ARKANSAS
Dumas School District No. 6 of Desha County
Apr 17, 2013 . . . . . . $6,765,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated May 1, 2013.
Due Feb 1, 2016 to 2031.
Callable Aug 1, 2018 at par.
Winning bid: Simmons First Invst, at n/a, TIC 2.3107%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $345,000 | 1.00% | 0.75% | ||
| 2/1/17 | $380,000 | 1.00% | 0.90% | ||
| 2/1/18 | $385,000 | 1.00% | 1.00% | ||
| 2/1/19 | $390,000 | 1.15% | 1.15% | ||
| 2/1/20 | $400,000 | 1.35% | 1.35% | ||
| 2/1/21 | $405,000 | 1.55% | 1.55% | ||
| 2/1/22 | $415,000 | 1.75% | 1.75% | ||
| 2/1/23 | $425,000 | 1.90% | 1.90% | ||
| 2/1/24 | $430,000 | 2.00% | 2.00% | ||
| 2/1/25 | $445,000 | 2.15% | 2.15% | ||
| 2/1/26 | $455,000 | 2.30% | 2.30% | ||
| 2/1/27 | $465,000 | 2.45% | 2.45% | ||
| 2/1/28 | $475,000 | 2.55% | 2.55% | ||
| 2/1/29 | $445,000 | 2.60% | 2.60% | ||
| 2/1/30 | $445,000 | 2.65% | 2.65% | ||
| 2/1/31 | $460,000 | 2.70% | 2.70% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.5169%
IOWA
Shellsburg (City)
Apr 16, 2013 . . . . . . $1,735,000
General Obligation Corporate Purpose and Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated May 21, 2013.
Due Jun 1, 2014 to 2032.
Callable Jun 1, 2022 at par.
Winning bid: Northland Securities, at n/a, TIC 2.268%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $100,000 | 0.40% | 0.40% | ||
| 6/1/15 | $100,000 | 0.60% | 0.60% | ||
| 6/1/16 | $100,000 | 0.75% | 0.75% | ||
| 6/1/17 | $110,000 | 0.90% | 0.90% | ||
| 6/1/18 | $110,000 | 1.00% | 1.00% | ||
| 6/1/19 | $110,000 | 1.20% | 1.20% | ||
| 6/1/20 | $115,000 | 1.40% | 1.40% | ||
| 6/1/21 | $120,000 | 1.60% | 1.60% | ||
| 6/1/23 | $185,000 | 1.80% | 1.80% | ||
| 6/1/25 | $180,000 | 2.20% | 2.20% | ||
| 6/1/27 | $180,000 | 2.40% | 2.40% | ||
| 6/1/29 | $160,000 | 3.00% | 2.60% | ||
| 6/1/32 | $165,000 | 3.00% | 2.80% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.5261%
KENTUCKY
Henry County School District Finance Corporation
Apr 16, 2013 . . . . . . $3,115,000
Energy Conservation Revenue Bonds, Series of 2013 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated May 7, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2023 at par.
Winning bid: J.J.B. Hilliard, at 98.3505, NIC 2.5935%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/17 | $295,000 | 0.65% | 0.65% | ||
| 5/1/23 | $690,000 | 1.40% | 1.40% | ||
| 5/1/25 | $310,000 | 2.00% | 2.00% | ||
| 5/1/28 | $570,000 | 2.25% | 2.30% | ||
| 5/1/29 | $215,000 | 2.50% | 2.60% | ||
| 5/1/33 | $1,035,000 | 3.00% | 3.08% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 2.6636%
Sterne Agee, NIC 2.7391%
Raymond James, NIC 2.7778%
MINNESOTA
Capitol Region Watershed District
Apr 17, 2013 . . . . . . $3,000,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated May 15, 2013.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2022 at par.
