ARKANSAS
Gentry School District No. 19 of Benton County
Oct 4, 2012 . . . . . . $3,595,000
Refunding and Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Apr 1, 2013 to 2037.
Callable Apr 1, 2018 at par.
Winning bid: Raymond James | MK, at 98.1757, TIC 2.7581%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $130,000 | 1.00% | 0.50% | ||
| 4/1/15 | $160,000 | 1.00% | 0.65% | ||
| 4/1/18 | $250,000 | 1.05% | 1.10% | ||
| 4/1/20 | $175,000 | 1.60% | 1.60% | ||
| 4/1/22 | $180,000 | 1.75% | 1.80% | ||
| 4/1/25 | $290,000 | 1.90% | 1.95% | ||
| 4/1/28 | $310,000 | 2.125% | 2.15% | ||
| 4/1/31 | $335,000 | 2.625% | 2.625% | ||
| 4/1/35 | $820,000 | 2.75% | 2.80% | ||
| 4/1/37 | $945,000 | 3.00% | 3.00% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Vining-Sparks IBG, TIC 2.8149%
FTN Fin Cap Mkts, TIC 2.9103%
Crews & Associates, TIC 2.9801%
Ross Sinclaire, TIC 3.0665%
Harrisburg School District No. 6 of Poinsett County
Oct 4, 2012 . . . . . . $695,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Feb 1, 2014 to 2034.
Callable Feb 1, 2015 at par.
Winning bid: Ross Sinclaire, at 98.0000, TIC 2.772%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/21 | $225,000 | 1.50% | NRO | NRO | |
| 2/1/28 | $235,000 | 2.40% | NRO | NRO | |
| 2/1/34 | $235,000 | 3.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Harrisburg School District No. 6 of Poinsett County
Oct 4, 2012 . . . . . . $4,355,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Feb 1, 2014 to 2034.
Callable Feb 1, 2015 at par.
Winning bid: Raymond James | MK, at 98.0803, TIC 2.4925%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $200,000 | 1.00% | 0.65% | ||
| 2/1/16 | $140,000 | 1.00% | 0.80% | ||
| 2/1/17 | $145,000 | 1.00% | 1.00% | ||
| 2/1/18 | $150,000 | 1.05% | 1.10% | ||
| 2/1/20 | $305,000 | 1.60% | 1.60% | ||
| 2/1/22 | $315,000 | 1.75% | 1.80% | ||
| 2/1/24 | $340,000 | 1.90% | 1.90% | ||
| 2/1/26 | $350,000 | 2.00% | 2.00% | ||
| 2/1/28 | $365,000 | 2.125% | 2.15% | ||
| 2/1/30 | $635,000 | 2.55% | 2.55% | ||
| 2/1/32 | $685,000 | 2.625% | 2.65% | ||
| 2/1/34 | $725,000 | 2.65% | 2.70% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.614%
FTN Fin Cap Mkts, TIC 2.6703%
CONNECTICUT
Ledyard (Town)
Oct 4, 2012 . . . . . . $4,985,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Oct 15, 2012.
Due Oct 14, 2013.
Purchased $4,985,000.00 by Jefferies, at 1.5%, plus $60,519.00, effective rate 0.2826%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.3352%
Janney Montgomery, Effective Rate 0.3592%
Eastern Bk Cap Mkts, Effective Rate 0.365%
FLORIDA
Florida Department of Transportation
Oct 4, 2012 . . . . . . $234,595,000
Full Faith and Credit Right-of-Way Acquisition and Bridge Construction Refunding Bonds, Series 2012B (book entry).
Dated Nov 1, 2012.
Due Jul 1, 2013 to 2034.
Callable Jul 1, 2022 at par.
