CALIFORNIA
Capistrano Unified School District Community Facilities District No. 90-2 (Talega)
Jul 17, 2013 . . . . . . $43,105,000
(Improvement Area No. 2002-1) Series 2013 Special Tax Refunding Bonds (book entry).
Dated Jul 31, 2013.
Due Sep 1, 2014 to 2032.
Callable Sep 1, 2023 at par.
Winning bid: Citigroup, at 98.5500, TIC 4.6182%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $980,000 | 3.00% | 0.65% | AGM | |
| 9/1/15 | $1,225,000 | 3.00% | 1.00% | AGM | |
| 9/1/16 | $1,310,000 | 3.00% | 1.50% | AGM | |
| 9/1/17 | $1,415,000 | 3.00% | 2.00% | AGM | |
| 9/1/18 | $1,515,000 | 3.00% | 2.50% | AGM | |
| 9/1/19 | $1,625,000 | 3.00% | 3.00% | AGM | |
| 9/1/20 | $1,735,000 | 3.40% | 3.40% | AGM | |
| 9/1/21 | $1,855,000 | 3.60% | 3.60% | AGM | |
| 9/1/22 | $1,985,000 | 3.75% | 3.80% | AGM | |
| 9/1/23 | $2,125,000 | 4.00% | 4.00% | AGM | |
| 9/1/24 | $2,275,000 | 4.00% | 4.10% | AGM | |
| 9/1/25 | $2,435,000 | 4.25% | 4.25% | AGM | |
| 9/1/26 | $2,610,000 | 4.40% | 4.40% | AGM | |
| 9/1/27 | $2,790,000 | 4.50% | 4.50% | AGM | |
| 9/1/28 | $2,985,000 | 4.625% | 4.625% | AGM | |
| 9/1/29 | $3,200,000 | 4.75% | 4.75% | AGM | |
| 9/1/32 | $11,040,000 | 5.00% | 5.00% | AGM |
L.O.: Bowie, Arneson, Wiles & Giannone, Newport Beach, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Morgan Stanley, TIC 4.6297%
Hutchinson Shockey, TIC 5.3085%
Capistrano Unified School District Community Facilities District No. 92-1
Jul 17, 2013 . . . . . . $14,430,000
Series 2013 Special Tax Refunding Bonds (book entry).
Dated Jul 31, 2013.
Due Sep 1, 2014 to 2022.
Non-callable.
Winning bid: Citigroup, at 105.0000, TIC 2.7118%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $1,410,000 | 2.00% | 0.60% | BAM | |
| 9/1/15 | $1,475,000 | 2.00% | 1.00% | BAM | |
| 9/1/16 | $1,505,000 | 2.00% | 1.30% | BAM | |
| 9/1/17 | $1,535,000 | 3.00% | 1.65% | BAM | |
| 9/1/18 | $1,580,000 | 3.00% | 2.00% | BAM | |
| 9/1/19 | $1,630,000 | 4.00% | 2.40% | BAM | |
| 9/1/20 | $1,695,000 | 4.00% | 2.75% | BAM | |
| 9/1/21 | $1,765,000 | 4.00% | 3.10% | BAM | |
| 9/1/22 | $1,835,000 | 5.00% | 3.25% | BAM |
L.O.: Bowie, Arneson, Wiles & Giannone, Newport Beach, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Morgan Stanley, TIC 2.814%
Hutchinson Shockey, TIC 2.8386%
Robert W. Baird, TIC 2.863%
Palm Springs Unified School District
Jul 17, 2013 . . . . . . $19,670,000
2013 General Obligation Refunding Bonds (book entry).
Dated Jul 30, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: BMO Cap Mkts GKST, at 105.9216, TIC 3.3226%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,185,000 | 3.00% | 0.22% | ||
| 8/1/15 | $1,225,000 | 3.00% | 0.52% | ||
| 8/1/16 | $1,290,000 | 3.00% | 0.95% | ||
| 8/1/17 | $1,360,000 | 3.00% | 1.17% | ||
| 8/1/18 | $1,415,000 | 3.00% | 1.50% | ||
| 8/1/19 | $1,480,000 | 4.00% | 1.79% | ||
| 8/1/20 | $1,540,000 | 4.00% | 2.10% | ||
| 8/1/21 | $1,620,000 | 4.00% | 2.39% | ||
| 8/1/22 | $1,725,000 | 4.00% | 2.70% | ||
| 8/1/23 | $1,060,000 | 5.00% | 2.89% | ||
| 8/1/25 | $915,000 | 5.00% | 3.45% | ||
| 8/1/26 | $500,000 | 4.00% | 3.72% | ||
| 8/1/27 | $525,000 | 4.00% | 3.86% | ||
| 8/1/28 | $555,000 | 4.00% | 4.00% | ||
| 8/1/30 | $1,200,000 | 5.00% | 4.10% | ||
| 8/1/33 | $2,075,000 | 4.25% | 4.44% |
Other managers: Ziegler Capital Markets Group.
