.
Due Oct 1, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.2213%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $59,000 | 2.00% | 0.70% | ||
| 10/1/15 | $75,000 | 2.125% | 1.15% | ||
| 10/1/16 | $80,000 | 2.25% | 1.50% | ||
| 10/1/17 | $80,000 | 2.25% | 1.80% | ||
| 10/1/18 | $80,000 | 2.25% | 2.25% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 2.4756%
JPMorgan Chase, NIC 2.73%
TEXAS
Denton County Fresh Water Supply District No. 8-C
Sep 17, 2013 . . . . . . $3,000,000
Unlimited Tax Road Bonds, Series 2013-A (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2015 to 2035.
Callable Sep 1, 2023 at par.
Winning bid: BOSC, at 97.1032, NIC 4.856%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $35,000 | 3.00% | 1.35% | AGM | |
| 9/1/16 | $40,000 | 3.00% | 1.65% | AGM | |
| 9/1/17 | $40,000 | 3.00% | 1.95% | AGM | |
| 9/1/18 | $40,000 | 3.00% | 2.40% | AGM | |
| 9/1/19 | $40,000 | 3.25% | 2.70% | AGM | |
| 9/1/20 | $40,000 | 3.50% | 2.95% | AGM | |
| 9/1/21 | $40,000 | 3.75% | 3.20% | AGM | |
| 9/1/22 | $45,000 | 3.75% | 3.45% | AGM | |
| 9/1/27 | $175,000 | 4.15% | 4.25% | AGM | |
| 9/1/30 | $305,000 | 4.50% | 4.60% | AGM | |
| 9/1/33 | $455,000 | 4.75% | 4.85% | AGM | |
| 9/1/34 | $850,000 | 4.75% | 4.90% | AGM | |
| 9/1/35 | $895,000 | 4.85% | 4.95% | AGM |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Kelly Hart & Hallman, Fort Worth, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
Hutchinson Shockey, NIC 5.0653%
Southwest Securities, NIC 5.0762%
Fort Bend County Municipal Utility District No. 151
Sep 18, 2013 . . . . . . $12,600,000
Unlimited Tax Bonds, Series 2013A (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2015 to 2039.
Callable Sep 1, 2021 at par.
Winning bid: BA Merrill Lynch, at 97.6885, NIC 4.5481%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $500,000 | 3.00% | 0.78% | MAC | |
| 9/1/16 | $500,000 | 3.00% | 1.15% | MAC | |
| 9/1/17 | $500,000 | 3.00% | 1.46% | MAC | |
| 9/1/18 | $500,000 | 3.00% | 1.94% | MAC | |
| 9/1/19 | $500,000 | 3.00% | 2.29% | MAC | |
| 9/1/20 | $500,000 | 3.00% | 2.59% | MAC | |
| 9/1/21 | $500,000 | 3.00% | 2.93% | MAC | |
| 9/1/22 | $500,000 | 3.25% | 3.26% | MAC | |
| 9/1/23 | $500,000 | 3.50% | 3.50% | MAC | |
| 9/1/24 | $500,000 | 3.625% | 3.77% | MAC | |
| 9/1/25 | $500,000 | 4.00% | 3.95% | MAC | |
| 9/1/26 | $500,000 | 4.00% | 4.18% | MAC | |
| 9/1/27 | $500,000 | 4.00% | 4.31% | MAC | |
| 9/1/28 | $500,000 | 4.125% | 4.43% | MAC | |
| 9/1/29 | $500,000 | 4.375% | 4.55% | MAC | |
| 9/1/30 | $500,000 | 4.50% | 4.66% | MAC | |
| 9/1/31 | $500,000 | 4.625% | 4.74% | MAC | |
| 9/1/32 | $500,000 | 4.75% | 4.82% | MAC | |
| 9/1/33 | $500,000 | 4.75% | 4.89% | MAC | |
| 9/1/36 | $1,525,000 | 4.75% | 5.00% | MAC | |
| 9/1/39 | $1,575,000 | 5.00% | 5.12% | MAC |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.6534%
Hutchinson Shockey, NIC 4.8206%
BOSC, NIC 4.8999%
Harris County Municipal Utility District No. 390
Sep 18, 2013 . . . . . . $1,780,000
Unlimited Tax Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Apr 1, 2015 to 2037.
