CALIFORNIA
San Mateo (City)
Feb 27, 2013 . . . . . . $27,295,000
General Obligation Refunding Bonds (Library Improvement Project), Series 2013 (book entry).
Dated Mar 21, 2013.
Due Aug 1, 2013 to 2030.
Callable Aug 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 109.3460, TIC 2.3968%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $970,000 | 2.50% | 0.20% | ||
| 8/1/14 | $1,115,000 | 3.00% | 0.25% | ||
| 8/1/15 | $1,155,000 | 3.00% | 0.40% | ||
| 8/1/16 | $1,190,000 | 4.00% | 0.54% | ||
| 8/1/17 | $1,235,000 | 4.00% | 0.68% | ||
| 8/1/18 | $1,285,000 | 4.00% | 0.91% | ||
| 8/1/19 | $1,345,000 | 4.00% | 1.14% | ||
| 8/1/20 | $1,395,000 | 4.00% | 1.41% | ||
| 8/1/21 | $1,465,000 | 4.00% | 1.62% | ||
| 8/1/22 | $1,520,000 | 4.00% | 1.82% | ||
| 8/1/23 | $1,590,000 | 4.00% | 2.01% | ||
| 8/1/24 | $1,660,000 | 3.00% | 2.21% | ||
| 8/1/25 | $1,720,000 | 3.00% | 2.39% | ||
| 8/1/26 | $1,775,000 | 4.00% | 2.30% | ||
| 8/1/27 | $1,860,000 | 4.00% | 2.39% | ||
| 8/1/28 | $1,940,000 | 3.00% | 2.87% | ||
| 8/1/29 | $2,005,000 | 3.00% | 2.93% | ||
| 8/1/30 | $2,070,000 | 3.00% | 3.00% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: William Euphrat Municipal Finance, Inc., San Francisco, CA; and Kitahata & Company, San Francisco, CA.
Other bidders were:
Fidelity Capital, TIC 2.4122%
Janney Montgomery, TIC 2.4284%
Citigroup, TIC 2.4445%
Morgan Stanley, TIC 2.4463%
Robert W. Baird, TIC 2.4551%
JPMorgan, TIC 2.4671%
Guggenheim Secs, TIC 2.4757%
Hutchinson Shockey, TIC 2.4801%
US Bancorp Invest, TIC 2.52%
De La Rosa & Co, TIC 2.5318%
BMO Cap Mkts GKST, TIC 2.5362%
Stifel Nicolaus, TIC 2.5633%
Mitsubishi UFJ Secs, TIC 2.7331%
CONNECTICUT
Simsbury (Town)
Feb 27, 2013 . . . . . . $5,555,000
General Obligation Bonds, Issue of 2013 (bank qualified) (book entry).
Dated Mar 19, 2013.
Due Mar 1, 2014 to 2023.
Callable Mar 1, 2017 at par.
Winning bid: FTN Fin Cap Mkts, at 101.0388, TIC 1.2993%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $560,000 | 1.50% | 0.30% | ||
| 3/1/15 | $560,000 | 1.50% | 0.40% | ||
| 3/1/16 | $560,000 | 1.50% | 0.55% | ||
| 3/1/17 | $560,000 | 1.50% | 0.75% | ||
| 3/1/18 | $560,000 | 1.50% | 0.85% | ||
| 3/1/19 | $555,000 | 1.50% | 1.00% | ||
| 3/1/20 | $550,000 | 1.50% | 1.20% | ||
| 3/1/21 | $550,000 | 1.50% | 1.35% | ||
| 3/1/22 | $550,000 | 1.50% | 1.45% | ||
| 3/1/23 | $550,000 | 1.50% | 1.55% |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Public Financial Management, Inc., Providence, RI.
Other bidders were:
Roosevelt & Cross, TIC 1.3366%
Janney Montgomery, TIC 1.4756%
Stifel Nicolaus, TIC 1.5294%
D.A. Davidson, TIC 1.5391%
Robert W. Baird, TIC 1.5885%
Fidelity Capital, TIC 1.5932%
Sterne Agee, TIC 1.612%
ILLINOIS
Normal Community Unit School District No. 5
Feb 27, 2013 . . . . . . $3,750,000
General Obligation School Bonds, Series 2013 (bank qualified) (book entry).
Dated Mar 20, 2013.
Due Dec 1, 2013 to 2017.