L.O.: Bowie, Arneson, Wiles & Giannone, Newport Beach, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Robert W. Baird, TIC 3.3422%
Raymond James, TIC 3.3774%
Mitsubishi UFJ Secs, TIC 3.3784%
Hutchinson Shockey, TIC 3.4507%
CONNECTICUT
Danbury (City)
Jul 17, 2013 . . . . . . $40,000,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jul 26, 2013.
Due Jul 25, 2014.
Purchased $40,000,000.00 by JPMorgan, at 1.5%, plus $526,799.99, effective rate 0.1793%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Morgan Stanley, Effective Rate 0.1797%
BA Merrill Lynch, Effective Rate 0.1857%
Jefferies, Effective Rate 0.195%
TD Securities, Effective Rate 0.1978%
Piper Jaffray, Effective Rate 0.2038%
Eastern Bk Cap Mkts, Effective Rate 0.2282%
ILLINOIS
City of Lockport
Jul 17, 2013 . . . . . . $1,489,923
General Obligation Capital Appreciation Limited Bonds, Series 2013 (original principal amount $1,492,900*) (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Jan 1, 2015 to 2017.
Non-callable.
Winning bid: Hutchinson Shockey, at n/a, TIC 1.6127%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/15 | $69,017 | 0.00% | 1.00% | ||
| 1/1/16 | $703,489 | 0.00% | 1.25% | ||
| 1/1/17 | $717,416 | 0.00% | 1.50% |
L.O.: Evans, Froehlich, Beth & Chamley, Champaign, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
BOSC, TIC 1.6476%
Bernardi Securities, TIC 2.1491%
IOWA
Mason City (City)
Jul 16, 2013 . . . . . . $895,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Aug 20, 2013.
Due Jun 1, 2015 to 2019.
Non-callable.
Winning bid: UMB Bank, at n/a, TIC 1.2684%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $175,000 | 2.00% | 0.40% | ||
| 6/1/16 | $175,000 | 2.00% | 0.70% | ||
| 6/1/17 | $180,000 | 2.00% | 1.00% | ||
| 6/1/18 | $180,000 | 2.00% | 1.30% | ||
| 6/1/19 | $185,000 | 2.00% | 1.60% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Bankers' Bank, TIC 1.3802%
D.A. Davidson, TIC 1.4094%
Hutchinson Shockey, TIC 1.5706%
BOSC, TIC 1.6139%
KANSAS
Wellington (City)
Jul 16, 2013 . . . . . . $2,160,000
General Obligation Bonds, Series 2013 (bank qualified).
Dated Aug 1, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2021 at par.
Winning bid: First Bankers' Banc, at n/a, NIC 2.9341%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $135,000 | 2.25% | 0.50% | ||
| 9/1/15 | $125,000 | 2.25% | 0.80% | ||
| 9/1/16 | $125,000 | 2.25% | 1.10% | ||
| 9/1/17 | $130,000 | 2.25% | 1.30% | ||
| 9/1/18 | $130,000 | 2.00% | 1.60% | ||
| 9/1/19 | $135,000 | 2.00% | 1.90% | ||
| 9/1/20 | $140,000 | 2.10% | 2.10% | ||
| 9/1/21 | $140,000 | 2.40% | 2.40% | ||
| 9/1/22 | $145,000 | 2.70% | 2.70% | ||
| 9/1/23 | $150,000 | 2.90% | 2.90% | ||
| 9/1/24 | $150,000 | 3.00% | 3.00% | ||
| 9/1/25 | $155,000 | 3.20% | 3.20% | ||
| 9/1/26 | $160,000 | 3.30% | 3.30% | ||
| 9/1/27 | $165,000 | 3.45% | 3.45% | ||
| 9/1/28 | $175,000 | 3.60% | 3.60% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Robert W. Baird, NIC 3.0602%
Commerce Bank, NIC 3.0762%
KENTUCKY
Warren County
Jul 17, 2013 . . . . . . $5,960,000
General Obligation Refunding Bonds Series 2013A (bank qualified) (book entry).
Dated Aug 7, 2013.
Due Feb 1, 2014 to 2028.
Callable Feb 1, 2022 at par.