Winning bid: BOSC, at 101.6771, TIC 2.2937%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $120,000 | 2.00% | 0.35% | ||
| 2/1/16 | $125,000 | 2.00% | 0.45% | ||
| 2/1/17 | $125,000 | 2.00% | 0.55% | ||
| 2/1/18 | $130,000 | 2.00% | 0.70% | ||
| 2/1/19 | $135,000 | 2.00% | 0.90% | ||
| 2/1/20 | $135,000 | 2.00% | 1.05% | ||
| 2/1/21 | $140,000 | 2.00% | 1.25% | ||
| 2/1/22 | $140,000 | 2.00% | 1.40% | ||
| 2/1/23 | $145,000 | 2.00% | 1.55% | ||
| 2/1/24 | $145,000 | 2.00% | 1.70% | ||
| 2/1/26 | $305,000 | 2.25% | 2.00% | ||
| 2/1/28 | $315,000 | 2.25% | 2.15% | ||
| 2/1/30 | $330,000 | 2.50% | 2.30% | ||
| 2/1/32 | $345,000 | 2.75% | 2.50% | ||
| 2/1/34 | $365,000 | 3.00% | 2.70% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.3699%
Northland Securities, TIC 2.3706%
Piper Jaffray, TIC 2.3946%
FTN Fin Cap Mkts, TIC 2.62%
Raymond James, TIC 2.72%
Jackson (City)
Apr 16, 2013 . . . . . . $3,420,000
Electric Revenue Crossover Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated May 1, 2013.
Due Feb 1, 2015 to 2027.
Callable Feb 1, 2022 at par.
Winning bid: BOSC, at 100.5601, NIC 2.208%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $240,000 | 2.00% | 0.75% | ||
| 2/1/16 | $245,000 | 2.00% | 0.85% | ||
| 2/1/17 | $245,000 | 2.00% | 1.00% | ||
| 2/1/18 | $250,000 | 2.00% | 1.15% | ||
| 2/1/19 | $255,000 | 2.00% | 1.35% | ||
| 2/1/20 | $255,000 | 2.00% | 1.55% | ||
| 2/1/21 | $260,000 | 2.00% | 1.70% | ||
| 2/1/22 | $270,000 | 2.00% | 1.85% | ||
| 2/1/23 | $265,000 | 2.25% | 1.95% | ||
| 2/1/24 | $275,000 | 2.25% | 2.10% | ||
| 2/1/25 | $280,000 | 2.375% | 2.25% | ||
| 2/1/26 | $285,000 | 2.50% | 2.40% | ||
| 2/1/27 | $295,000 | 2.75% | 2.50% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Northland Securities, NIC 2.2514%
Piper Jaffray, NIC 2.3622%
Robert W. Baird, NIC 2.7477%
NEW JERSEY
Bogota Borough
Apr 17, 2013 . . . . . . $800,000
Tax Anticipation Notes (bank qualified) (book entry).
Dated Apr 24, 2013.
Due Feb 14, 2014.
Purchased $800,000.00 by Bogota Savings Bk, at 0.99%, effective rate 0.99%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2386%
Haworth Borough
Apr 17, 2013 . . . . . . $2,400,000
General Obligation Tax Anticipation Notes (bank qualified).
Dated Apr 24, 2013.
Due Feb 24, 2014.
Purchased $2,400,000.00 by Bank of New Jersey, at 0.66%, effective rate 0.66%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 0.78%
Oppenheimer, Effective Rate 0.871%
Jefferies, Effective Rate 0.8795%
Janney Montgomery, Effective Rate 1.0724%
NEW YORK
Buffalo (City)
Apr 17, 2013 . . . . . . $17,819,168
Bond Anticipation Notes-2013.
Dated Apr 30, 2013.
Due Apr 30, 2014.
Purchased $17,819,170.00 by TD Securities, at 1.0%, plus $118,141.00, effective rate 0.337%.
L.O.: Harris, Beach LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan, Effective Rate 0.384%
Jefferies, Effective Rate 0.393%
BA Merrill Lynch, Effective Rate 0.399%
US Bancorp Invest, Effective Rate 0.417%
Raymond James, Effective Rate 0.449%
JPMorgan Chase, Effective Rate 0.46%
Roosevelt & Cross, Effective Rate 0.483%
Oppenheimer, Effective Rate 0.5205%
Oppenheimer, Effective Rate 0.5707%
Oppenheimer, Effective Rate 0.6183%
Elmira (City)
Apr 17, 2013 . . . . . . $3,865,000
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Apr 30, 2013.