Non-callable.
Winning bid: Commerce Bank, at n/a, TIC 0.8421%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $700,000 | 0.45% | NRO | ||
| 12/1/14 | $735,000 | 0.60% | NRO | ||
| 12/1/15 | $755,000 | 0.70% | NRO | ||
| 12/1/16 | $770,000 | 0.85% | NRO | ||
| 12/1/17 | $790,000 | 1.05% | NRO |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Hutchinson Shockey, TIC 0.9474%
Raymond James | MK, TIC 0.9863%
Oppenheimer, TIC 0.9921%
Robert W. Baird, TIC 0.9999%
BOSC, TIC 1.1229%
Stifel Nicolaus, TIC 1.1376%
KENTUCKY
Boone County School District Finance Corporation
Feb 27, 2013 . . . . . . $5,975,000
School Building Revenue Bonds, Series 2013 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Mar 1, 2013.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.0000, NIC 3.1298%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $115,000 | 2.00% | 0.40% | ||
| 2/1/15 | $120,000 | 2.00% | 0.60% | ||
| 2/1/16 | $120,000 | 2.00% | 0.75% | ||
| 2/1/17 | $120,000 | 3.00% | 0.90% | ||
| 2/1/18 | $125,000 | 3.00% | 1.15% | ||
| 2/1/19 | $125,000 | 3.00% | 1.40% | ||
| 2/1/20 | $130,000 | 3.00% | 1.65% | ||
| 2/1/21 | $130,000 | 3.00% | 1.90% | ||
| 2/1/22 | $135,000 | 3.00% | 2.10% | ||
| 2/1/23 | $135,000 | 3.00% | 2.30% | ||
| 2/1/24 | $140,000 | 3.00% | 2.50% | ||
| 2/1/25 | $450,000 | 3.00% | 2.65% | ||
| 2/1/28 | $1,430,000 | 3.00% | 3.00% | ||
| 2/1/29 | $505,000 | 3.00% | 3.05% | ||
| 2/1/30 | $520,000 | 3.00% | 3.10% | ||
| 2/1/31 | $540,000 | 3.125% | 3.15% | ||
| 2/1/32 | $560,000 | 3.125% | 3.20% | ||
| 2/1/33 | $575,000 | 3.25% | 3.25% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, Edward Jones, SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, PNC Capital Markets, Incapital LLC, Sterne, Agee & Leach, Inc, William Blair & Company, LLC, First Kentucky Securities Corp., Wedbush Securities Inc., CastleOak Securities, L.P..
L.O.: Taft, Stettinius & Hollister LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Janney Montgomery, NIC 3.1569%
Hutchinson Shockey, NIC 3.1675%
Raymond James | MK, NIC 3.1779%
Morgan Stanley, NIC 3.3746%
MASSACHUSETTS
Quabbin Regional School District
Feb 27, 2013 . . . . . . $1,485,077
General Obligation School Bonds (bank qualified) (book entry).
Dated Mar 15, 2013.
Due Mar 15, 2014 to 2027.
Callable Mar 15, 2021 at par.
Winning bid: Robert W. Baird, at 103.3879, TIC 2.2559%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/14 | $110,077 | 2.00% | 0.58% | ||
| 3/15/15 | $110,000 | 2.00% | 0.70% | ||
| 3/15/16 | $110,000 | 2.00% | 0.90% | ||
| 3/15/17 | $105,000 | 2.00% | 1.00% | ||
| 3/15/18 | $105,000 | 4.00% | 1.15% | ||
| 3/15/19 | $105,000 | 3.00% | 1.35% | ||
| 3/15/20 | $105,000 | 3.00% | 1.55% | ||
| 3/15/21 | $105,000 | 3.00% | 1.75% | ||
| 3/15/23 | $210,000 | 2.00% | 2.05% | ||
| 3/15/25 | $210,000 | 3.00% | 2.25% | ||
| 3/15/27 | $210,000 | 3.00% | 2.40% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Corby Capital Markets, Inc., Edward Jones, SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Northland Securities, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.3672%
Hutchinson Shockey, TIC 2.3839%
FTN Fin Cap Mkts, TIC 2.8927%
MICHIGAN
Green Oak Charter Township
Feb 27, 2013 . . . . . . $14,500,000
Green Oak Charter Township Capital Improvement Bonds, Series 2013 (book entry).