Winning bid: Raymond James, at 101.3822, TIC 2.4321%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $395,000 | 2.00% | 0.30% | ||
| 2/1/15 | $660,000 | 2.25% | 0.55% | ||
| 2/1/16 | $675,000 | 2.25% | 0.90% | ||
| 2/1/17 | $435,000 | 2.25% | 1.15% | ||
| 2/1/18 | $335,000 | 2.25% | 1.50% | ||
| 2/1/19 | $345,000 | 2.25% | 1.70% | ||
| 2/1/20 | $355,000 | 2.375% | 1.90% | ||
| 2/1/21 | $365,000 | 2.375% | 2.15% | ||
| 2/1/22 | $375,000 | 2.50% | 2.35% | ||
| 2/1/23 | $390,000 | 2.50% | 2.50% | ||
| 2/1/24 | $390,000 | 2.65% | 2.65% | ||
| 2/1/25 | $295,000 | 2.85% | 2.83% | ||
| 2/1/26 | $305,000 | 3.00% | 2.97% | ||
| 2/1/27 | $315,000 | 3.10% | 3.07% | ||
| 2/1/28 | $325,000 | 3.125% | 3.125% |
L.O.: McNair Law Firm, Lexington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
Stifel Nicolaus, TIC 2.5178%
City Securities, TIC 2.6514%
PNC Capital Markets, TIC 2.6871%
Janney Montgomery, TIC 2.7042%
Piper Jaffray, TIC 2.7739%
Hutchinson Shockey, TIC 2.786%
J.J.B. Hilliard, TIC 2.8972%
Southwest Securities, TIC 3.078%
MASSACHUSETTS
Cape Cod Regional Transit Authority
Jul 17, 2013 . . . . . . $12,300,000
Revenue Anticipation Notes.
Dated Jul 30, 2013.
Due Jul 30, 2014.
Purchased $12,300,000.00 by Oppenheimer, at 1.0%, plus $58,056.00, effective rate 0.528%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Cape Cod Five Cents Savings Bank, Orleans, MA.
Other bidders were:
Jefferies, Effective Rate 0.689%
TD Securities, Effective Rate 0.732%
Eastern Bk Cap Mkts, Effective Rate 0.784%
Eastern Bk Cap Mkts, Effective Rate 0.884%
Morgan Stanley, Effective Rate 1.12%
Great Barrington (Town)
Jul 17, 2013 . . . . . . $3,550,200
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Jun 1, 2014 to 2028.
Callable Jun 1, 2021 at par.
Winning bid: UBS Financial Svcs, at 103.8144, TIC 2.3513%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $380,200 | 3.00% | 0.20% | ||
| 6/1/15 | $375,000 | 3.00% | 0.50% | ||
| 6/1/16 | $335,000 | 3.00% | 0.85% | ||
| 6/1/17 | $325,000 | 3.00% | 1.15% | ||
| 6/1/18 | $325,000 | 3.00% | 1.45% | ||
| 6/1/19 | $250,000 | 3.00% | 1.70% | ||
| 6/1/20 | $255,000 | 3.00% | 2.00% | ||
| 6/1/21 | $260,000 | 3.00% | 2.25% | ||
| 6/1/22 | $260,000 | 3.00% | 2.50% | ||
| 6/1/23 | $260,000 | 3.00% | 2.70% | ||
| 6/1/24 | $110,000 | 3.00% | 2.85% | ||
| 6/1/25 | $110,000 | 3.00% | 3.00% | ||
| 6/1/26 | $105,000 | 3.00% | 3.15% | ||
| 6/1/27 | $100,000 | 3.25% | 3.30% | ||
| 6/1/28 | $100,000 | 3.50% | 3.50% |
Other managers: Roosevelt & Cross, Inc..
In association with: Wiley Bros.-Aintree Capital LLC., Oppenheimer & Co., Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Fidelity Capital, TIC 2.3521%
Robert W. Baird, TIC 2.3558%
FTN Fin Cap Mkts, TIC 2.3575%
BOSC, TIC 2.4254%
Janney Montgomery, TIC 2.4372%
Pioneer Valley Transit Authority
Jul 17, 2013 . . . . . . $33,000,000
Revenue Anticipation Notes.
Dated Jul 26, 2013.
Due Jul 25, 2014.
Purchased $33,000,000.00 by Oppenheimer, at 1.0%, plus $155,050.00, effective rate 0.5288%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.6293%
Jefferies, Effective Rate 0.6593%
Eastern Bk Cap Mkts, Effective Rate 0.784%
Eastern Bk Cap Mkts, Effective Rate 0.884%
Eastern Bk Cap Mkts, Effective Rate 0.984%
Quincy (City)
Jul 17, 2013 . . . . . . $1,610,000
General Obligation Bond Anticipation Notes.
Dated Jul 26, 2013.
Due Jul 25, 2014.