Winning bid: Citigroup, at 111.0581, TIC 2.6993%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $545,000 | 5.00% | 0.20% | ||
| 7/1/14 | $1,000,000 | 5.00% | 0.30% | ||
| 7/1/15 | $7,305,000 | 5.00% | 0.40% | ||
| 7/1/16 | $7,675,000 | 5.00% | 0.53% | ||
| 7/1/17 | $8,060,000 | 5.00% | 0.76% | ||
| 7/1/18 | $8,460,000 | 5.00% | 0.92% | ||
| 7/1/19 | $8,885,000 | 5.00% | 1.19% | ||
| 7/1/20 | $9,330,000 | 5.00% | 1.44% | ||
| 7/1/21 | $9,795,000 | 5.00% | 1.67% | ||
| 7/1/22 | $10,285,000 | 5.00% | 1.84% | ||
| 7/1/23 | $10,795,000 | 5.00% | 1.96% | ||
| 7/1/24 | $11,340,000 | 5.00% | 2.06% | ||
| 7/1/25 | $11,905,000 | 5.00% | 2.14% | ||
| 7/1/26 | $12,500,000 | 5.00% | 2.21% | ||
| 7/1/27 | $13,125,000 | 3.00% | 2.73% | ||
| 7/1/28 | $13,520,000 | 3.00% | 2.79% | ||
| 7/1/29 | $13,925,000 | 3.00% | 2.85% | ||
| 7/1/30 | $14,345,000 | 3.00% | 2.90% | ||
| 7/1/31 | $14,775,000 | 3.00% | 3.00% | ||
| 7/1/32 | $15,215,000 | 3.00% | 3.08% | ||
| 7/1/33 | $15,665,000 | 3.00% | 3.17% | ||
| 7/1/34 | $16,145,000 | 3.25% | 3.20% |
Other managers: M.R. Beal & Co., Loop Capital Markets, LLC.
L.O.: Greenberg Traurig, P.A., Miami, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
Wells Fargo Secs, TIC 2.7406%
BA Merrill Lynch, TIC 2.7456%
Barclays Capital, TIC 2.7791%
RBC Capital Mkts, TIC 2.829%
Morgan Stanley, TIC 2.8812%
INDIANA
Concord Community Schools
Oct 4, 2012 . . . . . . $2,000,000
General Obligation Bonds of 2012 (bank qualified) (book entry).
Dated Oct 18, 2012.
Due Jul 15, 2014 to 2017.
Non-callable.
Winning bid: City Securities, at n/a, NIC 0.9901%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $10,000 | 0.60% | 0.60% | ||
| 1/15/15 | $10,000 | 0.70% | 0.70% | ||
| 7/15/15 | $80,000 | 0.75% | 0.75% | ||
| 1/15/16 | $80,000 | 0.85% | 0.85% | ||
| 7/15/16 | $805,000 | 1.00% | 0.80% | ||
| 1/15/17 | $810,000 | 1.00% | 0.85% | ||
| 7/15/17 | $205,000 | 1.00% | 0.90% |
In association with: Bernardi Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
J.J.B. Hilliard, NIC 1.03%
Ross Sinclaire, NIC 1.096%
Stifel Nicolaus, NIC 1.14%
JPMorgan, NIC 1.58%
KANSAS
Shawnee County Consolidated Rural Water District No. 3
Oct 3, 2012 . . . . . . $1,255,000
Water Utility System Revenue Bonds, Series 2012 (bank qualified).
Dated Nov 1, 2012.
Due Apr 1, 2013 to 2024.
Callable Oct 1, 2020 at par.
Winning bid: Cooper Malone, at n/a, NIC 1.8451%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $125,000 | 0.30% | NRO | NRO | |
| 10/1/14 | $125,000 | 0.50% | NRO | NRO | |
| 10/1/15 | $125,000 | 0.70% | NRO | NRO | |
| 10/1/16 | $125,000 | 0.90% | NRO | NRO | |
| 10/1/17 | $130,000 | 1.10% | NRO | NRO | |
| 10/1/18 | $160,000 | 1.30% | NRO | NRO | |
| 10/1/19 | $85,000 | 1.50% | NRO | NRO | |
| 10/1/20 | $85,000 | 1.80% | NRO | NRO | |
| 4/1/24 | $295,000 | 2.00% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
First Bankers' Banc, NIC 2.039%
Central States Cap, NIC 2.1709%
KENTUCKY
Covington Independent School District Finance Corporation
Oct 4, 2012 . . . . . . $1,090,000
School Building Revenue Bonds, Series 2012 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Oct 1, 2013 to 2032.
Callable Oct 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.0084, NIC 2.3596%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/22 | $485,000 | 1.10% | NRO | NRO | |
| 10/1/27 | $290,000 | 2.25% | NRO | NRO | |
| 10/1/32 | $315,000 | 2.625% | NRO | NRO |
Other managers: Duncan-WIlliams, Inc., CL King & Associates, SAMCO Capital Markets, Kildare Capital, Inc., Davenport & Company LLC, Crews & Associates, Inc., Loop Capital Markets, LLC, Isaak Bond Investments, Inc., PNC Capital Markets, FTN Financial Capital Markets, CastleOak Securities, L.P., Northland Securities, Inc., Wedbush Securities Inc, Edward D. Jones & Co..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.4107%
J.J.B. Hilliard, NIC 2.4263%
Raymond James | MK, NIC 2.6641%
MASSACHUSETTS
Mansfield (Town)
Oct 4, 2012 . . . . . . $544,000
Bond Anticipation Note (bank qualified).
