CALIFORNIA
Santa Clara County
Aug 22, 2013 . . . . . . $118,000,000
2013-2014 Tax and Revenue Anticipation Notes (book entry).
Dated Sep 4, 2013.
Due Jun 30, 2014.
Purchased $118,000,000.00 by JPMorgan, at 1.25%, plus $1,034,860.00, effective rate 0.1817%.
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.185%
Morgan Stanley, Effective Rate 0.1901%
Barclays Capital, Effective Rate 0.191%
Citigroup, Effective Rate 0.1922%
US Bancorp Invest, Effective Rate 0.1952%
BA Merrill Lynch, Effective Rate 0.2006%
Jefferies, Effective Rate 0.2092%
Mitsubishi UFJ Secs, Effective Rate 0.2109%
Oppenheimer, Effective Rate 0.4406%
CONNECTICUT
Salisbury (Town)
Aug 22, 2013 . . . . . . $2,585,000
Bond Anticipation Notes (bank qualified).
Dated Sep 5, 2013.
Due Sep 4, 2014.
Purchased $2,585,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $11,222.42, effective rate 0.419%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Oppenheimer, Effective Rate 0.7874%
Trumbull (Town)
Aug 22, 2013 . . . . . . $9,521,000
General Obligation Bond Anticipation Notes (book entry).
Dated Sep 6, 2013.
Due Sep 5, 2014.
Purchased $9,521,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $98,648.40, effective rate 0.211%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Janney Montgomery, Effective Rate 0.2111%
Piper Jaffray, Effective Rate 0.2783%
Jefferies, Effective Rate 0.282%
Oppenheimer, Effective Rate 0.4475%
Oppenheimer, Effective Rate 0.4891%
Trumbull (Town)
Aug 22, 2013 . . . . . . $11,605,000
General Obligation Bonds, Issue of 2013 (book entry).
Dated Sep 6, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 102.0854, TIC 3.6878%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $580,000 | 2.50% | 0.27% | ||
| 9/1/15 | $580,000 | 3.00% | 0.50% | ||
| 9/1/16 | $580,000 | 4.00% | 0.80% | ||
| 9/1/17 | $580,000 | 4.00% | 1.28% | ||
| 9/1/18 | $580,000 | 4.00% | 1.70% | ||
| 9/1/19 | $580,000 | 4.00% | 2.15% | ||
| 9/1/20 | $580,000 | 4.00% | 2.40% | ||
| 9/1/21 | $580,000 | 4.00% | 2.70% | ||
| 9/1/22 | $580,000 | 3.00% | 3.00% | ||
| 9/1/23 | $580,000 | 3.125% | 3.20% | ||
| 9/1/24 | $580,000 | 3.25% | 3.40% | ||
| 9/1/25 | $580,000 | 3.50% | 3.60% | ||
| 9/1/26 | $580,000 | 4.00% | 3.80% | ||
| 9/1/27 | $580,000 | 4.00% | 4.00% | ||
| 9/1/28 | $580,000 | 4.00% | 4.10% | ||
| 9/1/29 | $580,000 | 4.125% | 4.25% | ||
| 9/1/30 | $580,000 | 4.25% | 4.35% | ||
| 9/1/31 | $580,000 | 4.25% | 4.40% | ||
| 9/1/32 | $580,000 | 4.375% | 4.45% | ||
| 9/1/33 | $585,000 | 4.50% | 4.50% |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., CL King & Associates.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.7137%
Janney Montgomery, TIC 3.7781%
Morgan Stanley, TIC 3.7792%
Robert W. Baird, TIC 3.7825%
William Blair, TIC 3.8548%
Piper Jaffray, TIC 3.8611%
BA Merrill Lynch, TIC 3.8791%
FLORIDA
Florida State Board of Governors
Aug 22, 2013 . . . . . . $48,365,000
Florida International University Parking Facility Revenue Bonds, Series 2013A (book entry).
Dated Sep 26, 2013.
Due Jul 1, 2014 to 2043.