Purchased $1,610,000.00 by Jefferies, at 1.0%, plus $12,205.00, effective rate 0.2398%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.3331%
Eastern Bk Cap Mkts, Effective Rate 0.374%
Century Bk, Effective Rate 0.4992%
Springfield (City)
Jul 17, 2013 . . . . . . $15,337,644
General Obligation Bond Anticipation Notes.
Dated Jul 26, 2013.
Due Feb 14, 2014.
Purchased $15,337,644.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.444%
Jefferies, Effective Rate 0.4682%
Eastern Bk Cap Mkts, Effective Rate 0.494%
People's Bank, Effective Rate 1.2973%
MICHIGAN
Kalamazoo Public Schools
Jul 17, 2013 . . . . . . $24,695,000
2013 School Building and Site Bonds (Unlimited Tax General Obligation) (book entry).
Dated Jul 30, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.7934, TIC 3.8679%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $1,395,000 | 2.00% | 0.40% | ||
| 5/1/15 | $425,000 | 2.00% | 0.65% | ||
| 5/1/16 | $200,000 | 2.00% | 1.00% | ||
| 5/1/17 | $200,000 | 2.00% | 1.35% | ||
| 5/1/18 | $200,000 | 2.00% | 1.68% | ||
| 5/1/19 | $275,000 | 3.00% | 2.00% | ||
| 5/1/20 | $525,000 | 3.00% | 2.30% | ||
| 5/1/21 | $550,000 | 3.00% | 2.60% | ||
| 5/1/22 | $2,400,000 | 3.00% | 2.86% | ||
| 5/1/23 | $2,525,000 | 3.00% | 3.04% | ||
| 5/1/24 | $1,600,000 | 4.00% | 3.25% | ||
| 5/1/25 | $1,600,000 | 4.00% | 3.50% | ||
| 5/1/26 | $1,600,000 | 4.00% | 3.70% | ||
| 5/1/28 | $3,200,000 | 4.00% | 4.00% | ||
| 5/1/29 | $1,600,000 | 4.00% | 4.10% | ||
| 5/1/33 | $6,400,000 | 4.50% | 4.13% |
Other managers: CL King & Associates, Fidelity Capital Markets, Edward Jones, Crews & Associates, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, Incapital LLC, CastleOak Securities, L.P., Sterne, Agee & Leach, Inc, Wedbush Securities Inc., Bernardi Securities, Inc., FTN Financial Capital Markets, Southwest Securities, Inc..
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
BMO Cap Mkts GKST, TIC 3.9012%
Hutchinson Shockey, TIC 3.9304%
Stifel Nicolaus, TIC 3.9505%
Raymond James, TIC 4.0007%
BA Merrill Lynch, TIC 4.0225%
PNC Capital Markets, TIC 4.4408%
MINNESOTA
Cannon Falls (City)
Jul 16, 2013 . . . . . . $2,575,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2020 at par.
Winning bid: BOSC, at 100.2186, TIC 3.2468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $95,000 | 2.00% | 0.55% | ||
| 2/1/16 | $130,000 | 2.00% | 0.85% | ||
| 2/1/17 | $135,000 | 2.00% | 1.15% | ||
| 2/1/18 | $135,000 | 2.00% | 1.45% | ||
| 2/1/19 | $135,000 | 2.00% | 1.70% | ||
| 2/1/20 | $145,000 | 2.25% | 1.95% | ||
| 2/1/21 | $145,000 | 2.50% | 2.20% | ||
| 2/1/23 | $295,000 | 2.75% | 2.60% | ||
| 2/1/25 | $315,000 | 3.00% | 2.85% | ||
| 2/1/27 | $340,000 | 3.50% | 3.25% | ||
| 2/1/29 | $360,000 | 3.75% | 3.50% | ||
| 2/1/34 | $345,000 | 4.00% | 3.85% |
L.O.: Briggs & Morgan, St. Paul, MN; and Briggs & Morgan, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 3.3277%
Jackson (City)
Jul 16, 2013 . . . . . . $1,125,000
General Obligation Street Reconstruction & Utility Revenue Bonds, Series 2013A (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2021 at par.
Winning bid: Cronin, at 99.3943, NIC 3.0873%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $55,000 | 2.00% | 0.70% | ||
| 2/1/16 | $70,000 | 2.00% | 1.00% | ||
| 2/1/17 | $70,000 | 2.00% | 1.25% | ||
| 2/1/18 | $70,000 | 2.00% | 1.50% | ||
| 2/1/19 | $70,000 | 2.00% | 1.75% | ||
| 2/1/21 | $145,000 | 2.25% | 2.25% | ||
| 2/1/23 | $150,000 | 2.75% | 2.75% | ||
| 2/1/25 | $155,000 | 3.10% | 3.10% | ||
| 2/1/27 | $165,000 | 3.35% | 3.35% | ||
| 2/1/29 | $175,000 | 3.60% | 3.60% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Northland Securities, NIC 3.2332%
Northfield (City)
Jul 16, 2013 . . . . . . $830,000
General Obligation Improvement Bonds, Series 2013A (book entry).