Dated Oct 18, 2012.
Due May 1, 2013.
Purchased $544,000.00 by Eastern Bk Cap Mkts, at 0.5%, effective rate 0.5%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Century Bk, Effective Rate 0.55%
UniBank Fiscal Adv, Effective Rate 0.55%
Onset Fire District
Oct 4, 2012 . . . . . . $1,300,000
General Obligation Water Bonds (bank qualified) (book entry).
Dated Oct 15, 2012.
Due Oct 15, 2013 to 2022.
Non-callable.
Winning bid: UBS Financial Svcs, at 103.8213, TIC 1.2717%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/13 | $130,000 | 2.00% | NRO | NRO | |
| 10/15/14 | $130,000 | 2.00% | 0.45% | ||
| 10/15/15 | $130,000 | 2.00% | NRO | NRO | |
| 10/15/16 | $130,000 | 2.00% | 0.60% | ||
| 10/15/17 | $130,000 | 2.00% | 0.70% | ||
| 10/15/18 | $130,000 | 2.00% | NRO | NRO | |
| 10/15/19 | $130,000 | 2.00% | 1.05% | ||
| 10/15/20 | $130,000 | 2.00% | 1.30% | ||
| 10/15/21 | $130,000 | 2.00% | NRO | NRO | |
| 10/15/22 | $130,000 | 2.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., CL King & Associates.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 1.3995%
PNC Capital Markets, TIC 1.4741%
Robert W. Baird, TIC 1.5555%
Uxbridge (Town)
Oct 4, 2012 . . . . . . $5,210,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Oct 18, 2012.
Due Oct 18, 2013.
Purchased $5,210,000.00 by Jefferies, at 1.25%, plus $51,476.00, effective rate 0.262%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.341%
TD Securities, Effective Rate 0.513%
Westfield (City)
Oct 4, 2012 . . . . . . $1,600,000
State Aid Anticipation Notes (book entry).
Dated Oct 12, 2012.
Due May 31, 2013.
Purchased $1,600,000.00 by Roosevelt & Cross, at 1.5%, plus $10,767.99, effective rate 0.442%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
United Bank, Effective Rate 0.5%
Century Bk, Effective Rate 0.5%
Jefferies, Effective Rate 0.529%
Oppenheimer, Effective Rate 1.2028%
MINNESOTA
Winona Independent School District No. 861
Oct 4, 2012 . . . . . . $9,585,000
General Obligation School Building Refunding Bonds Series 2012A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 6, 2012.
Due Feb 1, 2014 to 2019.
Non-callable.
Winning bid: Raymond James | MK, at 103.5547, TIC 0.7709%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $1,360,000 | 2.00% | 0.35% | ||
| 2/1/15 | $1,430,000 | 2.00% | 0.40% | ||
| 2/1/16 | $1,460,000 | 2.00% | 0.50% | ||
| 2/1/17 | $1,730,000 | 2.00% | 0.60% | ||
| 2/1/18 | $1,780,000 | 2.00% | 0.75% | ||
| 2/1/19 | $1,825,000 | 1.00% | 1.00% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Stifel Nicolaus, TIC 0.8413%
BOSC, TIC 0.8473%
Piper Jaffray, TIC 0.8692%
United Banker's Bk, TIC 0.88%
Robert W. Baird, TIC 0.8935%
BMO Cap Mkts GKST, TIC 0.9154%
JPMorgan, TIC 0.9274%
FTN Fin Cap Mkts, TIC 1.0135%
NEW JERSEY
Aberdeen Township
Oct 4, 2012 . . . . . . $14,720,000
Consisting of $11,745,000 General Improvement Bonds and $2,975,000 Water Utility Bonds (book entry).
Dated Oct 15, 2012.
Due Oct 15, 2013 to 2031.
Callable Oct 15, 2022 at par.