Due Jul 15, 2014 to 2027.
Callable Jul 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.1913%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $225,000 | 2.00% | 0.45% | BAM | |
| 7/15/15 | $245,000 | 2.00% | 0.55% | BAM | |
| 7/15/16 | $250,000 | 2.00% | 0.75% | BAM | |
| 7/15/17 | $255,000 | 2.00% | 0.90% | BAM | |
| 7/15/18 | $260,000 | 2.00% | 1.00% | BAM | |
| 7/15/19 | $265,000 | 2.00% | 1.25% | BAM | |
| 7/15/20 | $270,000 | 2.00% | 1.40% | BAM | |
| 7/15/21 | $280,000 | 2.00% | 1.60% | BAM | |
| 7/15/22 | $285,000 | 2.00% | 1.80% | BAM | |
| 7/15/23 | $295,000 | 2.00% | 2.00% | BAM | |
| 7/15/24 | $300,000 | 2.00% | 2.15% | BAM | |
| 7/15/25 | $305,000 | 2.25% | 2.40% | BAM | |
| 7/15/26 | $310,000 | 2.50% | 2.60% | BAM | |
| 7/15/27 | $320,000 | 2.625% | 2.70% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
PNC Capital Markets, NIC 2.223%
Robert W. Baird, NIC 2.6944%
Herkimer Central School District
Apr 17, 2013 . . . . . . $2,000,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Apr 24, 2013.
Due Apr 24, 2014.
Purchased $2,000,000.00 by TD Securities, at 1.0%, plus $6,220.00, effective rate 0.689%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6976%
Oppenheimer, Effective Rate 0.837%
JPMorgan Chase, Effective Rate 0.96%
Glens Falls Natl Bk, Effective Rate 0.99%
Roosevelt & Cross, Effective Rate 1.033%
Adirondack Bank, Effective Rate 1.95%
Huntington Fire District in the Town of Huntington
Apr 17, 2013 . . . . . . $4,500,000
Fire District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated May 1, 2013.
Due May 1, 2014 to 2028.
Callable May 1, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.2742%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $215,000 | 2.00% | 0.45% | BAM | |
| 5/1/15 | $265,000 | 2.00% | 0.55% | BAM | |
| 5/1/16 | $275,000 | 2.00% | 0.75% | BAM | |
| 5/1/17 | $280,000 | 2.00% | 0.90% | BAM | |
| 5/1/18 | $285,000 | 2.00% | 1.00% | BAM | |
| 5/1/19 | $290,000 | 2.00% | 1.25% | BAM | |
| 5/1/20 | $295,000 | 2.00% | 1.40% | BAM | |
| 5/1/21 | $300,000 | 2.00% | 1.60% | BAM | |
| 5/1/22 | $310,000 | 2.00% | 1.80% | BAM | |
| 5/1/23 | $315,000 | 2.00% | 2.00% | BAM | |
| 5/1/24 | $320,000 | 2.00% | 2.15% | BAM | |
| 5/1/25 | $325,000 | 2.25% | 2.35% | BAM | |
| 5/1/26 | $335,000 | 2.50% | 2.60% | BAM | |
| 5/1/27 | $340,000 | 2.625% | 2.70% | BAM | |
| 5/1/28 | $350,000 | 2.75% | 2.80% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 2.4723%
Lewisboro (Town)
Apr 17, 2013 . . . . . . $368,000
Bond Anticipation (Renewal) Notes, Series 2013 A (bank qualified).
Dated Apr 24, 2013.
Due Apr 24, 2014.
Purchased $368,000.00 by Bank of Greene Co, at 0.65%, effective rate 0.65%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 0.84%
JPMorgan Chase, Effective Rate 0.89%
Roosevelt & Cross, Effective Rate 1.0821%
Putnam Co Saving Bnk, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.3682%
Signature Bank, Effective Rate 2.11%
Lyons Village
Apr 17, 2013 . . . . . . $685,000
Public Improvement (Serial) Bonds, 2013 (bank qualified).