Dated Aug 8, 2013.
Due Feb 1, 2015 to 2024.
Callable Feb 1, 2021 at par.
Winning bid: Cronin, at 102.2982, TIC 2.5421%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $80,000 | 2.00% | 0.65% | ||
| 2/1/16 | $80,000 | 2.00% | 1.00% | ||
| 2/1/17 | $80,000 | 2.00% | 1.20% | ||
| 2/1/18 | $80,000 | 2.00% | 1.50% | ||
| 2/1/19 | $85,000 | 3.00% | 1.80% | ||
| 2/1/20 | $85,000 | 3.00% | 2.25% | ||
| 2/1/21 | $85,000 | 3.00% | 2.45% | ||
| 2/1/22 | $85,000 | 3.00% | 2.70% | ||
| 2/1/24 | $170,000 | 3.50% | 3.00% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.4659%
NEW JERSEY
Pennsauken Township
Jul 17, 2013 . . . . . . $800,000
Special Emergency Notes of 2013, Series A.
Dated Jul 24, 2013.
Due Jul 23, 2014.
Purchased $800,000.00 by Jefferies, at 1.25%, plus $161.00, effective rate 1.229%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.29%
Oppenheimer, Effective Rate 1.4453%
East Brunswick Twp, Effective Rate 1.47%
Susquehanna Cap, Effective Rate 1.972%
Pennsauken Township
Jul 17, 2013 . . . . . . $6,445,000
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Jul 24, 2013.
Due Jul 23, 2014.
Purchased $6,445,000.00 by Jefferies, at 1.25%, plus $23,848.00, effective rate 0.878%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0454%
Susquehanna Cap, Effective Rate 1.972%
NEW YORK
Amherst Central School District
Jul 17, 2013 . . . . . . $885,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jul 26, 2013.
Due Jul 25, 2014.
Purchased $885,000.00 by JPMorgan Chase, at 0.55%, effective rate 0.55%.
L.O.: Hodgson, Russ LLP, Erie, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9718%
Jefferies, Effective Rate 0.9796%
Oppenheimer, Effective Rate 1.1339%
M & T Bank, Effective Rate 2.01%
Brocton Village
Jul 17, 2013 . . . . . . $830,000
Bond Anticipation Note, 2013 (Renewal) (bank qualified) (book entry).
Dated Jul 25, 2013.
Due Jul 24, 2014.
Purchased $830,000.00 by Roosevelt & Cross, at 1.75%, plus $3,835.00, effective rate 1.2867%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.4796%
Erie #1 Board of Cooperative Educational Services First Supervisory District
Jul 17, 2013 . . . . . . $4,500,000
Revenue Anticipation Notes - 2013.
Dated Jul 25, 2013.
Due Mar 5, 2014.
Purchased $4,500,000.00 by JPMorgan Chase, at 0.66%, effective rate 0.66%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.8883%
Oppenheimer, Effective Rate 0.9594%
Penn Yan Village
Jul 17, 2013 . . . . . . $535,000
Bond Anticipation Notes, 2013 (New Issue/renewal) (bank qualified).
Dated Aug 1, 2013.
Due Jul 30, 2014.
Purchased $535,000.00 by Roosevelt & Cross, at 1.25%, plus $1,381.00, effective rate 0.9912%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.07%
Lyons National Bk, Effective Rate 1.1974%
Sage Rutty, Effective Rate 1.43%
Oppenheimer, Effective Rate 1.5195%
Queensbury (Town)
Jul 17, 2013 . . . . . . $4,635,500
Public Improvement (Serial) Bonds, Series 2013 (bank qualified) (book entry).
Dated Jul 31, 2013.
Due Mar 1, 2014 to 2032.