Winning bid: Janney Montgomery, at 100.1880, NIC 2.5779%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/13 | $470,000 | 2.00% | 0.40% | ||
| 10/15/14 | $620,000 | 2.00% | 0.60% | ||
| 10/15/15 | $660,000 | 2.00% | 0.76% | ||
| 10/15/16 | $840,000 | 2.00% | 1.00% | ||
| 10/15/17 | $840,000 | 2.00% | 1.10% | ||
| 10/15/18 | $840,000 | 2.00% | 1.35% | ||
| 10/15/19 | $830,000 | 2.00% | 1.67% | ||
| 10/15/20 | $820,000 | 2.00% | 2.00% | ||
| 10/15/21 | $820,000 | 2.00% | 2.10% | ||
| 10/15/22 | $810,000 | 2.125% | 2.30% | ||
| 10/15/23 | $810,000 | 2.25% | 2.40% | ||
| 10/15/24 | $810,000 | 2.375% | 2.50% | ||
| 10/15/25 | $810,000 | 2.50% | 2.64% | ||
| 10/15/26 | $800,000 | 3.00% | 2.70% | ||
| 10/15/27 | $800,000 | 3.00% | 2.80% | ||
| 10/15/28 | $800,000 | 3.00% | 2.90% | ||
| 10/15/29 | $780,000 | 3.00% | 3.00% | ||
| 10/15/30 | $780,000 | 3.00% | 3.05% | ||
| 10/15/31 | $780,000 | 3.00% | 3.08% |
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Raymond James | MK, NIC 2.6295%
PNC Capital Markets, NIC 2.6649%
UBS Financial Svcs, NIC 2.6791%
Robert W. Baird, NIC 2.7955%
Carteret Borough
Oct 4, 2012 . . . . . . $10,918,000
Bond Anticipation Notes.
Dated Oct 18, 2012.
Due Oct 18, 2013.
Purchased $10,918,000.00 by Jefferies, at 1.5%, plus $76,100.00, effective rate 0.803%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.829%
Denville Township
Oct 4, 2012 . . . . . . $5,066,730
Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 17, 2012.
Due Oct 17, 2013.
Purchased $5,066,730.00 by Jefferies, at 1.5%, plus $58,117.00, effective rate 0.353%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.441%
Oppenheimer, Effective Rate 0.5987%
Janney Montgomery, Effective Rate 0.624%
Provident Bank, Effective Rate 0.95%
Wildwood Crest Borough
Oct 4, 2012 . . . . . . $7,719,400
Bond Anticipation Notes (bank qualified).
Dated Oct 16, 2012.
Due Oct 16, 2013.
Purchased $7,719,400.00 by Oppenheimer, at 1.25%, plus $32,502.00, effective rate 0.829%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.884%
Janney Montgomery, Effective Rate 0.939%
NEW MEXICO
Sandoval County
Oct 4, 2012 . . . . . . $5,875,000
General Obligation Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Nov 8, 2012.
Due Aug 1, 2013 to 2018.
Non-callable.
Winning bid: Janney Montgomery, at 104.9131, TIC 0.6898%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $80,000 | 2.00% | 0.25% | ||
| 8/1/14 | $1,005,000 | 2.00% | 0.30% | ||
| 8/1/15 | $1,085,000 | 2.00% | 0.40% | ||
| 8/1/16 | $1,155,000 | 2.00% | 0.50% | ||
| 8/1/17 | $1,275,000 | 2.00% | 0.65% | ||
| 8/1/18 | $1,275,000 | 2.00% | 0.75% |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
UMB Bank, TIC 0.8076%
Robert W. Baird, TIC 0.8745%
Southwest Securities, TIC 0.8775%
Piper Jaffray, TIC 0.8975%
Vining-Sparks IBG, TIC 0.9832%
Zions First Natl Bk, TIC 1.0088%
NEW YORK
Cortland Enlarged City School District
Oct 4, 2012 . . . . . . $16,675,000
Bond Anticipation Notes, 2012.
Dated Oct 19, 2012.
Due Jun 28, 2013.
Purchased $16,675,000.00 by TD Securities, at 1.0%, plus $68,034.00, effective rate 0.4101%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.5719%
Morgan Stanley, Effective Rate 0.599%
JPMorgan Chase, Effective Rate 0.63%
Janney Montgomery, Effective Rate 0.6428%
Oppenheimer, Effective Rate 0.8435%
First Niagara Bank, Effective Rate 0.95%
Elmira City School District
Oct 4, 2012 . . . . . . $13,470,000
Bond Anticipation Notes, 2012 Series C (Renewal Issue).
Dated Oct 16, 2012.
Due Oct 16, 2013.
Purchased $13,470,000.00 by Oppenheimer, at 1.25%, plus $73,280.00, effective rate 0.706%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.749%
TD Securities, Effective Rate 0.812%
Grand Island (Town)
Oct 4, 2012 . . . . . . $7,555,900
Bond Anticipation Notes, 2012 (bank qualified).