Callable Jul 1, 2023 at par.
Winning bid: Wells Fargo Secs, at 101.0491, TIC 4.7%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $1,950,000 | 5.00% | 0.50% | ||
| 7/1/15 | $2,155,000 | 5.00% | 0.85% | ||
| 7/1/16 | $2,265,000 | 5.00% | 1.25% | ||
| 7/1/17 | $2,375,000 | 5.00% | 1.65% | ||
| 7/1/18 | $2,500,000 | 5.00% | 2.15% | ||
| 7/1/19 | $2,620,000 | 5.00% | 2.55% | ||
| 7/1/20 | $2,170,000 | 5.00% | 2.90% | ||
| 7/1/21 | $2,275,000 | 3.00% | 3.21% | ||
| 7/1/22 | $2,350,000 | 5.00% | 3.45% | ||
| 7/1/23 | $820,000 | 3.50% | 3.60% | ||
| 7/1/24 | $850,000 | 4.00% | 3.85% | ||
| 7/1/25 | $880,000 | 4.00% | 4.09% | ||
| 7/1/26 | $915,000 | 4.00% | 4.26% | ||
| 7/1/27 | $955,000 | 4.25% | 4.43% | ||
| 7/1/28 | $995,000 | 4.375% | 4.55% | ||
| 7/1/29 | $1,035,000 | 4.50% | 4.67% | ||
| 7/1/30 | $1,085,000 | 5.25% | 4.75% | ||
| 7/1/31 | $1,140,000 | 5.25% | 4.83% | ||
| 7/1/33 | $2,460,000 | 4.75% | 4.95% | ||
| 7/1/35 | $2,705,000 | 5.00% | 5.06% | ||
| 7/1/38 | $4,575,000 | 5.00% | 5.15% | ||
| 7/1/43 | $9,290,000 | 5.00% | 5.199% |
L.O.: Bryant, Miller & Olive, Tallahassee, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
BA Merrill Lynch, TIC 4.72%
UBS Financial Svcs, TIC 4.7551%
Citigroup, TIC 4.8471%
Hutchinson Shockey, TIC 5.2203%
KANSAS
Riley County
Aug 22, 2013 . . . . . . $1,935,000
General Obligation Refunding and Improvement Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 17, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2021 at par.
Winning bid: Country Club Bank, at 103.7623, TIC 2.2832%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $275,000 | 3.00% | 0.45% | ||
| 9/1/15 | $280,000 | 3.00% | 0.65% | ||
| 9/1/16 | $275,000 | 3.00% | 0.85% | ||
| 9/1/17 | $270,000 | 3.00% | 1.20% | ||
| 9/1/18 | $265,000 | 3.00% | 1.55% | ||
| 9/1/21 | $205,000 | 3.00% | 2.35% | ||
| 9/1/24 | $180,000 | 3.00% | 3.00% | ||
| 9/1/28 | $185,000 | 3.50% | 3.50% |
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
UMB Bank, TIC 2.2932%
Commerce Bank, TIC 2.4577%
MASSACHUSETTS
Acton (Town)
Aug 22, 2013 . . . . . . $12,220,000
General Obligation Refunding Bonds (book entry).
Dated Sep 5, 2013.
Due Feb 1, 2014 to 2023.
Callable Feb 1, 2021 at par.
Winning bid: Fidelity Capital, at 105.8452, TIC 2.2787%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $1,110,000 | 2.00% | 0.20% | ||
| 2/1/15 | $1,150,000 | 2.00% | 0.30% | ||
| 2/1/16 | $1,150,000 | 3.00% | 0.68% | ||
| 2/1/17 | $1,155,000 | 4.00% | 1.05% | ||
| 2/1/18 | $1,195,000 | 4.00% | 1.45% | ||
| 2/1/19 | $1,240,000 | 4.00% | 1.85% | ||
| 2/1/20 | $1,280,000 | 4.00% | 2.15% | ||
| 2/1/21 | $1,320,000 | 4.00% | 2.50% | ||
| 2/1/22 | $1,320,000 | 3.00% | 2.80% | ||
| 2/1/23 | $1,300,000 | 3.00% | 3.02% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Janney Montgomery, TIC 2.283%
Robert W. Baird, TIC 2.3092%
UBS Financial Svcs, TIC 2.3284%
JPMorgan, TIC 2.3801%
FTN Fin Cap Mkts, TIC 2.3883%
Ross Sinclaire, TIC 2.456%
Randolph (Town)
Aug 22, 2013 . . . . . . $3,193,250
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Aug 30, 2013.