Dated May 1, 2013.
Due May 15, 2014 to 2027.
Callable May 15, 2021 at par.
Winning bid: Lyons National Bk, at n/a, NIC 2.4288%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/14 | $45,000 | 1.50% | NRO | ||
| 5/15/15 | $50,000 | 1.50% | NRO | ||
| 5/15/16 | $50,000 | 1.50% | NRO | ||
| 5/15/17 | $50,000 | 2.00% | NRO | ||
| 5/15/18 | $55,000 | 2.00% | NRO | ||
| 5/15/19 | $60,000 | 2.00% | NRO | ||
| 5/15/20 | $60,000 | 2.25% | NRO | ||
| 5/15/21 | $60,000 | 2.25% | NRO | ||
| 5/15/22 | $70,000 | 2.25% | NRO | ||
| 5/15/23 | $35,000 | 2.50% | NRO | ||
| 5/15/24 | $35,000 | 2.50% | NRO | ||
| 5/15/25 | $35,000 | 3.00% | NRO | ||
| 5/15/26 | $40,000 | 3.00% | NRO | ||
| 5/15/27 | $40,000 | 3.00% | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.5761%
Oakfield Village
Apr 17, 2013 . . . . . . $2,064,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated May 1, 2013.
Due Oct 3, 2013.
Purchased $2,064,000.00 by Glens Falls Natl Bk, at 0.84%, effective rate 0.84%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1173%
Roosevelt & Cross, Effective Rate 1.8531%
Oswego City School District
Apr 17, 2013 . . . . . . $3,000,000
Bonds Anticipation Notes, 2013 (bank qualified).
Dated Apr 23, 2013.
Due Apr 23, 2014.
Purchased $3,000,000.00 by JPMorgan Chase, at 0.64%, effective rate 0.64%.
L.O.: Bond, Schoeneck & King, PLLCP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.663%
PNC Capital Markets, Effective Rate 0.673%
Jefferies, Effective Rate 0.6979%
Glens Falls Natl Bk, Effective Rate 0.74%
Oppenheimer, Effective Rate 0.8175%
TD Securities, Effective Rate 0.832%
Stony Point (Town)
Apr 17, 2013 . . . . . . $390,000
Bond Anticipation Notes, Series 2013A (bank qualified).
Dated May 2, 2013.
Due May 2, 2014.
Purchased $390,000.00 by Bank of Greene Co, at 0.6%, effective rate 0.6%.
L.O.: Harris, Beach LLP, Pittsford, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.6631%
Glens Falls Natl Bk, Effective Rate 0.84%
Oppenheimer, Effective Rate 1.3468%
Provident Bank, Effective Rate 1.89%
OKLAHOMA
Canadian County Independent School District No 76 (Calumet)
Apr 17, 2013 . . . . . . $545,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Jun 1, 2013.
Due Jun 1, 2015.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.5%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $545,000 | 0.50% | 0.35% |
In association with: All Nations Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.53%
BOSC, NIC 0.55%
Country Club Bank, NIC 0.58%
F&M Bank, NIC 0.6%
All America Bank, NIC 2.15%
Sequoyah County Independent School District No. 1 (Sallisaw)
Apr 17, 2013 . . . . . . $1,975,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Jun 1, 2013.
Due Jun 1, 2015.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 0.5345%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $1,975,000 | 0.60% | 0.35% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
First Bankers' Banc, NIC 0.537%
Baker Group, NIC 0.55%
BOSC, NIC 0.55%
UMB Bank, NIC 0.5755%
Commerce Bank, NIC 0.6175%
OREGON
Portland Public School District No. 1J
Apr 17, 2013 . . . . . . $68,575,000
General Obligation Bonds, Series 2013B (Oregon School Bond Guaranty Act) (book entry).
Dated May 1, 2013.
Due Jun 15, 2016 to 2033.
Callable Jun 15, 2023 at par.