Dated Oct 16, 2012.
Due Oct 16, 2013.
Purchased $7,555,900.00 by TD Securities, at 0.75%, plus $30,072.48, effective rate 0.352%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.48%
Jefferies, Effective Rate 0.484%
Janney Montgomery, Effective Rate 0.599%
Oppenheimer, Effective Rate 0.6273%
First Niagara Bank, Effective Rate 0.85%
M & T Bank, Effective Rate 1.07%
Liberty Village
Oct 4, 2012 . . . . . . $3,344,200
Bond Anticipation Notes, 2012 Series A (bank qualified).
Dated Oct 18, 2012.
Due Oct 18, 2013.
Purchased $3,344,200.00 by Roosevelt & Cross, at 1.75%, plus $5,416.00, effective rate 1.588%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.2185%
Mexico Central School District
Oct 4, 2012 . . . . . . $430,000
School District (Serial) Bonds, 2012 (bank qualified).
Dated Oct 18, 2012.
Due Aug 1, 2013 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.6626%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $80,000 | 1.50% | NRO | NRO | |
| 8/1/14 | $85,000 | 1.625% | NRO | NRO | |
| 8/1/15 | $85,000 | 1.625% | NRO | NRO | |
| 8/1/16 | $90,000 | 1.625% | NRO | NRO | |
| 8/1/17 | $90,000 | 1.75% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, NIC 1.7666%
Sage Rutty, NIC 2.0%
Oyster Bay (Town)
Oct 4, 2012 . . . . . . $16,800,000
Revenue Anticipation Notes, 2012 Series A (book entry).
Dated Oct 12, 2012.
Due Mar 29, 2013.
Purchased $16,800,000.00 by Morgan Stanley, at 3.0%, plus $181,272.00, effective rate 0.674%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7887%
Oppenheimer, Effective Rate 1.3513%
Rockland County
Oct 4, 2012 . . . . . . $36,322,000
Various Purposes (Serial) Bonds-2012 (book entry).
Dated Oct 11, 2012.
Due Oct 1, 2013 to 2032.
Callable Oct 1, 2020 at par.
Winning bid: Oppenheimer, at 100.2657, NIC 3.6707%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $1,352,000 | 3.50% | 1.25% | ||
| 10/1/14 | $1,340,000 | 3.50% | 1.50% | ||
| 10/1/15 | $1,365,000 | 3.50% | 1.65% | ||
| 10/1/16 | $1,395,000 | 3.50% | 1.80% | ||
| 10/1/17 | $1,430,000 | 3.50% | 1.90% | ||
| 10/1/18 | $1,475,000 | 3.50% | 2.125% | ||
| 10/1/19 | $1,520,000 | 3.50% | 2.40% | ||
| 10/1/20 | $1,575,000 | 3.50% | 2.70% | ||
| 10/1/21 | $1,635,000 | 3.50% | 2.90% | ||
| 10/1/22 | $1,700,000 | 3.625% | 3.10% | ||
| 10/1/23 | $1,770,000 | 3.625% | 3.25% | ||
| 10/1/24 | $1,840,000 | 3.625% | 3.35% | ||
| 10/1/25 | $1,920,000 | 3.75% | 3.45% | ||
| 10/1/26 | $2,005,000 | 3.75% | 3.55% | ||
| 10/1/27 | $2,095,000 | 3.75% | 3.65% | ||
| 10/1/28 | $2,180,000 | 3.75% | 3.70% | ||
| 10/1/29 | $2,280,000 | 3.75% | 3.75% | ||
| 10/1/30 | $2,385,000 | 3.75% | 3.80% | ||
| 10/1/31 | $2,480,000 | 3.75% | 3.875% | ||
| 10/1/32 | $2,580,000 | 3.75% | 4.00% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.8906%
TD Securities, NIC 4.4252%
Hutchinson Shockey, NIC 5.3348%
Smithtown Central School District
Oct 4, 2012 . . . . . . $40,000,000
Tax Anticipation Notes for 2012-2013 Taxes.
Dated Oct 18, 2012.
Due Jun 28, 2013.