Due Jul 1, 2014.
Purchased $3,193,250.00 by Jefferies, at 1.0%, plus $12,232.00, effective rate 0.541%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
MICHIGAN
Warren (City)
Aug 22, 2013 . . . . . . $15,760,000
City of Warren Downtown Development Limited Tax Refunding Bonds, Series 2013 (book entry).
Dated Sep 1, 2013.
Due Oct 1, 2014 to 2025.
Callable Oct 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 100.4671, TIC 3.9698%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $880,000 | 3.00% | 0.83% | ||
| 10/1/15 | $870,000 | 3.00% | 1.13% | ||
| 10/1/16 | $1,350,000 | 3.00% | 1.47% | ||
| 10/1/17 | $1,340,000 | 3.00% | 1.87% | ||
| 10/1/18 | $1,310,000 | 4.00% | 2.37% | ||
| 10/1/19 | $1,545,000 | 4.00% | 2.87% | ||
| 10/1/20 | $1,505,000 | 4.00% | 3.30% | ||
| 10/1/21 | $1,465,000 | 4.00% | 3.71% | ||
| 10/1/22 | $1,430,000 | 4.00% | 4.05% | ||
| 10/1/23 | $1,395,000 | 4.25% | 4.33% | ||
| 10/1/24 | $1,355,000 | 4.50% | 4.61% | ||
| 10/1/25 | $1,315,000 | 4.625% | 4.79% |
Other managers: Comerica Securities.
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Robert W. Baird, TIC 4.1589%
Hutchinson Shockey, TIC 5.4412%
NEW JERSEY
Edison Township
Aug 22, 2013 . . . . . . $10,010,000
Refunding Bond Anticipation Note.
Dated Aug 29, 2013.
Due Aug 29, 2014.
Purchased $10,010,000.00 by JPMorgan Chase, at 0.7%, effective rate 0.7%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.773%
Jefferies, Effective Rate 0.794%
Peapack and Gladstone Borough
Aug 22, 2013 . . . . . . $822,000
Bond Anticipation Note (bank qualified).
Dated Aug 30, 2013.
Due Aug 29, 2014.
Purchased $822,000.00 by Peapack-Gladstone, at 0.94%, effective rate 0.94%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.98%
Oppenheimer, Effective Rate 1.2316%
NEW YORK
Babylon (Town)
Aug 22, 2013 . . . . . . $26,010,000
Tax Exempt Public Improvement Bonds, 2013 (book entry).
Dated Aug 29, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2023 at par.
Winning bid: Morgan Stanley, at n/a, NIC 3.4739%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $545,000 | 2.00% | 0.28% | ||
| 9/1/15 | $1,565,000 | 2.00% | 0.58% | ||
| 9/1/16 | $1,620,000 | 2.00% | 0.85% | ||
| 9/1/17 | $1,675,000 | 3.00% | 1.25% | ||
| 9/1/18 | $1,730,000 | 3.00% | 1.76% | ||
| 9/1/19 | $1,785,000 | 3.00% | 2.20% | ||
| 9/1/20 | $1,840,000 | 3.00% | 2.55% | ||
| 9/1/21 | $1,895,000 | 3.00% | 2.90% | ||
| 9/1/22 | $1,950,000 | 3.00% | 3.20% | ||
| 9/1/23 | $2,005,000 | 3.25% | 3.45% | ||
| 9/1/24 | $2,080,000 | 3.50% | 3.65% | ||
| 9/1/25 | $2,140,000 | 3.75% | 3.85% | ||
| 9/1/26 | $2,210,000 | 4.00% | 4.05% | ||
| 9/1/27 | $1,470,000 | 4.00% | 4.23% | ||
| 9/1/28 | $1,500,000 | 4.25% | 4.35% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, StockCross Financial Services, Inc..