Callable Apr 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 4.9944%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $200,000 | 3.00% | 1.50% | BAM | |
| 4/1/16 | $25,000 | 3.00% | 1.75% | BAM | |
| 4/1/17 | $25,000 | 3.00% | 2.00% | BAM | |
| 4/1/18 | $25,000 | 3.00% | 2.25% | BAM | |
| 4/1/19 | $25,000 | 3.00% | 2.50% | BAM | |
| 4/1/20 | $25,000 | 3.00% | 2.75% | BAM | |
| 4/1/21 | $25,000 | 3.00% | 3.00% | BAM | |
| 4/1/22 | $25,000 | 3.25% | 3.25% | BAM | |
| 4/1/23 | $25,000 | 3.50% | 3.50% | BAM | |
| 4/1/24 | $25,000 | 3.75% | 3.75% | BAM | |
| 4/1/25 | $25,000 | 4.00% | 4.00% | BAM | |
| 4/1/26 | $25,000 | 4.00% | 4.15% | BAM | |
| 4/1/27 | $25,000 | 4.25% | 4.30% | BAM | |
| 4/1/28 | $25,000 | 4.375% | 4.45% | BAM | |
| 4/1/29 | $25,000 | 4.50% | 4.60% | BAM | |
| 4/1/30 | $25,000 | 4.625% | 4.70% | BAM | |
| 4/1/31 | $25,000 | 4.75% | 4.80% | BAM | |
| 4/1/32 | $175,000 | 4.75% | 4.90% | BAM | |
| 4/1/37 | $1,005,000 | 5.00% | 5.00% | BAM |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 5.0916%
GMS Group, NIC 5.0935%
BOSC, NIC 5.1498%
SAMCO Cap Mkts, NIC 5.1764%
Harris County Municipal Utility District No. 411
Sep 18, 2013 . . . . . . $1,275,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2016 to 2035.
Callable Sep 1, 2020 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 4.8179%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $45,000 | 3.00% | 2.00% | ||
| 9/1/17 | $45,000 | 3.00% | 2.25% | ||
| 9/1/18 | $50,000 | 3.00% | 2.50% | ||
| 9/1/19 | $45,000 | 3.00% | 2.75% | ||
| 9/1/20 | $45,000 | 3.00% | 3.00% | ||
| 9/1/21 | $50,000 | 3.25% | 3.25% | ||
| 9/1/22 | $50,000 | 3.50% | 3.50% | ||
| 9/1/23 | $50,000 | 3.75% | 3.75% | ||
| 9/1/24 | $50,000 | 4.00% | 4.00% | ||
| 9/1/25 | $45,000 | 4.00% | 4.15% | ||
| 9/1/26 | $50,000 | 4.25% | 4.30% | ||
| 9/1/27 | $50,000 | 4.375% | 4.45% | ||
| 9/1/28 | $50,000 | 4.50% | 4.60% | ||
| 9/1/29 | $45,000 | 4.625% | 4.70% | ||
| 9/1/30 | $45,000 | 4.75% | 4.80% | ||
| 9/1/31 | $45,000 | 4.75% | 4.90% | ||
| 9/1/35 | $515,000 | 5.00% | 5.00% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.8474%
GMS Group, NIC 4.8513%
Southwest Securities, NIC 4.9441%
WISCONSIN
Brown County
Sep 18, 2013 . . . . . . $1,905,000
General Obligation Corporate Purpose Refunding Bonds, Series 2013B (bank qualified) (book entry).
Dated Oct 9, 2013.
Due Nov 1, 2014 to 2018.
Non-callable.
Winning bid: Piper Jaffray, at 102.9392, TIC 1.0268%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $360,000 | 2.00% | 0.25% | ||
| 11/1/15 | $375,000 | 2.00% | 0.50% | ||
| 11/1/16 | $385,000 | 2.00% | 0.75% | ||
| 11/1/17 | $390,000 | 2.00% | 1.00% | ||
| 11/1/18 | $395,000 | 2.00% | 1.40% |
L.O.: Whyte Hirschboeck Dudek S.C., Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 1.1048%
BOSC, TIC 1.1463%
UMB Bank, TIC 1.1697%
Raymond James, TIC 1.1931%
FTN Fin Cap Mkts, TIC 1.1985%
UBS Financial Svcs, TIC 1.2997%
Brown County
Sep 18, 2013 . . . . . . $3,715,000
General Obligation Airport Improvement Refunding Bonds, Series 2013C (AMT) (book entry) (AMT).