Purchased $40,000,000.00 by JPMorgan, at 2.5%, plus $631,803.70, effective rate 0.2255%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.2449%
Jefferies, Effective Rate 0.2485%
TD Securities, Effective Rate 0.269%
TD Securities, Effective Rate 0.2892%
Janney Montgomery, Effective Rate 0.3002%
TD Securities, Effective Rate 0.3094%
TD Securities, Effective Rate 0.3295%
JPMorgan Chase, Effective Rate 0.45%
OKLAHOMA
Osage County Elementary School District No. 77
Oct 4, 2012 . . . . . . $320,000
Combined Purpose Bonds of 2012 (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Nov 1, 2014 to 2016.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.6773%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $100,000 | 0.70% | NRO | NRO | |
| 11/1/15 | $110,000 | 0.70% | NRO | NRO | |
| 11/1/16 | $110,000 | 0.65% | NRO | NRO |
In association with: RCB Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.7624%
UMB Bank, NIC 0.7757%
F&M Bank, NIC 0.9258%
Country Club Bank, NIC 0.9951%
Washington County Independent School District No. 30 (Bartlesville)
Oct 4, 2012 . . . . . . $4,000,000
Combined Purpose Bonds, Series 2012B (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Nov 1, 2014 to 2017.
Non-callable.
Winning bid: Piper Jaffray, at 100.9888, TIC 0.6234%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $1,000,000 | 1.00% | 0.40% | ||
| 11/1/15 | $1,000,000 | 1.00% | 0.48% | ||
| 11/1/16 | $1,000,000 | 1.00% | 0.58% | ||
| 11/1/17 | $1,000,000 | 0.75% | 0.75% |
L.O.: State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
Country Club Bank, TIC 0.6311%
Baker Group, TIC 0.635%
UMB Bank, TIC 0.74%
BOSC, TIC 1.1705%
PENNSYLVANIA
Penns Manor Area School District
Oct 4, 2012 . . . . . . $6,095,000
General Obligation Bonds, Series of 2012 (bank qualified) (book entry).
Dated Nov 20, 2012.
Due Sep 15, 2013 to 2023.
Callable Mar 15, 2018 at par.
Winning bid: Janney Montgomery, at n/a, TIC 1.7113%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/13 | $45,000 | 2.00% | 0.30% | AGM | |
| 9/15/14 | $560,000 | 2.00% | 0.40% | AGM | |
| 9/15/15 | $570,000 | 1.25% | 0.50% | AGM | |
| 9/15/16 | $575,000 | 2.00% | 0.65% | AGM | |
| 9/15/17 | $590,000 | 2.00% | 0.85% | AGM | |
| 9/15/18 | $600,000 | 2.00% | 1.00% | AGM | |
| 9/15/19 | $610,000 | 1.25% | 1.30% | AGM | |
| 9/15/20 | $620,000 | 1.50% | NRO | NRO | AGM |
| 9/15/21 | $630,000 | 1.75% | NRO | NRO | AGM |
| 9/15/22 | $645,000 | 2.00% | NRO | NRO | AGM |
| 9/15/23 | $650,000 | 2.00% | 2.07% | AGM |
L.O.: Thorp Reed & Armstrong, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 1.7467%
PNC Capital Markets, TIC 1.8008%
FTN Fin Cap Mkts, TIC 1.8207%
Roosevelt & Cross, TIC 1.8559%
Boenning&Scattergood, TIC 1.8589%
Sterne Agee, TIC 2.2608%
SOUTH CAROLINA
Isle of Palms (City)
Oct 4, 2012 . . . . . . $6,200,000
Water and Sewer System Revenue Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 18, 2012.
Due Dec 1, 2012 to 2021.
Non-callable.
Winning bid: Janney Montgomery, at 108.7888, TIC 1.0135%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $180,000 | 2.00% | 0.20% | ||
| 12/1/13 | $115,000 | 2.00% | 0.25% | ||
| 12/1/14 | $725,000 | 3.00% | 0.30% | ||
| 12/1/15 | $555,000 | 3.00% | 0.40% | ||
| 12/1/16 | $570,000 | 3.00% | 0.50% | ||
| 12/1/17 | $900,000 | 3.00% | 0.65% | ||
| 12/1/18 | $930,000 | 3.00% | 0.75% | ||
| 12/1/19 | $955,000 | 3.00% | 1.00% | ||
| 12/1/20 | $630,000 | 2.00% | 1.20% | ||
| 12/1/21 | $640,000 | 2.00% | 1.40% |
L.O.: McNair Law Firm, Charleston, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
BA Merrill Lynch, TIC 1.2467%
Raymond James | MK, TIC 1.3094%
Robert W. Baird, TIC 1.3134%
JPMorgan, TIC 1.3663%
Stifel Nicolaus, TIC 1.3748%
Sterne Agee, TIC 1.6311%
TENNESSEE
Lexington (City)
Oct 4, 2012 . . . . . . $4,480,000
General Obligation Public Improvement Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 18, 2012.