L.O.: Winston & Strawn, New York, NY.
F.A.: Red Hill Professional Services, Inc.,, Pelham, NY.
Other bidders were:
Citigroup, NIC 3.4978%
Central Square Central School District
Aug 22, 2013 . . . . . . $797,387
School District (Serial) Bonds, 2013 (bank qualified).
Dated Sep 6, 2013.
Due Aug 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.9706%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $147,387 | 1.75% | 0.60% | ||
| 8/15/15 | $150,000 | 1.875% | 0.85% | ||
| 8/15/16 | $160,000 | 2.00% | 1.20% | ||
| 8/15/17 | $165,000 | 2.00% | 1.60% | ||
| 8/15/18 | $175,000 | 2.00% | 2.00% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Connetquot Central School District of Islip
Aug 22, 2013 . . . . . . $12,700,000
Bond Anticipation Notes-2013.
Dated Sep 4, 2013.
Due Sep 4, 2014.
Purchased $12,700,000.00 by JPMorgan, at 0.5%, plus $30,226.00, effective rate 0.262%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.293%
TD Securities, Effective Rate 0.301%
JPMorgan Chase, Effective Rate 0.52%
Oppenheimer, Effective Rate 0.629%
Connetquot Central School District of Islip
Aug 22, 2013 . . . . . . $38,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 4, 2013.
Due Jun 26, 2014.
Purchased $38,000,000.00 by JPMorgan, at 0.75%, plus $164,160.00, effective rate 0.2174%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.2319%
Janney Montgomery, Effective Rate 0.2544%
JPMorgan Chase, Effective Rate 0.5%
Oppenheimer, Effective Rate 0.5633%
Oppenheimer, Effective Rate 0.6336%
Oppenheimer, Effective Rate 0.6841%
Corning (City)
Aug 22, 2013 . . . . . . $1,592,889
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Sep 5, 2013.
Due Aug 15, 2014 to 2028.
Callable Aug 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.3803%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $132,889 | 2.50% | 0.50% | BAM | |
| 8/15/15 | $125,000 | 2.50% | 0.75% | BAM | |
| 8/15/16 | $125,000 | 2.50% | 1.00% | BAM | |
| 8/15/17 | $125,000 | 2.50% | 1.30% | BAM | |
| 8/15/18 | $115,000 | 2.50% | 1.60% | BAM | |
| 8/15/19 | $100,000 | 2.50% | 1.90% | BAM | |
| 8/15/20 | $100,000 | 2.50% | 2.25% | BAM | |
| 8/15/21 | $100,000 | 2.50% | 2.55% | BAM | |
| 8/15/22 | $105,000 | 3.00% | 2.80% | BAM | |
| 8/15/23 | $105,000 | 3.00% | 3.00% | BAM | |
| 8/15/24 | $100,000 | 4.00% | 3.40% | BAM | |
| 8/15/25 | $90,000 | 4.00% | 3.75% | BAM | |
| 8/15/26 | $90,000 | 4.00% | 4.00% | BAM | |
| 8/15/27 | $90,000 | 4.125% | 4.20% | BAM | |
| 8/15/28 | $90,000 | 4.25% | 4.35% | BAM |
Other managers: UBS Financial Services, Inc., CL King & Associates, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Bernardi Securities, NIC 3.7566%
Horseheads Village
Aug 22, 2013 . . . . . . $2,100,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Aug 30, 2013.
Due Aug 29, 2014.
Purchased $2,100,000.00 by JPMorgan Chase, at 0.83%, effective rate 0.83%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.0717%
Roosevelt & Cross, Effective Rate 1.2834%
Kenmore-Tonawanda Union Free School District
Aug 22, 2013 . . . . . . $5,420,000
School District Serial Bonds, 2013 (bank qualified) (book entry).