Dated Mar 1, 2013.
Due Nov 1, 2013 to 2027.
Callable Nov 1, 2019 at par.
Winning bid: Robert W. Baird, at 100.5532, TIC 2.2919%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/13 | $950,000 | 2.00% | 0.30% | ||
| 11/1/14 | $875,000 | 2.00% | 0.45% | ||
| 11/1/15 | $900,000 | 2.00% | 0.55% | ||
| 11/1/16 | $900,000 | 2.00% | 0.70% | ||
| 11/1/17 | $900,000 | 2.00% | 0.85% | ||
| 11/1/18 | $925,000 | 2.00% | 1.10% | ||
| 11/1/19 | $925,000 | 2.00% | 1.35% | ||
| 11/1/20 | $950,000 | 2.00% | 1.60% | ||
| 11/1/21 | $950,000 | 2.00% | 1.80% | ||
| 11/1/22 | $1,000,000 | 2.50% | 2.00% | ||
| 11/1/23 | $1,000,000 | 2.50% | 2.20% | ||
| 11/1/24 | $1,025,000 | 2.50% | 2.50% | ||
| 11/1/25 | $1,050,000 | 2.50% | 2.60% | ||
| 11/1/26 | $1,075,000 | 2.625% | 2.70% | ||
| 11/1/27 | $1,075,000 | 2.75% | 2.80% |
Other managers: CL King & Associates, Edward Jones, Fidelity Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, Ross, Sinclaire & Associates LLC, Vining-Sparks IBG, Limited Partnership, Incapital LLC, CastleOak Securities, L.P., J.J.B. Hilliard, W.L. Lyons, Inc., Sterne, Agee & Leach, Inc, Wedbush Securities Inc..
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Jefferies, TIC 2.2993%
Stifel Nicolaus, TIC 2.3852%
City Securities, TIC 2.449%
Guggenheim Secs, TIC 2.5042%
BA Merrill Lynch, TIC 2.5432%
Hutchinson Shockey, TIC 2.6075%
UBS Financial Svcs, TIC 2.6993%
MINNESOTA
Kasson (City)
Feb 27, 2013 . . . . . . $2,800,000
General Obligation Special Election Aquatic Center Bonds, Series 2013A (bank qualified) (book entry).
Dated Mar 1, 2013.
Due Feb 1, 2014 to 2028.
Callable Feb 1, 2020 at par.
Winning bid: United Banker's Bk, at n/a, NIC 1.9812%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $195,000 | 0.30% | 0.30% | ||
| 2/1/15 | $170,000 | 0.40% | 0.40% | ||
| 2/1/16 | $175,000 | 0.50% | 0.50% | ||
| 2/1/17 | $175,000 | 0.65% | 0.65% | ||
| 2/1/18 | $175,000 | 0.85% | 0.85% | ||
| 2/1/19 | $175,000 | 1.10% | 1.10% | ||
| 2/1/20 | $180,000 | 1.30% | 1.30% | ||
| 2/1/21 | $180,000 | 1.60% | 1.60% | ||
| 2/1/22 | $185,000 | 1.80% | 1.80% | ||
| 2/1/23 | $190,000 | 1.95% | 1.95% | ||
| 2/1/24 | $190,000 | 2.05% | 2.05% | ||
| 2/1/28 | $810,000 | 3.00% | 1.60% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Robert W. Baird, NIC 2.0573%
NEW JERSEY
Montclair Township
Feb 27, 2013 . . . . . . $2,039,000
Water and Sewer Utility Bond Anticipation Note (book entry).
Dated Mar 8, 2013.
Due Mar 7, 2014.
Purchased $2,039,000.00 by TD Securities, at 1.0%, plus $2,997.33, effective rate 0.852%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Benecke Economics, Moonachie, NJ.
Other bidders were:
Jefferies, Effective Rate 0.866%
PNC Capital Markets, Effective Rate 0.92%
Oppenheimer, Effective Rate 0.9287%
Janney Montgomery, Effective Rate 0.9952%
Roosevelt & Cross, Effective Rate 1.131%
Ocean City (City)
Feb 27, 2013 . . . . . . $5,000,000
Bond Anticipation Note (bank qualified).
Dated Mar 7, 2013.
Due Mar 7, 2014.