Dated Oct 9, 2013.
Due Nov 1, 2014 to 2022.
Non-callable.
Winning bid: Morgan Stanley, at 104.9940, TIC 2.3892%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $360,000 | 2.00% | 0.30% | ||
| 11/1/15 | $365,000 | 2.00% | 0.65% | ||
| 11/1/16 | $385,000 | 2.00% | 1.00% | ||
| 11/1/17 | $390,000 | 3.00% | 1.35% | ||
| 11/1/18 | $405,000 | 3.00% | 1.80% | ||
| 11/1/19 | $425,000 | 3.00% | 2.15% | ||
| 11/1/20 | $450,000 | 4.00% | 2.40% | ||
| 11/1/21 | $460,000 | 4.00% | 2.75% | ||
| 11/1/22 | $475,000 | 4.00% | 3.00% |
Other managers: Raymond James & Associates, Inc., FTN Financial Capital Markets, Jefferies LLC, M.R. Beal & Co., StockCross Financial Services, Inc..
L.O.: Whyte Hirschboeck Dudek S.C., Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Hutchinson Shockey, TIC 2.6705%
Robert W. Baird, TIC 2.7091%
UBS Financial Svcs, TIC 2.7295%
Cronin, TIC 2.7699%
Medford (City)
Sep 17, 2013 . . . . . . $2,560,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated Oct 10, 2013.
Due Oct 1, 2014 to 2023.
Callable Oct 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.5766%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $375,000 | 0.35% | 0.35% | ||
| 10/1/15 | $380,000 | 0.55% | 0.55% | ||
| 10/1/16 | $380,000 | 0.75% | 0.75% | ||
| 10/1/17 | $385,000 | 1.05% | 1.05% | ||
| 10/1/18 | $375,000 | 1.45% | 1.45% | ||
| 10/1/19 | $275,000 | 1.70% | 1.70% | ||
| 10/1/20 | $270,000 | 2.00% | 2.00% | ||
| 10/1/23 | $120,000 | 2.70% | 2.70% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.6778%
BOSC, TIC 1.7099%
Moraine Park Technical College District
Sep 18, 2013 . . . . . . $3,975,000
General Obligation Promissory Notes, Series 2013-14A (bank qualified) (book entry).
Dated Oct 10, 2013.
Due Apr 1, 2014 to 2023.
Callable Apr 1, 2021 at par.
Winning bid: Piper Jaffray, at 101.8827, TIC 1.8944%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $840,000 | 2.00% | 0.25% | ||
| 4/1/15 | $410,000 | 2.00% | 0.45% | ||
| 4/1/16 | $425,000 | 2.00% | 0.70% | ||
| 4/1/17 | $405,000 | 2.00% | 1.00% | ||
| 4/1/18 | $420,000 | 2.00% | 1.35% | ||
| 4/1/19 | $270,000 | 2.50% | 1.60% | ||
| 4/1/20 | $285,000 | 2.50% | 1.90% | ||
| 4/1/21 | $295,000 | 2.50% | 2.10% | ||
| 4/1/22 | $305,000 | 2.50% | 2.30% | ||
| 4/1/23 | $320,000 | 2.75% | 2.60% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 1.9105%
Raymond James, TIC 1.9405%
UMB Bank, TIC 2.0015%
Janney Montgomery, TIC 2.0283%
Rib Mountain (Town)
Sep 17, 2013 . . . . . . $2,165,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated Oct 8, 2013.
Due Sep 1, 2014 to 2023.