Due Apr 1, 2014 to 2028.
Callable Apr 1, 2019 at par.
Winning bid: Raymond James | MK, at 100.4976, TIC 1.7067%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $215,000 | 1.00% | 0.50% | ||
| 4/1/15 | $225,000 | 1.00% | 0.55% | ||
| 4/1/16 | $245,000 | 1.00% | 0.60% | ||
| 4/1/17 | $265,000 | 1.00% | 0.80% | ||
| 4/1/18 | $280,000 | 1.00% | 0.90% | ||
| 4/1/19 | $290,000 | 1.10% | 1.10% | ||
| 4/1/20 | $300,000 | 1.35% | 1.35% | ||
| 4/1/21 | $310,000 | 1.45% | 1.45% | ||
| 4/1/22 | $320,000 | 2.00% | 1.55% | ||
| 4/1/23 | $330,000 | 2.00% | 1.65% | ||
| 4/1/24 | $340,000 | 2.00% | 1.70% | ||
| 4/1/25 | $355,000 | 2.00% | 1.75% | ||
| 4/1/26 | $370,000 | 2.00% | 1.85% | ||
| 4/1/27 | $385,000 | 2.00% | 1.90% | ||
| 4/1/28 | $250,000 | 2.00% | 2.00% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Guardian Advisors, LLC, Hohenwald, TN.
Other bidders were:
UBS Financial Svcs, TIC 1.7956%
Robert W. Baird, TIC 1.8176%
Vining-Sparks IBG, TIC 1.8533%
PNC Capital Markets, TIC 1.9799%
Sterne Agee, TIC 2.2605%
TEXAS
Brazoria-Fort Bend County Municipal Utility District No. 1
Oct 4, 2012 . . . . . . $4,535,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Sep 1, 2014 to 2034.
Callable Sep 1, 2019 at par.
Winning bid: RBC Capital Mkts, at 97.7000, NIC 3.2422%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $135,000 | 2.00% | 0.75% | AGM | |
| 9/1/15 | $140,000 | 2.00% | 1.00% | AGM | |
| 9/1/16 | $155,000 | 2.00% | 1.20% | AGM | |
| 9/1/17 | $160,000 | 2.00% | 1.40% | AGM | |
| 9/1/18 | $165,000 | 2.00% | 1.60% | AGM | |
| 9/1/19 | $170,000 | 2.00% | 1.80% | AGM | |
| 9/1/20 | $180,000 | 2.00% | 2.00% | AGM | |
| 9/1/21 | $185,000 | 3.00% | 2.20% | AGM | |
| 9/1/22 | $190,000 | 3.00% | 2.40% | AGM | |
| 9/1/23 | $200,000 | 3.00% | 2.50% | AGM | |
| 9/1/24 | $215,000 | 3.00% | 2.60% | AGM | |
| 9/1/25 | $220,000 | 3.00% | 2.70% | AGM | |
| 9/1/26 | $235,000 | 3.00% | 2.80% | AGM | |
| 9/1/27 | $240,000 | 3.00% | 2.90% | AGM | |
| 9/1/28 | $250,000 | 3.00% | 3.00% | AGM | |
| 9/1/29 | $250,000 | 3.00% | 3.10% | AGM | |
| 9/1/30 | $275,000 | 3.125% | 3.20% | AGM | |
| 9/1/31 | $275,000 | 3.25% | 3.30% | AGM | |
| 9/1/32 | $295,000 | 3.375% | 3.40% | AGM | |
| 9/1/33 | $300,000 | 3.375% | 3.50% | AGM | |
| 9/1/34 | $300,000 | 3.50% | 3.60% | AGM |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
GMS Group, NIC 3.3831%
Raymond James | MK, NIC 3.4122%
Sterne Agee, NIC 3.4123%
FirstSouthwest, NIC 3.49%
Southwest Securities, NIC 3.5244%
Cinco Southwest Municipal Utility District No. 1
Oct 4, 2012 . . . . . . $16,075,000
Contract Revenue Bonds, Series 2012 (book entry).
Dated Oct 1, 2012.
Due Dec 1, 2013 to 2038.