Dated Sep 4, 2013.
Due Sep 1, 2014 to 2023.
Non-callable.
Winning bid: Roosevelt & Cross, at 103.1304, TIC 1.988%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $570,000 | 2.00% | 0.45% | ||
| 9/1/15 | $740,000 | 3.00% | 0.60% | ||
| 9/1/16 | $745,000 | 4.00% | 0.85% | ||
| 9/1/17 | $550,000 | 2.00% | 1.10% | ||
| 9/1/18 | $560,000 | 3.00% | 1.35% | ||
| 9/1/19 | $435,000 | 3.00% | 1.70% | ||
| 9/1/20 | $440,000 | 2.00% | 2.00% | ||
| 9/1/21 | $450,000 | 2.25% | 2.25% | ||
| 9/1/22 | $460,000 | 2.50% | 2.50% | ||
| 9/1/23 | $470,000 | 2.75% | 2.70% |
Other managers: UBS Financial Services, Inc., CL King & Associates, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
PNC Capital Markets, TIC 1.9899%
Robert W. Baird, TIC 2.0912%
Morgan Stanley, TIC 2.2313%
Mamaroneck Village
Aug 22, 2013 . . . . . . $5,069,250
Bond Anticipation Notes, Series 2013A (bank qualified).
Dated Sep 4, 2013.
Due Sep 4, 2014.
Purchased $5,069,250.00 by Jefferies, at 1.0%, plus $31,634.00, effective rate 0.376%.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.63%
Oppenheimer, Effective Rate 0.679%
Minoa Village
Aug 22, 2013 . . . . . . $1,446,063
Bond Anticipation Notes, 2013 (bank qualified).
Dated Sep 5, 2013.
Due Sep 5, 2014.
Purchased $1,446,060.00 by Oppenheimer, at 1.25%, plus $3,860.00, effective rate 0.9831%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.033%
JPMorgan Chase, Effective Rate 1.22%
Southampton (Town)
Aug 22, 2013 . . . . . . $21,750,000
Erosion Control District (Serial) Bonds - 2013 (book entry).
Dated Sep 4, 2013.
Due Sep 1, 2014 to 2023.
Callable Sep 1, 2021 at par.
Winning bid: Robert W. Baird, at 104.1523, NIC 2.5441%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $1,965,000 | 2.00% | 0.27% | ||
| 9/1/15 | $2,000,000 | 2.00% | 0.50% | ||
| 9/1/16 | $2,040,000 | 2.00% | 0.75% | ||
| 9/1/17 | $2,080,000 | 2.00% | 1.10% | ||
| 9/1/18 | $2,120,000 | 2.00% | 1.57% | ||
| 9/1/19 | $2,160,000 | 3.00% | 1.95% | ||
| 9/1/20 | $2,225,000 | 3.00% | 2.30% | ||
| 9/1/21 | $2,295,000 | 4.00% | 2.65% | ||
| 9/1/22 | $2,385,000 | 4.00% | 2.90% | ||
| 9/1/23 | $2,480,000 | 4.00% | 3.05% |
Other managers: Eastern Bank Capital Markets, Edward Jones, Kildare Capital, Inc., Crews & Associates, Inc., Bernardi Securities, Inc., Sterne, Agee & Leach, Inc, Loop Capital Markets, LLC.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan, NIC 2.557%
Roosevelt & Cross, NIC 2.5775%
KeyBanc Cap Mkts, NIC 2.5779%
Janney Montgomery, NIC 2.5959%
Raymond James, NIC 2.612%
TD Securities, NIC 2.8035%
Steuben-Allegany Board of Cooperative Educational Services Sole Supervisory District
Aug 22, 2013 . . . . . . $37,500,000
Revenue Anticipation Notes, 2013 (New Issue).
Dated Sep 5, 2013.
Due Jun 30, 2014.