Callable Mar 1, 2023 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.338%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $235,500 | 3.00% | 0.40% | ||
| 3/1/15 | $190,000 | 3.00% | 0.60% | ||
| 3/1/16 | $195,000 | 3.00% | 0.90% | ||
| 3/1/17 | $200,000 | 3.00% | 1.10% | ||
| 3/1/18 | $205,000 | 3.00% | 1.50% | ||
| 3/1/19 | $210,000 | 3.00% | 1.75% | ||
| 3/1/20 | $220,000 | 3.00% | 2.00% | ||
| 3/1/21 | $225,000 | 3.00% | 2.25% | ||
| 3/1/22 | $230,000 | 3.00% | 2.50% | ||
| 3/1/23 | $240,000 | 3.00% | 2.75% | ||
| 3/1/24 | $245,000 | 3.00% | 3.00% | ||
| 3/1/25 | $250,000 | 3.25% | 3.10% | ||
| 3/1/26 | $260,000 | 3.50% | 3.20% | ||
| 3/1/27 | $270,000 | 3.50% | 3.30% | ||
| 3/1/28 | $275,000 | 3.50% | 3.40% | ||
| 3/1/29 | $285,000 | 3.75% | 3.50% | ||
| 3/1/30 | $290,000 | 3.75% | 3.60% | ||
| 3/1/31 | $300,000 | 4.00% | 3.70% | ||
| 3/1/32 | $310,000 | 4.00% | 3.80% |
L.O.: Miller, Mannix, Schachner & Hafner, LLC, Glens Falls, NY.
F.A.: Environmental Capital LLC, New York, NY.
Other bidders were:
Raymond James, NIC 3.374%
Roosevelt & Cross, NIC 3.39%
Janney Montgomery, NIC 3.426%
Watertown City School District
Jul 17, 2013 . . . . . . $3,140,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Jul 25, 2013.
Due Jun 27, 2014.
Purchased $3,140,000.00 by JPMorgan Chase, at 0.48%, effective rate 0.48%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.5484%
PNC Capital Markets, Effective Rate 0.5641%
Oppenheimer, Effective Rate 0.7664%
KeyBanc Cap Mkts, Effective Rate 0.82%
TENNESSEE
Henderson County
Jul 17, 2013 . . . . . . $5,000,000
Rural School Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Apr 1, 2014 to 2029.
Callable Apr 1, 2020 at par.
Winning bid: FTN Fin Cap Mkts, at 99.9230, TIC 3.0133%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $275,000 | 2.00% | 0.45% | ||
| 4/1/15 | $285,000 | 2.00% | 0.70% | ||
| 4/1/16 | $285,000 | 2.00% | 1.05% | ||
| 4/1/17 | $290,000 | 2.00% | 1.35% | ||
| 4/1/18 | $290,000 | 2.00% | 1.65% | ||
| 4/1/19 | $300,000 | 2.00% | 1.90% | ||
| 4/1/20 | $300,000 | 2.20% | 2.20% | ||
| 4/1/21 | $305,000 | 2.50% | 2.45% | ||
| 4/1/22 | $305,000 | 2.70% | 2.70% | ||
| 4/1/23 | $315,000 | 2.75% | 2.75% | ||
| 4/1/24 | $325,000 | 3.00% | 2.95% | ||
| 4/1/25 | $325,000 | 3.25% | 3.05% | ||
| 4/1/26 | $335,000 | 3.25% | 3.20% | ||
| 4/1/27 | $345,000 | 3.50% | 3.40% | ||
| 4/1/28 | $355,000 | 3.50% | 3.50% | ||
| 4/1/29 | $365,000 | 3.75% | 3.60% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Robert W. Baird, TIC 3.0629%
Raymond James, TIC 3.0992%
Hutchinson Shockey, TIC 3.1552%
BOSC, TIC 3.1825%
City Securities, TIC 3.2429%
Morgan Stanley, TIC 3.2481%
TEXAS
Cimarron Municipal Utility District
Jul 17, 2013 . . . . . . $2,630,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Mar 1, 2016 to 2036.
Callable Mar 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.7700, NIC 4.079%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $80,000 | 2.00% | 1.26% | AGM | |
| 3/1/17 | $85,000 | 2.00% | 1.57% | AGM | |
| 3/1/18 | $90,000 | 2.00% | 1.87% | AGM | |
| 3/1/19 | $90,000 | 2.125% | 2.14% | AGM | |
| 3/1/20 | $95,000 | 2.375% | 2.44% | AGM | |
| 3/1/21 | $100,000 | 2.625% | 2.71% | AGM | |
| 3/1/27 | $690,000 | 3.50% | 3.50% | AGM | |
| 3/1/29 | $265,000 | 4.00% | 4.00% | AGM | |
| 3/1/31 | $295,000 | 4.00% | 4.19% | AGM | |
| 3/1/33 | $315,000 | 4.25% | 4.39% | AGM | |
| 3/1/36 | $525,000 | 4.375% | 4.54% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: Allen Boone Humphries LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.0886%
BOSC, NIC 4.0993%
Vining-Sparks IBG, NIC 4.2107%
Fort Bend County Municipal Utility District No. 123
Jul 17, 2013 . . . . . . $3,900,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Sep 1, 2015 to 2039.