Callable Dec 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.1539, NIC 3.4228%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $620,000 | 4.00% | 0.75% | AGM | |
| 12/1/14 | $620,000 | 4.00% | 1.00% | AGM | |
| 12/1/15 | $620,000 | 4.00% | 1.20% | AGM | |
| 12/1/16 | $620,000 | 4.00% | 1.30% | AGM | |
| 12/1/17 | $620,000 | 4.00% | 1.50% | AGM | |
| 12/1/18 | $620,000 | 3.50% | 1.70% | AGM | |
| 12/1/19 | $620,000 | 3.00% | 1.95% | AGM | |
| 12/1/21 | $1,240,000 | 2.25% | 2.50% | AGM | |
| 12/1/23 | $1,240,000 | 2.625% | 2.75% | AGM | |
| 12/1/25 | $1,240,000 | 2.75% | 2.90% | AGM | |
| 12/1/27 | $1,240,000 | 3.00% | 3.00% | AGM | |
| 12/1/29 | $1,240,000 | 3.00% | 3.15% | AGM | |
| 12/1/31 | $1,230,000 | 3.125% | 3.25% | AGM | |
| 12/1/33 | $1,230,000 | 3.25% | 3.40% | AGM | |
| 12/1/35 | $1,230,000 | 3.50% | 3.55% | AGM | |
| 12/1/38 | $1,845,000 | 3.625% | 3.75% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James | Morgan Keegan, BOSC, Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 3.4933%
BA Merrill Lynch, NIC 3.5036%
Hutchinson Shockey, NIC 3.6069%
UTAH
Weber School District Board of Education
Oct 3, 2012 . . . . . . $20,000,000
General Obligation Bonds (Utah School Bond Guaranty Program), Series 2012 (book entry).
Dated Oct 18, 2012.
Due Jun 15, 2013 to 2032.
Callable Jun 15, 2022 at par.
Winning bid: Stifel Nicolaus, at 103.8730, TIC 2.6538%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $610,000 | 2.00% | 0.32% | ||
| 6/15/14 | $850,000 | 3.00% | 0.35% | ||
| 6/15/15 | $575,000 | 2.00% | 0.41% | ||
| 6/15/17 | $250,000 | 1.25% | 0.67% | ||
| 6/15/18 | $280,000 | 1.50% | 0.79% | ||
| 6/15/19 | $260,000 | 1.50% | 1.05% | ||
| 6/15/20 | $280,000 | 1.50% | 1.33% | ||
| 6/15/21 | $375,000 | 2.00% | 1.56% | ||
| 6/15/22 | $415,000 | 2.00% | 1.75% | ||
| 6/15/23 | $450,000 | 2.00% | 2.00% | ||
| 6/15/24 | $1,510,000 | 3.00% | 2.20% | ||
| 6/15/25 | $1,570,000 | 4.00% | 2.27% | ||
| 6/15/26 | $1,625,000 | 3.00% | 2.47% | ||
| 6/15/27 | $1,685,000 | 3.00% | 2.54% | ||
| 6/15/28 | $1,725,000 | 2.50% | 2.60% | ||
| 6/15/30 | $3,630,000 | 2.75% | 2.75% | ||
| 6/15/31 | $1,910,000 | 3.50% | 2.64% | ||
| 6/15/32 | $2,000,000 | 3.50% | 2.71% |
Other managers: FirstSouthwest, BB&T Capital Markets, Southwest Securities, Inc., KeyBanc Capital Markets, SunTrust Robinson Humphrey, Sterne, Agee & Leach, Inc, Isaak Bond Investments, Inc..
L.O.: Chapman & Cutler, Salt Lake City, UT.
F.A.: George K. Baum & Co., Salt Lake City, UT.
Other bidders were:
Janney Montgomery, TIC 2.6555%
BA Merrill Lynch, TIC 2.6881%
Robert W. Baird, TIC 2.7266%
Hutchinson Shockey, TIC 2.7396%
Piper Jaffray, TIC 2.7398%
UBS Financial Svcs, TIC 2.756%
Citigroup, TIC 2.7843%
Morgan Stanley, TIC 2.8188%
JPMorgan, TIC 2.8777%
BMO Cap Mkts GKST, TIC 2.9438%
TAXABLE ISSUES
NEW YORK
Oyster Bay (Town)
Oct 4, 2012 . . . . . . $7,500,000
Bond Anticipation Notes, 2012 Series C (Federally Taxable) (book entry).
Dated Oct 12, 2012.
Due Oct 11, 2013.
Purchased $7,500,000.00 by Jefferies, at 1.5%, plus $37,652.00, effective rate 0.9966%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.3109%