Winning bid: Piper Jaffray, at 111.5178, TIC 2.8605%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/16 | $1,555,000 | 1.50% | 0.52% | St Gt | |
| 6/15/17 | $1,705,000 | 3.00% | 0.68% | St Gt | |
| 6/15/18 | $1,890,000 | 3.00% | 0.90% | St Gt | |
| 6/15/19 | $2,080,000 | 5.00% | 1.10% | St Gt | |
| 6/15/20 | $2,325,000 | 5.00% | 1.32% | St Gt | |
| 6/15/21 | $2,585,000 | 5.00% | 1.54% | St Gt | |
| 6/15/22 | $2,865,000 | 5.00% | 1.74% | St Gt | |
| 6/15/23 | $3,160,000 | 5.00% | 1.92% | St Gt | |
| 6/15/24 | $3,475,000 | 4.00% | 2.20% | St Gt | |
| 6/15/25 | $3,775,000 | 4.00% | 2.35% | St Gt | |
| 6/15/26 | $4,095,000 | 4.00% | 2.55% | St Gt | |
| 6/15/27 | $4,430,000 | 4.00% | 2.70% | St Gt | |
| 6/15/28 | $4,785,000 | 4.00% | 2.80% | St Gt | |
| 6/15/29 | $5,155,000 | 4.00% | 2.87% | St Gt | |
| 6/15/30 | $5,550,000 | 4.00% | 2.94% | St Gt | |
| 6/15/31 | $5,965,000 | 3.50% | 3.19% | St Gt | |
| 6/15/32 | $6,375,000 | 3.50% | 3.24% | St Gt | |
| 6/15/33 | $6,805,000 | 3.50% | 3.29% | St Gt |
L.O.: Hawkins, Delafield & Wood, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
Citigroup, TIC 2.8619%
Barclays Capital, TIC 2.8634%
JPMorgan, TIC 2.8752%
BA Merrill Lynch, TIC 2.8814%
Jefferies, TIC 2.8936%
William Blair, TIC 2.8967%
Morgan Stanley, TIC 2.9189%
Robert W. Baird, TIC 2.9238%
Wells Fargo Secs, TIC 2.94%
US Bancorp Invest, TIC 2.9745%
Guggenheim Secs, TIC 2.983%
Portland Public School District No. 1J
Apr 17, 2013 . . . . . . $76,265,000
General Obligation Bonds, Series 2013A (Oregon School Bond Guaranty Act) (book entry).
Dated May 1, 2013.
Due Jun 15, 2014 to 2015.
Non-callable.
Winning bid: Citigroup, at 107.7398, TIC 0.2839%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $35,950,000 | 5.00% | 0.20% | St Gt | |
| 6/15/15 | $40,315,000 | 5.00% | 0.29% | St Gt |
Other managers: M.R. Beal & Co..
L.O.: Hawkins, Delafield & Wood, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
Morgan Stanley, TIC 0.32%
Barclays Capital, TIC 0.33%
JPMorgan, TIC 0.3346%
Jefferies, TIC 0.342%
US Bancorp Invest, TIC 0.347%
Wells Fargo Secs, TIC 0.35%
BA Merrill Lynch, TIC 0.3606%
FirstSouthwest, TIC 0.3875%
Piper Jaffray, TIC 0.392%
Oppenheimer, TIC 0.5037%
PENNSYLVANIA
Blacklick Valley School District
Apr 17, 2013 . . . . . . $6,170,000
General Obligation Bonds, Series of 2013 (bank qualified) (book entry).
Dated May 22, 2013.
Due Nov 15, 2014 to 2043.