Purchased $22,500,000.00 by Jefferies, at 1.5%, plus $116,551.00, effective rate 0.8679%.
Purchased $15,000,000.00 by JPMorgan Chase, at 0.86%, effective rate 0.86%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.8679%
Oppenheimer, Effective Rate 0.8998%
Westhampton Beach Union Free School District
Aug 22, 2013 . . . . . . $11,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 4, 2013.
Due Jun 26, 2014.
Purchased $11,000,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan, Effective Rate 0.2368%
TD Securities, Effective Rate 0.2445%
Jefferies, Effective Rate 0.2676%
Oppenheimer, Effective Rate 0.587%
PENNSYLVANIA
Panther Valley School District
Aug 22, 2013 . . . . . . $5,700,000
General Obligation Bonds, Series A of 2013 (bank qualified) (book entry).
Dated Sep 26, 2013.
Due Nov 15, 2014 to 2031.
Callable Nov 15, 2018 at par.
Winning bid: Janney Montgomery, at n/a, TIC 4.6462%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $20,000 | 0.50% | 0.50% | BAM | |
| 11/15/19 | $70,000 | 2.35% | 2.35% | BAM | |
| 11/15/25 | $50,000 | 3.75% | 3.75% | BAM | |
| 11/15/26 | $215,000 | 3.80% | 3.85% | BAM | |
| 11/15/27 | $225,000 | 4.00% | 4.00% | BAM | |
| 11/15/28 | $775,000 | 4.50% | 4.10% | BAM | |
| 11/15/29 | $815,000 | 4.50% | 4.20% | BAM | |
| 11/15/30 | $1,925,000 | 4.50% | 4.35% | BAM | |
| 11/15/31 | $1,605,000 | 4.75% | 4.45% | BAM |
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Sterne Agee, TIC 4.9441%
Roosevelt & Cross, TIC 5.1268%
Robert W. Baird, TIC 5.2688%
TEXAS
Brushy Creek Municipal Utility District
Aug 22, 2013 . . . . . . $3,500,000
Sendero Springs and Cornerstone Defined Area Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Jun 1, 2014 to 2038.
Callable Jun 1, 2021 at par.
Winning bid: FirstSouthwest, at 97.4353, NIC 4.789%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $80,000 | 2.50% | 1.00% | BAM | |
| 6/1/15 | $80,000 | 2.50% | 1.30% | BAM | |
| 6/1/16 | $85,000 | 2.50% | 1.80% | BAM | |
| 6/1/17 | $90,000 | 2.50% | 2.00% | BAM | |
| 6/1/18 | $95,000 | 2.50% | 2.30% | BAM | |
| 6/1/19 | $95,000 | 2.50% | 2.60% | BAM | |
| 6/1/20 | $100,000 | 2.80% | 2.80% | BAM | |
| 6/1/21 | $105,000 | 3.00% | 3.00% | BAM | |
| 6/1/22 | $110,000 | 3.25% | 3.25% | BAM | |
| 6/1/23 | $115,000 | 3.50% | 3.50% | BAM | |
| 6/1/25 | $245,000 | 4.00% | 4.00% | BAM | |
| 6/1/28 | $420,000 | 4.40% | 4.50% | BAM | |
| 6/1/33 | $830,000 | 4.80% | 4.90% | BAM | |
| 6/1/38 | $1,050,000 | 5.00% | 5.00% | BAM |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.8426%
Sterne Agee, NIC 5.1012%
Cypress Hill Municipal Utility District No. 1
Aug 22, 2013 . . . . . . $5,565,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Sep 1, 2025 to 2039.
Callable Sep 1, 2020 at par.