Purchased $5,000,000.00 by TD Securities, at 1.0%, plus $16,850.00, effective rate 0.663%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Capital Markets, Effective Rate 0.674%
Jefferies, Effective Rate 0.776%
Oppenheimer, Effective Rate 0.874%
Somerville Borough
Feb 27, 2013 . . . . . . $4,300,000
Bond Anticipation Note (bank qualified).
Dated Mar 6, 2013.
Due Mar 5, 2014.
Purchased $4,300,000.00 by Amboy Natl Bk, at 0.73%, effective rate 0.73%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.7476%
Oppenheimer, Effective Rate 0.7697%
TBGC Investment Corp, Effective Rate 0.85%
Janney Montgomery, Effective Rate 0.9502%
Jefferies, Effective Rate 0.9855%
NEW MEXICO
Bernalillo County
Feb 26, 2013 . . . . . . $17,800,000
General Obligation Bonds, Series 2013 (book entry).
Dated Mar 13, 2013.
Due Aug 15, 2013 to 2028.
Callable Aug 15, 2022 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.2846%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $1,100,000 | 3.00% | 0.19% | ||
| 8/15/14 | $950,000 | 3.00% | 0.23% | ||
| 8/15/15 | $950,000 | 3.00% | 0.35% | ||
| 8/15/16 | $100,000 | 3.00% | 0.55% | ||
| 8/15/17 | $100,000 | 3.00% | 0.69% | ||
| 8/15/18 | $250,000 | 4.00% | 0.90% | ||
| 8/15/19 | $250,000 | 2.00% | 1.15% | ||
| 8/15/20 | $350,000 | 4.00% | 1.40% | ||
| 8/15/21 | $1,500,000 | 4.00% | 1.56% | ||
| 8/15/22 | $1,500,000 | 4.00% | 1.74% | ||
| 8/15/23 | $1,500,000 | 2.00% | 2.00% | ||
| 8/15/24 | $1,750,000 | 2.00% | 2.10% | ||
| 8/15/25 | $1,800,000 | 2.125% | 2.25% | ||
| 8/15/26 | $1,800,000 | 3.00% | 2.60% | ||
| 8/15/27 | $1,900,000 | 3.00% | 2.68% | ||
| 8/15/28 | $2,000,000 | 3.00% | 2.75% |
L.O.: Hughes Law, LLC, Albuquerque, NM.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
BA Merrill Lynch, TIC 2.2956%
Piper Jaffray, TIC 2.3638%
William Blair, TIC 2.4059%
JPMorgan, TIC 2.4087%
Morgan Stanley, TIC 2.4131%
Robert W. Baird, TIC 2.4624%
Stifel Nicolaus, TIC 2.5155%
Jefferies, TIC 2.5307%
NEW YORK
Longwood Central School District
Feb 27, 2013 . . . . . . $1,500,000
Bond Anticipation Notes-2013.
Dated Mar 7, 2013.
Due Dec 19, 2013.
Purchased $1,500,000.00 by TD Securities, at 1.0%, plus $6,930.00, effective rate 0.4102%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Capital One, Effective Rate 0.43%
JPMorgan Chase, Effective Rate 0.485%
PNC Capital Markets, Effective Rate 0.646%
Janney Montgomery, Effective Rate 0.8749%
Jefferies, Effective Rate 0.8947%
Oppenheimer, Effective Rate 0.987%
New Rochelle (City)
Feb 27, 2013 . . . . . . $6,962,000
Bond Anticipation Notes, 2013 Series A.
Dated Mar 7, 2013.
Due Mar 7, 2014.
Purchased $6,962,000.00 by TD Bank, N.A., at 0.63%, effective rate 0.63%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.639%
Jefferies, Effective Rate 0.646%
Oppenheimer, Effective Rate 0.694%
Janney Montgomery, Effective Rate 0.749%
Webster Bank, Effective Rate 0.79%
Oyster Bay (Town)
Feb 27, 2013 . . . . . . $154,010,000
Bond Anticipation Notes, 2013 Series A (book entry).
Dated Mar 8, 2013.
Due Mar 7, 2014.
Purchased $50,000,000.00 by Jefferies, at 1.5%, plus $456,002.00, effective rate 0.5855%.