Callable May 15, 2018 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.5113%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $135,000 | 0.50% | 0.50% | BAM | |
| 11/15/15 | $140,000 | 0.70% | 0.70% | BAM | |
| 11/15/16 | $140,000 | 3.00% | 0.85% | BAM | |
| 11/15/17 | $145,000 | 3.00% | 1.00% | BAM | |
| 11/15/18 | $150,000 | 2.00% | 1.15% | BAM | |
| 11/15/19 | $150,000 | 2.00% | 1.40% | BAM | |
| 11/15/20 | $155,000 | 2.00% | 1.60% | BAM | |
| 11/15/21 | $160,000 | 2.00% | 1.75% | BAM | |
| 11/15/22 | $160,000 | 2.00% | 1.95% | BAM | |
| 11/15/23 | $165,000 | 2.00% | 2.10% | BAM | |
| 11/15/24 | $170,000 | 3.00% | 2.30% | BAM | |
| 11/15/25 | $175,000 | 3.00% | 2.50% | BAM | |
| 11/15/26 | $180,000 | 3.00% | 2.70% | BAM | |
| 11/15/27 | $185,000 | 3.00% | 2.80% | BAM | |
| 11/15/28 | $190,000 | 3.00% | 3.00% | BAM | |
| 11/15/33 | $1,045,000 | 3.20% | 3.25% | BAM | |
| 11/15/38 | $1,235,000 | 3.60% | 3.65% | BAM | |
| 11/15/43 | $1,490,000 | 3.85% | 3.90% | BAM |
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
PNC Capital Markets, TIC 3.6412%
Robert W. Baird, TIC 3.6718%
Roosevelt & Cross, TIC 3.6973%
SOUTH CAROLINA
Dorchester County
Apr 16, 2013 . . . . . . $9,005,000
General Obligation Refunding Bonds, Series 2013B (book entry).
Dated May 15, 2013.
Due Apr 1, 2014 to 2031.
Callable Apr 1, 2023 at par.
Winning bid: Janney Montgomery, at 108.6089, TIC 2.6428%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $85,000 | 2.00% | 0.30% | ||
| 4/1/15 | $50,000 | 2.00% | 0.40% | ||
| 4/1/16 | $50,000 | 2.00% | 0.60% | ||
| 4/1/17 | $460,000 | 2.00% | 0.68% | ||
| 4/1/18 | $470,000 | 1.50% | 0.90% | ||
| 4/1/19 | $480,000 | 1.50% | 1.11% | ||
| 4/1/20 | $490,000 | 4.00% | 1.33% | ||
| 4/1/21 | $505,000 | 4.00% | 1.55% | ||
| 4/1/22 | $525,000 | 5.00% | 1.78% | ||
| 4/1/23 | $555,000 | 5.00% | 2.00% | ||
| 4/1/24 | $585,000 | 2.00% | 2.15% | ||
| 4/1/25 | $600,000 | 4.00% | 2.44% | ||
| 4/1/26 | $625,000 | 4.00% | 2.59% | ||
| 4/1/27 | $655,000 | 3.50% | 2.86% | ||
| 4/1/28 | $675,000 | 3.50% | 2.95% | ||
| 4/1/29 | $705,000 | 3.50% | 3.02% | ||
| 4/1/30 | $730,000 | 3.50% | 3.08% | ||
| 4/1/31 | $760,000 | 3.50% | 3.13% |
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Wells Fargo Securities, Charlotte, NC.
Other bidders were:
JPMorgan, TIC 2.6534%
Robert W. Baird, TIC 2.6648%
Citigroup, TIC 2.6671%
PNC Capital Markets, TIC 2.7128%
Raymond James, TIC 2.7277%
Hutchinson Shockey, TIC 2.8412%
TEXAS
Round Rock (City)
Apr 16, 2013 . . . . . . $8,615,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Apr 15, 2013.
Due Aug 15, 2013 to 2024.
Callable Aug 15, 2022 at par.