Callable Sep 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.8774%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $50,000 | 4.625% | 1.40% | AGM | |
| 9/1/16 | $50,000 | 4.625% | 1.90% | AGM | |
| 9/1/17 | $50,000 | 4.625% | 2.22% | AGM | |
| 9/1/18 | $50,000 | 4.625% | 2.52% | AGM | |
| 9/1/19 | $50,000 | 4.625% | 2.79% | AGM | |
| 9/1/20 | $50,000 | 4.625% | 3.09% | AGM | |
| 9/1/21 | $50,000 | 4.625% | 3.36% | AGM | |
| 9/1/25 | $200,000 | 4.625% | 3.80% | AGM | |
| 9/1/29 | $200,000 | 4.625% | 4.40% | AGM | |
| 9/1/33 | $200,000 | 4.625% | 4.69% | AGM | |
| 9/1/35 | $550,000 | 4.75% | 4.80% | AGM | |
| 9/1/37 | $1,200,000 | 4.75% | 4.85% | AGM | |
| 9/1/39 | $1,200,000 | 4.75% | 4.90% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
BOSC, NIC 5.0071%
Morgan Stanley, NIC 5.0593%
GMS Group, NIC 5.0807%
Comerica Securities, NIC 5.1866%
Harris County Municipal Utility District No. 401
Jul 17, 2013 . . . . . . $2,540,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Sep 1, 2016 to 2035.
Callable Sep 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.1800, NIC 4.6984%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $45,000 | 6.00% | 1.81% | AGM | |
| 9/1/17 | $50,000 | 6.00% | 2.12% | AGM | |
| 9/1/18 | $50,000 | 6.00% | 2.22% | AGM | |
| 9/1/19 | $55,000 | 6.00% | 2.52% | AGM | |
| 9/1/20 | $55,000 | 6.00% | 3.09% | AGM | |
| 9/1/21 | $60,000 | 6.00% | 3.36% | AGM | |
| 9/1/24 | $200,000 | 4.00% | 3.80% | AGM | |
| 9/1/27 | $240,000 | 4.00% | 4.25% | AGM | |
| 9/1/31 | $385,000 | 4.375% | 4.60% | AGM | |
| 9/1/33 | $700,000 | 4.50% | 4.70% | AGM | |
| 9/1/35 | $700,000 | 4.625% | 4.77% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
BOSC, NIC 4.7972%
Morgan Stanley, NIC 4.8837%
Comerica Securities, NIC 4.8933%
GMS Group, NIC 4.9576%
VIRGINIA
Alexandria (City)
Jul 17, 2013 . . . . . . $63,800,000
General Obligation Capital Improvement Bonds, Series 2013 (book entry).
Dated Jul 30, 2013.
Due Jun 15, 2014 to 2033.
Callable Jun 15, 2023 at par.
Winning bid: BA Merrill Lynch, at 110.5297, TIC 3.2654%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $1,000,000 | 5.00% | 0.16% | ||
| 6/15/15 | $3,305,000 | 5.00% | 0.45% | ||
| 6/15/16 | $3,305,000 | 5.00% | 0.76% | ||
| 6/15/17 | $3,305,000 | 5.00% | 1.07% | ||
| 6/15/18 | $3,305,000 | 5.00% | 1.37% | ||
| 6/15/19 | $3,305,000 | 5.00% | 1.64% | ||
| 6/15/20 | $3,305,000 | 5.00% | 1.94% | ||
| 6/15/21 | $3,305,000 | 5.00% | 2.21% | ||
| 6/15/22 | $3,305,000 | 5.00% | 2.47% | ||
| 6/15/23 | $3,305,000 | 5.00% | 2.64% | ||
| 6/15/24 | $3,305,000 | 4.00% | 2.90% | ||
| 6/15/25 | $3,305,000 | 4.00% | 3.10% | ||
| 6/15/26 | $3,305,000 | 4.00% | 3.32% | ||
| 6/15/27 | $3,305,000 | 4.00% | 3.56% | ||
| 6/15/28 | $3,305,000 | 4.00% | 3.70% | ||
| 6/15/29 | $3,305,000 | 4.50% | 3.75% | ||
| 6/15/30 | $3,305,000 | 4.50% | 3.82% | ||
| 6/15/31 | $3,305,000 | 4.50% | 3.89% | ||
| 6/15/32 | $3,305,000 | 4.50% | 3.95% | ||
| 6/15/33 | $3,310,000 | 4.50% | 3.99% |
Other managers: M & T Securities, Inc..