Callable Sep 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.2697%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $160,000 | 0.75% | 0.75% | ||
| 9/1/17 | $125,000 | 1.05% | 1.05% | ||
| 9/1/18 | $110,000 | 1.45% | 1.45% | ||
| 9/1/19 | $130,000 | 1.70% | 1.70% | ||
| 9/1/20 | $410,000 | 2.00% | 2.00% | ||
| 9/1/21 | $410,000 | 2.20% | 2.20% | ||
| 9/1/22 | $410,000 | 2.40% | 2.40% | ||
| 9/1/23 | $410,000 | 2.70% | 2.70% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.3295%
BOSC, TIC 2.3489%
Robert W. Baird, TIC 2.3883%
TAXABLE ISSUES
MAINE
Winslow (Town)
Sep 18, 2013 . . . . . . $1,200,000
2013 General Obligation Refunding Bonds (Federally Taxable) (book entry).
Dated Oct 18, 2013.
Due Mar 1, 2014 to 2017.
Non-callable.
Winning bid: UMB Bank, at 102.6600, TIC 1.5565%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $300,000 | 3.25% | 0.45% | ||
| 3/1/15 | $300,000 | 3.00% | 0.75% | ||
| 3/1/16 | $300,000 | 3.00% | 1.20% | ||
| 3/1/17 | $300,000 | 3.00% | 1.75% |
L.O.: Pierce Atwood LLP, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Hutchinson Shockey, TIC 1.8822%
UBS Financial Svcs, TIC 2.2922%
MINNESOTA
Big Lake (City)
Sep 18, 2013 . . . . . . $1,105,000
Taxable General Obligation Tax Increment Refunding Bonds, Series 2013A (book entry).
Dated Oct 16, 2013.
Due Feb 1, 2015 to 2024.
Callable Feb 1, 2016 at par.
Winning bid: Robert W. Baird, at 99.0000, TIC 3.5435%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $95,000 | 2.00% | 0.70% | ||
| 2/1/16 | $105,000 | 2.00% | 1.10% | ||
| 2/1/17 | $105,000 | 2.00% | 1.50% | ||
| 2/1/18 | $105,000 | 2.25% | 2.25% | ||
| 2/1/19 | $110,000 | 2.60% | 2.60% | ||
| 2/1/20 | $110,000 | 3.10% | 3.10% | ||
| 2/1/21 | $115,000 | 3.40% | 3.40% | ||
| 2/1/22 | $115,000 | 3.75% | 3.75% | ||
| 2/1/23 | $120,000 | 4.00% | 4.00% | ||
| 2/1/24 | $125,000 | 4.25% | 4.25% |
Other managers: CL King & Associates, Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, Country Club Bank, Bernardi Securities, Inc., Isaak Bond Investments, Inc., United Banker's Bank, R. Seelaus & Co., Inc..
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 3.7879%
NEW JERSEY
Collingswood Borough
Sep 18, 2013 . . . . . . $3,166,000
Taxable Bond Anticipation Notes of 2013, Series C.
Dated Sep 25, 2013.
Due Apr 28, 2014.
Purchased $3,166,000.00 by Susquehanna Patriot, at 2.4%, effective rate 2.4%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
First Colonial, Effective Rate 3.0%
Roosevelt & Cross, Effective Rate 3.4046%
Oppenheimer, Effective Rate 3.427%
WISCONSIN
Brown County
Sep 18, 2013 . . . . . . $9,060,000
Taxable General Obligation Refunding Bonds, Series 2013D (book entry).
Dated Oct 9, 2013.
Due Nov 1, 2014 to 2022.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 100.7276, TIC 2.5942%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $675,000 | 2.00% | 0.40% | ||
| 11/1/15 | $755,000 | 2.00% | 0.65% | ||
| 11/1/16 | $825,000 | 2.00% | 1.05% | ||
| 11/1/17 | $905,000 | 2.00% | 1.50% | ||
| 11/1/18 | $985,000 | 2.50% | 2.00% | ||
| 11/1/19 | $1,080,000 | 2.70% | 2.30% | ||
| 11/1/20 | $1,170,000 | 2.70% | 2.70% | ||
| 11/1/21 | $1,275,000 | 3.00% | 3.00% | ||
| 11/1/22 | $1,390,000 | 3.20% | 3.20% |
L.O.: Whyte Hirschboeck Dudek S.C., Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
KeyBanc Cap Mkts, TIC 2.5976%
Robert W. Baird, TIC 2.6351%
Piper Jaffray, TIC 2.6871%
BOSC, TIC 2.7213%
Raymond James, TIC 2.7735%