Winning bid: Frost National Bank, at 100.0064, TIC 1.206%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $150,000 | 2.00% | 0.25% | ||
| 8/15/14 | $850,000 | 2.00% | 0.30% | ||
| 8/15/15 | $860,000 | 1.50% | 0.38% | ||
| 8/15/16 | $865,000 | 0.50% | 0.50% | ||
| 8/15/17 | $870,000 | 0.65% | 0.65% | ||
| 8/15/18 | $885,000 | 0.80% | 0.80% | ||
| 8/15/19 | $900,000 | 1.00% | 1.02% | ||
| 8/15/20 | $915,000 | 1.15% | 1.20% | ||
| 8/15/21 | $925,000 | 1.375% | 1.41% | ||
| 8/15/22 | $455,000 | 1.375% | 1.52% | ||
| 8/15/23 | $465,000 | 1.625% | 1.64% | ||
| 8/15/24 | $475,000 | 1.625% | 1.73% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
BOSC, TIC 1.2319%
Robert W. Baird, TIC 1.2374%
Guggenheim Secs, TIC 1.2607%
FTN Fin Cap Mkts, TIC 1.2982%
Raymond James, TIC 1.3056%
FirstSouthwest, TIC 1.3169%
Stifel Nicolaus, TIC 1.3196%
Southwest Securities, TIC 1.3397%
SAMCO Cap Mkts, TIC 1.3767%
PNC Capital Markets, TIC 1.4567%
Duncan-Williams, TIC 1.4922%
Hutchinson Shockey, TIC 1.4973%
WASHINGTON
Kent School District No. 415
Apr 17, 2013 . . . . . . $14,620,000
Unlimited Tax General Obligation Bonds, Series 2013 (Washington State SD Credit Enhancement Program) (book entry).
Dated May 1, 2013.
Due Dec 1, 2014 to 2032.
Callable Jun 1, 2023 at par.
Winning bid: JPMorgan, at 115.6495, TIC 2.8554%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $260,000 | 2.00% | 0.32% | WA St | |
| 12/1/15 | $635,000 | 1.50% | 0.47% | WA St | |
| 12/1/19 | $1,000,000 | 5.00% | 1.18% | WA St | |
| 12/1/21 | $1,000,000 | 5.00% | 1.63% | WA St | |
| 12/1/22 | $1,000,000 | 5.00% | 1.84% | WA St | |
| 12/1/23 | $1,000,000 | 5.00% | 1.98% | WA St | |
| 12/1/24 | $1,040,000 | 5.00% | 2.10% | WA St | |
| 12/1/25 | $1,090,000 | 5.00% | 2.22% | WA St | |
| 12/1/27 | $1,145,000 | 4.00% | 2.76% | WA St | |
| 12/1/28 | $1,190,000 | 4.00% | 2.85% | WA St | |
| 12/1/29 | $1,240,000 | 4.00% | 2.93% | WA St | |
| 12/1/30 | $1,285,000 | 4.00% | 2.99% | WA St | |
| 12/1/31 | $1,340,000 | 4.00% | 3.04% | WA St | |
| 12/1/32 | $1,395,000 | 4.00% | 3.09% | WA St |
L.O.: Koegen Edwards LLP, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA.
Other bidders were:
PNC Capital Markets, TIC 2.8691%
Raymond James, TIC 2.874%
Citigroup, TIC 2.8765%
Piper Jaffray, TIC 2.8915%
William Blair, TIC 2.9229%
Morgan Stanley, TIC 2.9285%
US Bancorp Invest, TIC 2.9498%
BMO Cap Mkts GKST, TIC 2.9708%
Robert W. Baird, TIC 3.0531%
WISCONSIN
Germantown Village
Apr 16, 2013 . . . . . . $1,905,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated May 8, 2013.
Due Mar 1, 2014 to 2023.
Callable Mar 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.1229%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $190,000 | 0.30% | 0.30% | ||
| 3/1/15 | $190,000 | 0.40% | 0.40% | ||
| 3/1/16 | $190,000 | 0.50% | 0.50% | ||
| 3/1/17 | $190,000 | 0.60% | 0.60% | ||
| 3/1/18 | $190,000 | 0.75% | 0.75% | ||
| 3/1/19 | $190,000 | 0.90% | 0.90% | ||
| 3/1/20 | $190,000 | 1.00% | 1.00% | ||
| 3/1/21 | $190,000 | 1.20% | 1.20% | ||
| 3/1/22 | $190,000 | 1.40% | 1.40% | ||
| 3/1/23 | $195,000 | 1.60% | 1.60% |
L.O.: Griggs Law Office LLC, Glendale, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 1.1557%
UMB Bank, TIC 1.1605%
Robert W. Baird, TIC 1.2199%
Raymond James, TIC 1.4189%
Jefferson (City)
Apr 16, 2013 . . . . . . $1,215,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated May 8, 2013.