Winning bid: RBC Capital Mkts, at 97.5000, NIC 5.0703%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/25 | $65,000 | 4.20% | 4.20% | ||
| 9/1/26 | $75,000 | 4.30% | 4.30% | ||
| 9/1/27 | $75,000 | 4.40% | 4.40% | ||
| 9/1/28 | $75,000 | 4.50% | 4.50% | ||
| 9/1/29 | $75,000 | 4.50% | 4.60% | ||
| 9/1/30 | $100,000 | 4.625% | 4.70% | ||
| 9/1/31 | $100,000 | 4.75% | 4.80% | ||
| 9/1/32 | $100,000 | 4.75% | 4.90% | ||
| 9/1/39 | $4,900,000 | 5.00% | 5.00% |
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 5.1931%
BOSC, NIC 5.4594%
Travis County Municipal Utility District No. 16
Aug 22, 2013 . . . . . . $4,010,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Sep 1, 2015 to 2037.
Callable Sep 1, 2020 at par.
Winning bid: FirstSouthwest, at 97.6000, NIC 4.8867%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $95,000 | 4.00% | 2.00% | ||
| 9/1/16 | $100,000 | 3.50% | 2.25% | ||
| 9/1/17 | $105,000 | 3.00% | 2.50% | ||
| 9/1/18 | $110,000 | 3.00% | 2.75% | ||
| 9/1/19 | $120,000 | 3.00% | 3.00% | ||
| 9/1/20 | $125,000 | 3.25% | 3.25% | ||
| 9/1/21 | $130,000 | 3.50% | 3.50% | ||
| 9/1/22 | $135,000 | 3.75% | 3.75% | ||
| 9/1/23 | $145,000 | 4.00% | 4.00% | ||
| 9/1/24 | $150,000 | 4.10% | 4.10% | ||
| 9/1/25 | $160,000 | 4.25% | 4.25% | ||
| 9/1/26 | $165,000 | 4.40% | 4.50% | ||
| 9/1/27 | $175,000 | 4.50% | 4.60% | ||
| 9/1/28 | $185,000 | 4.65% | 4.75% | ||
| 9/1/30 | $390,000 | 5.00% | 4.875% | ||
| 9/1/32 | $430,000 | 5.00% | 5.00% | ||
| 9/1/37 | $1,290,000 | 5.00% | 5.10% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 4.8906%
Southwest Securities, NIC 5.025%
TAXABLE ISSUES
NEW YORK
Babylon (Town)
Aug 22, 2013 . . . . . . $8,500,000
Taxable Public Improvement Bonds, 2013 (book entry).
Dated Aug 29, 2013.
Due Sep 1, 2014 to 2032.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.708%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $360,000 | 4.00% | 0.85% | ||
| 9/1/15 | $370,000 | 4.00% | 1.10% | ||
| 9/1/16 | $380,000 | 4.00% | 1.60% | ||
| 9/1/17 | $390,000 | 4.00% | 2.30% | ||
| 9/1/18 | $400,000 | 4.00% | 2.65% | ||
| 9/1/19 | $410,000 | 4.00% | 3.10% | ||
| 9/1/20 | $420,000 | 4.00% | 3.40% | ||
| 9/1/21 | $430,000 | 4.00% | 3.80% | ||
| 9/1/22 | $440,000 | 4.00% | 4.00% | ||
| 9/1/23 | $450,000 | 4.125% | 4.125% | ||
| 9/1/24 | $460,000 | 4.25% | 4.25% | ||
| 9/1/25 | $470,000 | 4.50% | 4.50% | ||
| 9/1/26 | $480,000 | 4.50% | 4.65% | ||
| 9/1/27 | $490,000 | 5.00% | 4.85% | ||
| 9/1/28 | $500,000 | 5.00% | 5.00% | ||
| 9/1/29 | $500,000 | 5.00% | 5.10% | ||
| 9/1/30 | $505,000 | 5.125% | 5.20% | ||
| 9/1/31 | $505,000 | 5.25% | 5.30% | ||
| 9/1/32 | $540,000 | 5.25% | 5.35% |
Other managers: UBS Financial Services, Inc., CL King & Associates, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Winston & Strawn, New York, NY.
F.A.: Red Hill Professional Services, Inc.,, Pelham, NY.
Other bidders were:
Robert W. Baird, NIC 4.833%