Purchased $104,010,000.00 by Morgan Stanley, at 1.5%, plus $944,410.80, effective rate 0.5895%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.5895%
Jefferies, Effective Rate 0.6055%
Jefferies, Effective Rate 0.6256%
Jefferies, Effective Rate 0.6456%
BA Merrill Lynch, Effective Rate 0.6593%
JPMorgan, Effective Rate 0.694%
JPMorgan, Effective Rate 0.7331%
Piper Jaffray, Effective Rate 0.7625%
Oppenheimer, Effective Rate 0.7703%
Citigroup, Effective Rate 0.7796%
Citigroup, Effective Rate 0.8398%
Oppenheimer, Effective Rate 0.9085%
Janney Montgomery, Effective Rate 0.9866%
TD Securities, Effective Rate 1.0116%
TD Securities, Effective Rate 1.0116%
Tonawanda City School District
Feb 27, 2013 . . . . . . $9,498,039
Bond Anticipation Notes, 2013 (bank qualified).
Dated Mar 12, 2013.
Due Mar 12, 2014.
Purchased $9,498,040.00 by TD Securities, at 1.0%, effective rate 0.588%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.683%
JPMorgan Chase, Effective Rate 0.7%
Oppenheimer, Effective Rate 0.774%
Roosevelt & Cross, Effective Rate 0.882%
Jefferies, Effective Rate 0.886%
BNY Mellon Cap Mkts, Effective Rate 0.905%
M & T Bank, Effective Rate 1.06%
Windham-Ashland-Jewett Central School District
Feb 27, 2013 . . . . . . $1,200,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Mar 13, 2013.
Due Mar 13, 2014.
Purchased $1,200,000.00 by TD Securities, at 1.0%, plus $2,136.00, effective rate 0.822%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 0.89%
Roosevelt & Cross, Effective Rate 0.931%
Jefferies, Effective Rate 0.965%
PNC Capital Markets, Effective Rate 1.005%
FNB of Scotia, Effective Rate 1.03%
Oppenheimer, Effective Rate 1.039%
OKLAHOMA
Alfalfa County Independent School District No. 1 (Burlington)
Feb 27, 2013 . . . . . . $1,275,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated May 1, 2013.
Due May 1, 2015 to 2018.
Non-callable.
Winning bid: First Bankers' Banc, at n/a, NIC 0.8411%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $300,000 | 1.00% | 0.50% | ||
| 5/1/16 | $325,000 | 1.00% | 0.65% | ||
| 5/1/17 | $325,000 | 1.00% | 0.80% | ||
| 5/1/18 | $325,000 | 1.00% | 0.95% |
In association with: Farmers Exchange Bk.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 0.8938%
BOSC, NIC 0.8994%
UMB Bank, NIC 0.9009%
Baker Group, NIC 0.9206%
Commerce Bank, NIC 0.9274%
Cherokee County Independent School District No. 6 (Keys)
Feb 27, 2013 . . . . . . $530,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated May 1, 2013.
Due May 1, 2015.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.6%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $530,000 | 0.60% | 0.40% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
First Bankers' Banc, NIC 0.6785%
UMB Bank, NIC 0.715%
BancFirst, NIC 0.75%
Country Club Bank, NIC 0.7775%
TENNESSEE
Bradley County
Feb 26, 2013 . . . . . . $7,125,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Mar 15, 2013.
Due Jun 1, 2013 to 2029.
Callable Jun 1, 2020 at par.
Winning bid: Stifel Nicolaus, at 102.3949, TIC 1.5531%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $600,000 | 2.00% | 0.25% | ||
| 6/1/14 | $855,000 | 2.00% | 0.30% | ||
| 6/1/15 | $875,000 | 2.00% | 0.40% | ||
| 6/1/16 | $890,000 | 2.00% | 0.55% | ||
| 6/1/17 | $910,000 | 2.00% | 0.70% | ||
| 6/1/18 | $925,000 | 2.00% | 0.95% | ||
| 6/1/19 | $170,000 | 2.00% | 1.15% | ||
| 6/1/20 | $175,000 | 2.00% | 1.40% | ||
| 6/1/21 | $175,000 | 2.00% | 1.65% | ||
| 6/1/23 | $365,000 | 2.00% | 1.95% | ||
| 6/1/25 | $375,000 | 2.00% | 2.00% | ||
| 6/1/27 | $395,000 | 2.125% | 2.15% | ||
| 6/1/29 | $415,000 | 2.125% | 2.25% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Raymond James | MK, TIC 1.5775%
Piper Jaffray, TIC 1.6874%
Sterne Agee, TIC 1.6937%
UBS Financial Svcs, TIC 1.7493%
Duncan-Williams, TIC 1.7654%
Robert W. Baird, TIC 1.7758%
TEXAS
Harris County Improvement District No. 18
Feb 27, 2013 . . . . . . $9,165,000
Unlimited Tax Bonds, Series 2013 (book entry).