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Citigroup, TIC 3.2697%
William Blair, TIC 3.2789%
JPMorgan, TIC 3.2837%
Piper Jaffray, TIC 3.2888%
Wells Fargo Secs, TIC 3.32%
Raymond James, TIC 3.3235%
Robert W. Baird, TIC 3.3767%
Virginia Public School Authority
Jul 17, 2013 . . . . . . $59,990,000
Special Obligation School Financing Bonds, Prince William County, Series 2013 (book entry).
Dated Jul 31, 2013.
Due Jul 15, 2014 to 2033.
Callable Jul 15, 2023 at par.
Winning bid: Morgan Stanley, at 112.5715, TIC 3.2974%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $3,000,000 | 4.00% | 0.18% | ||
| 7/15/15 | $3,000,000 | 5.00% | 0.45% | ||
| 7/15/16 | $3,000,000 | 5.00% | 0.75% | ||
| 7/15/17 | $3,000,000 | 5.00% | 1.05% | ||
| 7/15/18 | $3,000,000 | 5.00% | 1.35% | ||
| 7/15/19 | $3,000,000 | 5.00% | 1.62% | ||
| 7/15/20 | $3,000,000 | 5.00% | 1.92% | ||
| 7/15/21 | $3,000,000 | 5.00% | 2.21% | ||
| 7/15/22 | $3,000,000 | 5.00% | 2.47% | ||
| 7/15/23 | $3,000,000 | 5.00% | 2.64% | ||
| 7/15/24 | $3,000,000 | 5.00% | 2.80% | ||
| 7/15/25 | $3,000,000 | 5.00% | 2.95% | ||
| 7/15/26 | $3,000,000 | 5.00% | 3.12% | ||
| 7/15/27 | $3,000,000 | 5.00% | 3.26% | ||
| 7/15/28 | $3,000,000 | 5.00% | 3.40% | ||
| 7/15/29 | $3,000,000 | 4.50% | 3.85% | ||
| 7/15/30 | $3,000,000 | 4.50% | 3.92% | ||
| 7/15/31 | $3,000,000 | 4.50% | 3.99% | ||
| 7/15/32 | $2,995,000 | 4.50% | 4.05% | ||
| 7/15/33 | $2,995,000 | 4.50% | 4.09% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, UBS Financial Services, Inc..
L.O.: Sidley Austin LLP, New York, NY; and Sidley Austin LLP, Washington D.C, DC.
F.A.: Public Financial Management, Inc., Arlington, VA.
Other bidders were:
JPMorgan, TIC 3.3049%
BA Merrill Lynch, TIC 3.3097%
Citigroup, TIC 3.3271%
William Blair, TIC 3.3496%
Wells Fargo Secs, TIC 3.43%
Robert W. Baird, TIC 3.5145%
TAXABLE ISSUES
KANSAS
Garden City (City)
Jul 16, 2013 . . . . . . $612,000
Taxable General Obligation Bonds, Series 2013-B (book entry).
Dated Aug 1, 2013.
Due Nov 1, 2014 to 2023.
Callable Nov 1, 2021 at par.
Winning bid: UMB Bank, at n/a, NIC 3.2434%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $47,000 | 2.00% | 0.75% | ||
| 11/1/15 | $55,000 | 2.00% | 1.00% | ||
| 11/1/16 | $55,000 | 2.00% | 1.40% | ||
| 11/1/17 | $60,000 | 2.00% | 1.85% | ||
| 11/1/18 | $60,000 | 2.50% | 2.30% | ||
| 11/1/19 | $60,000 | 3.00% | 2.70% | ||
| 11/1/21 | $130,000 | 3.30% | 3.30% | ||
| 11/1/23 | $145,000 | 4.00% | 4.00% |
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: George K. Baum & Co., Wichita, KS.
Other bidders were:
Commerce Bank, NIC 4.1697%
MINNESOTA
Northfield (City)
Jul 16, 2013 . . . . . . $8,920,000
Taxable General Obligation Water Revenue Refunding Bonds, Series 2013B (book entry).
Dated Aug 8, 2013.
Due Aug 20, 2014 to 2021.
Non-callable.
Winning bid: BOSC, at 99.5824, TIC 2.1487%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/20/14 | $1,070,000 | 0.40% | 0.40% | ||
| 8/20/15 | $1,075,000 | 0.70% | 0.70% | ||
| 8/20/16 | $1,085,000 | 1.05% | 1.05% | ||
| 8/20/17 | $1,095,000 | 1.50% | 1.50% | ||
| 8/20/18 | $1,110,000 | 1.85% | 1.85% | ||
| 8/20/19 | $1,135,000 | 2.25% | 2.25% | ||
| 8/20/20 | $1,160,000 | 2.55% | 2.55% | ||
| 8/20/21 | $1,190,000 | 2.80% | 2.80% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.3478%
BMO Cap Mkts GKST, TIC 2.3739%