Due May 1, 2014 to 2023.
Callable May 1, 2019 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.1957%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $70,000 | 0.30% | 0.30% | ||
| 5/1/15 | $75,000 | 0.40% | 0.40% | ||
| 5/1/16 | $100,000 | 0.50% | 0.50% | ||
| 5/1/17 | $110,000 | 0.60% | 0.60% | ||
| 5/1/18 | $120,000 | 0.75% | 0.75% | ||
| 5/1/19 | $135,000 | 0.90% | 0.90% | ||
| 5/1/20 | $140,000 | 1.00% | 1.00% | ||
| 5/1/21 | $150,000 | 1.20% | 1.20% | ||
| 5/1/22 | $155,000 | 1.40% | 1.40% | ||
| 5/1/23 | $160,000 | 1.60% | 1.60% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UMB Bank, TIC 1.2077%
Robert W. Baird, TIC 1.3246%
BOSC, TIC 1.3747%
Milwaukee Area Technical College District
Apr 16, 2013 . . . . . . $1,500,000
General Obligation Promissory Notes, Series 2012-13J (book entry).
Dated May 15, 2013.
Due Jun 1, 2014 to 2017.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.7595, TIC 0.8252%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $350,000 | 1.50% | 0.30% | ||
| 6/1/15 | $500,000 | 1.50% | 0.50% | ||
| 6/1/16 | $500,000 | 1.50% | 0.65% | ||
| 6/1/17 | $150,000 | 2.00% | 0.85% |
L.O.: Michael, Best & Friedrich, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Oppenheimer, TIC 0.9062%
Bernardi Securities, TIC 1.3449%
TAXABLE ISSUES
IOWA
Iowa Lakes Community College (Merged Area III)
Apr 16, 2013 . . . . . . $975,000
Industrial New Jobs Training Certificates Taxable Series 2013-1 (book entry).
Dated May 15, 2013.
Due Jun 1, 2014 to 2023.
Callable Jun 1, 2019 at par.
Winning bid: UMB Bank, at n/a, TIC 1.6844%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $85,000 | 0.50% | 0.50% | ||
| 6/1/15 | $85,000 | 0.60% | 0.60% | ||
| 6/1/16 | $85,000 | 0.70% | 0.70% | ||
| 6/1/17 | $90,000 | 0.90% | 0.90% | ||
| 6/1/18 | $95,000 | 1.15% | 1.15% | ||
| 6/1/19 | $100,000 | 1.35% | 1.35% | ||
| 6/1/20 | $100,000 | 1.55% | 1.55% | ||
| 6/1/21 | $105,000 | 1.75% | 1.75% | ||
| 6/1/22 | $115,000 | 2.00% | 2.00% | ||
| 6/1/23 | $115,000 | 2.25% | 2.25% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 1.8353%
D.A. Davidson, TIC 1.9507%
Northland Securities, TIC 2.056%
Hutchinson Shockey, TIC 2.074%
MICHIGAN
Muskegon County
Apr 17, 2013 . . . . . . $12,000,000
General Obligation Limited Tax Notes, Series 2012 (book entry).
Dated Apr 30, 2013.
Due Dec 1, 2013 to 2014.
Non-callable.
Winning bid: Morgan Stanley, at 100.0403, TIC 0.4177%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $4,000,000 | 0.25% | 0.20% | ||
| 6/1/14 | $4,000,000 | 0.50% | 0.30% | ||
| 12/1/14 | $4,000,000 | 0.50% | 0.45% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
Raymond James, TIC 0.4707%
Piper Jaffray, TIC 0.4798%
BOSC, TIC 0.5168%
BMO Cap Mkts GKST, TIC 0.5731%
PNC Capital Markets, TIC 0.5734%
Comerica Securities, TIC 0.7176%
Oppenheimer, TIC 0.7386%
Robert W. Baird, TIC 0.915%