Dated Mar 1, 2013.
Due Sep 1, 2015 to 2037.
Callable Sep 1, 2020 at par.
Winning bid: FirstSouthwest, at 98.6102, NIC 3.5376%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $230,000 | 2.00% | 1.00% | ||
| 9/1/16 | $240,000 | 2.00% | 1.40% | ||
| 9/1/17 | $250,000 | 2.00% | 1.75% | ||
| 9/1/18 | $265,000 | 2.00% | 2.00% | ||
| 9/1/19 | $275,000 | 3.00% | 2.25% | ||
| 9/1/20 | $290,000 | 3.00% | 2.50% | ||
| 9/1/21 | $300,000 | 3.00% | 2.60% | ||
| 9/1/22 | $315,000 | 3.00% | 2.80% | ||
| 9/1/23 | $330,000 | 3.00% | 3.00% | ||
| 9/1/24 | $345,000 | 3.00% | 3.10% | ||
| 9/1/25 | $365,000 | 3.10% | 3.15% | ||
| 9/1/26 | $380,000 | 4.00% | 2.75% | ||
| 9/1/27 | $400,000 | 3.25% | 3.30% | ||
| 9/1/28 | $415,000 | 3.25% | 3.40% | ||
| 9/1/31 | $1,375,000 | 3.50% | 3.604% | ||
| 9/1/33 | $1,025,000 | 3.625% | 3.688% | ||
| 9/1/35 | $1,125,000 | 3.625% | 3.724% | ||
| 9/1/37 | $1,240,000 | 3.625% | 3.744% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.8076%
GMS Group, NIC 3.9819%
Hutchinson Shockey, NIC 4.102%
Marion Independent School District
Feb 27, 2013 . . . . . . $2,380,000
Unlimited Tax School Building Bonds, Series 2013 (bank qualified) (book entry).
Dated Feb 1, 2013.
Due Aug 15, 2014 to 2032.
Callable Aug 15, 2021 at par.
Winning bid: FTN Fin Cap Mkts, at 104.3964, NIC 2.2441%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $125,000 | 2.00% | 0.35% | PSF | |
| 8/15/15 | $155,000 | 2.00% | 0.45% | PSF | |
| 8/15/16 | $145,000 | 2.00% | 0.55% | PSF | |
| 8/15/17 | $150,000 | 2.00% | 0.65% | PSF | |
| 8/15/18 | $125,000 | 2.00% | 0.85% | PSF | |
| 8/15/19 | $120,000 | 2.00% | 1.05% | PSF | |
| 8/15/22 | $330,000 | 2.00% | 1.50% | PSF | |
| 8/15/25 | $300,000 | 2.50% | 1.70% | PSF | |
| 8/15/28 | $300,000 | 2.75% | 2.00% | PSF | |
| 8/15/31 | $300,000 | 3.00% | 2.15% | PSF | |
| 8/15/32 | $330,000 | 3.00% | 2.25% | PSF |
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, San Antonio, TX.
Other bidders were:
Raymond James | MK, NIC 2.2721%
BOSC, NIC 2.32%
Southwest Securities, NIC 2.3746%
Robert W. Baird, NIC 2.4092%
Stifel Nicolaus, NIC 2.4991%
Paloma Lake Municipal Utility District No. 1
Feb 27, 2013 . . . . . . $1,700,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Mar 1, 2013.
Due Sep 1, 2013 to 2038.
Callable Sep 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.6500, NIC 3.9279%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $25,000 | 2.00% | 1.00% | ||
| 9/1/14 | $25,000 | 2.00% | 1.30% | ||
| 9/1/15 | $25,000 | 2.00% | 1.50% | ||
| 9/1/16 | $25,000 | 2.00% | 1.75% | ||
| 9/1/17 | $25,000 | 2.00% | 2.00% | ||
| 9/1/18 | $25,000 | 2.25% | 2.25% | ||
| 9/1/19 | $25,000 | 2.50% | 2.50% | ||
| 9/1/20 | $25,000 | 2.75% | 2.75% | ||
| 9/1/21 | $50,000 | 3.00% | 3.00% | ||
| 9/1/22 | $50,000 | 3.10% | 3.10% | ||
| 9/1/23 | $50,000 | 3.20% | 3.20% | ||
| 9/1/24 | $50,000 | 3.30% | 3.30% | ||
| 9/1/25 | $50,000 | 3.40% | 3.40% | ||
| 9/1/26 | $50,000 | 3.40% | 3.50% | ||
| 9/1/27 | $50,000 | 3.50% | 3.60% | ||
| 9/1/28 | $50,000 | 3.60% | 3.70% | ||
| 9/1/30 | $150,000 | 3.625% | 3.75% | ||
| 9/1/32 | $150,000 | 3.75% | 3.875% | ||
| 9/1/38 | $800,000 | 4.00% | 4.00% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
GMS Group, NIC 4.0492%
SAMCO Cap Mkts, NIC 4.0869%
Paloma Lake Municipal Utility District No. 2
Feb 27, 2013 . . . . . . $1,915,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Mar 1, 2013.
Due Sep 1, 2013 to 2038.
Callable Sep 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.7500, NIC 3.8448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $60,000 | 2.00% | 1.00% | ||
| 9/1/14 | $45,000 | 2.00% | 1.30% | ||
| 9/1/15 | $45,000 | 2.00% | 1.50% | ||
| 9/1/16 | $45,000 | 2.00% | 1.75% | ||
| 9/1/17 | $50,000 | 2.00% | 2.00% | ||
| 9/1/18 | $50,000 | 2.25% | 2.25% | ||
| 9/1/19 | $55,000 | 2.50% | 2.50% | ||
| 9/1/20 | $55,000 | 2.75% | 2.75% | ||
| 9/1/21 | $60,000 | 3.00% | 3.00% | ||
| 9/1/22 | $60,000 | 3.10% | 3.10% | ||
| 9/1/23 | $65,000 | 3.20% | 3.20% | ||
| 9/1/24 | $65,000 | 3.30% | 3.30% | ||
| 9/1/25 | $70,000 | 3.40% | 3.40% | ||
| 9/1/26 | $70,000 | 3.40% | 3.50% | ||
| 9/1/27 | $75,000 | 3.50% | 3.60% | ||
| 9/1/28 | $75,000 | 3.60% | 3.70% | ||
| 9/1/30 | $165,000 | 3.625% | 3.75% | ||
| 9/1/32 | $175,000 | 3.75% | 3.875% | ||
| 9/1/38 | $630,000 | 4.00% | 4.00% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
GMS Group, NIC 4.0015%
SAMCO Cap Mkts, NIC 4.0358%
West Harris County Municipal Utility District No. 21
Feb 27, 2013 . . . . . . $1,255,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Mar 1, 2013.
Due Sep 1, 2014 to 2025.
Callable Sep 1, 2020 at par.
Winning bid: SAMCO Cap Mkts, at 97.2500, NIC 3.3537%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $105,000 | 2.50% | 1.25% | ||
| 9/1/15 | $150,000 | 2.50% | 1.40% | ||
| 9/1/16 | $150,000 | 2.50% | 1.70% | ||
| 9/1/18 | $250,000 | 2.50% | 2.50% | ||
| 9/1/20 | $200,000 | 2.50% | 2.75% | ||
| 9/1/22 | $200,000 | 3.00% | 3.15% | ||
| 9/1/25 | $200,000 | 3.50% | 3.55% |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Coastal Securities Corp..
L.O.: Young & Brooks, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 3.9619%
GMS Group, NIC 4.49%
WASHINGTON
Washington
Feb 27, 2013 . . . . . . $25,410,000
Certificates of Participation, Refunding Series 2013B (State Agency Real Property) (book entry).
Dated Mar 19, 2013.
Due Jul 1, 2014 to 2024.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 114.1254, TIC 1.7083%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $1,905,000 | 5.00% | 0.33% | ||
| 7/1/15 | $2,315,000 | 4.00% | 0.50% | ||
| 7/1/16 | $2,415,000 | 5.00% | 0.68% | ||
| 7/1/17 | $2,555,000 | 5.00% | 0.87% | ||
| 7/1/18 | $2,670,000 | 5.00% | 1.13% | ||
| 7/1/19 | $2,800,000 | 4.00% | 1.34% | ||
| 7/1/20 | $2,915,000 | 4.00% | 1.64% | ||
| 7/1/21 | $2,320,000 | 4.00% | 1.89% | ||
| 7/1/22 | $2,410,000 | 4.00% | 2.13% | ||
| 7/1/23 | $2,440,000 | 4.00% | 2.36% | ||
| 7/1/24 | $665,000 | 4.00% | 2.50% |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA.
Other bidders were:
Hutchinson Shockey, TIC 1.7297%
US Bancorp Invest, TIC 1.7378%
Citigroup, TIC 1.7432%
Piper Jaffray, TIC 1.7441%
Robert W. Baird, TIC 1.7658%
Barclays Capital, TIC 1.791%
UBS Financial Svcs, TIC 1.7981%
KeyBanc Cap Mkts, TIC 1.8025%
RBC Capital Mkts, TIC 1.8102%
BA Merrill Lynch, TIC 1.8242%
JPMorgan, TIC 1.8385%
Guggenheim Secs, TIC 1.8482%
Morgan Stanley, TIC 1.852%
Goldman Sachs, TIC 1.8854%
Wells Fargo Secs, TIC 1.936%
WISCONSIN
Monona Grove School District
Feb 27, 2013 . . . . . . $6,135,000
General Obligation School Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Mar 20, 2013.
Due May 1, 2020 to 2028.
Callable May 1, 2021 at par.
Winning bid: BOSC, at n/a, TIC 2.037%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/20 | $785,000 | 3.00% | 1.25% | ||
| 5/1/21 | $685,000 | 3.00% | 1.45% | ||
| 5/1/22 | $550,000 | 2.00% | 1.60% | ||
| 5/1/23 | $845,000 | 2.00% | 1.75% | ||
| 5/1/24 | $705,000 | 2.00% | 1.85% | ||
| 5/1/25 | $650,000 | 2.00% | 1.95% | ||
| 5/1/26 | $460,000 | 2.05% | 2.05% | ||
| 5/1/27 | $720,000 | 2.15% | 2.15% | ||
| 5/1/28 | $735,000 | 2.25% | 2.25% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
UMB Bank, TIC 2.0547%
Janney Montgomery, TIC 2.0551%
Robert W. Baird, TIC 2.1281%
Raymond James | MK, TIC 2.1737%
TAXABLE ISSUES
NEW YORK
New Rochelle (City)
Feb 27, 2013 . . . . . . $1,750,000
Bond Anticipation Notes, 2013 Series B (Federally Taxable).
Dated Mar 7, 2013.
Due Mar 7, 2014.
Purchased $1,750,000.00 by Webster Bank, at 0.89%, effective rate 0.89%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.19%
Oppenheimer, Effective Rate 1.2268%
Roosevelt & Cross, Effective Rate 1.231%
TD Bank, N.A., Effective Rate 1.29%
Jefferies, Effective Rate 1.392%
WASHINGTON
Washington
Feb 27, 2013 . . . . . . $39,315,000
Certificates of Participation, Series 2013C (Taxable) (State Agency Personal Property) (book entry).
Dated Mar 19, 2013.
Due Jul 1, 2014 to 2020.
Non-callable.
Winning bid: JPMorgan, at 99.5695, TIC 1.2711%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $5,425,000 | 0.30% | 0.30% | ||
| 7/1/15 | $5,545,000 | 0.40% | 0.48% | ||
| 7/1/16 | $5,565,000 | 0.65% | 0.70% | ||
| 7/1/17 | $5,605,000 | 0.90% | 0.97% | ||
| 7/1/18 | $5,655,000 | 1.15% | 1.22% | ||
| 7/1/19 | $5,720,000 | 1.45% | 1.52% | ||
| 7/1/20 | $5,800,000 | 1.70% | 1.77% |
Other managers: Academy Securities Inc..
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA.
Other bidders were:
BA Merrill Lynch, TIC 1.3404%
Stifel Nicolaus, TIC 1.4775%
Robert W. Baird, TIC 1.524%
Citigroup, TIC 1.5872%
RBC Capital Mkts, TIC 1.5965%
BMO Cap Mkts GKST, TIC 1.7029%
Goldman Sachs, TIC 1.7247%
Raymond James | MK, TIC 1.7904%
Wells Fargo Secs, TIC 2.044%
